Theoretical Analysis of the Process Window for Laser Powder-Bed Fusion for Infrared and Green Lasers Using Rosenthal Approximation
Abstract
1. Introduction
1.1. Laser Powder-Bed Fusion Challenges
1.2. Existing Approaches for PBF-LB/M Process-Window Development
1.3. Scope and Objectives of the Present Study
2. Methodology
2.1. Assumptions and Simplifications
- Within the melt pool, heat transfer is assumed to be conduction-dominated. Convection within the melt pool, including micro-scale fluid flow effects, and convective and radiative heat losses are therefore neglected. This is consistent with the general understanding that conduction dominates over convection and radiation in PBF-LB/M [23]. In laser melting, the highly localized heat input produces strong temperature gradients along the liquid surface. Because surface tension varies with temperature, these gradients generate stresses that drive liquid-metal flow within the melt pool [24]. This flow can redistribute heat and molten material, reducing the steepness of the local temperature field and altering the melt pool width, depth, and surface morphology, although it is noted that this effect is not substantial [25]. Further, Inclusion of melt pool fluid flow would require extending the model beyond the conduction-based Rosenthal formulation and would eliminate the closed-form analytical structure, leading to significantly increased computational complexity. Such effects are therefore outside the scope of the present first-order analytical framework.
- Thermal conductivity, specific heat, and density were treated as constant and temperature-independent to preserve the analytical structure of the Rosenthal solution and enable rapid evaluation of melt pool dimensions across a broad process-parameter space. This simplification can affect the predicted thermal history because thermophysical properties vary with temperature. For example, Keeley et al. developed a temperature-dependent Rosenthal formulation for Inconel 718 and showed that using constant thermophysical properties could either underpredict or overpredict cooling gradients depending on whether room-temperature or high-temperature conductivity was selected [26]. However, they also reported that melt pool width was accurately predicted in all cases, while the larger discrepancies were mainly associated with cooling gradients and melt pool length. Therefore, although temperature-dependent properties are important for high-fidelity thermal-history or microstructure prediction, the constant-property approximation is considered acceptable in the present work because the model is used as a first-order LOF screening tool based primarily on melt pool width and depth.
- Latent heat of fusion and surface heat losses due to convection and radiation are not directly included in the Rosenthal temperature solution. This follows the classical Rosenthal framework and preserves the analytical structure required for rapid process-window construction. To assess the effect of these neglected terms, their magnitudes were estimated separately relative to the absorbed laser power. The latent heat contribution was estimated from the Rosenthal-predicted melt pool size and the swept molten volume, while convection and radiation were estimated from the surface temperature field using standard heat-flux expressions. Across the evaluated LPBF-relevant conditions, the combined latent heat, convective, and radiative losses reached a theoretical maximum of approximately 2% of the supplied laser power, while most conditions were approximately 0.6% or less. Therefore, these terms are expected to cause only a small quantitative shift in the predicted melt pool boundary and are not expected to change the first-order LOF screening trends. This treatment is also consistent with prior Rosenthal-based LOF modeling by Tang et al. [1], who neglected similar losses while obtaining melt pool width and depth predictions that agreed well with experimental measurements for stainless steel and Ti-6Al-4V.
- The laser is modeled as a point heat source moving at constant velocity across a semi-infinite solid. This approximation treats the absorbed energy as being concentrated near the laser interaction zone and is appropriate for conduction-dominated melting conditions. Within this assumed regime, the resulting process map is intended to evaluate the lower bound condition for LOF avoidance, based on whether the predicted melt pool width and depth satisfy the geometric overlap criteria. The model does not separately classify conduction, transition, or keyhole regimes. This distinction is important because, if keyhole behavior develops, strong vaporization can form a deep and narrow vapor cavity, causing part of the laser energy to be absorbed along the keyhole depth rather than only near the surface. In such cases, previous analytical heat conduction models have noted that line heat sources are more appropriate than point heat sources [27]. Therefore, the present point source formulation should be interpreted as a conduction mode LOF-screening approximation rather than a complete description of all melting regimes.
- Powder porosity, packing density, particle size distribution, powder-layer uniformity, and thermal contact resistance are not explicitly modeled. In a loose powder bed, the effective thermal conductivity, density, heat capacity, and thermal diffusivity can differ from those of consolidated copper because heat must pass through particle–particle contacts and the surrounding gas phase [25]. These effects can influence the local temperature field and therefore shift the predicted melt pool width and depth. In particular, using a lower powder-bed thermal conductivity would reduce conductive heat dissipation away from the laser track, producing a more localized temperature field and potentially predicting larger melt pool dimensions or lower LOF thresholds. However, once melting begins, the molten/solidified copper and underlying substrate strongly affect heat flow, so the effective heat-transfer path is not governed only by the loose powder layer. The Rosenthal solution treats the material as a homogeneous continuum and does not resolve individual particles, gas gaps, powder-layer morphology, or contact resistance. Consistent with prior Rosenthal-based LOF models [1], bulk material properties are therefore used to estimate conductive heat spreading, while powder absorptivity is used to represent laser energy absorption at the powder surface. This is because the model estimates the melt pool boundary for first-pass LOF screening rather than resolving powder-scale heat transfer. Preliminary model checks showed that using an estimated powder-bed conductivity reduced agreement with the literature-based LOF classifications. Bulk copper conductivity was therefore retained in the present calculations.
- The laser input is defined as the product of incident laser power Q and absorptivity. In the present model, absorptivity is treated as an effective constant value for each laser wavelength. In reality, absorptivity depends not only on wavelength but also on powder condition, surface state, temperature, phase, and processing regime. For copper, literature reports show that absorptivity differs between flat solid copper and powder layers under NIR irradiation and that powder-bed absorptivity can vary with powder morphology and processing conditions [22]. During PBF-LB/M, absorptivity may also change as the material transitions from loose powder or consolidated solid to liquid metal and under high-energy conditions (keyhole regime) [28]. Since absorptivity enters the Rosenthal solution through absorbed energy, changes in the absorptivity directly shift the predicted melt pool width, depth, and LOF boundary. However, Tang et al. [1] using a similar Rosenthal model showed that melt pool width is approximately proportional to the square root of absorbed power. This means that uncertainty in absorptivity has a reduced effect on the predicted width. In this work, the absorptivity is treated as a constant and should be interpreted as an effective input parameter for first-order LOF screening rather than a dynamically evolving optical property. The influence of the actual absorptivity value used is evaluated through the absorptivity sensitivity analysis.
2.2. Derivation of the Temperature Field and the Melt Pool Size
2.3. Analytical Framework
- Melt pool width ≥ hatching distance.
- Melt pool depth ≥ layer thickness.
2.4. Process-Window Construction
2.5. Material Properties
2.6. Analysis Workflow
2.7. Literature Validation
- No lack of fusion: This represents nearly full density with minimal or no LOF porosity. These points are treated as cases where sufficient melt pool formation and overlap were achieved. A 99% relative-density threshold was selected as a practical and conservative criterion for “fully fused” material because the collected literature data are not consistently reported with 0.1% precision, and many values are instead reported as whole-number percentages, approximate values, or ranges. Further, literature reports indicate that LOF pores are rare but may still occasionally be observed at near 99% relative density, making 99% a reasonable threshold for separating near-full fusion from lower-density LOF cases. This threshold is also consistent with the use of densities at or above 99% as indicators of near-bulk material quality.
- Lack of fusion: This represents data points with porosity caused by incomplete melting LOF. A data point is classified as lack of fusion (LOF) if the reported relative density is ≤99% and the original study reports the presence of lack of fusion or microstructural features consistent with LOF. These features include irregular or elongated pores with the presence of partially melted or unmelted powder.
- Excluded: data points are excluded from this study if the relative density is below 99% but the reported defects are attributed to mechanisms other than LOF (e.g., keyhole porosity, balling, or sputtering), or the microstructural evidence is not provided, and defect type cannot be determined.
2.8. Sensitivity Analysis
2.9. Computational Efficiency Assessment
3. Results
Comparison of Surface Temperature Fields
4. Process Windows for Lack of Fusion in PBF-LB/M of Pure Copper
4.1. LOF Process Windows for Near-Infrared and Green Lasers
4.2. Literature-Based Validation of the LOF Process Window
4.3. Sensitivity Analysis
4.4. Competitive Advantage of the Proposed Framework
5. Discussion
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A
| # | Density (%) | Classification | Reference | Power | Speed | HD | LT |
|---|---|---|---|---|---|---|---|
| 1 | 99.9 | No LOF | Malý et al., 2022 [53] | 400 | 500 | 60 | 30 |
| 2 | 99.5 | No LOF | Jadhav et al., 2019 [54] | 600 | 300 | 90 | 30 |
| 3 | <95 | LOF | Constantin et al., 2020 [52] | 40 | 600 | 120 | 30 |
| 4 | <95 | LOF | Constantin et al., 2020 [52] | 40 | 600 | 10 | 30 |
| 5 | <95 | LOF | Constantin et al., 2020 [52] | 400 | 600 | 80 | 30 |
| 6 | 86 | LOF | Lassègue et al., 2021 [36] | 270 | 300 | 90 | 30 |
| 7 | 84 | LOF | Lassègue et al., 2021 [36] | 270 | 325 | 90 | 30 |
| 8 | 83 | LOF | Lassègue et al., 2021 [36] | 270 | 370 | 90 | 30 |
| 9 | 83 | LOF | Lassègue et al., 2021 [36] | 270 | 350 | 90 | 30 |
| 10 | 83 | LOF | Lassègue et al., 2021 [36] | 270 | 300 | 90 | 30 |
| 11 | 82 | LOF | Lassègue et al., 2021 [36] | 270 | 400 | 80 | 30 |
| 12 | 82 | LOF | Lassègue et al., 2021 [36] | 270 | 375 | 80 | 30 |
| 13 | 82 | LOF | Lassègue et al., 2021 [36] | 270 | 350 | 80 | 30 |
| 14 | 82 | LOF | Lassègue et al., 2021 [36] | 270 | 325 | 80 | 30 |
| 15 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 300 | 80 | 30 |
| 16 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 400 | 70 | 30 |
| 17 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 375 | 70 | 30 |
| 18 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 350 | 70 | 30 |
| 19 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 325 | 70 | 30 |
| 20 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 300 | 70 | 30 |
| 21 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 400 | 60 | 30 |
| 22 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 375 | 60 | 30 |
| 23 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 350 | 60 | 30 |
| 24 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 325 | 60 | 30 |
| 25 | 81 | LOF | Lassègue et al., 2021 [36] | 270 | 300 | 60 | 30 |
| 26 | 80 | LOF | Lassègue et al., 2021 [36] | 150 | 300 | 90 | 30 |
| 27 | 80 | LOF | Lassègue et al., 2021 [36] | 150 | 250 | 90 | 30 |
| 28 | 80 | LOF | Lassègue et al., 2021 [36] | 150 | 200 | 90 | 30 |
| 29 | 79 | LOF | Lassègue et al., 2021 [36] | 150 | 400 | 90 | 30 |
| 30 | 79 | LOF | Lassègue et al., 2021 [36] | 150 | 350 | 90 | 30 |
| 31 | 99.3 | No LOF | Jadhav et al., 2021 [17] | 500 | 800 | 90 | 30 |
| 32 | 98.2 | LOF | Jadhav et al., 2021 [17] | 400 | 800 | 90 | 30 |
| 33 | 97.6 | LOF | Jadhav et al., 2021 [17] | 30 | 200 | 90 | 30 |
| 34 | 96.3 | LOF | Jadhav et al., 2021 [17] | 300 | 400 | 90 | 30 |
| 35 | 92.9 | LOF | Jadhav et al., 2021 [17] | 40 | 1000 | 90 | 30 |
| 36 | 92.6 | LOF | Jadhav et al., 2021 [17] | 500 | 1000 | 90 | 30 |
| 37 | 91.9 | LOF | Jadhav et al., 2021 [17] | 300 | 800 | 90 | 30 |
| 38 | 90.6 | LOF | Jadhav et al., 2021 [17] | 200 | 1000 | 90 | 30 |
| 39 | 89.7 | LOF | Jadhav et al., 2021 [17] | 200 | 400 | 90 | 30 |
| 40 | 89.1 | LOF | Jadhav et al., 2021 [17] | 200 | 100 | 90 | 30 |
| 41 | 89 | LOF | Jadhav et al., 2021 [17] | 300 | 1000 | 90 | 30 |
| 42 | 87.8 | LOF | Jadhav et al., 2021 [17] | 200 | 800 | 90 | 30 |
| 43 | 99 | No LOF | Jadhav et al., 2020 [55] | 500 | 400 | 90 | 30 |
| 44 | 99 | No LOF | Yan et al., 2020 [51] | 200 | 400 | 80 | 30 |
| 45 | 98.8 | LOF | Huang. et al., 2020 [56] | 300 | 600 | 80 | 30 |
| 46 | 83 | LOF | Trevisan et al., 2017 [57] | 195 | 400 | 80 | 30 |
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| Material | Right-Hand-Side Term in Equation (1) |
|---|---|
| Cu | 0.992 |
| Ag | 0.997 |
| Al | 0.973 |
| Au | 0.996 |
| Property | Symbol | Value | Unit |
|---|---|---|---|
| Thermal conductivity | k | 400 [31] | W/m·K |
| Density | ρ | 8933 [30] | kg/m3 |
| Specific heat capacity | cp | 385 [30] | J/kg·K |
| Thermal diffusivity | α | 1.16 × 10−4 | m2/s |
| Melting temperature | Tm | 1358 [30] | K |
| Ambient temperature | T0 | 303 [32,33,34] | K |
| Laser absorptivity (NIR) | ε | 0.27–0.33 [22,35,36,37] | N/A |
| Laser absorptivity (green) | ε | 0.72–0.88 [22] | N/A |
| # | Absorptivity | Agreement Rate |
|---|---|---|
| 1 | 0.27 | 43/46 |
| 2 | 0.30 | 43/46 |
| 3 | 0.33 | 38/46 |
| # | Relative Density Threshold (%) | Agreement Rate |
|---|---|---|
| 1 | 99 | 43/46 |
| 2 | 98.5 | 42/46 |
| 3 | 98 | 41/46 |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Ho, V.; Ladani, L.; Razmi, J. Theoretical Analysis of the Process Window for Laser Powder-Bed Fusion for Infrared and Green Lasers Using Rosenthal Approximation. Materials 2026, 19, 2487. https://doi.org/10.3390/ma19122487
Ho V, Ladani L, Razmi J. Theoretical Analysis of the Process Window for Laser Powder-Bed Fusion for Infrared and Green Lasers Using Rosenthal Approximation. Materials. 2026; 19(12):2487. https://doi.org/10.3390/ma19122487
Chicago/Turabian StyleHo, Vi, Leila Ladani, and Jafar Razmi. 2026. "Theoretical Analysis of the Process Window for Laser Powder-Bed Fusion for Infrared and Green Lasers Using Rosenthal Approximation" Materials 19, no. 12: 2487. https://doi.org/10.3390/ma19122487
APA StyleHo, V., Ladani, L., & Razmi, J. (2026). Theoretical Analysis of the Process Window for Laser Powder-Bed Fusion for Infrared and Green Lasers Using Rosenthal Approximation. Materials, 19(12), 2487. https://doi.org/10.3390/ma19122487

