1. Introduction
Transportation experts worldwide have been challenged by a rapid increase in road traffic needs. As a result of the ever-increasing traffic demands of road users, congestion in the conventional traffic signalized intersections has also dramatically increased. Accordingly, the total travel time and the overall delay have significantly deteriorated, particularly under high traffic volume conditions. The conventional treatments aimed at improving the performance of signalized intersections have failed to produce significant improvements under various conditions. Therefore, there is an urgent need for innovative approaches to overcome the serious traffic dilemma, alleviate congestion, and raise the current level of service at conventional intersections, particularly under constrained and limited resources.
Unconventional Arterial Intersection Designs (UAIDs) have been presented as innovative treatments to ensure safer flow along the arterial corridors and facilitate sustainable planning for congested cities. UAIDs enhance operational performance by reducing the delay, as well as improving the entire intersection’s safety conditions through reducing the total cycle time and the number of conflict points [
1,
2,
3,
4]. However, a methodological framework for the economical assessment of such designs has not been investigated, particularly under mixed traffic conditions. Overpass interchanges are effective in alleviating congestion and improving safety, but have high construction costs. UAIDs are relatively less costly than overpasses while providing good performance. To identify the best solution in practice, evaluation from a cost-effectiveness viewpoint is necessary.
This study is a part of an ongoing research project investigating the applicability of UAIDs under heterogeneous traffic complexities, in order to gain a better understanding of the performance, vulnerabilities, and limitations of such designs [
5,
6,
7,
8]. The main objective of this paper is to develop a methodological framework that could be followed as a socio-economic assessment approach for UAIDs. The research objective is accomplished by identifying, evaluating, and comparing the economic feasibilities of UAIDs with that of an overpass interchange. Accordingly, we provide clear guidance to practitioners and decision-makers, which may be followed in order to determine the proper treatments from an economical point of view.
In this study, we investigate two UAID schemes; namely, the Restricted Crossing U-Turn (RCUT) or the Superstreet Median (SSM), and the Continuous Flow Intersection (CFI), which is also referred to as Displaced Left-Turn (DLT). We aim to study the possibility and applicability of these two proposed UAID schemes for implementation in developing cities where mixed traffic is the dominant condition, focusing on the socio-economic assessment.
The remainder of this paper is structured as follows. The following section provides a review of relevant studies in the literature.
Section 3 illustrates the methodology of this research, while
Section 4 presents a case study. Finally,
Section 5 and
Section 6 present a discussion of the results and our conclusions, respectively.
2. Literature Review
In urban road networks—particularly signalized ones—traffic flow at intersections is an indicator of the level of service (LOS). Conventional treatments to improve the performance of signalized intersections focus on enhancing the control systems, either by utilizing actuated signal control, changing the time plans of the existing signals, optimizing the signal timing, or by adding extra and/or exclusive lanes (e.g., turning pockets) to increase the ability to approach intersections. Although higher capacities are usually rendered by overpass interchanges as a grade-separation approach, they are costly and aesthetically unpleasant [
1,
9]. Hence, UAIDs have been presented as a signalized intersection treatment that ensure safer flow along arterial corridors. The main purposes of these schemes are to enhance the operational performance by reducing the delay, as well as improving the safety conditions of the entire intersection. This can be achieved by reducing the total cycle time. A two-phase system results in significant operational efficiency, due to the reduction in the total cycle length. Shorter mean queues, shorter storage bays with shorter travel time, and overall significant improvement are notable indicators along arterial corridors [
1,
2]. The displacement or re-routing of one or more of traffic streams can reduce the total number of conflict points inside the main intersection, significantly improving the safety performance [
1,
3,
4].
Several geometric and signal designs for intersections have been developed in the literature, in addition to improving traffic data prediction accuracy [
10]. The symmetric intersection presented in [
11] is a junction of two arterials that have different driving rules. On the left-hand traffic arterial, vehicles drive on the left side and obey left-side traffic rules. On the right-hand traffic arterial, vehicles drive on the right side and obey right-side traffic rules. Alemdar et al. [
12] have developed several geometric and signal designs for three intersections in Turkey. These designs were simulated using the PTV VISSIM software and evaluated using multi-criteria decision analysis methods. They considered vehicle delay, queue length, stopped delay, stops, travel time, vehicle safety, CO
2 emissions, fuel consumption, and construction cost.
In this study, we investigate two UAID schemes. As a unique and innovative design, the CFI intersection allows through-flow and left-turn flow to be pursued simultaneously within only a two-phase signal, instead of four, in the case of conventional intersections. As its name implies, the CFI maintains traffic flow along the corridors [
2]. It can be applied by re-routing the left-turn flow and permitting it to cross to the opposite side brink in an exclusive left-turn lane through unopposed minor upstream crossovers, provided a few hundred meters in advance of the main existing intersections [
2,
13,
14]. These displacements create four additional intersections upstream of the main one, as shown in
Figure 1.
The novelty of the RCUT intersection is the separation of the directions of travel flow on arterial roads with two different traffic signal controllers, as shown in
Figure 2. Within a two-phase signal system, independent operation on the arterial streets is emphasized to achieve an efficient smooth traffic flow [
4,
9,
14]. As the RCUT controls the crossing flow at the main to the minor approaches, the main road traffic flow can continue to progress, through left and/or right turns. With channelizing medians, independent flow operation is provided along the arterial corridor, and the left-turning traffic flow takes an indirect left-turn to reach destinations on minor streets [
2,
4,
14]. The U-turns provided along with the main corridor result in an indirect left-turn for the minor approach flow. These U-turns allow minor street vehicles to travel in the main corridor by right-turning followed by left-turning at the provided U-turns, then continuing to travel along the opposite minor route accordingly, as shown in
Figure 2.
Few economic impact studies have been carried out to analyze the cost and benefit of UAIDs. The replacement of conventional signalized intersections by either a signalized intersection or a grade-separated interchange (overpass interchange) has been analyzed, and it was found that the overpass interchange provided a higher investment return than adding a new signal control, especially when the minor traffic demand was less than half of the major [
9]. The safety and economic impacts of replacing conventional signalized intersections with roundabouts in rural high-speed locations have also been investigated [
15]. The results revealed that the reductions in crash severity and frequency resulted in an annual return between
$1.0 and
$1.6 million, due to the replacement of locations with higher-than-normal crash histories. Moreover, a preliminary economic analysis of a realistic RCUT project has been conducted for safety mitigation on rural highways, in order to estimate construction costs [
16]. The achieved potential benefits in either operational or safety performance showed the best investment return within a few years in most cases, compared with maintaining the geometry of conventional signalized intersections. To the best of our knowledge, a methodological framework for the cost and benefit assessment has not yet been investigated in the literature for such designs, particularly under a mixed traffic environment.
3. Methodology
Cost–Benefit Analysis (CBA) is a procedure to evaluate the output of a particular project, in order to decide whether it is valuable or not. CBA can help policy-makers to assess the value of transaction projects and to decide the best alternative to implement through determining its financial feasibility. Using a common unit of monetary measurement, CBA depends on estimating the potential costs and revenues associated with a project’s implementation and operation.
Therefore, it is important to consider the different cost and benefit components carefully before conducting CBA. From a financial point of view, the cost is defined by the value of money used to produce or present a certain project, including direct and indirect costs, principal costs, personnel costs, running costs, and depreciation rates. However, from economic or social perspectives, the cost denotes the way in which the available resources are used properly in a specific project or a particular activity. From the transportation economic point of view, the cost of transportation investment is the value of the resources consumed to achieve expected benefits [
17]. On the other hand, the benefits are defined, from the financial point of view, as the monetary values of the desirable consequence of a certain project, an economic policy, or even a decision. Meanwhile, from an economic or social perspective, the benefits are the value of the goods and services produced. The CBA discussed in this research is an economic assessment approach that aims to define and formulate the different cost and benefit components associated with the implantation of the proposed UAID intersections, in order to produce enough information on the proposed alternative schemes and to ascertain whether these should be undertaken as a cost-effective treatment.
To accomplish the objective of this study, CBA was conducted to assess the socio-economic return of various cost and benefit factors affecting the implementation of the proposed UAIDs, as shown in
Figure 3. Based on the CBA approach, a comparative study was conducted between conventional signalized intersections, compared to an overpass interchange and two proposed UAIDs. The present values of various alternatives were estimated following their future benefits, considering all comprehensive possible costs and benefits which are associated with each scheme, which is the governing factor in this approach. Thus, both cost and benefit components were estimated with respect to the overpass interchange (as a conventional common intersection), and CFI and RCUT (as UAIDs). CBA was conducted through the following basic steps: First, all costs and benefits for the control, as well as the suggested alternatives, were identified by developing basic cost factors. Second, the beneficiary values of the cost and benefit items were identified. Third, the costs and benefits were determined in monetary terms. Fourth, the Present Value for both cost and benefit were estimated by deducting the future values based on interest rates. Fifth, the calculation of road user benefits and the extrapolation of benefits of all alternatives were performed by evaluating the indices under different external conditions. Finally, the Benefit–Cost Ratio (BCR)—an indication that refers to the efficiency of each suggested scheme—was estimated, in order to obtain a decision on the best scheme for implementation.
3.1. Cost Estimation
A cost breakdown was executed based on data obtained from the annual reports of local authorities [
14], in order to estimate the total cost of the existing intersections and the other alternatives, including overpass interchanges and UAIDs. Several elements were considered when estimating the cost of the different alternatives in this study, as shown in
Figure 3. The costs considered in this study were included construction, running, and maintenance costs, as illustrated in Equation (1). The construction costs include pavement construction, signal heads, detectors, and other needed components, where the pavement construction cost includes asphalt concrete, sidewalks, and line painting, in addition to the cost of installing signs along the road; the signal head cost includes the cost needed to purchase and installing the traffic signal heads, detectors, and control units; and the overpass interchange construction cost consists of concrete elements, asphalt pavement, sidewalks, handrails, and light poles. Although the total land required is higher in the case of the overpass interchange, the right-of-way cost was not considered in this study due to missing data.
The operation cost consists of the electricity consumption annual cost which is needed to control the existing conventional intersections, such as that required by signal heads, detector units, and the other control units. It also includes the repair cost of unexpected problems, including spare parts and manpower costs. On the other hand, the maintenance cost refers to the annual repair cost for asphalt concrete, sidewalks, painting, signal heads, detectors, and all control units, including the repair materials and manpower costs.
where
C—Project total cost (in Egyptian pounds (L.E)/year);
T—Project total lifetime (years);
CC—Construction total cost (L.E/year);
OC—Annual operation total cost (L.E/year);
MC—Annual maintenance total cost (L.E/year).
3.2. Road User Benefit Estimation
The promotion and development of transportation systems brings benefits to all road users and other citizens. The term “user returns” refers to the benefits to road users, while the term “social returns” refers to the indirect benefits of other people, such as the reduction of negative environmental impacts (i.e., noise and gas emissions) [
18]. The user returns are estimated based on user trip cost reductions due to the improvement in traffic conditions. Hence, the user estimated benefits was assessed in terms of savings in operating costs due to the implementation of the proposed treatments for traffic congestion. The Carbon Dioxide (CO
2) emissions indicator was used to represent the indirect cumulative benefits, as an environmental index. The estimated road user benefits can be categorized as follows:
Savings by reducing the cost of fuel consumption;
Savings by reducing the cost of CO2 emissions;
Savings by reducing the total travel time on the road.
3.2.1. Estimating the Fuel Consumption Cost Saving
The savings due to the reduction of wasted fuel consumption were calculated. A comparison was done by estimating the fuel consumed during peak and free-flow periods. The applied equations (Equations (2)–(8)) have been developed by the Texas Transportation Institute [
19].
In the beginning, the excess fuel consumption cost was estimated by calculating the average daily traffic volume along the respective route. Then, the daily vehicle vehicle kilometers of travel (DVKT) was calculated, which is the average daily traffic on a section of roadway multiplied by the length (in kilometers) of that section of roadway. The average speeds from the simulation of each proposed scheme, average fuel economy, DVKT, excess diesel wasted (EDW), and excess gasoline wasted (EGW) annual costs were estimated. To calculate the excess gasoline cost (EGC) and excess diesel cost (EDC), the authors followed the equations reported in the “Cairo traffic congestion study phase 1 final report” by the World Bank [
20]. The fuel subsidy values at the time of the study were 2.2 L.E/liter for gasoline and 1.1 L.E/liter for diesel, as illustrated in Equations (6) and (7).
where
EFC—Excess annual fuel cost (L.E/year);
EGC—Excess gasoline annual cost (L.E/year);
EDC—Excess diesel annual cost (L.E/year);
EGW—Excess gasoline wasted annual amount (liter);
EDW—Excess diesel wasted annual amount (liter);
EFS—Excess fuel subsidy annual cost (L.E/year);
EGS—Excess gasoline subsidy annual cost (L.E/year);
EDS—Excess diesel subsidy annual cost (L.E/year);
DVKT—Daily vehicle kilometers of travel annual cost (veh./km/year);
—Average free-flow travel speed (Km/h);
—Average congested speed (Km/h).
3.2.2. Estimating the CO2 Emissions Cost Reduction
The cost savings due to reducing CO
2 emissions were calculated based on the CO
2 emissions standard rates reported in World Bank-related studies [
21] (Equations (9) and (10)). Both the vehicle type and used fuel type affect the cost savings associated with CO
2 emissions due to a reduction in excess fuel consumption. The standard emissions rates for diverse vehicular modes were used to calculate the CO
2 emission due to congestion in Cairo; namely, one liter of consumed gasoline or diesel by passenger cars was considered to produce 2.40 and 2.41 kg of CO
2, respectively [
5]. Attention should be paid to converting the volume units of the wasted diesel and gasoline annual amounts in liters to mass units (i.e., in kg) before substituting into Equations (9) and (10), bearing in mind that 1.0 L of diesel weighs 0.832 kg, while 1.0 L of gasoline is 0.77 kg.
where
: CO
2 emissions annual cost (L.E/year); WCO
2: CO
2 emissions weight/year (Kg);
UCCO
2: CO
2 unit cost (L.E/ton);
GW: Wasted gasoline weight/year (kg);
DW: Wasted diesel weight/year (kg).
3.2.3. Estimating the Total Travel Time Cost Saving
The annual cost due to the reduction of the total travel time was calculated according to the method developed by the Texas Transportation Institute [
19] and followed in other previous studies [
5,
20]. The total travel delay time on a road network (i.e., the amount of extra time that traffic takes due to congestion) was estimated using Equation (11). The data obtained from a previously published report by the World Bank [
20] was used for more accurate and reliable indices of social benefits.
where
DC: Total delay cost/year (L.E/year);
N: Annual traffic flow on a road at peak hours (veh);
O: Vehicle occupancy factor;
: Incident delay factor for a road;
L: Congested length of a route segment (Km);
: Average congested speed (Km/h);
: Average free flow travel speed (Km/h);
VOT: Value of time for car user (L.E/h).
The overall travel delay was calculated by comparing the total travel at the average speeds and the free flow speeds, during the peak periods and in the same route segment as [L × (
)] as shown in Equation (11). Then, the average delay per vehicle was used as an indicator of overall delay on the route segment at peak periods of each alternative scheme. The average vehicle occupancy index (Equation (12); developed by [
22]) was used to estimate the total number of road users, in order to calculate the travel time reliability metrics, according to the national home travel survey index [
20].
where
O: Average vehicle occupancy factors for cars.
r: Record in the queried “trippub” data.
R: The total number of records in the queried “trippub” data.
(TRPMILES)r: Total trip distance of data recorded “r” (miles).
(NUMONTRP)r: The traveler’s total number for the data record “r” on each trip.
(WTTRDFIN)r: Final trip weight of the data record “r”.
3.3. The Net Present Value Estimation
When aiming to conduct an applicable socio-economic assessment, it is essential to estimate the Net Present Value (NPV), in order to ensure that an equitable comparison of the total costs and benefits of each scheme is made along the project lifetime. Based on its hypothetical basic foundation, the NPV was estimated according to reductions in future values with respect to the present ones by utilizing a social discount rate, as shown in Equation (13). Following similar previous studies [
5,
20,
23], we assumed that the lifespan of the proposed intervention is 30 years for super-structures elements and sidewalks, while it is 10 years for signal heads, detectors, and control units. Thus, the net present value of each cost and benefit of each proposal can be calculated over the lifespan of the project. Accordingly, the BCR value can be used to calculate the efficiency of the overpass interchange, as well as the other UAIDs (i.e., CFI and RCUT), compared to the existing conventional intersections.
where
NPV: Net present value estimate;
T: Project total lifetime (years from start year “
t” to the end of lifetime);
C: Project annual cash flow;
i: A given social discount rate.
5. Results and Discussion
A cost breakdown was carried out following the annually published report of the Egyptian Ministry of Transport [
20,
21]. The construction cost analysis indicated the much higher construction cost of the overpass interchange, compared to the other alternatives, as shown in
Figure 8. On the other hand, the CFI construction cost exceeded that of the RCUT, as a result of the excess essential construction elements such as exclusive left-turn lanes, medians, and crossover signal heads, compared to those needed to control the RCUTs. The running costs included the electricity consumption and the unexpected problem-solving costs. Due to the extra control units (i.e., signal heads and detectors units) needed to control the crossovers, the CFI running cost exceeded those of the RCUT and overpass interchange (250,000, 220,000, and 100,000 L.E, respectively). The cost of asphalt concrete, sidewalks, painting, signal heads, and detectors unit maintenance for all proposed treatments was collectively estimated as annual maintenance costs. The results indicated the higher maintenance cost of the overpass interchange (250,000 L.E) compared to the other alternatives (165,000 and 180,000 L.E for RCUT and CFI, respectively), due to the costly maintenance of pavement, superstructure, ramps, and other elements, as illustrated in
Table 3.
An improvement in traffic LOS along the road was achieved as a result of operating cost savings due to traffic congestion alleviation by the proposed interventions, as shown in
Figure 9. As the cost savings of CO
2 emissions were mainly calculated based on excess fuel consumption, the CO
2 savings were high, although the delay cost savings were small. The cost savings of CO
2, shown in
Figure 9, presented the same trend as the estimated fuel consumption savings cost, shown in
Figure 10. The average fuel consumption was calculated to estimate the excess fuel consumption due to traffic congestion during the peak periods, as shown in
Figure 10. To estimate the excess fuel consumption due to traffic congestion, the average fuel consumption was calculated to estimate the fuel consumption of vehicles running in congested conditions. The estimated value was adjusted to the fuel equation in the case of the Cairo metropolitan area [
5]. The average life of travelling vehicles was assumed to be 10–12 years. The fuel consumption average value over 100 km for a vehicle with an engine size of 1600 CC is 10 L when travelling at 60 km/h average speed. The cost of fuel consumption for each of the road users is 45% of the total cost, subsidized by the government at 55% of the total cost. A report on traffic congestion in the Cairo metropolitan published by the World Bank [
20] has emphasized that the government subsidy for fuel was 1.1 and 2.2 L.E/liter for diesel and gasoline, respectively (Equations (5) and (6)). The savings in wasted fuel reduction along the studied route were calculated, in order to assess the potential benefits achieved by such interventions’ implementation. The annual savings of CO
2 emissions for the various intersection designs are shown in
Figure 11.
The proposed interventions along the respective route were calculated based on the CO
2 emissions standard rates, detailed in Equations (8) and (9). Based on the provided data obtained from previous reports, the annual total number of vehicles on the selected route segment in this study during peak hours was estimated. The average vehicle occupancy index value was 1.7, as recommended by international reports, such as the Japan International Cooperation Agency (JICA) studies for the Greater Cairo area and World Bank reports [
20,
21]. Delays encountered by road users resulting from random events such as traffic accidents, security checks, or even vehicle wreckages were included. The road traffic accident delay factor reflects unexpected events, and is determined by multiplying the delay when the volume of traffic exceeds the maximum capacity at a certain time of day at the same location. The value of the traffic accident delay factor was taken as 1.1, based on World Bank reports [
20,
21].
Data obtained from Cairo metropolitan master plan in 2009 by JICA were used to calculate the time value of delay costs [
21]. It was found that the average monthly family income is 1134 L.E/household. Accordingly, the time value was adjusted for categories of road users in 2017, based on the expected hourly income of workers and the level of family income in the same year. Taking into account that the VOT of passenger car users increased by 80.0% along the studied road, the time value was taken as 18.19 L.E/hour. The saving cost of the total travel time was estimated accordingly, as shown in
Figure 12. The UAIDs led to travel time cost-savings higher than that of the overpass interchange, as the overpass proposed in this study aims to alleviate congestion along the main corridor (i.e., in the eastbound–westbound direction); however, traffic flow to and from northbound and southbound still operates as a signalized at-grade intersection. As a result, the travel time at UAIDs led to higher savings than that of the overpass alternative. The social discount rate is equal to 17.20%, according to the Central Bank of Egypt data [
29]. Substituting in Equation (13), the net present value of each cost and benefit of each proposal was calculated over the lifespan of the project, as shown in
Figure 13. As mentioned earlier, the proposed total lifespan was 30 years for super-structure elements and sidewalks, while it was assumed to be 10 years for signal heads, detectors, and control units. The BCR value was estimated to reflect the efficiency of each scheme. In the case of CFI, the BCR value exceeded 4.0, while it was found to be 2.99 in the case of RCUT and less than 1.0 for the overpass interchange, which was thus considered an economically inefficient scheme.
Table 4 summarizes the total cost savings and the BCA ratio over the project lifespan for the different alternatives, which indicates that the overpass interchange may save 43.0% for the delay costs, while the CFI and RCUT intersections may save 53.0% and 38.0%, respectively. The results also showed that the CFI saved 30% higher than that which could be saved at the overpass interchange and 40% than that of the RCUT intersection in delay cost savings, while the cost savings of the overpass interchange was higher than the RCUT alternative by 5.0%.
The fuel consumption cost showed significant savings for the UAIDs, compared to the overpass interchange. The fuel consumption cost savings for the overpass interchange was 19.0%, while the CFI and RCUT intersections may also save 74.0% and 13.0%, respectively. Likewise, the results showed that the cost savings of the CFI intersection were higher than the overpass interchange and the RCUT alternative by 74.0% and 83.0%, respectively. On the other hand, the cost savings of the overpass interchange increased the cost savings by 33.0% over the RCUT design.
The operational performance indicators indicated significant improvements with the implementation of the different studied interventions, instead of the existing intersections. The results indicated smoother travel along the road, emphasizing a significant improvement in average running speeds for all proposed solutions, as well as the better savings costs due to reduced wasted fuel consumption, showing considerable savings when compared to the conventional designs. The cost savings due to fuel consumption reduction were 19.0% for the overpass interchange, while they were found to be 74.0% and 13.0% for the CFI and RCUT intersections, respectively. The obtained results revealed that the cost savings with the CFI were higher than those of the overpass interchange and RCUT by 55.0% and 61.0%, respectively. Furthermore, the savings in control intersection costs were increased by 6.0%, compared to the RCUT. The total cost savings due to reduced CO2 emissions reflected significant savings with the implementation of the different proposed schemes. The savings were 19.0%, 75.0%, and 13.0% for the overpass, CFI, and RCUT, respectively. These results emphasize the superiority of the CFI, regarding CO2 emissions reduction. It was found that the CFI provides 56.0% and 62.0% higher reductions than the overpass and RCUT intersections, respectively. Moreover, the results revealed considerable savings in the total travel time-saving cost under the proposed interventions. The conventional signalized intersections saved 43.0% overall delay costs, while CFI and RCUT saved 53.0% and 38.0%, respectively. It was also found that CFI saved 10% higher than the conventional and overpass interchange, while RCUT recorded 15% higher than the same intersections; however, the overpass recorded 5.0% higher saving than the RCUT.