1. Introduction
According to the theory of sustainable development, sustainable development can be defined as meeting the needs of the present generation without hindering the development of the ability of future generations to meet the needs. It focuses on multi-dimensional development, including equity, efficiency, integrity and sustainability of development [
1]. As a new concept of social development and values, the 2030 Agenda for Sustainable Development was adopted by The United Nations Sustainable Development Summit in 2015. One of the 17 Sustainable Development Goals (SDGS) is to “Ensure healthy lives and promote well-being for all at all ages” [
2]. Health is a basic right of mankind, and health care for all is the goal of the development of medical and health services. From the perspective of sustainable development, the sustainability of the development of medical and health services should be reasonable allocation and effective use of medical and health resources under the premise of not violating the objective law of development, which should not only meet the growing needs of current residents, but also contribute to the long-term development of medical and health service system, so as to achieve the improvement of human health level [
3]. As a social resource to implement medical and health care activities, medical and health resources are scarce and limited. The rational allocation of these resources matters to realize the sustainable development of medical and health undertakings and protect citizens’ equal right to health, which is advocated as a basic principle by the World Health Organization [
4]. However, this is also a worldwide problem in health system reform. There are differences in regional health resource allocations both in developing and developed countries [
5].
As the largest developing country and the most populous country in the world, China has repeatedly proposed to deepen the reform of the medical and health system, and has tried to increase health investment and implement graded diagnosis and treatment to guide the sinking of high-quality medical and health resources since the implementation of the new medical reform in 2009 [
6]. The government aims to improve the current situation of “difficult and expensive medical treatment” of residents, meet the growing medical needs of the people and gradually realize the equity of medical and health services. However, drawbacks still exist in the aspects of the unbalanced urban-rural distribution of medical and health resources [
7] and unequal access to resources and structural imbalance [
8]. The medical and health resources in different urban areas may vary from each other even in the first-tier and new first-tier cities like Beijing, Shenzhen and Nanjing, which is mainly reflected in the concentration of resources in the central urban area [
9,
10]. The resources of large hospitals in cities are over concentrated and the patients are overcrowded, while the total resources of primary medical and health institutions are insufficient and less utilized [
11]. The medical and health service system is structured as an “inverted pyramid”, and the imbalance tends to expand further between and within regions. As the increasing aging of the population, people’s health demands have been further released with the substantial improvement in residents’ living standards and the medical security system. Accordingly, the apparent contradiction has intensified between the unbalanced and insufficient allocation of medical and health resources and people’s demand for high-quality medical and health resources. At the end of 2019, the sudden outbreak of the coronavirus (COVID-19) epidemic not only challenged the country’s governance capacity as well as the prevention and control capacity of the whole society, but also tested the medical and health resources of cities, exposing their many shortcomings [
12]. On 13 March 2021, the Outline of the 14 Five-Year Plan (2021–2025) for National Economic and Social Development and the Long-Range Objectives Through the Year 2035 of the People’s Republic of China, was released, which stressed to deepen the reform of the medical and health system, expand the supply of medical service resources guided by improving medical quality and efficiency, and speed up the expansion of high-quality medical resources and regionally balanced layout [
13]. Therefore, in this context, it remains an obstacle for China in the current and future to optimize the allocation of medical and health resources, promote the modern medical and health service system and effectively improve the social security for people in the sustainable development of medical and health undertakings.
Scientific evaluation of the allocation of medical and health resources within the city is an evidence-based premise for optimizing the input structure and rational allocation of resources. At present, many scholars have measured and analyzed the level of medical and health resources allocation from national and provincial macro levels, but few studies have focused on cities and their interior. However, in the context of China’s aging urban population and increasing urbanization, attention should be paid to the sustainable development of urban medical and health service system. We not only need to evaluate and analyze the equity and efficiency of the allocation of medical and health resources within the city through scientific methods, but also should further analyze the coordination of these two goals, which plays an important role in improving the rationality of the allocation of medical and health resources and maximizing the benefit of the government’s financial investment.
In view of this, this paper intends to use the mainstream methods of resources allocation equity and efficiency evaluation to analyze the allocation of urban medical and health resources. On this basis, using the coupling coordination degree model for reference, the balanced development model of medical and health resources allocation is constructed to further analyze the coordination between the two goals of equity and efficiency. According to the results of empirical analysis, effective suggestions are put forward to help relevant departments formulate targeted policies and measures to strengthen the balanced allocation of medical and health resources, promote the rational planning and scientific layout of urban medical and health resources, and lay an important foundation for the sustainable development of medical and health undertakings.
2. Literature Review
Throughout history, equity and efficiency has been an important issue and main goal of medical and health resources allocation [
14]. To scientifically and accurately evaluate the equity and efficiency of medical and health resources allocation is the key to optimizing its configuration. Therefore, many scholars have conducted in-depth studies on this topic. From the perspective of research objects, some scholars have evaluated the equity or efficiency of the allocation of medical and health resources in the region as a whole at the macro level, taking regions, countries, provinces and cities as different decision-making units. For example, Dlouhý used Robin Hood Indexes (RHIs) and the Data Envelopment Analysis (DEA) method to measure the inequality of health resource allocation in the Czech Republic [
5]. Xu et al. applied a hybrid of panel data analysis and an augmented DEA to comprehensively evaluate the allocation efficiency of community health resources in 13 cities in Jiangsu Province of China from the perspective of horizontal and vertical integration. It was found that the overall efficiency of health resources allocation in Jiangsu province improved, but there was still a significant gap between regions [
15]. Some scholars evaluated the allocation of medical and health resources from the micro level, taking hospitals, primary health care institutions and other medical and health institutions as decision-making units. Shinjo and Aramaki selected 348 Secondary Healthcare Service Areas (SHSAs) in Japan as the research objects and used Lorenz curve and Gini coefficient to evaluate the equity of doctor allocation between hospitals and clinics [
16]. Czypionka et al. evaluated the efficiency of the acute care sector in Austrian, using DEA models based on data of 128 public and private non-profit hospitals from 2010 [
17]. After reviewing the literature, it is found that few scholars take cities as their research objects to conduct in-depth analysis on the allocation of medical and health resources within the city. What is the input and utilization condition of medical and health resources in urban areas? Is there waste and the allocation equitable? These issues are worth exploring in depth.
From the perspective of research content, some scholars had evaluated the equity of medical and health resources allocation. For example, Horev et al. used the Gini coefficient to measure the degree of equality in the distribution of doctors and hospital beds in various states and counties in the United States [
18]. Zhang et al. evaluated equity of medical and health resources allocation between hospitals and primary care institutions in China [
19]. Liu et al. applied the Theil index to study the equity and changes of medical and health resources allocation in China from 2009 to 2013 [
20]. Most scholars had evaluated the efficiency of medical and health resources allocation. For example, Cetin and Bahce assessed the allocation of health resources in 34 OECD countries and found that 11 countries are more efficient in the allocation and 15 countries still have room for improvement Using health resources as the input indicator [
21]. Top et al. measured the efficiency of health care systems in 36 African countries and found that 41.67% of them have inefficient health care systems [
22]. Retzlaf-Roberts et al. utilized the traditional DEA model to analyze the utilization efficiency of medical and health resources in each OECD country from a technical perspective [
23]. De et al. used DEA and Tobit models to compare the efficiency of health systems and their influencing factors in various Indian states [
24]. Yi et al. [
25] and Lin et al. [
26] respectively analyzed the input and utilization efficiency of medical and health resources in China by using super efficiency three-stage slack-based measure model (SBM-DEA) and DEA-Malmquist Index model. Furthermore, some scholars conducted a comprehensive evaluation from the above two perspectives by measuring equity and efficiency at the same time. For example, Sun et al. investigated the equity of health resources allocation in China from 2011 to 2015 by adopting Gini coefficient and Concentration index, and evaluated the allocation efficiency by using DEA method [
27]. Zhang et al. used the same method to measure the equity and efficiency of medical and health resources and services in 31 provinces of China in 2011 [
28]. However, existing studies simply evaluated the equity and efficiency of medical and health resources allocation, few scholars had effectively combined equity and efficiency to analyze the internal coordination mechanism between them. Are equity and efficiency developing in a coordinated way? Do they promote or constrain each other? How balanced is the allocation of medical and health resources? Obviously, it is of great significance to study these problems to optimize the allocation of medical and health resources.
To sum up, existing studies have carried out a large number of beneficial explorations on the allocation of medical and health resources, laying an important foundation for the development of this study. However, existing studies mostly start from the micro level or are based on the macro level of national and provincial administrative regions, while few scholars focus on the urban regional level to analyze the allocation of medical and health resources. In addition, few scholars consider the balanced allocation of resources from the perspective of sustainability. Therefore, this paper makes a further breakthrough from the research object and perspective, and conducts an in-depth study on the allocation of medical and health resources.
5. Discussion
This paper uses the Theil index, DEA and balanced development model to measure the balanced allocation of medical and health resources in Nanjing from 2008 to 2019. It is found that the equity of medical and health resources allocation in Nanjing is insufficient, and the equity of medical and health resources allocation by geographical area is poor compared with that by population distribution. The study also found that from 2008 to 2019, the allocation efficiency of medical and health resources in Nanjing showed a trend of gradual improvement, but did not reach the effective DEA level, and there were significant regional differences. Finally, we found that under the premise of considering fairness and efficiency at the same time, Nanjing keeps a better balance of medical and health resources allocation level, especially in the population distribution configuration, the coordination of equity and efficiency two goal of medical and health resources allocation is higher, but under the geographical area of dimensions, the overall degree of balanced development has room to improve.
First, the equity of allocation of urban medical and health resources is still insufficient, but it has a gradual trend to be better. On the one hand, from 2008 to 2019, the total Theil index of medical and health resources allocation in Nanjing ranged from 0.04 to 0.06 in the dimension of population distribution. The total Theil index in geographical dimension fluctuated from 0.24 to 0.32, both of which deviated from zero, indicating that there is certain space for improvement in the equity of medical and health resources allocation in Nanjing. Compared with the dimension of population distribution, more improvement can be made in the geographical dimension. The conclusion concords with Jin et al. [
31]. Zhang et al. [
33] and Sun et al. [
27] proposed that the phenomenon is related to the fact that documents issued by the Chinese government to optimize medical and health resources tend to emphasize the equity of allocation according to population rather than geography. For example, in relevant documents and statistics released by the government, the number of beds per thousand people rather than the number of beds per 10,000 square kilometers is taken as the priority of statistics on the allocation of health resources in China. In the dimension of population, the contribution rate of medical and health resource allocation difference in the main urban area, Jiangbei district and Ningnan district is higher, which is the main reason that hinders the mismatch between medical and health resources allocation and population distribution. In the geographical dimension, however, the contribution rate of regional differences is between 42% and 45%, which is not low and should also be paid attention to.
However, it is worth noting that the total Theil index in the population dimension decreased from 0.0524 in 2008 to 0.0518 in 2019, and the total Theil index in the geographical dimension decreased from 0.7240 to 0.5717. That is to say, the total Theil index in the two dimensions decreased by varying degrees, and the uneven allocation of medical and health resources in Nanjing had been improved to some extent. On the one hand, this is due to the government’s increasing investment in medical and health resources. For example, the number of beds per thousand people has increased from 3.66 in 2008 to 6.95 in 2019, and the number of health personnel per thousand people has increased from 7.09 in 2008 to 13.48 in 2019, which is conducive to improve the equity of medical and health resources allocation [
57]. On the other hand, this may be due to the fact that, in 2015, China launched the hierarchical medical system at the national level, and Nanjing actively implemented the national medical and health system reform policy. In 2017, Nanjing issued the Implementation Opinions on Further Propelling the Building of the Hierarchical Diagnosis and Treatment System. It proposed that, by 2020, the city’s hierarchical diagnosis and treatment service capabilities will be comprehensively improved, the guarantee mechanism will be gradually improved and high-quality medical resources will be reasonable and effective sinking. In addition, the policy placed emphasis on vigorously promoting the joint construction and sharing of regional medical resources, which greatly promotes the equity of resource allocation.
In order to further improve the equity of medical and health resources allocation, promote equitable access to medical and health services, and enhance the driving force of sustainable development of medical and health undertakings, on the one hand, it is urgent to match the resource distribution considering the population and geographical characteristics of each region, that is, ensure the accessibility of medical and health services and realize the balance between supply and demand by regional planning. According to the data analysis, it can be seen that surplus medical and health resources are concentrated in Gulou, Qinhuai, Xuanwu and other districts. Therefore, in terms of regional planning, the government should lead the planning and strictly control the total amount of resources in each district, and narrow the regional differences by adjusting the stock and optimizing the increment, ensuring that high-quality medical and health resources are accessible throughout the city. On the other hand, in order to promote the realization of health care for all, strengthening the construction of grassroots medical and health service system should become an important starting point to improve the accessibility of medical and health resources. By accelerating the standardization of community-level medical and health institutions, improving the contract system for family doctors and promoting the hierarchical diagnosis and treatment system, the capacity and quality of community-level medical and health services will be fundamentally improved, so as to meet the needs of residents seeking medical treatment at home and realize a virtuous cycle of sustainable development of medical and health services.
Second, though the allocation efficiency of urban medical and health resources has been improved, it has not reached the effective level of DEA and there is a significant regional gap. From 2008 to 2019, the technical efficiency of medical and health resources allocation in Nanjing ranged from 0.770 to 0.890, with ample space for improvement. Its decomposition index, namely pure technical efficiency, remains at the level of 0.800, and the scale efficiency is higher than 0.900, approaching the optimal state. The index value indicates that the low pure technical efficiency mainly accounts for the low overall utilization efficiency of resources. Pure technical efficiency is mainly related to the level of medical and health resources management, reflecting the management philosophy and awareness of managers. Improper personnel allocation by managers, excessive investment in equipment but insufficient utilization, and poor capital operation will affect the pure technology of medical and health resources allocation efficiency [
27]. In the future, it is imperative to improve the management methods of resource allocation and improve resource utilization to promote the efficiency of medical and health resources allocation in Nanjing. In addition, the overall efficiency of medical and health resources allocation in Nanjing is characterized by “Jiangbei region > Ningnan region > main urban region”. The average ten-year efficiency in the three regions is respectively measured as 0.885, 0.816 and 0.806. There is a degradation trend in the utilization of medical and health resources in the Ningnan region. Furthermore, there are significant differences in resource allocation efficiency among administrative districts in the main urban region. It can be seen that there is an obvious gap in the allocation efficiency of medical and health resources among urban regions, which is consistent with the research results of Hao et al. [
58]. At the micro level, the mean values of the technical efficiency of medical and health resource allocation in the 11 administrative regions of Nanjing from 2008 to 2019 were significantly different. Yuhuatai District all achieved DEA efficiency from 2009 to 2018, with an average efficiency of 0.993, while Qinhuai District did not achieve DEA efficiency during the study period, and the efficiency level was low. Further investigation explains that resource redundancy in administrative districts with low efficiency lowers the overall efficiency level. For instance, in Jianye district of the main urban region, the average annual growth rates of health institutions and beds per 1000 population are respectively 7.71% and 7.09%, while the average annual growth rate of population survival rate is −0.01%, indicating that the input of resources has increased year by year but the increase of output is relatively insufficient and affects the improvement of efficiency.
On this basis, to improve the allocation efficiency of medical and health resources in Nanjing, differentiated efficiency promotion strategies should be implemented to promote the allocation of medical resources from extensive to refined, maximize the benefit of financial funds, fundamentally improve the vitality of sustainable development of medical and health undertakings. Concerning the main urban region with excessive medical and health resources, the government may integrate the existing resources, merge the medical institutions with low resource utilization rates or combine them based on the medical consortium. For urban regions with degraded efficiency and relatively backward technical level, it is suggested to allocate the limited funds to technological innovation and talent team construction, so as empower the operation of medical and health institutions and promote the improvement of efficiency. Additionally, the varied regions should establish a holistic view of sustainable development, strengthen communication and cooperation and promote learning with each other to improve the overall allocation efficiency of medical and health resources.
Third, under the premise of considering equity and efficiency, the balanced allocation level of medical and health resources in Chinese cities is generally fine, while there are specific improvements to be made in some regions. From 2008 to 2019, the evaluation value of the balanced development degree of medical and health resources allocation according to the population distribution in Nanjing is higher than 0.90, which presents a superior balanced development, while the value in the geographical dimension remains between 0.56 and 0.71, indicating a primary and medium balanced development. But the balanced allocation level under the two dimensions has increased by different degrees. The balanced allocation level in each region is sorted as “Jiangbei region > Ningnan region > main urban region”. It is not difficult to find that the equity and efficiency of the allocation of medical and health resources in the main urban area are not as good as those of the other two regions. Because the equity and efficiency of the allocation of medical and health resources are complementary to each other, the poor equity is not conducive to the improvement of efficiency, and the poor efficiency cannot promote higher equity, which in turn leads to poor allocation balance. There are noticeable differences among the administrative districts at the micro-level, which can be divided into four echelons. The average balanced development degrees of Gulou, Xuanwu and Qinhuai in the main urban region are 0.770, 0.88 and 0.84, with much room for improvement. Jiangning in Jiangnan region presents an obvious backward trend, from 0.94 in 2008 to 0.89 in 2019, which requires more engagement in strengthening the coordination of equity and efficiency of its resource allocation in the future.
The mismatch between the limited medical and health resources and the unlimited demand for health services is one of the deep contradictions of the sustainable development of medical and health undertakings. It is necessary to adjust the balance between equity and efficiency dynamically and rationally allocate medical and health resources by combining immediate and long-term interests, taking urban medical and health service planning as the guide and based on the changes of residents’ demand and disease spectrum [
34]. The research of Cohen et al. [
59] demonstrates that efficiency and equity can be combined through management that leads to improvements in efficiency and the health policy measures that reduce current inequities in the distribution of health resources. In this regard, to promote the balanced allocation level, full attention should be paid to the essence of resource allocation. Under the premise of equity and efficiency, the government may increase the investment of high-quality medical and health resources, and strengthen the incremental distribution of medical and health resources and the adjustment of stock. In particular, the allocation of medical and health resources in the fourth tier of administrative areas is poor, and they all belong to administrative areas in the main urban areas. It is worth noting that the GDP of the main urban area is the highest among the three regions (accounting for 53.28% of the whole city in 2019), which indicates that areas with better economic level should not only pay attention to the efforts in resource investment, but also pay attention to the mechanism of resource allocation. Liu et al.‘s study also reached a similar conclusion [
20]. The government should determine the increment and supply of resources according to the functions and development needs of medical and health institutions, reducing the waste of resources and promoting the sustainable development of medical and health services.
6. Conclusions
In order to evaluate the balanced allocation of urban medical and health resources scientifically, some suggestions are put forward. Based on the theory and literature review, this paper builds an evaluation index system. Taking Nanjing city as an example, it evaluates and analyzes the equity and efficiency of medical and health resources allocation in 11 administrative regions of Nanjing city based on the Theil index and DEA-BCC model. Furthermore, by referring to the coupling coordination degree model and taking the fairness and efficiency of medical and health resource allocation as subsystems, the balanced development model is constructed to analyze the level of balanced medical and health resource allocation in urban areas from 2008 to 2019, and the main conclusions are as follows:
We found that the Nanjing medical and health resources allocation equity has improved, but the Theil index is still partial zero amplitude, there exists inequity in the medical and health resources allocation, and from the point of population dimension and geographical dimension, equity in population level is superior to the geographic level, namely, the area of medical and health resources allocation needs to further improve the planning level. From the perspective of the causes of differences, regional differences are more prominent, especially in the main urban areas. Under the two dimensions, there are both insufficient and excessive resource allocation in the main urban area, which is the main cause of the significant difference in internal allocation.
In terms of the allocation efficiency of medical and health resources, the allocation efficiency of medical and health resources in Nanjing is low, and the low pure technical efficiency is the main reason for the low overall utilization efficiency of resources. In terms of region, the efficiency level shows the characteristic of “Jiangbei District > Ningnan District > main urban area”. The utilization level of medical and health resources in the whole Ningnan District is degraded, and the efficiency level of each unit in the main urban area varies greatly. At the level of administrative regions, the mean values of technical efficiency of medical and health resource allocation in 11 administrative regions differed significantly during the study period, mainly because the mean values of pure technical efficiency differed greatly, while the mean values of scale efficiency tended to be consistent.
On the whole, although the equity and efficiency of medical and health resources in Nanjing are still insufficient, the overall allocation of medical and health resources is in a balanced development state, and the balanced development of population is better than that of geography. Under the population dimension, the evaluation value of balanced development degree of the whole city is higher than 0.90, which means that the two goals of equity and efficiency of medical resource allocation promote each other and are coordinately developed. However, the evaluation value of balanced development degree under the geographical area dimension remains between 0.56 and 0.71, which is the primary and intermediate balanced development. In other words, under the geographical area allocation, the coordination between equity and efficiency is poor, but there is a trend of improvement.
The advantage of this study is to investigate the allocation of medical and health resources from the urban level, and provide reference for the government to optimize the resource investment structure and improve the sustainability of the urban medical and health resource-based service system under the background of urbanization and population aging. In addition, by referring to the coupling coordination model, our research builds a balanced development model of medical and health resource allocation with fairness and efficiency as subsystems, which contributes to the research in the field of medical and health resource allocation evaluation.
In addition, this paper has two limitations. Firstly, based on the constructed model, this study analyzes the differences in the horizontal allocation of medical and health resources in urban regions. However, the balance of resource allocation among different levels of medical and health institutions from a vertical perspective was not involved, such as tertiary medical and health institutions and primary medical and health institutions. At the same time, the balanced allocation of different types of medical and health resources, such as doctors and nurses, has not been analyzed, and further research needs to be carried out to make a more comprehensive evaluation of the balanced allocation of medical and health resources. Secondly, the model and index system basically constructed in this paper evaluates and analyzes the balanced allocation of medical and health resources in Nanjing and its interior, but does not extend to the comparison of different cities, which needs to be further deepened in future research.