Multi-Criteria Decision Analysis for Evaluating Transitional and Post-Mining Options—An Innovative Perspective from the EIT ReviRIS Project
Abstract
:1. Introduction
2. Materials and Methods
2.1. Transitional Post-Mining Landscape Profiles (TPMLP)
- Q1
- Is the site an active mine?
- Q2
- Does the site have a private entity responsible for the environmental liability?
- Q3
- Has fieldwork been implemented on site for environmental control and remediation?
- Q4
- Has fieldwork implemented for revitalization and new land use?
- An area that is not expected to have further mineral exploitation, meaning that, from the point of view of terrain modifications, it is in a static situation;
- An area with active mineral exploitation, meaning that, from the point of view of terrain modifications, it is in a dynamic situation.
2.2. Topics
2.3. Multiple Criteria Decision-Making Methods Applicable to ReviRis Context
2.3.1. Technique for Order Preference by Similarity to Ideal Solution (TOPSIS)
- ,
- ,
- i is the number of alternatives (1, 2, …, m),
- j is the number of criteria (1, 2, …, n),
- v is the value of jth criterion on the ith alternative,
- is the value of the nth criterion of the PIS alternative, and
- is the value of the nth criterion of the NIS alternative.
- “Positive” distances between each alternative to PIS alternative
- “Negative” distances between each alternative to NIS alternative
2.3.2. Sequential Interactive Method for Urban Systems (SIMUS)
2.3.3. Simple Multi-Attribute Rating Technique Extended to Ranking (SMARTER)
- k is the ranked position of each criterion;
- is the calculated weight (ROC weight); and
- K is the total number of criteria, or attributes, to be ranked.
3. Results and Discussion: ReviRIS Decision Process for PMLU
- Questions 1 and 2 help in defining the situation of the site (static/dynamic or abandoned/inactive/active) and who takes responsibility for developing the process of mine reclamation, which, in turn, reveals a significant part: the main stakeholders involved. However, it does not mean that other stakeholders are disregarded; instead, it means that those main stakeholders are the ones going forward with the process.
- Question 3 provides insight regarding the stage of completion of terrain modeling and implementation of engineering solutions, which, in turn, allows for the level of detail in the revitalization; and
- Question 4 indicates that the process is at the final stage. The main reason to use this methodology, at this stage, is to determine the entities that are the final manager(s) for the monitoring of the environmental reclamation work and the manager(s) for the new specific land use.
- First stage—TPMLP definition and selection through the four conceptual questions already referred;
- Second stage—development of alternatives; the definition of criteria based on topics, creation of spatial, and non-spatial data by a group of experts to input into the IDM; and testing of the model using the suitable method (TOPSIS or SIMUS); and
- Third stage—a participatory process with all stakeholders involved where the alternatives and criteria are explained, and stakeholders not only attribute their preferences regarding criteria using SMARTER but also are involved in the decision process, observing the modeling result with TOPSIS or SIMUS and collaborating in its sensitivity analysis.
- The first stage is the selection of the TPMLP, which consists of a simple description of the site using the four simple questions that allow for finding out which stakeholders are involved and their responsibilities. With this first step, the MCDA goal is better understood, and it is possible to start the development of alternatives.
- For the second stage, designing alternatives, a careful analysis of the site’s intrinsic characteristics (local conditions); restrictions to future new land uses; and integration with local, regional, and national spatial and non-spatial data is needed. This integration provides experts with the information needed to develop grounded and meaningful alternatives, to determine criteria that better represent the problem based on the topics, and to attribute correct performance values (data) into the IDM. After this problem structuring (MCDA stage), the situation evolves into a stage of MCDM, where a decision is needed.
- The final stage is the participatory process involving all stakeholders and allowing them to include their preferences by attributing weights to criteria, using the SMARTER method. In the end, after an analysis of GIS features to the most relevant alternatives ranked with SIMUS or TOPSIS, all stakeholders and decision-makers are better prepared to make a decision.
4. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Q1 | Q2 | Q3 | Q4 | Main Category | Profile No. |
---|---|---|---|---|---|
No | No | No | No | Abandoned | 1 |
No | No | Ongoing | No | 2 | |
No | No | Completed | No | 3 | |
No | No | Completed | Ongoing | 4 | |
No | No | Completed | Completed | 5 | |
No | Yes | No | No | Not active | 6 |
No | Yes | Ongoing | No | 7 | |
No | Yes | Completed | No | 8 | |
No | Yes | Completed | Ongoing | 9 | |
No | Yes | Completed | Completed | 10 | |
Yes | Yes | No | No | Active | 11 |
Yes | Yes | Ongoing | No | 12 | |
Yes | Yes | Completed | No | 13 | |
Yes | Yes | Completed | Ongoing | 14 | |
Yes | Yes | Completed | Completed | 15 |
Topic | Description |
---|---|
Economics | Costs related to implementing the alternative or monitoring environmental and safety issues, the time needed to develop such plans, the post-mining land use economic balance, and the funding opportunities or possibilities. |
Environmental | This topic is linked with the natural environment, such as atmospheric, aquatic, terrestrial, and biological domains. These domains form the baseline to develop a characterization study of the current state of the mine complex. |
Technical issues | It intends to include aspects of the mine site itself and engineering into the decisional process. The main aspects are related to mine’s physical characteristics, measures that need to be taken to cope with the type of contamination, characteristics of structures and facilities, potential for the circular economy, terrain characteristics, and stability and risk conditions of the mine complex area. |
Social | This topic relates to the economic development of local communities, future employment situation, community cohesion, social structure impact, regional culture and collective identity, fears and aspiration of the local community, safety, health and well-being, land planning, infrastructures, environment, personal and proper rights, and political and institutional stresses. |
Regional Development | This topic is new, and its inclusion derives from adding regional strategies, ambitions, and needs into the decisional process. Therefore, the elements accounted for are the potential for agricultural, commercial, touristic, real-state, or other economic activities. The regional strategy for each activity is linked with the regional legislation and legal frameworks regarding land management. The regional strategy for climate change adaptation should also be considered and the site’s proximity to local communities. |
Geoethics | This new topic intends to enable decision-makers to develop a set of criteria that considers the following: local population needs, natural potential, knowledge gathered through years or decades of mining, safety and health of the whole ecosystem (including humans), and how it interacts with the economic activities, whether through the promotion of culture and tourism or by the preservation of geological and mining heritage. |
TPMLP No. | MCDA Goals | Methods | Participatory Stage |
---|---|---|---|
1, 6, and 11 | Analyze the technical solutions to be implemented in the field. | SIMUS | SMARTER for criteria’s weights definition SIMUS to run the complete IDM |
2, 7, and 12 | Define a general objective of the future possible land use (e.g.: agriculture, natural, real-state). | TOPSIS | SMARTER for criteria’s weights definition TOPSIS to run the complete IDM |
3, 8, and 13 | Select the specific future Post-Mining Land Use (e.g.: museum, hotel, resort, wheat plantations, corn plantations) | SIMUS | SMARTER for criteria’s weights definition SIMUS to run the complete IDM |
4, 9, and 14 | Final responsibilities: (1) monitoring of environmental reclamation; (2) managing of the new land use | TOPSIS | SMARTER for criteria’s weights definition TOPSIS to run the complete IDM |
5, 10, and 15 | No need to develop an MCDA | ------------ | -------------- |
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Amaro, S.L.; Barbosa, S.; Ammerer, G.; Bruno, A.; Guimerà, J.; Orfanoudakis, I.; Ostręga, A.; Mylona, E.; Strydom, J.; Hitch, M. Multi-Criteria Decision Analysis for Evaluating Transitional and Post-Mining Options—An Innovative Perspective from the EIT ReviRIS Project. Sustainability 2022, 14, 2292. https://doi.org/10.3390/su14042292
Amaro SL, Barbosa S, Ammerer G, Bruno A, Guimerà J, Orfanoudakis I, Ostręga A, Mylona E, Strydom J, Hitch M. Multi-Criteria Decision Analysis for Evaluating Transitional and Post-Mining Options—An Innovative Perspective from the EIT ReviRIS Project. Sustainability. 2022; 14(4):2292. https://doi.org/10.3390/su14042292
Chicago/Turabian StyleAmaro, Sandra Lourenço, Sofia Barbosa, Gloria Ammerer, Aina Bruno, Jordi Guimerà, Ioannis Orfanoudakis, Anna Ostręga, Evangelia Mylona, Jessica Strydom, and Michael Hitch. 2022. "Multi-Criteria Decision Analysis for Evaluating Transitional and Post-Mining Options—An Innovative Perspective from the EIT ReviRIS Project" Sustainability 14, no. 4: 2292. https://doi.org/10.3390/su14042292