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Materials
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  • Open Access

21 January 2019

Stimuli-Responsive Systems in Optical Humidity-Detection Devices

,
and
1
Centro de Investigaciones en Óptica, Loma del Bosque 115, Leon C.P. 37150, Gto., Mexico
2
Laboratorio de Ciencias Químicas/Área de Química Orgánica, Departamento de Ciencias de la Tierra y de la Vida, Universidad de Guadalajara, Centro Universitario de los Lagos, Enrique Diaz de León 1144, Col. Paseo de la Montaña, Lagos de Moreno C.P. 47460, Jalisco, Mexico
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Stimuli-Responsive Polymer Systems—Recent Manufacturing Techniques and Applications

Abstract

The use of electronic devices to measure Relative Humidity (RH) is widespread. However, under certain circumstances, for example when explosive gases are present, a spark-free method should be used. Here we suggest the use of stimuli-responsive materials, like gelatin and interpenetrated polymers, to detect RH with an optical method. These materials are hydrophilic. When water vapor is absorbed by the films the molecules attach to the films molecular network. The result is that the film thickness increases and their refractive index changes. To detect the change of these two parameters an optical method based on diffraction gratings is employed. Surface diffraction gratings are recorded on the films. Then gratings are placed in an optical configuration that is immersed in a climatic chamber. A light beam is sent to the grating where it is diffracted. Several light orders appear. Due to the absorption of water molecules the films swell and grating surface modulation changes. This implies that the diffracted orders intensity changes. A calibrating plot relating intensity as a function of RH is obtained.

1. Introduction

Stimuli-responsive polymers present changes when subjected to external parameters like pH, temperature, solvent composition, radiation, mechanical stress, light, electrical and magnetic fields, and chemical triggers like glucose to mention but a few. These stimuli can trigger discontinuous changes (phase transitions) or gradual changes that occur over a finite range of stimulus levels. The changes could be reversible but hysteresis may occur. In recent years, new, smart polymers with dynamic properties were designed, by exploiting either reversible covalent bonds or supramolecular interactions to induce topological changes in chain structure [1,2].
In general stimuli-responsive materials can be used in sensors, drug delivery carriers, artificial muscles and more [3]. Among the key properties of stimuli-responsive materials for most applications is their degree of swelling, swelling kinetics and permeability. The swelling degree (i.e., the ratio of wet mass to dry mass) is important because it affects the kinetics, permeability and modulus. Among other factors, the swelling of stimuli-responsive materials is a function of crosslinking junction concentrations. Swelling kinetics and permeability are related. Increasing the swelling degree dilutes the network and this leads to an increased permeability to solutes. Conversely, a decrease of the swelling degree gives a decrease in permeability. Analysis of the swelling or shrinking kinetics of materials is primary for the design of the stimuli-responsive applications. Transparency can be a key for some applications, such as light sensors. Other key properties could be biocompatibility and biodegradability when stimuli-responsive materials have medical and pharmaceuticals applications.
The word humidity [4] is used when we are dealing with water vapor which is a gas. Water vapor is present in the earth’s environment. Humidity measurements are important in industry, laboratory and common life activities. Thus humidity instrumentation that met rigid requirements has been developed. There are many types of humidity sensors called hygrometers. For every measurement the most useful sensor should be selected considering its high sensitivity, short response time, linear response, long term stability, small hysteresis, good durability, resistance against contaminants, cost, maintenance, calibration requirements, ease of installation and service to mention but a few. Besides this there are several techniques to measure humidity. Because there is no humidity sensor available that can cover the full dynamic range of water vapor levels different measurement methods and sensors have been developed each having certain advantages and limitations and suitable for some, but not all, applications. The most fundamental measurement technique of humidity is the chilled mirror hygrometer [5]. Other techniques comprise optical fibers [5], Micro Electromechanical Systems (MEMS) [6], hygrometers based on paper [7] and poly(vinylalcohol) (PVA), nanocomposites [8] containing graphene, among many others. Hygrometers have sensors that interact with water vapor by absorption, adsorption, and desorption of water molecules. Absorption could be by diffusion and capillary action.
In this paper we present a continuation of the work that we have developed and presented before [9,10]. In Section 2 we describe the materials used to develop the sensor in the form of films and the method to fabricate them. Section 3 shows the Relative Humidity (RH) characterization of films behavior. Section 4 describes the gratings theoretical background. Section 5 shows the gratings optical fabrication method and the study of gratings profile. Section 6 describes the climatic chamber and calibration method to quantify RH by means of the diffracted orders intensity. Section 7 deals with hysteresis shown by the films. Finally in Section 8 conclusions are drawn.

2. Materials

2.1. Gelatin, PVA and Poly(Acrylic Acid) (PAA)

Gelatin is a derived protein that does not occur free in nature. It is primarily used in the food and pharmaceutical industries as a gelling agent. The colorless gels that gelatin forms, in the presence of an appropriate solvent, are thermoreversible when cooled below about 35 °C.
For gelatin production, collagen from porkskins, cattle bones or hides is hydrolyzed and extracted either with an acid or alkaline pre-treatment, generating the Type A and Type B products, respectively. Both types of gelatin consist of a heterogeneous mixture of single or multi-stranded polypeptides containing less than 1000 amino acids. This is due to the partial breakage of collagen and the renaturation of the collagen-like helical structure among some of these fragments.
The aminoacidic chains of gelatin are typically enriched in glycine (approximately 30% of the aminoacidic content), proline and 4-hydroxyproline residues. These aminoacidic chains display several groups that can form hydrogen bonds with water, predominantly the hydroxyproline hydroxyl groups and the peptide carbonyl groups.
The properties of gelatin depend heavily on its water content: If dehydrated below a 2% moisture level, it becomes insoluble in water because of crosslinking between the gelatin macromolecules. Dehydrated gelatin is thus a crosslinked polymer, extremely brittle in the solid state. Gelatin undergoes transformation to a rubbery state at around 25% moisture content and at room temperature.
These and other physical properties of gelatin might be correlated to the different states in which water is present inside the gel. Similarly to what is found in other protein mixtures or polymers, water inside gelatin can be free, weakly bound (also called intermediate water) or tightly bound [11]. The degree of water molecules association with the chains of the polymer, in this case with collagen helices, determines also the physical behavior of water itself: The water molecules that establish the strongest bond with the polymer lay in close proximity to the aminoacidic chains and are unable to freeze, while intermediate water molecules interact less tightly with the chains and undergoes cold crystallization, i.e., freezes at temperatures below 0 °C. Amidst the aminoacidic chains, free water is able to move and freezes at 0 °C; it is the first to leave gelatin when dehydration occurs. When the water content drops below 15–20%, virtually no free water is present inside the polymer [12].
Chemical structure of gelatin films can be modified by means of ultraviolet light, heat and some chemicals. For example if a blend of gelatin and dichromates is illuminated with UV light, crosslinking will occur in the gelatin network. Regarding chemicals the use of formaldehyde can harden the gelatin. Commercial photographic fixing baths contain some chemicals like sodium or ammonium thiosulfate, acetic acid, sodium sulfite and potassium alum. This last chemical will form more crosslinks in the gelatin network preventing excessive gelatin swelling or softening.
Poly(vinyl alcohol) PVA is an atactic material that exhibits great crystallinity; in structural terms it has 1,3-diol bonds (–CH2–(OH)–CHCH2–(OH)CH–)n. It has been widely used for its emulsifying and adhesive properties, but its main feature related to this work is its ability to absorb water, which is why it is considered a hydrogel. The water molecules act as plasticizers, which reduces the tensile strength of the polymer and increases its elongation allowing its resistance to tearing. The permeation of oxygen through the hydrogel is substantially facilitated when there is equilibrium of water content with PVA. This polymer absorbs and retains large amounts of water molecules [13].
Poly(acrylic acid) (PAA) was used as a crosslinking reagent because it has a functional carboxyl group (–CH2–(CO2H)CH–)n in each monomer unit to react with PVA. Some characteristics shared by both polymers include a high solubility in water and a high miscibility of PAA with PVA. Both polymers are widely commercialized and readily available. They can form a strong crosslinking by an ester bond between the hydroxyl group of PVA and the carboxyl group of PAA. The crosslinking is caused by strong hydrogen bonds between carboxylic acid of PVA and the hydroxyl groups of PAA. Finally, both polymers are good hydrogels agents [14].

2.2. Interpenetrated Polymers

Some materials are fragile and break easily. To strengthen them they are polymerized and crosslinked with other polymers [15,16]. Combination of the two polymers can be prepared in the form of blends, copolymers and interpenetrating polymer networks (IPNs) or interpenetrated hydrogels (IPHs). The IPNs are a combination of at least two polymer chains each in the network form. They form polymer gels held together by permanent entanglements. One polymer is synthesized or crosslinked independently of the presence of the other. Polymers are concatenated and cannot be pulled apart, but they are not bonded to each other by any chemical bond.
To fabricate the hydrogels the following chemicals, purchased from Sigma Aldrich (St. Louis, MO, USA), were used. The acrylic acid (AA) had a Mw 72 g/mol with a purity of 99%. The poly(vinyl alcohol) (PVA) had an Mw between 89,000–98,000 g/mol, 99% hydrolyzed. N-N’ methylene bis (acrylamide) with an Mw 154 g/mole, purity 99%, was used as a crosslinker, and potassium persulfate was used as a thermal initiator. PVA/PAA IPN films were fabricated following the method described in references [17,18].

2.3. Thin Films Fabrication Method

The materials to be used as sensors should be available in transparent and thin film form. To make the films the surface of two glass plates of about 8.5 cm × 8.5 cm were polished and a hole of about 6 cm diameter was made in one plate, Figure 1a). The plates were placed in contact and the set was leveled. In the hole a mixture of gelatin and water (200 mg of gelatin in 10 mL of water) or PVA/PAA was poured, Figure 1b). After about 24 h a thin film was present. The amount of poured mixture is related to the film thickness. After the film was made a metallic ring was glued to the film, Figure 1c). Then the ensemble was detached from the glass.
Figure 1. Schematic shows the process to make thin films: (a) two glass pieces; (b) pouring the mixture and (c) gluing the metallic ring.

4. Optical Principle of RH Sensing Method Using Stimuli-Responsive Polymer Systems. The Diffraction Grating

Theoretical grating behavior can be described by applying the thin phase screen approximation [25]. A grating with a sinusoidal profile is considered, Figure 11.
Figure 11. Sinusoidal grating profile.
The grating has a refractive index n2 and it is immersed in a medium with refractive index n1. Grating shows a deep modulation m. Illuminating light has a wavelength of 632 nm. After light passes the grating some spots appear due to the diffraction (diffracted orders).The first order intensity is described by the following formula:
I 1 [ J 1 ( 2 π   m 2   λ 0 ( n 1 n 2 ) ) ] 2
In the present study the grating is immersed in the air, so n1 = 1. PVA/PAA interpenetrating polymer and gelatin have refractive indices of 1.486 and 1.5, respectively. They were measured with an Abbe refractometer (Abbe refractometer, Bausch and Lomb, Rochester, NY, USA).
It has been mentioned that dry films absorb water molecules when RH increases. The result of this phenomenon is the film swelling and the decrease of its refractive index (n2). Swelling causes the grating modulation (m) to increase. Considering the parameters m and n2, the first order intensity behavior can be calculated by using the formula reported above. Results can be seen in Figure 12. The modulation (m) deep was varied from 0 to 3 µm and the parameter is the refractive index (n2) that changed from 1.3 to 1.5. It is seen that when m = 0 the first order intensity is null because there is not a surface modulation. When modulation increases, first order intensity increases for all the plots, and presents a maximum intensity of 33%. Then it decreases and reaches a minimum value (zero). When the plot for n2 = 1.3 is chosen its full width at half maximum (FWHM) is about Δm = 1.28. By taking two points in the linear part of the plot we can find the slope to be −0.3686. Following the same method, we can find the slope of the linear part of the plot when n2 = 1.5 to be −0.59, and its FWHM Δm = 0.769. The slope of the plots shows us the change of intensity as a function of the change in modulation that is caused by changes in RH. This slope represents the sensitivity of the method. It is found that if refractive indices are closer to n2 = 1.5 the sensitivity is greater than when refractive indices are close to 1.3 as seen in Figure 12.
Figure 12. Theoretical behavior of the first order intensity as a function of grating relief modulation m. The refractive index n2 presented several values.

5. Diffraction Grating Fabrication Method and Investigation of Grating Profiles

In previous work we used visible light to make the gratings [7]. Now a thermal method has been used to make the relief gratings [26]. Materials like gelatin and interpenetrated PVA/PAA films have been used. Thicknesses ranging from about 15 to 60 µm have been considered. To make the gratings a CO2 laser (λ = 10.6 µm) has been used. A two beam interference configuration was set up, Figure 13. This resulted in an IR sinusoidal interference pattern. When the IR light was absorbed by the films the spots in the sinusoidal pattern, corresponding to high intensities/constructive interference, partially melted the film so that some material was redistributed into the adjacent spots of lower intensity. The result was a sinusoidal relief.
Figure 13. Infrared interferometric optical configuration to record the gratings on the surface of thin films. The sinusoidal red line represents the IR intensity field.
The gratings fabrication method considered parameters like thin films thickness, beam intensity (10 W), and exposure times. Photographs in Figure 14 show two gratings made with gelatin with two exposure times, 90 ms and 140 ms. It is possible to notice the fringes widening as the exposure time increases.
Figure 14. Photographs showing two fabricated gratings with exposure times of (a) 90 ms and (b) 140 ms. The distance between fringes is 263 µm.
To investigate the gratings relief two instruments were used, a profilometer and an interference microscope. The first is a mechanical device and the second relies on light interference.
It has been mentioned that the consequence of the absorption of water molecules by the films, with any of the materials mentioned in Section 2, is their swelling. To find the effect of swelling on the grating profile we performed the following experiment. At first the grating was scanned with the tip of the profilometer. At this time the film was dry. Then the film was let absorb water molecules from the atmosphere. A second scanning was done. The result can be seen in Figure 15. Two plots are displayed. One shows the profile (b) when the film was dry and the other (a) when the film swelled. This last one shows a deeper relief.
Figure 15. Profile height (µm) of a gelatin grating as a function of distance (µm). a) shows the profile after the gelatin thin film has absorbed water molecules. b) profile of a dry film.
Besides the investigation of the grating surface with the profilometer an interference microscope was used. This microscope is based on a Michelson Interferometer. In one light trajectory a plane mirror is placed. In the other trajectory the object to be investigated is inserted, the grating. Then at the output of the interferometer the two beams interfere. The interference pattern shows the relief of the object. In Figure 16 an image is seen when a grating made with PVA/PAA film was investigated. The distance between crests was 630 µm. Each interference line shows a sinusoidal profile.
Figure 16. Gratings relief was investigated with an interference microscope. Photograph shows the relief of a PVA/PAA grating.

6. Humidity Detection with Diffraction Gratings

It has been seen in Section 4 the theoretical description of relief diffraction gratings and in Section 5 their fabrication methods. Here we describe the use of diffraction gratings to detect RH.
To test the films as RH sensors a means to control the RH is needed. This instrument is named a climatic chamber. Figure 17 shows a schematic of the simple chamber made in our laboratory. A transparent plastic box with a lid was connected to an air pump that removed the humid air from the box. Then a hollow plastic cylinder filled with silica gel absorbed the water molecules and the dry air leaving the cylinder was pumped back into the box. Two petri dishes were placed inside the box. One contained water and the other silica gel. Both dishes had lids that can be displaced from outside the box. The former dish was used to increase the relative humidity and the latter helped to decrease the humidity together with the air pump. An electronic RH sensor [27] inside the box measured the humidity in the chamber as a means of calibration. Some mechanical mounts inside the box allowed holding the metallic rings with the thin films glued to them.
Figure 17. Schematic of a climatic chamber. Electronic RH instrument was used for calibration purposes. One Petri dish contained water and the other silica gel. Both dishes had lids that can be moved from outside.
An experiment was done to find the behavior of the RH when the petri dish lid, containing water, was displaced, Figure 18. It is seen that RH increases with time. At the end it tends to stabilize.
Figure 18. Behavior of RH in the climatic chamber as a function of time. RH was measured inside the climatic chamber when the petri dish lid that contained water was displaced.
The gratings were placed in the climatic chamber and a beam of light coming from an intensity stabilized He-Ne laser (λ = 632.8 nm) illuminated the grating. At the far field, outside the box, some light spots (diffracted orders) were seen, Figure 19. Dry air was pumped into the climate chamber until a desired low RH was reached. Then the lid of the petri dish, that con tained water, was opened. Humidity began to increase and the first order intensity changed due to the materials swelling. The plot in Figure 20 shows the behavior of the first order intensity as a function of the RH for a PVA/PAA film. It is possible to see that the response is not immediate. RH needs to increase to let the film swell. The slope of this plot is 0.08/RH. The RH range is from about 45% to 65%.
Figure 19. Diffracted orders given by a PVA/PAA grating.
Figure 20. First order intensity as a function of RH in the climatic chamber. A PVA/PAA film with 50 µm thickness was used.
Besides the PVA/PAA film two gelatin films were tested. One had 15 µm thickness and the other 50 µm. Their normalized orders intensity behavior can be seen in Figure 21. For the 15 µm thickness film we have a slope of 0.91/RH, ranging from about 30% to 36% RH, and for the 50 µm thickness film a slope of 0.058/RH ranging from about 33% to 58% RH. Thus thin films are more sensitive than thick films but are useful in a shorter range. Thick films are less sensitive but useful in a wider range.
Figure 21. Normalized First order intensity, as a function of RH, for two gratings recorded in 15 µm and 50 µm thickness gelatin layers.
We should mention that when RH reached a value of about more than 70% the films became loose, Figure 22. At this stage the orders light intensity values should not be considered because it is possible that light illuminates another part of the grating that could have another profile.
Figure 22. (a) shows the tense film surface when low humidity was present; (b) shows the film surface when humidity higher than about 70% was present. A loose surface can be seen.

7. Gels Hysteresis

The response of gelatin thin films when RH increased and decreased was investigated. A gelatin thin film with 15 µm thickness was used. First RH was increased by opening the petri dish that contained water in the climatic chamber. Then at a given RH it was closed and the petri dish that contained silica gel was opened. The behavior of the first order intensity can be seen in Figure 23.
Figure 23. Behavior of first order intensity as a function of RH when it increases and decreases. Thin film thickness 15 µm.

8. Conclusions

It has been presented the feasibility of using stimuli-responsive materials, like gelatin and PVA/PAA, in optical hygrometers. A study has been presented before [28] where they used gelatin as RH sensitive material. However, they considered the use of electronic devices to measure the capacitance of the gelatin films and not the optical and mechanical characteristics of films, refractive index and swelling, like we have done. Besides, the fabrication of those sensors [28] requires high tech instruments and methods like photolithography, spin coating, thermal physical evaporation and wet etching techniques. Characterization studies presented now comprise the behavior of gelatin and PVA/PAA films permeability and weight as a function of RH. Additionally diffraction gratings have been generated on the film’s surface. These gratings were placed in an optical configuration where light illuminated them and diffracted orders appeared. When RH surrounding the gratings changed the diffracted orders intensity also did it. Thus we have a calibration plot relating the light intensity as a function of RH.
These results should be taken as preliminary ones. Additional studies should be done by interdisciplinary research teams of chemist, physicists and materials science scientists to improve the response of films when used in hygrometers. In depth gelatin studies [29,30] should be considered.
A method to improve the sensitivity of the films to RH could be done by incorporating macropores in the films to let water molecules to be absorbed quickly. Also the use of PVA/gelatin interpenetrated films can be considered [31].
Regarding the Limit of Detection (LOD) of the proposed method we have the following comment. In Section 6 it was exposed that the slopes for plots in Figure 20 and Figure 21 (Intensity vs RH) were 0.08/RH and 0.091 /RH, If we suppose that the light detector can measure a minimum intensity with a value of 0.1 µW then the LOD, considering the slopes, will be 0.125 RHU. (Relative Humidity Unit) and 0.109 RHU respectively. However, it should be remembered that the method presented here can be modified according to the experimental conditions. We have variables that can be adapted to the needs. For example the RH sensitive materials, gelatin and interpenetrated polymers, can be modified. Besides the grating parameters can be changed. We have seen in Section 4 that it is possible to select the grating refractive index and this in turn will change the sensitivity of the method. Besides this it is possible to choose more powerful lasers and light detectors with greater sensitivities. Thus, given the RH measurement it is possible to select the material and the optical parameters that will better suit the experiment.
In the market there are many types of hygrometers. Each is useful for certain applications. For example we have mentioned one made with paper [7]. Also, there are others made with graphene oxide [8,32]. The first one relies on capacitance measurements and has a sensitivity of 2 pF/RH%. The one in reference [32] is based on frequency measurements and has a sensitivity of 719 Hz/RH%. The paper sensor is relatively easy to make. The GO sensor needs expensive, dedicated instruments, and expensive materials, and the fabrication method is difficult. The comparison of the RH sensor that we suggest with other sensors is difficult to make because it depends mainly on the application.
By means of the optical method presented here it should be possible to study the response of materials to RH.

Author Contributions

Conceptualization, S.C.; Gelatin paragraph, V.P.; UV and FTIR-ATR films characterization, V.F.M.-R.; Experiments, S.C.; Writing—original draft preparation, S.C., V.P., V.F.M.-R.; Writing—review and editing, S.C., V.P., V.F.M.-R.; Funding acquisition, S.C., V.P.

Funding

This research received no external funding.

Acknowledgments

We would like to thank Maria Elena Calixto-Olalde and Sachenka Bravo-Gomez for the PVA/PAA films fabrication. Also we thank Guillermo Garnica for fruitful discussions and Raymundo Mendoza for some drawings.

Conflicts of Interest

The authors declare no conflict of interest.

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