1. Introduction
In a 2015 World Economic Forum report, water, food crises, and energy demands were regarded as the main future risk concerns. These challenges are linked with social, economic, and political risks; various combinations of factors, including water, food, energy, trade, climate, and population growth, are currently being studied [
1]. In addition, the United Nations has established 17 Sustainable Development Goals (SDGs) such as 1. no poverty, 2. zero hunger, 6. clean water and sanitation, 7. affordable and clean energy, and 11. sustainable cities and communities, and proposed an integrated approach to sustainable resource management [
2]. With regard to water, by 2030, these goals call for substantially increased water-use efficiency across all sectors and to ensure sustainable withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of people suffering from water scarcity. In terms of food management in the SDGs, the increase of food production for no poverty, or food security in sustainable cities, could be regarded as a reasonable action for achieving the goals.
In this study, the meaning of sustainability could be to collaborate and integrate various resources for increasing efficiency and reducing risk. For example, the increase of domestic food production should be considered within the capacity of water resources in water scarce areas, and could also result in reduced energy security due to the increase of energy use in a food-producing area. Therefore, the stakeholders of each resource, such as farmers and policy makers, should consider the impacts of their own management of other resources; the relationship between water, food, and trade can be regarded as the key factor in assessing various strategies from a holistic point of view. In addition, the externalities, such as climate change and population change, bring holistic impacts on food, water, and energy. Therefore, a holistic approach can best support decision makers, allowing them to evaluate the varied implications of current decisions on projected pathways into the future.
Currently, the “Nexus” has gained prominence as a new approach to assessing the relationship between water, energy, and food. Its overall purpose is to assess the environmental, social, and economic impact on food security policy, in accordance with given consumption, land-use trends, and food trade changes. Nexus was identified during the 2008 annual meeting of the World Economic Forum; Nexus thinking emerged from an understanding that natural resources are becoming limited [
3]. The Water–Energy–Food Nexus was identified as a Global Risk in 2011 [
4]. A call for action was issued by policy and research communities worldwide to develop strategies to provide a comprehensive Nexus approach [
5,
6]. As a result, various studies have been carried out to develop tools that can assess resource allocation strategies by understanding the tradeoffs [
6,
7,
8,
9,
10,
11]. For example, the Water-Energy-Food Nexus developed by the Food and Agriculture Organization (FAO) highlights that taking a Nexus approach can engage a range of stakeholders [
7]. The climate, land-use energy, and water (CLEW) model considers that resource use is linked to development challenges, and provides the output of water, energy, food, land, and specific economic indicators based on national and global levels [
12]. However, extensive data are required, including the technical and economic parameters of power plants, farming machinery, water supply chains, desalination terminals, irrigation technologies, and fertilizer production [
8]. The Water-Energy-Food (WEF) Nexus Tool 2.0 more focuses on local characteristics, and a user can apply more localized parameters such as the levels of local production of different types of food [
6]. The water evaluation and planning system—long range energy alternatives planning system (WEAP-LEAP) is the Nexus model based more on water and energy through the integration of LEAP and WEAP [
10,
11]. This model can exchange key model parameters and results, such as hydropower-generated or cooling water requirements, and allows users to assess a wide range of scenarios and policy choices [
10,
11]. However, there are critical reviews of the principal Nexus framework from a sustainable livelihood perspective. For example, the Nexus from FAO only addresses the outcomes of resource use and productivity as opposed to human wellbeing and the CLEW model does not explore how changes in resource use can make livelihoods more resilient to shocks and stresses [
13]. In terms of extension and application of the tool, the WEF Nexus Tool 2.0 has only been applied to a Qatar case study and a user is required to establish their own tool for a local case study.
Although there are limitations to the Nexus approach, the potential linkages to sustainable resource management could be considered significant; for example, the Nexus approach establishes natural resource use within the context of social needs and economic development, specifically in the context of reducing poverty, as well as sustainable agriculture, ecosystems, and food security [
13,
14]. Decision-makers should use the Nexus assessment tools to develop information on the implications of particular decisions on expected tradeoffs involving resource systems, environmental concerns, and other externalities. In addition, national datasets, including data on water-energy-food system components, must be used within a “Nexus analytics” system to support stakeholders, including policy makers, private sector firms, and civil society, all of whom need to be involved at different stages and levels.
In Japan, rice is the main staple food, and the self-sufficiency ratio (SSR) of rice was around 90% in 2016 [
15]. Therefore, we could consider that the food security of rice is high in Japan. Studies of rice in Japan have generally focused on the energy efficiencies and greenhouse gas emissions of rice fields as the harvested area of rice is 1.6
ha, 34% of the total agricultural area in 2015 [
16]. In addition, the main consumer of agricultural water resources in Japan is rice fields, for example, 94% of the total water withdrawal in agricultural areas was supplied to rice paddy fields in 2012 [
16]. Therefore, rice could be considered as a consumer of energy and water [
17,
18,
19]. However, in Japan, the harvested area of rice has decreased since 1960, with the area in 2016 being only 44% of the area in 1960, as stated by World Bank open data [
20]. In addition, the SSRs of rice in the main consumption areas, such as Tokyo and Osaka, were less than 5%, so the majority of rice is transferred from other areas such as the Akita, Iwate, and Niigata prefectures. Therefore, the decrease in the production of rice could be a serious problem in some areas, even if the national SSR of rice is over 90%. In addition, rice is likely to be more sensitive to global warming than other agricultural crops and livestock, and over 70% of prefectures in Japan recognize the warming effects on rice [
21].
Accordingly, the Japanese government’s policy on rice is to maintain self-sufficiency as close to 100% as possible [
15]. However, global trade agreements necessitate some import of rice from abroad. The increase of exports of expensive food products, including rice, is another Japanese government policy for agriculture. In this situation, adjustments made to rice self-sufficiency are directly related to food security, but also to other resources, such as water, energy, and land security. The Japanese government must assess the consequences of adjusting the levels of rice self-sufficiency in future. To improve food security, it is necessary to maintain a high SSR, which can have a positive economic impact as the income of farmers will increase. However, an increase in domestic rice production will lead to changes in water, energy, and land use. It is, therefore, necessary to assess the tradeoff between food security and other resources such as water, energy, and land. In summary, food management should include an assessment of food security policy, including changes to the food SSR, to gain a holistic perspective that takes water and energy security into consideration, as well as the environmental and socio-economic impact. For this reason, the present study sets the SSR for rice in each target scenario, and then assesses the holistic impact of each SSR. In the first scenario, Japan could remain more than 90% self-sufficient in rice production to ensure its future food security. Other scenarios involve decreasing the level of self-sufficiency to reflect decreasing rice consumption. Food policies designed to improve food security may lead to an increase in domestic products and a decrease in food imports. Such policies can be accompanied by increases in farmers’ incomes. However, food imports can also result in domestic water and energy savings. In particular, food imports are very important for enabling water-poor regions to achieve water security. The holistic impact of such decisions should, therefore, be considered to achieve sustainable development.
The aim of this study is to evaluate the holistic impact of the SSR of rice in Japan using the Nexus approach. Nexus is regarded as a decision support system that assesses the potential benefits of a holistic policy and regulation through analysis of the availability of resources, economic benefit, and environmental impacts.
2. Materials and Methods
2.1. Overall Framework for Assessing the Holistic Impacts of Food Security on Water-Energy-Food-Land
The Nexus approach considered in this study specialized in assessing the food security policy and addressing the quantitative analysis of resource requirements, and comprises portfolios, scenarios, and assessments. Accordingly, the main output of this study is the quantification of food production, water-energy-land requirements, and CO2 emissions by energy use in specific food security scenarios within the trends of externalities such as population, food consumption per capita, and land-use of crop areas. Therefore, the framework of the Nexus approach is based on a decision support system that can apply scenarios and assess them, and it consists of three parts: (1) the development of a calculator that includes the complex relationship among resources; (2) the construction of a database for Water-Energy-Food-Land portfolios; and (3) an assessment of food security scenarios based on the quantification of resource requirements and CO2 emissions.
We first identified a complex relationship diagram for rice-related resources and externalities, in terms of food security, using a system-dynamics approach. Based on referenced and surveyed data, we then constructed resource portfolios that show the quantitative relationship between the components in the diagram, including the water for irrigating rice, the energy used in rice fields, the energy used for irrigation and drainage, and the CO2 emissions categorized by energy source. Finally, a target SSR of rice for a specific year (2025) was set to the food security scenarios and the impacts of the SSR scenarios were quantified regarding the requirement or savings of water-energy-land, and the change in CO2 emissions.
2.2. Quantitative Analysis to Assess Food Self-Sufficiency on the Basis of the Complex Relationship between Resources and Externalities
The main strength of the Nexus approach is to analyze tradeoffs and assess scenarios from multidisciplinary perspectives. A tradeoff analysis involves complex relationships between water, energy, food, land, and trade within the context of food management. The quantitative impacts of the scenarios were assessed according to the tradeoffs associated with various scenarios, while a mathematical modeling technique is required to understand the complex issues.
In this study, the impacts of food SSRs on food production and usage of resources were quantified through the complex relationship diagram developed by Vensim, an industrial-strength simulation software for improving the performance of real systems (
Figure 1). In this diagram, the requirement of food production for the SSR scenarios was calculated based on the change of food consumption that was decided by the changes in population and food consumption per capita. The water demand for food production in each SSR scenario was calculated by a water footprint that was already surveyed as a resource portfolio. The energy demand has two consumers, including an example energy input for the cultivation of rice in paddy fields and the energy use for irrigation and drainage. Therefore, food production could indirectly affect the energy requirement relating to water demand. The diagram in
Figure 1 includes the assessment of water and energy security using the capacity of water and energy. However, in this study we only consider rice production, thus it is limited as the water and energy use by rice production represents the index for the total water and energy security. The specific quantification of resources in this diagram, such as water, land, electricity, fuel requirements, and CO
2 emissions, were calculated using the footprints of each resource as follows:
where
i is the specific year,
(ton) is domestic production,
is the target self-sufficiency ratio,
(ton) is food export, and
(ton) is food consumption, calculated using a trend equation. The factors
(m
3),
(ha),
(kWh), and
(GJ) are the required amounts of water, land, electricity, and fuel in specific year
I, respectively. These requirements are calculated using various footprints: the green water footprint (
, m
3/ton), blue water footprint (
, m
3/ton), land footprint (
, ha/ton), electricity footprint for irrigation and drainage (
, kWh/ha), electricity footprint in a field (
, kWh/ha), and the fuel footprint in a field (
, GJ/ha).
(ton of CO
2) is the amount of indirect CO
2 emissions produced by generating electricity.
(ton of CO
2/kWh) is the carbon footprint by the source of electricity (
j), such as coal, nuclear power, and natural gas;
is the percentage of each source (
j) used to generate 1 kWh electricity.
(ton of CO
2) is the amount of direct CO
2 emissions produced by burning fuels, while
(ton of CO
2/GJ) indicates the carbon footprint of the fuel.
2.3. Resource Portfolios for Rice Production in Japan
A key part of the Nexus modeling process is to construct a water-energy-food portfolio that indicates the quantitative relationship between resources, such as the amount of water needed for food, the energy needed for food, and the energy needed for water. In addition, the carbon footprint and land productivity are regarded as the main components of the portfolio. These Nexus databases include not only resource portfolios but also systems. The portfolios are, thus, related to systems, such as the food system (e.g., urban gardens, open fields, and greenhouses), the water system (e.g., reservoirs, treated water, and desalination), and energy systems (e.g., renewable energy).
As the present study focuses more on the impact of food management, the portfolio is mainly related to food. We collected the data of rice production, rice consumption per capita, and the harvested area of rice fields in Japan from 1960 to 2016 from the Statistics Bureau managed by the Ministry of Internal Affairs and Communications in Japan (
http://www.stat.go.jp). Based on the production and harvested areas of rice, we estimated the productivity of rice fields. For example, the water for food indicates irrigation requirements, while the energy for food indicates the direct fuel or electricity consumption of a crop area. In addition, the land requirement is one of the main components of the portfolio. Water, energy use with a carbon footprint, land productivity, and energy consumption for irrigation and drainage are the main components of the portfolio.
The water footprint of a crop indicates the crop water requirement (m
3/ha) per yield (ton/ha). Therefore, the water footprint (m
3/ton) is the volume of water required to produce one ton of crops in the region; it consists of green and blue water [
22]. The green water footprint indicates the volume of rainwater consumed, while the blue water footprint indicates the volume of irrigated water (surface and groundwater) consumed. The water footprint may connect water and food as food consumption has a significant impact on water requirement and production. We have, therefore, estimated the green and blue water footprints of rice and the national green and blue water footprints of various crops [
23,
24].
Table 1 shows the water footprint of rice in Japan [
23]. Crop water required was calculated by the CROPWAT4 based on evapotranspiration by FAO Penman-Monteith equation and effective rainfall by USDA SCS method. In the assessment of water consumption by crops, percolation is excluded from the water footprint because it can be used to recharge ground or surface water. However, in terms of water supply, the total irrigation water supply reflects the sum of the blue water footprint and the percolation of irrigation water.
Land productivity (ton/ha) has been used to quantify the projected production, in accordance with an increase or decrease in the harvested area; it has been estimated using historical production and harvested area data, as shown in
Figure 2. The productivity of paddy rice has increased since 1961, reaching 4.96 ton/ha in 2016. However, as the productivity of rice paddies can be seriously affected by climate, drought, and floods, it is difficult to project future productivity. We have, therefore, applied recent land productivity figures for rice (4.96 ton/ha) to estimate production.
The total energy use of rice paddies can be divided into the energy input to the fields and the amount of electricity used for water irrigation and drainage. One component of the energy input in rice paddies is the direct consumption of fuel and electricity resulting from the use of machinery.
Table 2 [
25] presents survey results from the western Kanto area, showing the input of materials and energy during the cultivation of several crops of nursery rice seedlings. For example, 9.4 GJ was used by the consumption of fuels and 0.4 GJ/ha was used by electricity. In addition, various fuel types were used, including diesel (2.7 GJ/ha), gasoline (0.7 GJ/ha), kerosene (4.4 GJ/ha), and blended oil (1.5 GJ/ha). Therefore, the sum of the energy conversion values, including fuel and electricity, is about 9.8 GJ/ha, with about 63% of the total energy being used to till the rice paddies and dry the rice [
25].
In Japan’s lowland rice paddies, adequate irrigation drainage facilities are indispensable for the production of rice. This efficient type of farming is supported by energy inputs that provide irrigation and drainage. Even in national studies, there is insufficient data on the energy consumption of crop areas. For this reason, we have used a case study carried out in the Kanbara Plain (Niigata Prefecture, Nishikanbara area), as shown in
Figure 3, the most downstream Shinano River area, which has developed an energy portfolio with a high reliance on electricity for both irrigation and drainage [
26]. About 1.2 MWh were needed to irrigate 1 ha of rice fields; 0.825 MWh/ha [
26] of energy was consumed in drainage.
CO
2 emissions can be divided into direct and indirect emissions. Direct CO
2 emissions are caused by burning fuels, while indirect emissions are caused by the electricity generated by power plants. This study has surveyed the quantity of the CO
2 emitted by burning fuels, and used this figure to estimate the CO
2 directly emitted by fuel in rice paddies, as shown in
Table 3. For example, 0.0098 tons of CO
2 is emitted by burning 1 gallon of gasoline [
27]. Indirect CO
2 emissions are based on the sources of energy in power plants. In Japan, the main sources of electricity generation were natural gas, nuclear power, and coal before the Fukushima accident in 2011 (
Figure 4). After the accident, Japan’s dependency on nuclear power sharply declined because the plant was shut down. The proportion of natural gas, coal, and petroleum has increased, as shown in
Table 3. For example, the percentage of coal used to provide electricity increased from 24% to 30% after the Fukushima accident [
28]; this may produce more CO
2 emissions when used to generate electricity in Japan.
4. Conclusions
The main function of the Nexus approach is to act as a support system for decision-makers, enhancing their ability to assess the short- and long-term impacts of current and future resource management and food security strategies sustainably. In particular, agriculture faces water shortages due to recurring droughts, declining groundwater levels, and increased municipal demands for water. The Nexus approach can provide a holistic perspective on the environmental, social, and economic impacts caused by resource management.
The present study has used the Nexus approach to illustrate a way of quantifying resource consumption for the complex relationship between water, energy, food, and land. In addition, it suggests a way of assessing the holistic impact of rice-based food security in Japan. However, this framework is an analytical model and is based on a theoretical methodology rather than a field study. In addition, most of the data and coefficients in the complex diagram were produced on the basis of past literature. An assessment of the environmental and socioeconomic impacts should be required for the holistic assessment of food security; however, this study focused more upon the quantification of scenarios based on the relationship among the resources. The environmental and socioeconomic impacts could be treated as a more complicated relationship with not only resources but also price, society, and environment. This study was based on a national-scale database and analysis, thus it is limited to represent regional characteristics, such as different resource endowments, economic structure and population density, and food demand. In addition, this study focused on scenarios in the year 2025 but some databases, such as the water footprint and land productivity, were based on data simulated from historical periods. Thus, uncertainty of data could occur if the future scenarios are assessed.
However, this study could be the beginning of Nexus development and future research is required for a high resolution of spatial and temporal analysis in the Nexus. Although there were limitations such as data availability, lack of environmental and socioeconomic impacts, and high dependence on theoretical methodology, the framework developed in this study demonstrated how the Nexus approach could be used from the viewpoint of integrating food policy and sustainable resource management. In addition, it is a scenario-based framework, and thus the user could create various scenarios about food security and compare them. This framework is also adaptable; for example, the coefficients or profiles, such as the water footprint, could be updated through field studies.
It is clear that the high level of food security could lead to more water, energy, and land use for an increasing domestic production; however, it is important to quantify the amount of resources required for achieving the target food security. Without quantification, cooperation among resource managers, stakeholders, and policy makers could not be expected. The first step in collaborating on food policy and other forms of resource management could start with the quantification of the impacts of food policy. Therefore, this study focused on rice, the most important food in Japan, as the study crop and developed the framework based on the Nexus approach for quantifying the water-energy-land use and CO2 emissions by energy. We believe that this study helps to develop a common framework for scientists and policy-makers to evaluate sustainable resource management. It also has the potential to achieve integrated water, energy, and food security.