Dysphagia and Dysarthria in Neurodegenerative Diseases: A Multisystem Network Approach to Assessment and Management
Abstract
1. Introduction
2. Methods
Search Strategy and Selection Criteria
- Studies on swallowing and/or speech disorders in neurodegenerative diseases.
- Research on neuroanatomical substrates and neural networks.
- Clinical trials and observational studies on diagnostic and therapeutic interventions.
- Systematic reviews and meta-analyses.
- English language publications.
- Case series with fewer than 5 patients.
- Studies on non-neurodegenerative causes of dysphagia/dysarthria.
- Animal studies without clinical relevance.
3. Neuroanatomical Substrate: A Distributed Network Perspective
3.1. The Multisystem Neural Network for Swallowing Control
3.2. The Multisystem Neural Network for Speech Production
3.3. Convergent Pathways and Shared Mechanisms
4. Pathophysiology: Multisystem Damage Patterns in Specific Diseases
4.1. Parkinson’s Disease: Beyond Substantia Nigra
- Basal ganglia: Dopaminergic deficiency impairs movement initiation, amplitude scaling, and sequential coordination.
- Dorsal motor nucleus of vagus: Neuronal loss contributes to esophageal dysmotility and autonomic dysfunction.
- Locus coeruleus: Noradrenergic depletion affects arousal and motor control.
- Raphe nuclei: Serotonergic dysfunction impacts motor and autonomic regulation.
- Cortical regions: Alpha-synuclein pathology in later stages affects cortical motor planning.
4.2. Amyotrophic Lateral Sclerosis: Cortical and Brainstem Motor System Degeneration
- Cortical motor neurons: Degeneration of pyramidal cells in primary motor cortex affects corticobulbar pathways.
- Brainstem motor nuclei: Lower motor neuron loss in hypoglossal, facial, trigeminal, and nucleus ambiguus produces weakness and atrophy.
- Corticobulbar tracts: White matter degeneration disrupts upper motor neuron control.
4.3. Progressive Supranuclear Palsy: Widespread Tau-Related Pathology
- Brainstem: Substantia nigra, superior colliculus, periaqueductal gray, and reticular formation.
- Basal ganglia: Globus pallidus and striatum degeneration.
- Frontal cortex: Tau pathology in premotor and prefrontal regions.
- Cerebellum: Dentate nucleus involvement.
4.4. Multiple System Atrophy: Autonomic and Motor System Degeneration
- Brainstem: Pontine nuclei, inferior olives, nucleus ambiguous.
- Cerebellum: Purkinje cell loss and cerebellar pathway degeneration.
- Basal ganglia: Striatal degeneration (particularly putamen).
- Autonomic centers: Intermediolateral cell column and autonomic nuclei.
5. Assessment and Diagnosis
5.1. Integrated Assessment Framework
- Cognitive screening: Montreal Cognitive Assessment (MoCA) and Frontal Assessment Battery (FAB) to identify cognitive factors affecting both functions.
5.2. Swallowing Assessment
- Cranial nerve examination.
- Oral mechanism assessment.
- Saliva management observation.
- Clinical swallowing evaluation with multiple consistencies.
- Videofluoroscopy (VFS): Dynamic visualization of all swallowing phases, assessing timing, coordination, and aspiration/penetration across multiple consistencies [20].
5.3. Speech Assessment
- Fundamental frequency (F0) and variability (pitch monotony vs. pitch breaks).
- Jitter and shimmer representing voice instability.
- Voice Onset Time (VOT) critical in differentiating between spastic and flaccid dysarthria.
- Speech rate measured in syllables per second and diadochokinetic (DDK) rates using alternating motion rates (AMRs) and sequential motion rates (SMRs) for motor planning evaluation.
- Vowel Space Area (VSA) for intelligibility assessment.
5.4. Neurophysiological and Neuroimaging Assessment
- Laryngeal EMG: Assesses neuromuscular transmission for both swallowing and speech functions [2,15]. By quantifying parameters such as motor unit recruitment, spontaneous activity, and reinnervation patterns, laryngeal EMG provides critical insights into the nature and severity of neurogenic involvement.
- Transcranial Magnetic Stimulation (TMS): Provides noninvasive evaluation of corticobulbar excitability and conduction time within motor pathways controlling speech and swallowing [19].
- Montreal Cognitive Assessment (MoCA): Provides a sensitive measure of global cognitive function, including attention, memory, executive functioning, language, and visuospatial abilities influencing both swallowing safety and communication [23].
- Frontal Assessment Battery (FAB): Evaluates executive dysfunction, probing conceptualization, mental flexibility, inhibitory control, and motor programming.
- Screening for Aphasia in Neurodegeneration (SAND): Differentiates motor speech impairments from primary language disorders, identifying subtle aphasic features that may co-occur with or mimic dysarthria [23].
6. Management and Treatment Strategies
6.1. Multidisciplinary Team Approach
6.2. Pharmacological Interventions
- Cholinesterase inhibitors for cognitive aspects affecting swallowing control.
- Antispasticity agents (baclofen, tizanidine) in ALS [35].
6.3. Behavioral and Rehabilitative Interventions
- Compensatory strategies: Postural adjustments (chin tuck, head rotation), modified bites/sips.
- Rehabilitative exercises: Mendelsohn maneuver, effortful swallow, supraglottic swallow, tongue strengthening.
- Sensory techniques: Thermal-tactile stimulation, taste/texture modifications.
- Respiratory coordination: Breath-hold techniques, voluntary cough training.
- Lee Silverman Voice Treatment (LSVT LOUD): Evidence-based for PD, enhancing vocal intensity.
- Pitch Limiting Voice Treatment (PLVT): Targets phonation without pitch elevation [28].
- Articulatory therapy: Exaggerated articulation, rate control, pausing strategies.
- Prosodic training: Pitch variation, stress patterns, rhythm exercises.
6.4. Neuromodulation Techniques
- Repetitive transcranial magnetic stimulation (rTMS).
- Transcranial direct current stimulation (tDCS).
- Pharyngeal electrical stimulation (PES).
6.5. Compensatory Strategies and Assistive Technology
- Texture modification following IDDSI framework.
- Liquid thickening to reduce aspiration risk.
- Eating Assessment Tool-10 (EAT-10) for risk identification [38].
- Low-tech: Communication boards, alphabet cards, writing.
- High-tech: Speech-generating devices, smartphone applications, eye-tracking systems.
- Voice banking: Preserves patient’s natural voice for future AAC use.
- Message banking: Records phrases in natural speech.
6.6. Nutritional Support
- Nasogastric (NG), nasoduodenal (ND), or orogastric tubes (<4–6 weeks).
- Parenteral nutrition when enteral access not feasible.
- Percutaneous Endoscopic Gastrostomy (PEG): Local anesthesia with sedation.
- Radiologically Inserted Gastrostomy (RIG): Alternative under radiological guidance.
- PEG-J: Extension to jejunum for reflux or medication delivery (DUODOPA in PD).
6.7. Interventional Procedures
6.8. Airway Protection
6.9. Emerging Therapies
| Intervention | Dysphagia Application | Dysarthria Application | Evidence Level | Disease-Specific Considerations |
|---|---|---|---|---|
| Pharmacological | ||||
| Botulinum Toxin | Cricopharyngeal dysfunction (75% success) | Laryngeal dystonia, spasticity | Level II | Better outcomes in PD vs ALS |
| Levodopa | Improves swallow timing in PD | Increases vocal loudness in PD | Level I (PD) | Optimize ON state for meals/speech |
| Cholinesterase Inhibitors | May improve swallow Cognition | Limited effect | Level III | Consider in PD dementia |
| Antispasticity Agents | Limited evidence | Reduces spasticity in ALS | Level II (ALS) | Baclofen, tizanidine |
| Sensory Enhancers | Capsaicin, menthol improve trigger | Not applicable | Level II | Short-term effects |
| Behavioral/Rehabilitative | ||||
| Compensatory Strategies | Chin tuck, head rotation, Pacing | Rate control, clear speech | Level I | Disease-specific modifications |
| Strengthening Exercises | Tongue, pharyngeal Exercises | LSVT LOUD, PLVT | Level I | LSVT proven in PD |
| Sensory Techniques | Thermal-tactile, taste/texture | Not applicable | Level II | Useful in sensory deficits |
| Respiratory Training | Supraglottic swallow, Cough | EMST, IMST | Level I | Benefits both functions |
| Neuromodulation | ||||
| rTMS | Cortical excitability Enhancement | Limited studies | Level II | Research setting |
| tDCS | Swallow motor learning | Speech motor learning | Level III | Emerging evidence |
| PES | Pharyngeal stimulation | Not applicable | Level II | Post-stroke mainly |
| NMES | Pharyngeal strengthening | Limited application | Level III | Controversial |
| Assistive Technology | ||||
| Dietary Modification | Texture modification, Thickening | Not applicable | Level I | IDDSI framework |
| AAC | Not applicable | Low-tech to high- tech devices | Level I | Early implementation in ALS |
| Voice Banking | Not applicable | Preserves natural voice | Level II | Critical in ALS/PSP |
| Biofeedback | sEMG swallow training | Visual/auditory speech feedback | Level II | Adjunct to therapy |
| Nutritional Support | ||||
| Enteral Feeding (NG/PEG) | Severe dysphagia, Aspiration | Not applicable | Level I | PEG timing crucial in ALS [35] |
| Surgical/Interventional | ||||
| Cricopharyngeal Myotomy | UES dysfunction (75% success) | Not applicable | Level II | Consider after BTX failure |
| Injection Laryngoplasty | Glottic insufficiency, Aspiration | Improves voice quality | Level II | Temporary in progressive disease |
| Tracheostomy | Severe aspiration, airway Protection | Allows phonation with valve | Level I | QOL consideration |
7. Discussion
8. Conclusions
- Early and iterative evaluation using comprehensive assessment protocols acknowledging interconnected neural networks.
- Integrated multidisciplinary management approaches addressing both swallowing and speech simultaneously.
- Disease-specific treatment strategies targeting specific patterns of network involvement.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| AAC | Augmentative and Alternative Communication |
| ALS | Amyotrophic Lateral Sclerosis |
| BTX | Botulinum Toxin |
| DDK | Diadochokinetic |
| DTI | Diffusion Tensor Imaging |
| EAT-10 | Eating Assessment Tool-10 |
| EMG | Electromyography |
| EMST | Expiratory Muscle Strength Training |
| F0 | Fundamental Frequency |
| FAB | Frontal Assessment Battery |
| FDA-2 | Frenchay Dysarthria Assessment-2 |
| FEES | Fiberoptic Endoscopic Evaluation of Swallowing |
| fMRI | Functional Magnetic Resonance Imaging |
| HRM | High-Resolution Manometry |
| IDDSI | International Dysphagia Diet Standardisation Initiative |
| IMST | Inspiratory Muscle Strength Training |
| LSVT | Lee Silverman Voice Treatment |
| MoCA | Montreal Cognitive Assessment |
| MSA | Multiple System Atrophy |
| NA | Nucleus Ambiguus |
| NG | Nasogastric |
| NMES | Neuromuscular Electrical Stimulation |
| NTS | Nucleus Tractus Solitarius |
| PAS | Phonatory Aerodynamic System |
| PD | Parkinson’s Disease |
| PEG | Percutaneous Endoscopic Gastrostomy |
| PES | Pharyngeal Electrical Stimulation |
| PLVT | Pitch Limiting Voice Treatment |
| PSP | Progressive Supranuclear Palsy |
| QOL | Quality of Life |
| rTMS | Repetitive Transcranial Magnetic Stimulation; |
| RIG | Radiologically Inserted Gastrostomy |
| SAND | Screening for Aphasia in Neurodegeneration |
| sEMG | surface Electromyography |
| tDCS | Transcranial Direct Current Stimulation; |
| TMS | Transcranial Magnetic Stimulation |
| UES | Upper Esophageal Sphincter |
| VFS | Videofluoroscopy |
| VOT | Voice Onset Time |
| VSA | Vowel Space Area |
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| Brain Region | Role in Swallowing | Role in Speech | Key Connectivity |
|---|---|---|---|
| Cortical | |||
| Primary Sensorimotor Cortex | Voluntary swallow initiation, oral phase control | Articulator motor control (face, lips, tongue) | Corticobulbar tracts to brainstem nuclei |
| Insula | Primary integration center, sensory-motor coordination | Articulatory coordination, speech motor control | Connections to sensorimotor cortex, basal ganglia |
| Cingulate Gyrus | Volitional control, sensory integration | Emotional prosody, motivation | Frontal and parietal networks |
| Supplementary Motor Area | Movement preparation, sequencing | Speech planning, sequencing | Primary motor cortex, basal ganglia |
| Broca’s Area | Limited role | Motor speech programming | Arcuate fasciculus to Wernicke’s area |
| Subcortical | |||
| Basal Ganglia | Swallow initiation, timing, amplitude | Speech initiation, amplitude, prosody | Cortico-striato-thalamo- cortical loops |
| Thalamus | Sensory relay, motor modulation | Motor command relay, feedback | Cortical and cerebellar connections |
| Cerebellar | |||
| Cerebellum | Timing, sequencing, force modulation | Articulation precision, rhythm, prosody | Cerebello-thalamo-cortical pathways |
| Brainstem | |||
| Nucleus Tractus Solitarius | Central pattern generator, sensory integration | Limited role | Vagal and glossopharyngeal afferents |
| Nucleus Ambiguus | Pharyngeal/laryngeal motor control | Laryngeal control for phonation | Vagal efferents |
| Hypoglossal Nucleus | Tongue movement | Tongue articulation | Corticobulbar inputs |
| Facial Nucleus | Oral phase muscles | Lip articulation | Corticobulbar inputs |
| Trigeminal Motor Nucleus | Jaw movement | Jaw articulation | Corticobulbar inputs |
| Disease | Primary Pathology | Affected Brain Regions | Dysphagia Features | Dysarthria Features |
|---|---|---|---|---|
| Parkinson’s Disease | Alpha-synuclein accumulation, dopaminergic depletion | Substantia nigra, basal ganglia, dorsal motor nucleus vagus, locus coeruleus, raphe nuclei, cortex (late) | Delayed swallow initiation, oral bradykinesia, reduced pharyngeal peristalsis, cricopharyngeal dysfunction, sialorrhea | Hypokinetic: reduced loudness, monotone speech, imprecise articulation, variable rate (10–20% mixed) |
| ALS | Upper and lower motor neuron degeneration | Motor cortex, corticobulbar tracts, brainstem motor nuclei (NA, XII, VII, V) | Tongue weakness, impaired bolus formation, delayed pharyngeal trigger, reduced laryngeal elevation, aspiration | Mixed spastic-flaccid: slow effortful speech, harsh voice, breathy quality, hypernasality |
| PSP | Tau protein accumulation | Brainstem (substantia nigra, superior colliculus), basal ganglia, frontal cortex, cerebellum | Delayed pharyngeal initiation, impaired hyolaryngeal excursion, silent aspiration, early severe dysphagia | Spastic-ataxic: harsh voice, reduced loudness, imprecise articulation, equal stress patterns |
| MSA | Alpha-synuclein in oligodendrocytes | Pontine nuclei, inferior olives, nucleus ambiguus, cerebellum, putamen, autonomic centers | Severe pharyngeal incoordination, laryngeal dysfunction, early aspiration, stridor | Ataxic (MSA-C) or mixed hypokinetic- ataxic: irregular articulatory breakdowns, excess and equal stress |
| Specific Tools | Information Provided | Recommended Timing | |
|---|---|---|---|
| Assessment Type | |||
| Dysphagia | EAT-10, water swallow test, multi- consistency protocol | Risk stratification, aspiration screening | Initial evaluation, every 6 months |
| Speech | Mayo Clinic classification, FDA- 2, SAND | Dysarthria subtype, severity | Initial evaluation, annually |
| Cognitive | MoCA, FAB | Cognitive factors affecting function | Initial evaluation, annually |
| Instrumental- Swallowing | |||
| Videofluoroscopy (VFS) | Modified barium swallow | All phase dynamics, aspiration/penetration | Gold standard, as indicated |
| FEES | Fiberoptic endoscopic evaluation of swallowing | Pharyngeal/laryngeal visualization, secretions | When VFS unavailable, follow-up |
| High-Resolution Manometry | Pharyngeal/esophageal pressures | Pressure profiles, coordination | Suspected esophageal dysfunction |
| Electromyography | Surface/needle EMG | Muscle activation patterns | Research, botulinum toxin guidance |
| Instrumental- Speech | |||
| Acoustic Analysis | Praat, CSL software | F0, jitter, shimmer, VOT, VSA, DDK rates | Objective baseline, treatment monitoring |
| Aerodynamic Assessment | PAS evaluation | Subglottic pressure, airflow | Suspected respiratory involvement |
| Neurophysiological | |||
| Laryngeal EMG | Needle electrodes | Neuromuscular transmission, reinnervation patterns | Suspected neuropathy |
| TMS | Transcranial magnetic stimulation | Corticobulbar pathway integrity | Research settings |
| Neuroimaging | |||
| Structural MRI | T1, T2, FLAIR sequences | Atrophy patterns, lesions | Diagnosis confirmation |
| DTI | Diffusion tensor imaging | White matter tract integrity | Research, selected cases |
| Functional MRI | Task-based/resting state | Network activation patterns | Research settings |
| PET | FDG-PET, dopamine imaging | Metabolic activity, dopaminergic function | Differential diagnosis |
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Share and Cite
Fiorella, M.L.; Ballini, L.; Lavermicocca, V.; Ragno, M.S.; Restivo, D.A.; Marchese-Ragona, R. Dysphagia and Dysarthria in Neurodegenerative Diseases: A Multisystem Network Approach to Assessment and Management. Audiol. Res. 2026, 16, 9. https://doi.org/10.3390/audiolres16010009
Fiorella ML, Ballini L, Lavermicocca V, Ragno MS, Restivo DA, Marchese-Ragona R. Dysphagia and Dysarthria in Neurodegenerative Diseases: A Multisystem Network Approach to Assessment and Management. Audiology Research. 2026; 16(1):9. https://doi.org/10.3390/audiolres16010009
Chicago/Turabian StyleFiorella, Maria Luisa, Luca Ballini, Valentina Lavermicocca, Maria Sterpeta Ragno, Domenico A. Restivo, and Rosario Marchese-Ragona. 2026. "Dysphagia and Dysarthria in Neurodegenerative Diseases: A Multisystem Network Approach to Assessment and Management" Audiology Research 16, no. 1: 9. https://doi.org/10.3390/audiolres16010009
APA StyleFiorella, M. L., Ballini, L., Lavermicocca, V., Ragno, M. S., Restivo, D. A., & Marchese-Ragona, R. (2026). Dysphagia and Dysarthria in Neurodegenerative Diseases: A Multisystem Network Approach to Assessment and Management. Audiology Research, 16(1), 9. https://doi.org/10.3390/audiolres16010009

