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Sustainability
  • Review
  • Open Access

17 September 2019

A Bibliometrics Review of Water Footprint Research in China: 2003–2018

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1
State Key Laboratory of Simulation and Regulation of Water cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 100038, China
2
Institute of Soil and Water Conservation, Northwest A&F University, Yangling, Shaanxi 712100, China
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Authors to whom correspondence should be addressed.
This article belongs to the Special Issue Water Resources and Green Growth

Abstract

As water security becomes an increasingly important issue, the analysis of the conflict between water supply and demand has gained significance in China. This paper details a bibliometric review of papers published between 2003 and 2018 on the water footprint in China, one of the global hotspots of water resource research. The tendencies and key points of water footprint research were systematically analyzed based on 1564 articles, comprising 1170 original publications in Chinese from the China National Knowledge Infrastructure database and 394 publications in English from the Web of Science database. The results show that the literature associated with water footprint research has expanded significantly. The number of papers published increased from 104 in 2003–2006 to 735 in 2015–2018. Water footprint research has been applied to agricultural, industrial, and regional water resource management to quantify the impact of human activities on water resources and the environment. Water footprint metrics were extracted for regional comparisons. There are obvious regional characteristics of the water footprint in China, but the uncertainty of results makes further investigation necessary. Further water footprint modeling and field experimental research is needed to explore the water–ecological environment under complex systems.

1. Introduction

Water resources are indispensable to socio-economic existence and development. Keeping pace with rapid economic and societal development, the global demand for water resources has been growing at an annual rate of 1% [1]. This leads to increasingly significant socio-economic constraints. In addition, as a result of climate change, environmental degradation, and mismanagement of water resources, identifying effective sustainability indicators has become essential for water resource management and governance [2].
China has a large population but scarce water supply [3]. Influenced by a continental monsoon climate, water resources are unevenly distributed in the north and south and vary greatly during the year. The natural water distribution does not match the social and economic distribution across the country [4]. The southwest and southeast areas account for 81% of China’s water resources, while the northern part accounts for only 19% of its national water resources but 60% of its cultivated land. In addition, industrial development and urbanization have made over-exploitation of water resources and water pollution increasingly serious problems [5]. The lack of a consistent water supply has become a bottleneck in ecological construction and societal development. Identifying water resources at risk and improving water management are key to the sustainable development of resources and the economy in China.
To evaluate how human production and consumption affect natural resources, water footprint analysis was developed to assess the use of water resources throughout the whole life cycle of a product—covering production, transportation, marketing, consumption, and reuse—from the perspective of the evaluation system boundary [6]. It provides an important scientific basis to measure water resource security and to improve regional water use efficiency. It is a key element in water resource management and environmental research [7]. The water footprint accounts for the use of water resources in products or services and evaluates water pollution in production or service processes. As a comprehensive index to calculate the real occupancy of water resources by human activities [8], water footprint closely correlates human consumption with water resource utilization. Water footprint research has expanded rapidly and has become one of the predominant topics in the international water resource management literature.
To promote and recognize water footprint theory, an international Water Footprint Network was established, and the Water Footprint Assessment Manual was published to introduce methods for water footprint accounting and impact assessment [9]. Concurrently, the International Organization for Standardization (ISO) proposed an international water footprint standard to complement the life cycle assessment [10]. Scholars in various countries have used the water footprint to quantify the water hidden in products [11], companies [12], and countries [13,14], as well as the water flows embodied in economic trade [15]. In addition, it is used to evaluate the regional water resource carrying capacity, external dependence, and environmental sustainability [16]. Through a literature review, Yang and Zehnder [17] concluded that virtual water research mainly focused on food and many studies only quantified the virtual water flow associated with food trade. Zhang et al. [14] carried out a bibliometric analysis of water footprint research from 2006 to 2015 by mapping research countries, institutions, journals, keywords, and hot issues. Paterson et al. [18] identified and discussed priorities for urban water footprint research in the future. Despite the growing use of water footprint in research, some scholars began to question its practicability [19]. This was due to a lack of comparisons of measured water footprint values in different studies and in different regions. In fact, research articles not only carry authors’ research ideas and results, but also have significance in terms of scientific and cultural knowledge accumulation. Through mathematical and statistical methods, bibliometrics provides quantitative analysis to assess the characteristics of publications [20]. It is a useful method for in-depth comparison and analysis of water footprint research.
China is one of the most active and productive countries in water footprint research. The number of articles on China’s water footprint published in the Web of Science database accounts for about one-fifth of the world’s total [14]. China’s water footprint research has developed sharply in recent years. However, most of the results are published in Chinese journals. Previous studies in English published in the Web of Science could not reflect all characteristics and implications of water footprint research in China. To quantitatively summarize and compare the development process of water footprint research in the country, this paper uses bibliometrics to analyze the characteristics and key points of Chinese water footprint research from 2003 to 2018. The earliest article that can be found was published in 2003, and thus, this is the beginning of our sample. All key information in Chinese research published in Chinese and English in either the China National Knowledge Infrastructure (CNKI) or Web of Science (WoS) database are collected. The research fields, research areas, methods, and tools are analyzed based on the articles’ titles, keywords, and abstracts. The water footprints measured are extracted from the main text of each article. This review shows the focus and trend of water footprint research in China and provides a useful reference for future research.

2. Data and Methodology

2.1. Data Sources

This study collected related Chinese and English articles from the CNKI and WoS for a literature analysis of water footprint research in China. The CNKI is an online academic library providing search, navigation, online reading, and downloading services for Chinese scientific articles. It consists of 7672 academic journals, which account for 99.6% of all academic journals in China, and is the most comprehensive gateway of knowledge in China. The WoS is an integrated digital scientific citation indexing service published by Thomson Reuters. It provides access to multiple databases of academic and scientific disciplines, especially in natural sciences, engineering, and biomedical research [21,22].
Two sets of keywords are used to search titles, abstracts, and keywords of published articles: “water footprint” and “China,” or “virtual water,” “footprint,” and “China.” Altogether, 1170 original publications in Chinese were downloaded from the CNKI and 394 English publications from the WoS. The downloaded information included article titles, publication years, keywords, abstracts, authors, institutions, and journal titles.

2.2. Data Analysis

The bibliometric analysis conducted in this article includes performance analysis and science mapping. The research methods are similar to those of other bibliometric studies [14,23,24]. The performance analysis was conducted using Microsoft Excel 2013 to evaluate the characteristics of publication outputs—such as research fields, regions, keywords, methods, and tools—to identify key research topics and trends of water footprint research in China.
Keywords and publication years were obtained directly from the downloaded information. Research fields, regions, methods and tools were extracted from article titles and abstracts. To compile an overview of the water footprint metrics in different studies and regions, the measured water footprint values were extracted from the papers and compared across regions and sectors. The results were analyzed using statistical tools in Excel. Frequency and co-occurrence analysis were conducted using BibExcel 1.0.0.0 (Olle Persson, Sweden) [25]. Science mapping was employed using Pajek 1.0.0.1 (Vladimir Batagelj and Andrej Mrvar, Slovenia) to display the structural changes and network diagram of co-occurring keywords [26].
The water footprint measures the water consumed by each good and service in daily life. It can be measured for a single process—such as an agricultural product—an industrial or domestic product, or an entire company, city, region, or country [9]. Considering the products consumed and services needed, the research fields are classified according to the research object of the water footprint. The agricultural field refers to the study of the water footprint of all kinds of agricultural products, including crop products, livestock products [27], as well as forestry [28]. The industrial field refers to raw material collection, production processing, and manufacturing. The service sector refers to businesses that provide services to the society, and it mainly includes hotel services and tourism [29]. Regional (or national) water footprints are obtained by combining the internal and external water footprint of the area studied [8]. Therefore, the research fields in this manuscript were classified into agricultural sector, industrial sector, service sector, and regional research. Review, methodology, and discussion articles are categorized as “methodology.” The reference keywords or highlights for water footprint research fields is presented in Appendix A (Table A1).

4. Bibliometric Review and Further Enlightenment

4.1. Future Research Hotspots and Trends

An analysis of research hotspots and trends can be undertaken based on research fields, themes, keywords, article titles, and abstracts. Based on our analysis of water footprint research from 2003 to 2018 in China, we find that research on water footprints in China is growing rapidly. Water footprint and virtual water play increasingly important roles in water resource management and environmental protection. New focus areas are emerging, and the research field is expanding.
In the early stage of research, the main concern was the agricultural water footprint. In recent times, the focus has shifted from natural resources to the complex combination of resources, society, and economy. Water footprint research has expanded into industry, economy, trade, virtual water strategy, and many other fields. Although agriculture will continue to use the largest proportion of water, industrial and domestic demand has increased much more rapidly than agricultural demand [1]. Moreover, water supply, food security, and energy have become the three major issues for sustainable development [59]. In our opinion, further research is needed on the food-energy-water nexus and to provide support for strategic management decisions.
Evaluation methods in water footprint research have also gradually diversified. Research methods have developed from traditional statistical analysis to modeling, field experiments, and surveys. Diversification of research methods and comparison between data from different studies may help reduce the uncertainty of water footprint assessments. The water footprint, as a method to quantify the water resources needed for the production and consumption of products, provides an important decision-making basis for resource management. Therefore, as the data and research methods have led to uncertainty in all aspects of water footprint research, it is important to quantitatively identify the mechanism and transmission path of uncertainty in the process of water footprint evaluation, thus improving the reliability and accuracy of water footprint accounting. The result of this bibliometric analysis indicates that small-scale studies such as field experiments and surveys are becoming the focus of research. This development will enhance the comparability of the results of water footprint studies in different regions and reduce the uncertainty of research results.

4.2. Research Limitation

A bibliometric analysis based on the quantitative literature statistics method can highlight the trends and focus of scientific research. This manuscript uses the bibliometric technique to analyze and discuss the past, present, and future of water footprint research in China, thereby revealing the progress in research and possible future research hotspots. In addition, to compare the results of different water footprint studies, the measured water footprint values are extracted from each article. The water footprint comparison shows that there are significant differences in the results of current water footprint studies. Consequently, there is still a need for in-depth systematic analyses. For example, how are systematic boundaries defined in water footprint research? What are the differences among regions and the reasons for those differences? In particular, it is necessary to strengthen the horizontal analysis of research methods. Therefore, the application of bibliometric statistics in combination with other technologies is needed for in-depth analyses. Nevertheless, bibliometric analysis objectively reflects the development process and research focus of water footprint research in China. It shows the current tendencies, hotspots, and weaknesses of the research area and can provide reference for researchers and decision makers alike.

5. Conclusions

Based on the bibliometric analysis of 1564 water footprint articles in the CNKI and WoS from 2003 to 2018, this article analyzes the measured water footprint values as well as the current trends and hotspots of water footprint research in China. The literature associated with water footprint research has grown significantly in the past decade. The research field has also gradually expanded from agricultural water footprint to integrated and industrial water footprints. The results indicate that the water footprint in Northern China draws twice as much attention as that in Southern China (676 articles and 327 articles, respectively). Additionally, more attention should be paid to environmental problems associated with the water footprint. The analysis of keywords, research tools, and methods indicates that the breadth and depth of research is expanding. The study shows that water footprint research has gradually expanded from a focus on shortages to emphasis on economic trade, food security, and the environment.
By comparing water footprint per capita and those for agricultural products, thermo power, and the textile industry in different regions, we find that the water footprint in China has obvious regional characteristics. Northeast China has the lowest grain water footprint of 0.67 m3/kg, 0.83 m3/kg, 0.86 m3/kg, and 1.52 m3/kg for corn, rice, wheat, and soybean, respectively. Northern China has the lowest water footprint per capita (696.7 m3/person/year). Nonetheless, the uncertainty of results needs to be discussed further. Future studies and field experiments on water footprint modeling are needed to explore the water-ecological environment under complex systems. Additionally, more studies on innovative technologies linking micro-level water use efficiency with water resource development should be undertaken.

Author Contributions

Y.Z. (Yongnan Zhu) and S.J. conceived and designed the analysis; X.H., X.G., and G.H. analyzed the data and generated the graphs; Y.Z. (Yong Zhao) and H.L. validated the result; Y.Z. (Yongnan Zhu) wrote the paper.

Funding

This work was jointly supported by the International Science and Technology Cooperation Program of China (Grant No. 2016YFE0102400), the National Key Research and Development Program of China (Grant No. 2016YFC0401304), and the China Institute of Water Resources and Hydropower Research (IWHR) Research & Development Support Program (WR0145B622017).

Acknowledgments

The authors are grateful to Marijana Demajo, R. Willem Vervoort, and two anonymous reviewers for their detailed comments, which have significantly improved the quality of this paper.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. The reference keywords or highlights for water footprint research fields.
Table A1. The reference keywords or highlights for water footprint research fields.
No.Agricultural SectorIndustrial SectorRegional StudiesService SectorMethodology
1Agricultural productHydropowerBasinGaming industryBibliometric
2AgricultureWoody forest productCityHotelOverview
3Animal productsBatteryRegionalTourismReview
4AquacultureBioenergyRiverTouristDiscussion
5CerealBioethanolRiver Basin Methodology
6CottonBuildingUrban
7CropCoal-fired power plantWatershed scale
8DairyCoking industry
9EggConstruction
10FarmingCopper
11FarmlandElectricity
12FoodEnergy supply
13FruitFuel
14GrainIndustry
15Hog farmIron and steel
16HusbandryManufacturing
17Irrigation DistrictPower generation
18LivestockPulp and papermaking
19MaizeRare Earth Products
20MeatShale
21Milk productionSolar power
22OilTextile industry
23PepperVehicles
24RiceWastewater Treatment
25SoybeanWind Power Plant
26WheatWoody products

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