Failure Mode, Effects, and Criticality Analysis (FMECA)-Based Fault Diagnosis of a High-Voltage Disconnect Switch
Abstract
1. Introduction
1.1. Literature Review
1.2. Research Gap and Contributions
2. Methodology
2.1. Construction of the Ishikawa Diagram
2.2. Quantification, Prioritization, and Treatment of Causes Using FMECA for Predictive Maintenance
2.3. Selection and Prioritization of Sensors for Predictive Maintenance
3. Results and Discussion
3.1. Detailed Analysis of Failure Modes by Criticality Level
3.1.1. High-Critical Failure Modes
- Silver-plated copper contacts
- Sensor Failure
- Pivot seizure
- Motorized enclosed and heating element
3.1.2. Moderate Critical Failures
- Compensation spring, linkage and printed circuit board (PCB)
- Male and female arc horns
3.1.3. Low Critical Failures (RPN < 50)
- Electric Motor and Associated Control System
- Brakes
- Limit Switches
- Ground Leakage
3.2. Sensor-Based Monitoring for Predictive Maintenance of the High-Voltage Disconnect Switch
3.3. Robustness and Sensitivity Analysis of Sensor Prioritization Coefficients
4. Conclusions
5. Study Limits and Future Work
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| AHP | Analytical Hierarchy Process |
| BKA | Black-Winged Kite Algorithm |
| CoCoSo | Combined Compromise Solution |
| FMECA | Failure Modes, Effects, and Criticality Analysis |
| FMEA | Failure Modes and Effects Analysis |
| GRU | Gated Recurrent Unit |
| PSO | Particle Swarm Optimization |
| ROC | Rank Order Centroid |
| RPN | Risk Priority Number |
| TOPSIS | Technique for Order Performance by Similarity to Ideal Solution |
| VMD | Variational Mode Decomposition |
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| Articles | Failure Mode Analyzed | Methods | Sensors Used | Comments |
|---|---|---|---|---|
| Zhang et al. (2025) [19] | Mechanism jam, mechanism looseness, three-phase asynchrony | Variational Mode Decomposition (VMD), black-winged kite algorithm (BKA), gated recurrent unit (GRU). | Vibration sensors | Data-driven fault diagnosis approach focused on mechanical failure. Sensor is assumed and not derived from risk analysis. |
| Zhu et al. (2025) [12] | Jamming and incomplete opening and closing | Fusion of time-frequency domain energy features of vibration signal; particle swarm optimization (PSO) algorithm; SVM | Vibration sensor | Classification of six disconnector states. The article analyses only a few mechanical failure scenarios. |
| Obarcanin et al. (2023) [20] | Contact degradation, aging, mechanical deterioration | Condition assessment based on health indicators | Temperature, position and operational monitoring | The work focuses on a comprehensive assessment of the condition of the disconnectors. However, there is no quantitative prioritization of failure modes. |
| Chen et al. (2022) [22] | Incorrect positioning, mechanism failure, abnormal operating torque, environmental degradation | Online condition-monitoring platform | Torque sensors, angle encoders, micro-switches, attitude sensors, and temperature and humidity sensor | Sensor-rich monitoring architecture. However, sensor deployment is predefined and not justified through a systematic criticality analysis. |
| Suwanasri et al. (2021) [23] | Failure modes affecting transmission assets including conductors, insulators, and accessories. | FMECA combined with Analytical Hierarchy Process (AHP) and weighted-scoring methods. Criticality matrices are used to prioritize risks | No specific monitoring sensors considered | FMECA is used in the study. However, it focuses on transmission lies rather than disconnect switches and does not address sensor selection. |
| Westerlund et al. (2016) [21] | Contact deterioration, increased contact resistance, contact overheating | Temperature-current regression analysis for condition ranking | Infrared temperature sensors and current measurements | Focuses only on thermal degradation of contacts. |
| Qiu et al. (2015) [11] | Screw loose, transmission mechanism jammed | Variational Mode Decomposition, AdaBoost-SVM | Vibration, current sensors | The study develops a system for diagnosing mechanical faults. There is no criticality classification; the sensors are specified from the outset. |
| Severity | Criteria | Ranking |
|---|---|---|
| Very minor | No discernible effect. | 1 |
| Very minor | Fit and finish/squeak and rattle item do not conform. Defect noticed by discriminating customers (less than 25%). | 2 |
| Minor | Fit and finish/squeak and rattle item do not conform. Defect noticed by discriminating customers (less than 50%). | 3 |
| Very low | Fit and finish/squeak and rattle item do not conform. Defect noticed by discriminating customers (less than 75%). | 4 |
| Low | Item operable but comfort/convenience item(s) operable at a reduced level of performance. Customer somewhat dissatisfied. | 5 |
| Moderate | Item operable but comfort/convenience item(s) inoperable. Customer dissatisfied. | 6 |
| High | Item operable but at a reduced level of performance. Customer very dissatisfied. | 7 |
| Very High | Item inoperable (loss of primary function). | 8 |
| Hazardous With warning | Very high severity ranking when a potential failure mode affects safe operation and/or involves noncompliance with government regulation with warning. | 9 |
| Hazardous without warning | Very high severity ranking when a potential failure mode affects safe operation and/or involves noncompliance with government regulation without warning. | 10 |
| Occurrence | Frequency | Ranking |
|---|---|---|
| Remote: Failure is unlikely | <=0.01 per thousand items | 1 |
| Low: Relatively few failures | 0.1 per thousand items | 2 |
| 0.5 per thousand items | 3 | |
| Moderate: Occasional failures | 1 per thousand items | 4 |
| 2 per thousand items | 5 | |
| 5 per thousand items | 6 | |
| High: Repeated failures | 10 per thousand items | 7 |
| 20 per thousand items | 8 | |
| Very high: Failure is almost inevitable | 50 per thousand items | 9 |
| >=100 per thousand items | 10 |
| Detection | Criteria: Likelihood of Detection by Design Control | Ranking |
|---|---|---|
| Almost certain | Design Control will almost certainly detect a potential cause/mechanism and subsequent failure mode | 1 |
| Very high | Very high chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 2 |
| High | High chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 3 |
| Moderately high | Moderately high chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 4 |
| Moderate | Moderate chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 5 |
| Low | Low chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 6 |
| Very low | Very low chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 7 |
| Remote | Remote chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 8 |
| Very remote | Very remote chance the Design Control will detect a potential cause/mechanism and subsequent failure mode | 9 |
| Absolutely uncertain | Design Control will not and/or cannot detect a potential cause/mechanism and subsequent failure mode; or there is no Design Control | 10 |
| Utility | ||
|---|---|---|
| Choice | Weighting | Selection Criteria |
| 1 | 1 | Sensor for a single component |
| 2 | 1.5 | Sensor for two components |
| 3 | 1.75 | Sensor for three components |
| Choice | ||
| Choice | Weighting | Selection criteria (1) Affordable; (2) easily accessible and (3) accurate measurements. |
| 1 | 1 | All three criteria are satisfied |
| 2 | 0.75 | Two of three criteria are satisfied |
| 3 | 0.5 | One of three criteria is satisfied |
| 4 | 0.25 | None of the criteria are satisfied |
| Component | Function | Failure Mode | Potential Failure Effect(s) | Potential Causes |
|---|---|---|---|---|
| Copper contacts with silver coating | Transmission of the electric current through two mechanically separable elements | Contact burning due to inadequate jaw–blade contact | Disconnector becomes inoperable | Poor field fit during commissioning, contact spring stiffness, incomplete open/close, non-aligned contact |
| Sensors | Monitoring of the different physical quantities | Wrong indication | Erroneous data, aberrant data, lack of data, false control, communication problem | Poor sensor quality, improper installation, unfavorable environment, presence of external contamination (dust, etc.), presence of electromagnetic noise, connection and wiring issues between the sensor and the box, cyberattack |
| Cabinet | Protect the components of the motorized cabinet from external hazards and vice versa | Water infiltration, damaged structure/enclosure | Damage to electronic components, rusting of metal components | Gasket not designed for extreme environments, enclosure paint non-compliant/poorly applied, enclosure not properly closed, enclosure rusting |
| Disconnector pivot | Transfer the movement from the linkage to the rotary isolator | Blocked pivot | The disconnector is rendered inoperative due to a blocked blade | Water infiltration and other potential contaminants, presence of ice on the pivot, oxidized linkage, oxidized bearing, faulty seal |
| Heating element and thermostat | Maintain a good level of temperature and humidity for electrical components | The heating element has stopped working | Condensation formation inside the motorized cabinet | Premature rust on some components |
| Failure Mode | Severity | Occurrence | Detection | RPN |
|---|---|---|---|---|
| Contact burning due to inadequate jaw–blade contact | 9 | 5 | 5 | 225 |
| Wrong indication | 9 | 5 | 3 | 135 |
| Water infiltration, damaged structure/enclosure | 6 | 3 | 6 | 108 |
| Blocked pivot | 9 | 2 | 5 | 90 |
| The heating element has stopped working | 5 | 4 | 4 | 80 |
| Component | Function | Failure Mode | Potential Failure Effect(s) | Potential Causes |
|---|---|---|---|---|
| Compensation springs | Reduce the effort required to operate the disconnector | The inner spring is broken | There will no longer be compensation on the blade and the disconnector becomes inoperable. If you force it, the gearbox can be damaged | Condensation and rust that weaken the spring over time, spring stiffness inside |
| Electronic board | Provide command and control of the entire disconnector | The electronic board is burnt or saturated | Operation of the disconnector disrupted, triggering of false alarms | Poor PCB design, cabinet infiltration (humidity, contaminants), blocked air vent, insufficient power supply, careless handling |
| Linkage | Transfer operator movement to all three phases | Damaged linkage | The disconnector becomes inoperable, asynchronization of the position of the three phases, blade blocked | Presence of an obstacle that prevents the blade from moving, presence of ice at the pivot, oxidized linkage |
| Arc Horn | Protect disconnector material | The male and female arc horns do not touch when in the closed position, or either one is completely burned; blade stuck | Creates cavities on copper contacts due to electric arcing and reduces their lifespan, prolonged arc duration | High residual current at the disconnector location in the substation that will cause arcing or misalignment in the field during installation, presence of an obstacle that prevents the blade from moving |
| Failure Mode | Severity | Occurrence | Detection | RPN |
|---|---|---|---|---|
| The inner spring is broken | 9 | 4 | 2 | 72 |
| The electronic board is burnt or saturated | 9 | 4 | 2 | 72 |
| Damaged linkage | 9 | 3 | 2 | 54 |
| The male and female arc horns do not touch when in the closed position, or either one is completely burned; blade stuck | 5 | 5 | 2 | 50 |
| Component | Function | Failure Mode | Potential Failure Effect(s) | Potential Causes |
|---|---|---|---|---|
| Electric motor | Transfer electrical energy in rotary motion | Defective engine and not working | Disconnector becomes inoperative in electric mode, inconvenient opening/closing speed, blade blocked | Failure of the motor protection mechanism |
| Motor Control | Bringing power to the engine | Defective actuator and not functioning properly | Disconnector becomes inoperative in electric mode | High humidity, loss of power supply, presence of contaminants (dust, iron filings) |
| Fuses | Protect the motor’s electrical system | Blown fuse | Disconnector becomes inoperative in electric mode | Short-circuit to ground in the system, high starting current, presence of an obstacle preventing the blade from moving |
| Brakes | Stop the motor rotation | Blocked brake | Premature use of brake components, longer operating time or disconnect switch rendered inoperative in electric mode | Insufficient brake pad clearance, corrosion of brake components |
| Limit switches | Indicate to the control panel the moment when the motor should be stopped | Limit switch fault | The disconnector does not stop at the end of the opening or closing operation. Incomplete opening/closing | Fault in the limit switch and tripping of the thermal relay; the gearbox may break if the overload is not set correctly |
| Rotating Mounts & Isolators | Isolate the energized portion of the disconnector from the ground and support the energized portion of the disconnector | Flashover (ground fault) | Tripping of adjacent circuit breakers | High pollution area, accumulation of dust on the insulator sheds which, over time, can promote flashover, presence of ice on the sheds |
| Failure Mode | Severity | Occurrence | Detection | RPN |
|---|---|---|---|---|
| Defective engine and not working | 6 | 4 | 2 | 48 |
| Defective actuator and not functioning properly | 5 | 4 | 2 | 40 |
| Blown fuse | 5 | 4 | 2 | 40 |
| Blocked brake | 5 | 3 | 2 | 30 |
| Limit switch fault | 5 | 3 | 2 | 30 |
| Flashover (ground fault) | 7 | 2 | 2 | 28 |
| Wrong indication | 4 | 1 | 1 | 4 |
| Sensors | Components | Priority | Usefulness | Choice | RPN |
|---|---|---|---|---|---|
| Current sensors | DC Motor/Copper Contacts/Disconnector Pivot | 5.7 | 3 | 1 | 225 |
| Copper Contacts/Network | 3.3 | 1 | 1 | 225 | |
| Leakage current | 0.4 | 1 | 1 | 28 | |
| Brakes | 0.4 | 1 | 1 | 30 | |
| Voltage sensors | DC Motor | 1.2 | 3 | 1 | 48 |
| Fuses | 0.6 | 1 | 1 | 40 | |
| Limit switch | 0.3 | 1 | 2 | 30 | |
| Temperature sensors | External Temperature: Cabinet/Disconnector Pivot/Heating Element/Thermostat | 2.7 | 3 | 1 | 108 |
| Copper Contacts/Arc Horn | 2.4 | 1 | 2 | 225 | |
| Internal Housing/Motor | 1.6 | 1 | 1 | 108 | |
| Electronic board | 1.0 | 1 | 1 | 72 | |
| Arc Horn | 0.7 | 1 | 1 | 50 | |
| Linkage | 0.4 | 1 | 3 | 54 | |
| Humidity sensors | Cabinet | 1.6 | 1 | 1 | 108 |
| Disconnector Pivot | 1.0 | 1 | 2 | 90 | |
| Frost sensor | Copper Contacts/Linkage/Compensation Spring | 2.2 | 2 | 1 | 100 |
| Vibration sensors | Compensation Spring | 1.0 | 1 | 1 | 72 |
| Linkage | 0.8 | 1 | 1 | 54 | |
| Sound sensors | Copper Contacts | 1.6 | 1 | 3 | 225 |
| Compensation Spring/Arc Horn | 1.2 | 2 | 2 | 72 | |
| Wind sensor | Linkage/blades | 1.4 | 1 | 1 | 100 |
| Position sensors | Linkage | 0.8 | 1 | 1 | 54 |
| Motor | 0.7 | 1 | 1 | 48 | |
| Torque sensor | DC motor: at the output of the motorized control | 0.7 | 1 | 1 | 48 |
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Share and Cite
Fousseni, A.; Awada, A.; Achouch, M.; Ziane, K. Failure Mode, Effects, and Criticality Analysis (FMECA)-Based Fault Diagnosis of a High-Voltage Disconnect Switch. Energies 2026, 19, 4212. https://doi.org/10.3390/en19174212
Fousseni A, Awada A, Achouch M, Ziane K. Failure Mode, Effects, and Criticality Analysis (FMECA)-Based Fault Diagnosis of a High-Voltage Disconnect Switch. Energies. 2026; 19(17):4212. https://doi.org/10.3390/en19174212
Chicago/Turabian StyleFousseni, Arafat, Ali Awada, Mounia Achouch, and Khaled Ziane. 2026. "Failure Mode, Effects, and Criticality Analysis (FMECA)-Based Fault Diagnosis of a High-Voltage Disconnect Switch" Energies 19, no. 17: 4212. https://doi.org/10.3390/en19174212
APA StyleFousseni, A., Awada, A., Achouch, M., & Ziane, K. (2026). Failure Mode, Effects, and Criticality Analysis (FMECA)-Based Fault Diagnosis of a High-Voltage Disconnect Switch. Energies, 19(17), 4212. https://doi.org/10.3390/en19174212

