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Article

Improving Directional Overcurrent Relay Coordination in Distribution Networks for Optimal Operation Using Hybrid Genetic Algorithm with Sequential Quadratic Programming

Department of Electrical Engineering, Yildiz Technical University, Istanbul 34220, Turkey
*
Author to whom correspondence should be addressed.
Energies 2023, 16(20), 7031; https://doi.org/10.3390/en16207031
Submission received: 13 September 2023 / Revised: 27 September 2023 / Accepted: 1 October 2023 / Published: 10 October 2023
(This article belongs to the Topic Power System Protection)

Abstract

:
In recent years, with the growing popularity of smart microgrids in distribution networks, the effective coordination of directional overcurrent relays (DOCRs) has presented a significant challenge for power system operators due to the intricate and nonlinear nature of their optimization model. Hence, this study proposes a hybrid GA-SQP algorithm to enhance the coordination of directional overcurrent relays (DOCRs) in radial and non-radial interconnected distributed power networks. The proposed approach combines the advantages of both the genetic algorithm (GA) and sequential quadratic programming (SQP) methods to optimize the objective function of relay coordination in the best manner. Thus, the proposed hybrid techniques improved the convergence of the problem and increased the likelihood of obtaining a globally optimal solution. Finally, to validate the effectiveness of the proposed algorithm, it was tested through three case studies involving the IEEE 3-Bus, 8-Bus, and modified 30-Bus distribution networks. In addition, the results were compared to those obtained using previous methods. The results obtained from the comparison of the proposed method and recent advanced research indicate that the proposed optimization approach is preeminent in terms of accuracy and total operating time as well as the continuity of the minimum margin time requirements between the primary/backup relay pairs.

1. Introduction

1.1. Importance

Currently, electric power systems require robust and reliable protection measures to ensure safe and stable operation owing to their complex network structures. An integral part of a protection system is the implementation of protective relays that detect and isolate faults within the system in order to prevent equipment damage, power outages, and potentially catastrophic incidents. Among various types of protective relays, directional overcurrent relays (DOCRs) are commonly used in power systems. Coordinating DOCRs is a critical step in designing protection systems because it guarantees appropriate and prompt functioning of protective relays. Numerous researchers have proposed various computational approaches to achieve the optimal coordination of protective relays. However, the integration of non-conventional distributed generation (DG) into the distribution system has introduced both advantages and challenges for power system engineers as it plays a vital role in delivering electricity from both conventional and non-conventional sources such as wind, geothermal, biomass, and solar energy, most of which are renewable [1]. Incorporating non-conventional DG into a distribution system has transformed its topology from a radial and unidirectional structure to a loop system, posing a significant challenge to power system distribution networks. This alteration can result in improper coordination and configuration of the protective relays, potentially affecting the overall efficiency and effectiveness of the power system [2]. Therefore, it is crucial to deploy an innovative optimization method for relay coordination in distributed networks, including DGs, to address the limitations and challenges identified in previous studies. This plays a significant role in achieving high-precision power network protection. Therefore, a comprehensive study focusing on these aspects has been conducted.

1.2. Literature Review

In the past, relay coordination was typically accomplished using a trial-and-error approach, resulting in a slow convergence rate. This was mainly due to the substantial number of iterations required to identify suitable relay settings [3]. The optimization of coordinating OCRs in distribution networks with both single-loop and multi-loop structures has been regarded as a matter of optimization [4]. Various optimization techniques, including both conventional methods and heuristic approaches, have been utilized to calculate the optimal time dial and pick-up current settings for the DOCRs. These settings guarantee coordination among the relays and minimize the overall operating time [5,6,7,8,9,10]. As an example, the coordination of directional overcurrent relays was successfully achieved in [11] by employing a modified particle swarm optimization (MPSO) technique along with a local search algorithm. Linear programming was used to determine the optimal time multiplier setting (TMS) for these relays. Similarly, in [12], the optimal coordination of DOC relays was attained using a multi-verse optimization (MVO) algorithm, which demonstrated preeminent performance compared to the particle swarm optimization (PSO) algorithm. Recently, scholars have investigated hybrid approaches to tackle the problem of the optimal coordination of DOCRs [13,14,15,16,17]. The authors in [13] proposed a hybrid technique known as the simulated annealing-linear programming (SA-LP) to attain optimal coordination of DOCRs. Similarly, in another study [14], a hybrid algorithm called HHO-SQP was introduced by combining Harris hawks’ optimization with sequential quadratic programming. This hybrid approach aims to enhance the accuracy of the HHO method for optimizing the coordination of the directional overcurrent relays. In [15], optimization algorithms such as grey wolf optimization (GWO), grey wolf optimization (GWO-PSO), and interior point optimization were employed to optimize the operational time of a hybrid protection scheme. Additionally, in [16], a hybrid differential evolution–genetic algorithm (DE-GA) was utilized to optimize the settings of DOCRs by utilizing phasor measurement unit (PMU) data from a real-time wide-area measurement system. In [17], several algorithms including grey wolf optimization (GWO), enhanced grey wolf optimization (EGWO), hybrid whale and grey wolf optimization (HWGO), evolutionary optimization (EO), and flow direction algorithm (FDA) were employed to address the coordination problem. This problem was treated as a single-objective function. Another study [18] utilized particle swarm optimization to coordinate the directional overcurrent relays in distribution systems. The objective function aims to minimize the operating time of all main DOCRs while considering both near/far-end fault scenarios. Additionally, ref. [19] introduced an enhanced grey wolf optimizer (EGWO) to improve DOCR coordination. Other research efforts have focused on specific aspects of relay coordination. For instance, ref. [20] proposed a quaternary protection scheme for microgrids, incorporating dual-directional overcurrent relays (dual-DOCRs) and a protection control strategy. In [21], a genetic algorithm was employed to optimize the limits of the maximum plug-setting multiplier (PSM) for OCR coordination, considering the upper limit of PSM as a variable. Furthermore, ref. [22] introduced a novel optimization strategy called hybrid fractional computing with a gravitational search strategy (FPSOGSA) to enhance DOCR coordination in power systems. This strategy combines the concept of fractional calculus with a normative particle swarm, and gravitational search algorithm, to improve the performance of the optimizer. Although heuristic algorithms have been extensively utilized, they may struggle to accurately represent the optimal and global minima, resulting in difficult convergence towards satisfactory solutions [23]. Different types of intelligent optimization techniques have been proposed to solve optimization problems in different contexts, such as particle swarm optimization (PSO) [24], improved differential evolution (IDE) [25,26,27,28], the improved Kriging-based hierarchical collaborative approach (IK-HC) [29], the deep learning regression-stratified strategy (DLR-SS) [30], extreme gradient boosting (XGB) algorithm [31], the multivariate ensembles-based hierarchical linkage strategy (ME-HL) [32], and the slime mould algorithm (SMA) [33].
Table 1 summarizes the shortcomings identified in previous schemes, aiming to offer a thorough comprehension of their limitations. The main features and advantages of the proposed approach are emphasized in this table, illustrating how it stands out from the existing methodologies. The benefits encompassed by these advantages involve enhancing the coordination of the DOCRS in both interconnected radial and non-radial power networks, which considers the impact of distributed generators (DGs), enabling smooth system operation and effective coordination of overcurrent relays (DOCRs) even when fault locations vary, without getting stuck in the local optimal location. Furthermore, the proposed methodology introduces an automated procedure within the protection manager (PM) to establish coordination pairs, thereby eliminating the requirement for manual intervention. This distinctive characteristic distinguishes the proposed approach from previous schemes and substantially enhances the overall efficiency of the protection scheme. By addressing these distinguished research gaps, the PM makes a valuable contribution to the existing body of literature.

1.3. Contributions

Hybrid algorithms that combine heuristic and traditional methods have shown the potential to address the limitations and shortcomings of previous research. These hybrid algorithms leverage the strengths of both approaches to provide enhanced performance and more reliable optimization results. This study aims to resolve the issue of the optimal coordination of directional overcurrent relays (DOCRs) in interconnected power networks, including distributed generators (DGs), and overcome the shortcomings of previous research. To achieve this, we propose a hybrid GA-SQP algorithm that utilizes both a genetic algorithm (GA) and sequential quadratic programming (SQP). The proposed methodology aims to improve the convergence and increase the probability of finding a globally optimal solution. Finally, a comprehensive assessment was conducted on three standard case studies involving IEEE 3-Bus, 8-Bus, and 30-Bus systems to validate the effectiveness of the proposed algorithm. These case studies serve as practical examples to demonstrate the preeminent performance of the proposed optimization approach in terms of the total operating time and continuity of the minimum margin time requirements between the primary and backup relay pairs compared to previous methods. Furthermore, the superiority of the proposed optimization approach in achieving the optimal coordination of protective relays can be established by comparing the simulation results of the proposed method with those of state-of-the-art methods.
In summary, the present paper makes the following contributions:
  • It introduces a robust hybrid optimization algorithm that efficiently tackles the coordination problem of DOCRs by integrating the global exploration capabilities of genetic algorithms with the local refinement abilities of sequential quadratic programming.
  • It implements the suggested GA-SQP method, which can result in a significant reduction in the operation times of primary/backup (P/B) relays for mid-point faults in power networks with DGs. This decrease guarantees that such networks are protected in a timely and effective manner.

1.4. Organization

The rest of this paper is structured in the following manner. Section 2 provides a comprehensive explanation of the methodology and the intricacies of the proposed hybrid GA-SQP algorithm. In Section 3, case studies are discussed and the results are presented. Finally, in Section 4 we conclude the study and outline potential directions for future research.

2. Methodology

In this section, practical and efficient mathematical tools and formulas are introduced to address the limitations and deficiencies of previous methods. In the initial stage, the objective function is defined to achieve the optimal coordination of DOCRs in both radial and non-radial power networks, considering the inclusion of DGs and the automatic determination of forming relay numbers. To this end, a novel formulation of the objective function is devised to minimize the coordination time interval (CTI). Subsequently, a hybrid optimization algorithm that combines a genetic algorithm (GA) and sequential quadratic programming (SQP) is proposed. This algorithm aims to enhance the accuracy and speed of convergence while eliminating local optimal points.

2.1. Problem Formulation

The formulation of coordinating distribution operation and control relays (DOCRs) in a network is presented as an optimization challenge. The goal is to reduce the overall operating time of all the relays installed during a specific fault occurrence, as shown in (1) [16]. Mathematically, this problem can be represented as follows:
OF = min i = 1 m t op , i
Typically, restrictions on the operating times of the relays are expressed as the upper and lower limits of inequality constraints. The lower limit signifies the minimum duration required for the relay to activate, while the upper limit signifies the maximum acceptable duration for the relay to activate. These limits are determined according to the specific demands of the system and protection strategy employed. Failure to adhere to these inequality constraints can result in the malfunctioning of the protection system. For instance, if a relay requires an excessive amount of time to activate, it may fail to offer adequate protection to the system. Conversely, if the system operates too swiftly, unnecessary tripping may be triggered. Hence, it is crucial to consider these inequality constraints when the designing and evaluating protection systems. The problem is influenced by various factors, including the coordination time interval between relay pairs, potential errors in relay operations, safety margins, and the operating time of circuit breakers. Equation (2) [14] introduces the variables t op , i and t ob , j , which represent the activation times of the primary and secondary relays, respectively. These two components play a crucial role in relay operations. The coordination time interval is calculated by considering the operating times of the backup and main relays. In this scenario, the CTI value was designated as 0.2 s.
t ob , j t op , i CTI
By utilizing (3) [4,5,6], it is possible to ascertain the maximum and minimum values for a relay’s time-multiplier setting, represented as TMS i , min and TMS i , max , respectively. The specified values for these variables are 0.01 and 1.1 s, respectively.
TMS i , min TMS i TMS i , max
Figure 1 shows a visual representation of the permissible range of the pickup setting PS for a relay. To ensure proper functioning, the lower limit PS i , min must be set to match or exceed the maximum overload current I OL max . This precaution is taken to guarantee that the relay will activate and interrupt the circuit in the event of overload. Conversely, the upper limit PS i , max should be configured as either equal to or lower than the minimum fault current to ensure that the relay will trip and disconnect the system in the event of fault occurrence. The expression I OL max refers to the highest possible current associated with an overload condition and can be calculated using (4) [34].
I OL max = OLF × I L max
where I L max denotes the maximum permissible current rating. The overload factor OLF, typically chosen within the range of 1.25 to 1.5 [34], was employed. The minimum fault current I f min is utilized to ascertain the upper limit of the pickup setting PS i , max according to (5) [34].
PS i , max = 2 3 I f min
In a general sense, the mathematical representation of the constraint for the ith pickup setting (PS) can be expressed as depicted in (6) [5].
PS i , min PS i PS i , max
Equation (7) [5,6] defines the upper and lower boundaries of the relay operation time, denoted as t i , max and t i , min , respectively:
t i , min t op , i t i , max
The primary and backup relays simultaneously detect the fault occurrence. The distribution operation and control relay (DOCR) exhibits an inverse time-current behavior, which is influenced by the values of TMS and PS, as depicted through a collection of curves. The operating time of the relay was directly proportional to the fault current, resulting in longer operating times as the fault current decreased. The mathematical formulation of the inverse-time overcurrent characteristic can be derived by following the guidelines outlined in the IEC [35] and the IEEE [36] standards.
t op , i = A × TMS i ( I F , i PS i ) B 1
Equation (8) introduces the variables A and B, which are characteristic constants specific to the relays. I F , i represents the fault current flowing through the operating coil of the relay R i . TMS i and PS i are the two adjustable parameters of relay R i that are subject to optimization. For standard inverse definite minimum time (IDMT) relays, the values of A and B are typically set to 0.14 and 0.02, respectively. The DOCRs feature two control variables: TMS, which determines the operating time of the relay, and PS, which represents the current value at which the DOCR is activated. The calculation of the PS value is based on the maximum load current and fault current.

2.2. Enhancing Objective Function (OF) to Minimize Coordination Time Interval (CTI)

Ensuring effective coordination between primary and backup relays is vital for guaranteeing selectivity and reliability in safeguarding power systems. Although it is advantageous to minimize the coordination time interval to maintain proper selectivity, excessively delayed activation of the backup relays can compromise the efficiency of relay coordination. To address this issue, the study presents a new approach that involves modifying the expression of the objective function’s expression. The expression for the proposed (OF) approach is given in (9).
min ( PS i , TMS i ) OF = i = 1 N k T ik + α 1 i = 1 N Penalty 2
The initial double summation as seen in (9) serves the purpose of calculating the total operating times of all DOCRs in response to a three-phase fault current scenario. Subsequently, the following summation of square the penalty calculates the aggregate penalties associated with each relay state. These penalties are introduced to address specific constraints within the objective function, ensuring that it is consistently met and aligned with the desired system behavior. The new penalty expressions introduced in Equations (10) and (11) are integral to maintaining the integrity of the objective function by enforcing the required constraints.
Penalty = α 2 p = 1 N p Δ T Nbp < 0 + β p = 1 N p T Nbp < 0.2
Δ T Nbp = T jk T ik CTI
When discussing relay coordination, the term Δ T Nbp pertains to the disparity in the operating time between the primary and backup relays within the pth relay pair. The variable N p signifies the overall count of the primary/backup relay pairs, whereas p signifies each distinct primary/backup relay pair spanning from 1 to N p . By adjusting the control weighting factors α 1 , α 2 , and β , it is possible to assign varying degrees of significance to the sum of operating times and penalty terms. This flexibility allows for controlling the balance between minimizing the total operating time and imposing penalties for violations of coordination constraints, as well as for operating times that fall below a specified threshold. Fine tuning these factors enables the management of trade-offs in the optimization process.

2.3. GA-SQP Hybrid Algorithm

2.3.1. GA Algorithm

The (GA) is a popular metaheuristic approach extensively employed by researchers to address intricate optimization problems. Similar to other metaheuristic techniques, the GA draws inspiration from the principles of natural selection and genetics. In the context of the genetic algorithm (GA) methodology, a collection of potential solutions, known as individuals or chromosomes, undergoes evolutionary processes using genetic operators such as selection, crossover, and mutation. These operators imitate the biological mechanisms of reproduction, recombination, and mutation [37]. The fitness function plays a crucial role in assessing the effectiveness of each potential solution and guiding the search process towards the optimal solution. When applying GA optimization to coordinate the distribution operation and control relays (DOCRs), it becomes possible to determine the optimal configurations of the relay parameters, including the pick-up current, time delay, and minimum total operating time.

2.3.2. SQP Algorithm

The sequential quadratic programming (SQP) method is a well-known technique used to solve nonlinear programming problems involving constraints. It is widely regarded as one of the most efficient methods for constrained optimization, delivering exceptional accuracy and a high success rate for producing solutions to a diverse range of test problems. Within the SQP framework, the constraints are explicitly integrated into the optimization procedure. During each iteration of the SQP algorithm, an estimation of the Hessian matrix represented by x was generated using the Broyden Fletcher (Goldfarb) Shannon quasi-Newton updating method [38]. Subsequently, the estimated Hessian matrix is employed to construct a quadratic programming (QP) subproblem. The QP subproblem was solved to determine the search direction for the line search procedure. The optimal step length along the search direction is determined through a line search, which minimizes the objective function while adhering to the imposed constraints. This iterative process continued until the convergence criterion was satisfied. The algorithm begins by evaluating the gradients of objective variables. Next, the gradient is projected onto the null space of the Jacobian matrix of constraints. The resulting vector was subsequently rescaled to ensure an appropriate step length, thereby effectively reducing the infeasibility of the process.

2.3.3. Hybrid Algorithm Based on GA and SQP

This paper proposes a hybrid GA-SQP algorithm that combines the strengths of both GA and SQP methods while mitigating their limitations. GA employs a probabilistic search approach across multiple points, which can potentially converge to suboptimal solutions. On the other hand, SQP is a single-point search method that may become stuck in local optima. By integrating SQP and the GA, the hybrid algorithm enhances convergence and increases the likelihood of discovering the global optimal solution. In cases in which a GA iteration yields an invalid result, the best fitness values are utilized in the SQP phase, which incorporates a probability-based local search. This further enhances the fitness of the solution. Figure 2 shows a flowchart summarizing the GA-SQP algorithm.

3. Case Studies (Result and Discussions)

To assess and demonstrate the efficacy of the proposed GA-SQP hybrid optimization algorithm, three distinct case studies were conducted. These case studies are referred to as the IEEE 3-bus, 8-bus, and 30-bus configurations, as shown below.

3.1. Case Study 1 (3-Bus System)

As shown in Figure 3, the initial case study revolved around a power system configuration comprising three generators, three transmission lines, and six protection relays. The detailed information and data for this specific test case can be found in [34]. The aim of the optimization problem in this particular model was to coordinate the configurations of all six protection relays, giving rise to a sum of 12 decision variables, TMS 1 to TMS 6 , and PS 1 to PS 6 . Table 2 lists the short-circuit currents recorded by the primary and the backup relays. Table 3 provides information on the operating times of the primary and backup relay pairs along with their respective CTI values.
Case Study 1 Discussion:
Table 4 presents the optimal values of the TMS and PS settings for the relays, which were obtained using both the standalone GA and hybrid GA-SQP algorithm. The objective function value is determined as the cumulative operating time of each relay when a fault occurs within the primary protection zone. The findings indicate that the proposed approach successfully achieves a reduced operating time of 1.324 s, which is faster than the minimum operating time of 1.330 s achieved using the standalone GA method for this specific relay coordination problem in the given case study. Figure 4 illustrates the enhanced coordination time for all six relay pairs when the GA-SQP algorithm is utilized. Notably, the CTI for all relay pairs remains consistently at a minimum of 0.2 s.
Table 5 shows the distinguished advancements achieved by the proposed GA-SQP algorithm in coordinating directional overcurrent relays for the IEEE 3-bus system, surpassing the results obtained by other evolutionary algorithms documented in the literature. The results clearly indicate the preeminent performance of the GA-SQP algorithm in minimizing the operating time of (primary/backup) relay pairs for mid-point faults while simultaneously maintaining the required discrimination time between them. These findings strongly suggest that the proposed GA-SQP algorithm has the potential to provide high-quality and efficient solutions for coordinating directional overcurrent relays in meshed power networks. In addition, Table 5 includes the algorithm parameters, the number of function of evaluation (NFE), and the objective function (OF) values of our proposed method with those compared to the references. In Figure 5, we can see how the GA-SQP approach (on IEEE-3-Bus) outperforms techniques mentioned in the literature by achieving the total operating time.

3.2. Case Study 2 (8-Bus System)

The second case study revolves around an 8-bus, 9-line network, as shown in Figure 6. Notably, at bus 4 there exists a connection to another network denoted by a short-circuit capacity of 400 MVA. The optimization problem in this case study centers on coordinating the settings of all 14 overcurrent relays, resulting in 28 decision variables, ranging from TMS 1 to TMS 14 and PS 1 to PS 14 . The parameters used in this case study can be found in [34]. Table 6 lists the short-circuit currents measured by both the (primary/backup) relays, whereas Table 7 lists the operating times of the B/P relay pairs and their corresponding CTI values. From Table 7, it is evident that specific primary relays (R5 and R6) do not have backup protection (R2 and R7, respectively), owing to the network topology.
Case Study 2 Discussion:
The optimization of relay coordination in an IEEE 8-bus distribution system was performed in this case study using the GA-SQP algorithm implemented in MATLAB. The goal was to minimize the time required for the operation while ensuring efficient coordination among the relays. A summary of the results obtained through the optimization process is presented in Table 8. The findings indicated that the GA-SQP approach achieved a minimum operating time of 3.989 s, whereas the GA method resulted in 5.101 s, resulting in a 21.8% improvement. Figure 7 shows the improvement in the coordination time achieved by the GA-SQP algorithm for a set of 20 relay pairs. The graph clearly shows how the algorithm enhances coordination time, highlighting its effectiveness in achieving efficient relay coordination. Additionally, it is noteworthy that the coordination time interval (CTI) values for all relay pairs remained consistently at or above 0.2 s. This ensures maintenance of the necessary coordination time, ultimately leading to effective fault detection and isolation.
Table 9 presents a comprehensive analysis, including the algorithm parameters, the number of function evaluations (NFE), and the objective function (OF) values, showcasing the preeminent performance of the proposed GA-SQP algorithm on the IEEE 8-bus system. This performance comparison is made against other evolutionary algorithms documented in the existing literature. The table provides a clear and detailed insight into how our proposed method outperforms the references, taking into account algorithm settings, NFE, and OF values. In the graph provided as in Figure 8, for (IEEE-8Bus), we can observe how the algorithm we propose achieves an operating time. This comparison considers algorithms mentioned in the existing literature.

3.3. Case Study 3 (30-Bus System)

To ensure the effectiveness of the proposed method, it is crucial to assess its performance within a larger system. For this purpose, we utilize the IEEE 30-Bus system distribution network. Specifically, Figure 9 provides an illustration of the 33 kV part of the IEEE 30-bus network. The power grid relies on three 50 MVA, 132/33 kV transformers, each connected to buses 1, 6, and 14 [34]. In addition to these three sources, there are also four distributed generators (DGs) linked to buses 3, 7, 11, and 16 that contribute power in the same manner. This distribution network has 21 lines and is protected by 42 DOCRs. The optimization problem involves 84 variables, namely, TMS 1 to TMS 42 and PS 1 to PS 42 . Table 10 lists the short-circuit currents recorded by the primary and the backup relay pairs. Table 11 lists the operating times of the B/P relay pairs, along with their respective CTI values.
Case Study 3 Discussion:
The relay coordination of the IEEE 30-Bus distribution system was optimized using GA-SQP in MATLAB. The results presented in Table 12 demonstrate that the minimum operating time achieved by the proposed method was 13.017 s. Consequently, the GA-SQP method outperformed the GA method by a margin of 17.082 s in this specific relay coordination problem. Figure 10 illustrates the enhancement in coordination time achieved by employing the GA-SQP algorithm for a set of 70 relay pairs. The CTI values for all the pairs consistently remained equal to or greater than 0.2 s.
Table 13 provides a comprehensive comparison of the proposed GA-SQP algorithm’s performance on the IEEE 30-bus system with that of other evolutionary algorithms documented in the existing literature. This comparison includes crucial details such as algorithm parameters, the number of function evaluations (NFE), and the objective function (OF) values. The table highlights the excellent performance of our proposed method, offering a comprehensive view of how it excels over the references in terms of algorithm settings, NFE, and OF values. In Figure 11, as shown for the IEEE-30-Bus, we can observe the efficiency of our proposed algorithm in terms of operating time. This comparison encompasses algorithms mentioned in the existing literature.

4. Conclusions

In this study, a novel and potent hybrid optimization method was introduced to tackle the coordination issue in distributed overcurrent relay coordination (DOCR) systems. Our approach harnessed the strengths of genetic algorithms (GA) and sequential quadratic programming (SQP), allowing for a combination of global exploration and local refinement. Following thorough testing across multiple systems, including the IEEE3-Bus, 8-Bus, and 30-Bus systems, our proposed method exhibited remarkable results. The utilization of our GA-SQP algorithm resulted in a significant reduction in the operating times of P/B relays for mid-point faults, ensuring effective and swift protection. Furthermore, the protection mechanism (PM) effectively maintained the necessary time intervals between the P/B relay pairs, thus enhancing the dependability and efficiency of protective systems. Compared to other conventional GA algorithms and advanced techniques as documented in the existing literature, the GA-SQP algorithm introduced in this study has displayed preeminent performance in terms of solution quality, resilience, and efficiency when evaluated in the past. By harnessing the combined advantages of genetic algorithms and sequential quadratic programming, the method presented in this study offered a comprehensive and reliable solution for optimizing the coordination of distributed overcurrent relays (DOCRs) within distribution systems. The effective implementation and validation of the proposed algorithm on various test systems in previous experiments provide compelling evidence of its effectiveness and potential for practical adoption. It is worth noting that our algorithm had the potential for further improvement and customization to accommodate additional constraints and complexities of power systems, thereby increasing its applicability in real-world scenarios. This study has made a significant contribution to the field of protective relay coordination by introducing a unique and efficient approach that outperforms current methodologies. The incorporation of both global and local optimization techniques within the GA-SQP algorithm demonstrated the effectiveness of hybrid algorithms in addressing complex and constrained optimization problems in the past. Potential avenues for future research could include assessing the applicability of the suggested algorithm to different protection coordination issues and evaluating its performance under various system conditions and fault scenarios. Additionally, the inclusion of uncertainty analysis and real-time data integration could enhance the resilience and reliability of the proposed algorithm, which warrants further investigation in these areas.

Author Contributions

F.A.-B.: Conceptualization, methodology, experimentation, validation, formal analysis, investigation, data curation, writing—original draft, writing—review and editing, and visualization. A.İ.: Conceptualization, methodology, validation, investigation, resources, writing—original draft, writing—review and editing, visualization, supervision and project administration. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

The following abbreviations are used in this manuscript:
A, BCharacteristic constants specific to the relays
CTICoordination time interval
DEDifferential evolution
DGDistributed generation
DOCRsDirectional overcurrent relays
EGWOEnhanced grey wolf optimization
EOEvolutionary optimization
FDAFlow direction algorithm
FPSOGSAFractional particle swarm optimization gravitational search algorithm
GAGenetic algorithm
GWOGrey wolf optimizer
HHOHarris hawks’ optimization
HWGOHybrid whale and grey wolf optimizer
I F , i Fault current flowing through the operating coil of the relay
I f min Minimum fault current
I L max Maximum permissible current rating
I OL max Maximum overload current
LPLinear programming
MPSOModified particle swarm optimization
MVOMulti-verse optimization
NNumbers of the primary relays
NFENumber of function evaluations
N p Overall count of the primary/backup relay pairs
OFObjective function
OLFOverload factor
pSignifies each distinct primary/backup relay pair
P/BPrimary/backup
PMProtection manager
PMUPhasor measurement unit
PS i , max Upper limit of the pickup setting
PS i , min Lower limit of the pickup setting
PSMPlug-setting multiplier
PSOParticle swarm optimization
QPQuadratic programming
SASimulated annealing
SQPSequential quadratic programming
T ik Operating time of the primary relay in line k
T jk Operating time of the backup relay in line k
TMSTime-multiplier setting
TMS i , max Upper limit of the time-multiplier setting
TMS i , min Lower limit of the time-multiplier setting
t ob , j Activation times of the backup relays
t op , i Activation times of the primary relays
α , and  β Control weighting factors
Δ T Nbp Disparity in the operating time between the primary and backup relays

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Figure 1. Available range of the PS.
Figure 1. Available range of the PS.
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Figure 2. Flowchart: hybrid GA-SQP algorithm.
Figure 2. Flowchart: hybrid GA-SQP algorithm.
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Figure 3. Test system (1): 3-bus system.
Figure 3. Test system (1): 3-bus system.
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Figure 4. Operating times of primary-backup relay pair of 3-bus system.
Figure 4. Operating times of primary-backup relay pair of 3-bus system.
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Figure 5. Optimized operating time: GA-SQP vs. literature (test system 1) [39,40,41,42,43,44].
Figure 5. Optimized operating time: GA-SQP vs. literature (test system 1) [39,40,41,42,43,44].
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Figure 6. Test system (2): 8-bus system.
Figure 6. Test system (2): 8-bus system.
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Figure 7. Operating times of primary-backup relay pair of 8-bus system.
Figure 7. Operating times of primary-backup relay pair of 8-bus system.
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Figure 8. Optimized operating time: GA-SQP vs. literature (test system 2) [9,41,43,44,45,46,47,48].
Figure 8. Optimized operating time: GA-SQP vs. literature (test system 2) [9,41,43,44,45,46,47,48].
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Figure 9. Test system (3): 30-bus system.
Figure 9. Test system (3): 30-bus system.
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Figure 10. Operating times of primary-backup relay pair of 30-bus system.
Figure 10. Operating times of primary-backup relay pair of 30-bus system.
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Figure 11. Optimized operating time: GA-SQP vs. literature (test system 3) [17,44,49,50,51].
Figure 11. Optimized operating time: GA-SQP vs. literature (test system 3) [17,44,49,50,51].
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Table 1. Comparison of the features of the proposed and previous methods.
Table 1. Comparison of the features of the proposed and previous methods.
Features[3,4][5,6,7,8,9,10][11,12][13,14,15,16,17][18,19,20][21,22,23]Proposed Method
Interconnected non-radial power networks
Consideration of the DG effect
No getting stuck in local optimal points
Optimal coordination using hybrid algorithm frame
Mid-point faults facility
Forming relay numbers automatically
Table 2. P/B relays and fault currents for case 1.
Table 2. P/B relays and fault currents for case 1.
Primary RelayFault Current (A)Backup RelayFault Current (A)
R11961.2R6172.7
R21515.4R4544.9
R31678.9R1611.8
R41816.5R5467.4
R51765.1R2144.6
R61499.8R3385.3
Table 3. Operating times and coordination time interval (CTI) for case 1.
Table 3. Operating times and coordination time interval (CTI) for case 1.
Relay PairsGAGA-SQP
PrimaryBackupTp (s)Tb (s)CTI (s)Tp (s)Tb (s)CTI (s)
R1R60.2250.4250.2000.2230.4230.200
R2R40.2010.4010.2000.2000.4000.200
R3R10.2010.3990.1980.2000.4000.200
R4R50.2310.4310.2000.2300.4300.200
R5R20.2360.4360.2000.2350.4360.200
R6R30.2370.4370.2000.2360.4360.201
Table 4. Optimal relay settings for case 1.
Table 4. Optimal relay settings for case 1.
Relay No.GAGA-SQP
TMS (s) PS (pu) TMS (s) PS (pu)
R10.0900.1560.0880.161
R20.1330.0210.1330.021
R30.0810.1280.0810.127
R40.0980.1200.0970.123
R50.1040.1060.1030.106
R60.1790.0120.1770.012
OF (s)1.3301.324
Table 5. Comparing GA-SQP with other methods for case 1.
Table 5. Comparing GA-SQP with other methods for case 1.
Ref.MethodThe Algorithm’s Parameters for 3-Bus Test SystemObjective Function
TMSmin TMSmax PSmin PSmax PS Mode CTI NFE
[39]TLBO (MOF)0.0251.2 I O L m a x I f m i n continuous0.3N/A6.972
[39]TLBO0.0251.2 I O L m a x I f m i n continuous0.3N/A5.335
[40]MDE0.051.1 I O L m a x I f m i n continuous0.3382504.781
[41]MINLP0.11.11.52.5discrete0.3851.727
[41]SA0.11.11.53discrete0.3851.599
[42]MSPO0.11.11.55discrete0.22001.926
[43]BBO-LP0.11.11.53discrete0.2201.599
[44]WOA0.051.11.55continuous0.31301.526
[44]HWOA0.051.11.55continuous0.3501.503
Proposed GA-SQP0.051.1 I O L m a x I f m i n continuous0.21001.324
Table 6. P/B relays and fault currents for case 2.
Table 6. P/B relays and fault currents for case 2.
Primary RelayFault Current (A)Backup RelayFault Current (A)
R13500.5R6638.4
R21710.0R81704.2
R33521.6R2533.2
R33521.6R61009.0
R41892.0R101948.8
R52883.8R211.2
R52883.8R4847.0
R62905.6R73.8
R62905.6R13886.0
R71622.5R11616.5
R83660.4R5697.6
R83660.4R131014.0
R92104.5R32015.9
R103294.0R121015.9
R113242.1R9961.4
R122197.8R142104.4
R131901.2R111956.3
R143615.3R51041.2
R143615.3R7550.5
Table 7. Operating times and coordination time interval (CTI) for case 2.
Table 7. Operating times and coordination time interval (CTI) for case 2.
Relay PairsGAGA-SQP
Primary Backup Tp (s) Tb (s) CTI (s) Tp (s) Tb (s) CTI (s)
R1R40.3220.5230.2000.2870.4870.200
R1R60.3220.4010.2000.2871.1840.896
R2R80.2040.4040.2000.2000.4000.200
R3R20.4660.6660.2000.3230.6270.304
R3R60.4660.6660.2000.3230.5230.200
R4R100.3400.5400.2000.3100.5130.203
R5R20.349--0.256--
R5R40.3490.5720.2230.2560.5370.281
R6R70.316--0.226--
R6R130.3160.6130.2970.2260.5620.336
R7R10.2770.4770.2000.2070.4070.200
R8R50.3481.0130.6650.2990.8940.595
R8R130.3480.5480.2000.2990.4990.200
R9R30.3960.5960.2000.2460.4460.200
R10R120.4250.6250.2000.3700.5700.200
R11R90.4460.6460.2000.3620.5630.201
R12R140.3860.5860.2000.2500.4500.200
R13R110.3650.5650.2000.3260.5280.202
R14R50.4620.6620.2000.3270.5270.200
R14R70.4620.6620.2000.3270.5980.271
Table 8. Optimal relay settings for case 2.
Table 8. Optimal relay settings for case 2.
Relay No.GAGA-SQP
TMS (s) PS (pu) TMS (s) PS (pu)
R10.1140.8080.1130.621
R20.0500.8210.0500.796
R30.1790.6660.0971.173
R40.0990.6650.0870.719
R50.1110.8450.0751.014
R60.0940.9910.0621.151
R70.0760.6460.0500.799
R80.3040.0300.1370.426
R90.1180.7060.0501.346
R100.1560.6990.1031.260
R110.1590.7410.0851.665
R120.1150.7410.0501.434
R130.1020.7320.0870.784
R140.1760.6950.0961.262
OF (s)5.1013.989
Table 9. Comparing GA-SQP with other methods for case 2.
Table 9. Comparing GA-SQP with other methods for case 2.
Ref.MethodThe Algorithm’s Parameters for 8Bus Test SystemObjective Function
TMSmin TMSmax PSmin PSmax PS Mode CTI NFE
[45]LM0.051.10.52discreteN/AN/A11.065
[46]GA0.11.10.52.5discrete0.310000011.001
[46]HGA-LP0.11.10.52.5discrete0.33010.950
[43]BBO-LP0.11.10.52.5discrete0.3308.756
[41]SA0.11.11.52.5discrete0.31698.427
[9]MILP0.11.10.52.5discrete0.3N/A8.006
[47]FA0.051.11.251.5discrete0.2499806.646
[45]NLP0.051.10.52discreteN/AN/A6.412
[48]MEFO0.051.10.52discrete0.3112136.349
[44]WOA0.11.21.252.5continuous0.31205.954
[44]HWOA0.11.21.252.5continuous0.31155.857
Proposed GA-SQP0.051.1 I O L m a x I f m i n continuous0.21003.989
Table 10. P/B relays and fault currents for case 3.
Table 10. P/B relays and fault currents for case 3.
Primary
Relay
Fault
Current
(A)
Backup
Relay
Fault
Current
(A)
Primary
Relay
Fault
Current
(A)
Backup
Relay
Fault
Current
(A)
Primary
Relay
Fault
Current
(A)
Backup
Relay
Fault
Current
(A)
R111607.3R4724.0R142386.1R17457.0R316173.6R371520.8
R111607.3R201835.9R154879.0R11756.2R316173.6R421122.5
R111607.3R221953.9R154879.0R1483.2R323458.8R283459.7
R25334.1R65316.6R161467.1R181466.0R339323.1R301479.9
R38416.0R21836.5R171937.0R151936.3R339323.1R36499.1
R38416.0R201513.7R182961.1R13964.3R345167.9R322032.0
R38416.0R221613.0R1912710.9R21877.2R345167.9R371534.8
R46017.0R52017.5R1912710.9R41226.5R345167.9R421598.3
R46017.0R81972.9R1912710.9R221761.3R356877.4R301160.9
R57071.5R17050.5R202890.3R252878.3R356877.4R34521.6
R68843.0R33355.3R218401.6R21210.3R363875.0R381602.0
R68843.0R82644.0R218401.6R4792.5R374449.1R352093.6
R77461.8R32244.6R218401.6R201008.6R385485.2R321515.5
R77461.8R53431.3R223673.9R233673.1R385485.2R332798.2
R83674.5R101862.6R235630.6R272639.7R385485.2R421191.5
R83674.5R391804.3R244758.2R214756.5R393235.7R413236.4
R94157.0R72806.8R254048.8R294048.7R404494.0R73028.6
R94157.0R391352.2R266113.7R196113.8R404494.0R101468.8
R103219.9R123223.8R273569.0R3183.6R416594.1R321475.1
R112403.8R92400.5R285820.0R243205.2R416594.1R333612.4
R127288.1R14630.3R2910286.5R341483.5R416594.1R371538.6
R127288.1R16437.0R2910286.5R36983.1R422587.7R402583.2
R133670.5R11629.1R303421.7R263417.6
R133670.5R16458.2R316173.6R333560.7
Table 11. Operating times and coordination time interval (CTI) for case 3.
Table 11. Operating times and coordination time interval (CTI) for case 3.
Relay PairsGAGA-SQPRelay PairsGAGA-SQP
PrimaryBackupTp
(s)
Tb
(s)
CTI
(s)
Tp
(s)
Tb
(s)
CTI
(s)
PrimaryBackupTp
(s)
Tb
(s)
CTI
(s)
Tp
(s)
Tb
(s)
CTI
(s)
R1R40.7001.3220.6220.3370.7460.409R21R41.0481.2490.2020.4850.6880.202
R1R200.7000.9390.2390.3370.5370.200R21R201.0481.2510.2030.4850.8810.396
R1R220.7000.9010.2010.3370.5370.200R22R230.5170.7300.2130.2790.4790.200
R2R60.7040.9050.2000.1940.3940.200R23R270.6470.8530.2060.3230.5230.200
R3R20.7431.0320.2890.2520.4840.232R24R210.9941.2380.2440.4620.6620.200
R3R200.7431.0210.2780.2520.6140.362R25R290.8571.0580.2010.4530.6530.200
R3R220.7431.1590.4160.2520.7450.493R26R190.5960.8020.2050.2810.4810.200
R4R50.5531.3310.7780.2471.1480.901R27R310.7500.9510.2010.4020.6020.200
R4R80.5531.0960.5430.2470.5400.293R28R240.9161.1390.2230.4610.6620.201
R5R10.7010.9060.2060.2570.4570.200R29R340.8041.0570.2530.3300.5570.227
R6R30.7560.9580.2020.2730.4730.200R29R360.8041.0570.2530.3300.5740.245
R6R80.7560.9580.2030.2730.4730.200R30R260.5740.7750.2010.2500.4500.200
R7R30.7641.0940.3300.2670.7620.494R31R330.8171.0920.2750.4030.6030.200
R7R50.7640.9660.2010.2670.4670.200R31R370.8171.0890.2720.4030.6060.203
R8R100.8391.0410.2020.4150.6150.200R31R420.8171.0840.2670.4030.9490.546
R8R390.8391.0400.2010.4150.6150.200R32R280.8081.0170.2090.3710.5710.200
R9R70.5541.0420.4880.2470.6460.399R33R300.7130.9120.2000.2550.4550.200
R9R390.5541.1230.5690.2470.8560.609R33R360.7131.4930.7800.2551.0710.816
R10R120.8721.0800.2070.3590.5590.200R34R320.7070.9610.2540.3510.5510.200
R11R90.4860.6860.2000.1690.3690.200R34R370.7071.0860.3790.3510.5970.245
R12R140.6230.8240.2010.2850.4850.200R34R420.7070.9070.2000.3510.5510.200
R12R160.6230.8250.2010.2850.5080.223R35R300.8021.0980.2960.1760.5950.418
R13R110.5250.7790.2540.2330.5010.268R35R340.8021.7780.9750.1761.0700.894
R13R160.5250.8070.2820.2330.4750.242R36R380.6600.8690.2090.2930.4940.201
R14R170.6350.8350.2000.3720.5720.200R37R350.8021.0020.2000.2090.4590.250
R15R110.5190.7200.2010.1940.3950.201R38R320.6601.0730.4130.3740.7500.377
R15R140.5191.4650.9470.1940.8770.683R38R330.6601.2580.5980.3740.9110.537
R16R180.5240.7280.2040.1810.3910.209R38R420.6601.0490.3890.3740.8460.473
R17R150.5520.7560.2030.2060.4080.201R39R410.9041.1070.2030.3900.6130.223
R18R130.6180.8210.2020.2170.4170.200R40R70.8091.0140.2050.3830.5830.200
R19R20.6331.0220.3890.2690.4690.200R40R100.8091.1350.3260.3830.8890.506
R19R40.6330.9860.3530.2690.4990.230R41R320.8851.0840.2000.3510.7760.425
R19R220.6331.0240.3910.2690.6330.363R41R330.8851.0840.1990.3510.5910.240
R20R250.7880.9910.2030.4130.6130.200R41R370.8851.0850.2000.3510.5940.243
R21R21.0481.2570.2090.4851.1420.656R42R400.7420.9440.2020.3500.5500.200
Table 12. Optimal relay settings for case 3.
Table 12. Optimal relay settings for case 3.
Relay No.GAGA-SQPRelay No.GAGA-SQP
TMS (s) PS (pu) TMS (s) PS (pu) TMS (s) PS (pu) TMS (s) PS (pu)
R10.2270.7170.0940.971R220.1120.4700.0530.560
R20.3580.0980.0510.508R230.3760.0650.0620.858
R30.4700.0690.0730.659R240.4680.1120.0880.725
R40.3030.0850.1170.140R250.3240.1750.0870.617
R50.2760.2750.0610.799R260.2250.2660.0640.729
R60.3530.2120.0670.943R270.2810.1590.0770.544
R70.4270.0990.0650.796R280.7570.0140.1860.213
R80.3330.1400.1670.136R290.4790.1070.0910.879
R90.2390.1270.0600.442R300.1920.1980.0680.299
R100.4500.0570.0690.490R310.4890.0630.0980.659
R110.2620.0360.0500.180R320.4100.0640.0890.381
R120.1770.5910.0700.776R330.2960.3170.0620.995
R130.2960.0470.1060.096R340.4060.0620.1790.093
R140.5880.0030.3380.003R350.7650.0070.0500.561
R150.2300.1380.0500.471R360.3650.0530.1230.129
R160.2630.0280.0500.126R370.5020.0380.0500.490
R170.3620.0140.0690.114R380.5320.0150.2950.017
R180.4520.0130.0500.344R390.6300.0180.0920.368
R190.3360.2010.0661.356R400.4850.0460.1030.406
R200.3360.0910.1200.224R410.4780.0990.0860.704
R210.5930.1060.1530.552R420.2940.1000.0670.391
OF (s)30.09913.017
Table 13. Comparing GA-SQP with other methods for case 3.
Table 13. Comparing GA-SQP with other methods for case 3.
Ref.MethodThe Algorithm’s Parameters for 30-Bus Test SystemObjective Function
TMSmin TMSmax PSmin PSmax PS Mode CTI NFE
[49]PSO0.11.1 I O L m a x I f m i n continuous0.210039.1834
[49]SOA0.11.1 I O L m a x I f m i n continuous0.210033.7734
[49]GA0.11.1 I O L m a x I f m i n continuous0.210028.0195
[50]GSA-SQP0.11.11.56continuous0.320026.8258
[51]HIIWO0.11.11.56continuous0.320024.759
[49]HS0.11.1 I O L m a x I f m i n continuous0.210019.2133
[49]DE0.11.1 I O L m a x I f m i n continuous0.210017.8122
[17]HWGO0.11.11.56continuous0.3348916.96
[44]WOA0.11.21.52.5continuous0.332015.7139
[44]HWOA0.11.21.52.5continuous0.325014.4649
Proposed GA-SQP0.051.1 I O L m a x I f m i n continuous0.230013.017
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Al-Bhadely, F.; İnan, A. Improving Directional Overcurrent Relay Coordination in Distribution Networks for Optimal Operation Using Hybrid Genetic Algorithm with Sequential Quadratic Programming. Energies 2023, 16, 7031. https://doi.org/10.3390/en16207031

AMA Style

Al-Bhadely F, İnan A. Improving Directional Overcurrent Relay Coordination in Distribution Networks for Optimal Operation Using Hybrid Genetic Algorithm with Sequential Quadratic Programming. Energies. 2023; 16(20):7031. https://doi.org/10.3390/en16207031

Chicago/Turabian Style

Al-Bhadely, Faraj, and Aslan İnan. 2023. "Improving Directional Overcurrent Relay Coordination in Distribution Networks for Optimal Operation Using Hybrid Genetic Algorithm with Sequential Quadratic Programming" Energies 16, no. 20: 7031. https://doi.org/10.3390/en16207031

APA Style

Al-Bhadely, F., & İnan, A. (2023). Improving Directional Overcurrent Relay Coordination in Distribution Networks for Optimal Operation Using Hybrid Genetic Algorithm with Sequential Quadratic Programming. Energies, 16(20), 7031. https://doi.org/10.3390/en16207031

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