At least 30% of individuals 65 years and older experience one or more falls each year, [
1] and this percentage increases to 40% after age 75 years. [
2] The incidence of falls and the severity of complications stemming from these falls increase with age, level of disability, and extent of functional impairment. [
3] Falls are a major health problem in older adults, causing fall-related sequelae, such as fractures, head injuries, and post-fall anxiety. [
4,
5] Older adults are hospitalized for fall-related injuries five times more often than they are for injuries from other causes, [
6] and the associated costs of care and institutionalization from injurious falls substantially burdens the health-care system. [
7]
It has been well described that falls result from the interaction between environmental hazards and physiologic risk factors, such as muscle weakness, poor balance, impaired vision, and slow reaction time. [
1,
8] More recently, foot problems, which affect approximately 30% of older adults, [
9–
11] are a common reason for consultation in primary care and in podiatric medical, orthopedic, rheumatologic, sports medicine, and geriatric specialty care [
12] and have been associated with falls. [
13] Specifically, foot pain, reduced range of motion, toe weakness, and toe deformity have each been shown to be independent risk factors for falling. [
14,
15] It has been demonstrated that ankle dorsiflexion range of motion [
16–
18] and the toe plantarflexor muscles [
19,
20] are specifically linked to balance control and gait performance. The toes play an important role in stabilizing the foot during standing and walking, [
19,
20] and adequate range of motion at the ankle and toes is necessary to conduct basic everyday motor functions, such as walking and sit-to-stand motions, safely and efficiently. At least 10° of ankle dorsiflexion is necessary for the stance phase of gait, [
21] whereas rising from a chair requires maximum dorsiflexion between 21° and 36°. [
22]
Several studies have demonstrated that aging is associated with significant changes to the musculoskeletal and sensory characteristics of the foot. Older adults tend to have more pronated feet, reduced ankle joint flexibility, and toe plantarflexor weakness and to experience a reduction in plantar tactile sensation. [
23] Differences such as decreases in physical activity levels possibly contribute to the observed age-related issues with ankle joint range of motion and toe plantarflexion strength. [
24]
Given the age-related decline in foot strength and flexibility and the emerging evidence that foot problems increase the risk of falls, established guidelines for falls prevention recommend that older adults have their feet examined by a podiatric physician as a precautionary measure. [
25] However, these guidelines do not specify which intervention activities might be performed, and too few randomized controlled trials have been executed to provide clinical practitioners with germane information concerning the prevention of falls. [
13] In addition to advice about footwear and foot orthoses, intuitively, it may be good practice to recommend exercise programs that focus specifically on strengthening and stretching the foot and ankle (FA). Systematic reviews document that exercise programs can significantly reduce the risk of falling [
26,
27]; however, most of the existing studies have concentrated on muscle groups proximal to the FA. The effectiveness of specific FA exercise programs has not been systematically reviewed. This review aims to evaluate the effects of specific FA exercise programs on improving fall risk–related motor outcomes and reducing falls in older adults.
Methods
Search Strategy
A systematic literature search was performed according to the PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) statement. [
28] Articles were searched for in the PubMed database, the Physiotherapy Evidence Database (PEDro), the Cumulative Index to Nursing and Allied Health Literature, and the Cochrane Central Register of Controlled Trials. The search was tailored specifically to retrieve literature focusing on FA exercise programs in older adults aimed at improving motor performance and preventing falls. The search terms were
foot, ankle, and
toes combined with
AND to
exercise, stretching exercise, resistance training, and
strength. The database search was conducted without using language restrictions and was limited to articles with publication dates up to April 30, 2013. Reference lists of relevant articles were subsequently hand searched to identify additional appropriate articles. The Google Scholar database was used to check the related citations of relevant articles to identify additional appropriate articles.
Study quality was coded using the PEDro scale, which is widely used to rate the quality of randomized controlled trials. [
29] The scale is based on the list developed by Verhagen et al [
30] using the Delphi consensus technique. The PEDro scores are summarized, and high-quality studies are those with scores of 6 to 11; fair quality, 4 to 5; and low quality, less than 4. [
31]
Study Selection and Data Extraction
Two reviewers (M.S. and B.H.) screened the titles and abstracts from all of the literature searches to identify potentially relevant trials based on the following inclusion criteria: 1) randomized controlled trial, 2) use of an FA exercise program, and 3) use of fall risk–related motor outcome parameters (strength, balance, flexibility, and functional ability) or use of falls as an outcome parameter. The reviewers obtained full-text copies of all of the trials that met the inclusion criteria for the systematic review. Next, the two reviewers independently extracted information about study characteristics, types and modalities of FA exercise interventions, and fall risk–related outcomes of interventions.
Statistical Analysis
Because most randomized controlled trials reported continuous measures related to fall risk, effect sizes (the Cohen
d) were defined as the standardized mean difference between the exercise and control groups divided by the pooled SD, [
32] correcting for sample size bias and baseline differences. Effect sizes with 95% confidence intervals (CIs) were calculated from the randomized controlled trials that reported sufficient data on intervention effect on fall risk–related motor outcomes. To interpret the effect size, we used the Cohen criteria: 0.2 and greater indicates small effect; 0.5 and greater, moderate effect; and 0.8 and greater, large effect. [
32] When the pooled SD of the difference scores was not provided, an estimate was calculated using the following formula [
33]:
Positive effect sizes indicate benefits of exercises training. To compare study results, effect sizes were calculated for similar motor outcome parameters, if available. Mean effect sizes and 95% CIs were calculated for each outcome parameter. Because effect sizes of large studies are more likely to be reliable estimates of the efficacy of an intervention than those of small studies, sizes were weighted by the number of participants in each study. The homogeneity statistic Q was calculated to determine whether a weighted mean effect size characterized a common effect size. A significant Q value indicated the absence of homogeneity. To standardize Q, the I2 statistic was calculated; I2 ranges from 0% to 100%, with low values suggesting homogeneity and large values suggesting heterogeneity. To provide a visual representation of the effect sizes and associated 95% CIs, forest plots were constructed. All of the meta-analyses were conducted with a software program (MetaXL, version 1.32; EpiGear, Wilston, Australia).
Figure 1.
Flowchart showing the literature search and the extraction of studies meeting the inclusion criteria. RCT indicates randomized controlled trial.
Figure 1.
Flowchart showing the literature search and the extraction of studies meeting the inclusion criteria. RCT indicates randomized controlled trial.
Results
The search yielded 606 articles, with eight publications meeting the inclusion criteria (
Figure 1).
Table 1 illustrates the study characteristics, exercise interventions, training modalities, and results of the studies included in the review.
Study Characteristics
Five studies included community-dwelling older adults [
13,
16,
24,
34,
35] and three included institutionalized older adults. [
36–
38] Only one study specifically included older adults with diagnosed foot problems (foot pain). [
13] The mean age of the participants ranged from 73.1 to 84.0 years, and sample sizes ranged from 16 to 305.
Types and Modalities of Exercise Interventions
Types and modalities of exercise interventions are displayed in
Table 1. The intervention periods ranged from 8 weeks to 12 months. The frequency of exercise training ranged from two times per week to daily. Adherence to the exercise programs varied considerably. Some studies reported good adherence, [
13,
35] whereas adherence was low [
24] or not specified [
16,
36–
38] in other studies. One study reported minor adverse events, such as worsening joint pain and exacerbation of preexisting musculoskeletal conditions, related to the exercise training intervention. [
35]
The types of FA exercise interventions used in the articles varied. Three studies were categorized as strength exercise programs (
Table 1). One of these studies evaluated toe grasping exercises (beanbag transfer and towel gathering) performed in a sitting position by nursing home residents. [
36] Another study evaluated an ankle power training program using either elastic band exercises or weight training exercises for improvement in ankle movement time. [
35] Simoneau et al [
34] evaluated the effects of long-term ankle strength training (12 months) using a calf raise machine in a training facility and elastic bands for home training.
Three studies evaluated combined strength and functional training programs focusing on the FA. [
24,
37,
38] Two of these studies combined ankle strengthening and a walking program and compared it with an inactive control group in nursing home residents. [
37,
38] A single study was specifically designed to investigate the added value of foot gymnastics (group training and home training) combined with conventional exercises (aerobic, resistance, and stretching exercises) compared with conventional exercises only. [
24]
One study evaluated a calf-stretching home exercise program. [
16] A standardized stretching pose in which one foot was placed on the floor in front of the body with the knee slightly bent and the other knee was kept straight with the heel touching the floor was used to stretch the calf muscles. Participants held this static stretch position for 15 sec and completed ten repetitions, for a total of 150 sec of stretching during each session.
Another study evaluated a multifaceted podiatric medical intervention that included a home-based FA exercise program including strengthening exercises using elastic bands, specific toe strength training devices (Archxerciser; Elgin, Westmont, Illinois), body weight–bearing exercises (toe lifts), and stretching. [
13] The other elements of the multifaceted intervention were advice on footwear, subsidy for footwear, new foot orthoses, a falls prevention education booklet, and routine podiatric medical care for 12 months.
Methodological Quality of the Studies
The results of quality rating using the PEDro scale are presented in
Table 2. The PEDro score averaged 6.4 points (range, 3–9) for all of the articles included. Study quality varied, with most studies (n = 5, 62.5%) rated as high quality (score ≥6), two as fair quality (score of 4–5), and one as low quality (score <4). The most frequent methodological limitations were a lack of blinding of study personnel, therapists, or participants and an unconcealed group allocation. Two studies did not perform statistical between-group comparisons but only within-group comparisons. One study reported point measures but not variability data, which are required for calculating effect sizes (the Cohen
d). A variety of studies did not correct the statistical analysis for multiple testing of parameters. [
36–
38]
Table 1.
Qualified Clinical Studies Demonstrating Foot and Ankle Exercise Interventions
Table 1.
Qualified Clinical Studies Demonstrating Foot and Ankle Exercise Interventions
Discussion
The aim of this study was to review the studies that have evaluated the effects of FA exercise programs on improving fall risk–related motor outcomes and reducing falls in older adults. Overall, this systematic review and meta-analysis demonstrates that FA exercises are effective for improving balance performance and ankle flexibility, whereas evidence for improvement of FA strength and functional abilities is insufficient. Only one study provided evidence for the effectiveness of FA exercises in reducing the number of falls in older adults.
Foot and ankle exercises were found to be effective for improving postural balance in nursing home residents and community-dwelling elderly individuals, particularly if specific toe-strengthening exercises (toe grasping) are included. Adequate toe flexor strength is crucial for maintaining balance, [
15] although it remains unclear whether the substantial balance improvements reported in one study after 8 weeks of toe grasping exercises [
36] are related to improved toe flexor strength because it was not measured. The author of this paper discussed other potential mechanisms of toe grasp training, such as triggering of mechanoreceptors at the bottom of the foot, that are relevant for postural adjustment. Also, this study had several methodological limitations (PEDro score of 3), and further high-quality studies are required to examine the effectiveness of specific toe-strengthening exercises for improving balance.
Limited range of motion of the ankle is related to reduced balance and functional ability and is a significant risk factor for falls. [
18] Evidence from studies included in this review shows that flexibility in terms of ankle dorsiflexion range of motion can be improved using FA exercise training. A specific home-based 8-week calf-stretching regimen was found to be most beneficial. [
16] As a result of calf stretching, participants also improved in the advanced Timed Up and Go test, which included functional activities such as chair transfer, walking, and stair ascending/descending. However, it remained unclear which specific functional activities were improved by the calf-stretching exercises because the authors did not report which specific parts of the Timed Up and Go test changed (eg, stair descending); the study reported only the total duration of the test.
The results of this review reveal that evidence for the improvement of ankle dorsiflexion/plantarflexion strength or power by using FA exercise training is insufficient because only one of six studies reported a significant improvement. Importantly, negative results might be related to a lack of strength training intensity, particularly in studies that did not use training machines. The study that reported positive results used a standardized progressive resistance training regimen based on machines and elastic bands and adjusted the training intensity based on the one-repetition maximum. In contrast, some studies that reported negative results [
24,
37] did not clearly describe whether training intensity was properly adjusted according to guidelines of progressive resistance training in older adults. [
40] Some exercise programs included heel raises with body weight and increased the number of repetitions over the training period but did not use additional weights, thus most likely lacking in adequate training intensity. [
37] Another study specifically focused on improvement of ankle movement time by encouraging participants to perform concentric movements as fast as possible, whereas ankle strength and power were only secondary outcomes. The authors discussed that sample size was calculated for movement time and that a much larger sample size would be required to detect significant changes in ankle strength or power. [
35] Note that the results of non–randomized controlled trials, which were not included in this review, suggest that an adequate adjustment in training intensity results in significant improvements in ankle strength, even if using elastic bands only. For example, Ribeiro et al [
41] used a progressive resistance exercise program with elastic bands with adjusted intensity according to the American College of Sports Medicine guidelines for strength training. [
42] A color-coded series of elastic bands with varying tension was used to provide progressive resistance to the muscles. The starting elastic band level was determined by finding the point at which the participant could perform 6 to 8 repetitions of the exercise displaying good quality before fatigue. Improved ankle strength was associated with significant improvement in balance and functional performance. This suggests that a simple and low-cost exercise program, if adequately adjusted relative to intensity, can significantly reduce the risk of falling, even after a short training period of 6 weeks. Further studies should explore similar exercise programs using a randomized controlled trial design.
Most of the studies included in this review quantified ankle plantarflexion/dorsiflexion strength only and did not obtain other strength parameters, thus potentially missing gains in strength in other FA muscles as a result of exercise training. This assumption is supported by the study by Spink et al [
13] that assessed a variety of FA strength parameters but did not identify a training-related improvement in FA plantarflexion/dorsiflexion strength. Still, they discovered significant improvements in ankle eversion strength, a parameter that has been previously linked to balance performance. [
43] Spink et al [
13] found a significantly reduced fall rate in the intervention group compared with the control group. One potential mechanism for the exercise-related reduction in fall risk might be improved ankle stability caused by gains in ankle evertor strength (peroneal muscles), although this relationship has not been examined yet.
Foot and ankle characteristics, particularly ankle flexibility, plantar tactile sensation, and the strength of the toe plantarflexor muscles, are significant independent predictors of balance and functional ability in older people. [
18] In the present review, controversial results were observed regarding the impact of FA exercises on functional ability. Although a few authors reported improvements in functional ability verified by the advanced Timed Up and Go test [
16] or alternate step test, [
13] no evidence was found for an exercise-related improvement in walking performance. An important reason for negative results might be a lack of adherence in studies that specifically investigate the impact of FA exercises on gait performance. [
24] For example, a study designed to demonstrate the added value of FA exercise in a conventional falls prevention program failed to show additional ameliorative effects of FA training on gait parameters. [
24] The authors concluded that complementary foot gymnastics intended to strengthen the muscles of the feet and increase ankle joint range of motion had no additional effects on these parameters. However, a major reason for the limited effectiveness might be the limited adherence to the home-based exercise program. Almost half of the participants (43%) never performed the foot gymnastics, and only 13% of participants performed the exercises daily. The authors’ sole analysis was intention-to-treat, without secondary adherence analyses evaluating a potential association between adherence to the exercise sessions and training effects. Despite the low compliance and nonsignificant results, the findings of this study should be incorporated into future studies. For example, within-group pre-post changes indicated that specific gait parameters, such as gait initiation, changed significantly only in the group in which additional FA exercise was performed; however, between-group changes were not significantly different. Nevertheless, results may indicate that the additional FA training improved specific aspects of gait, which should be investigated in future studies by using a detailed gait analysis.
Several authors discussed that negative results might be related to small sample sizes limiting the statistical power [
35,
37,
38] or to a short training period. [
24] In addition, cognitive impairment might be a potential factor for lack of effectiveness of FA training in some studies. Two studies [
37,
38] that found limited effectiveness of FA strength training partly included cognitively impaired older adults (Mini-Mental State Examination score ≥20). Cognitive impairment has been repeatedly identified as a negative predictor of training response. [
44,
45] It remains unclear whether cognitively impaired individuals with limited executive functions were able to follow the training instructions. No subanalysis was provided to determine whether cognitive status negatively affected training gains. Neither study performed training sessions according to specific guidelines developed for exercise training with cognitively impaired patients. [
46]
Which FA Exercise Interventions Provide Evidence for Preventing Falls in Older People?
Evidence for the effectiveness of FA exercise for reducing the number of falls is provided in only one study. [
13] This study is a methodologically sound randomized controlled trial (PEDro score of 9) with a large sample size, ensuring adequate statistical power for documenting an intervention-related association with falls. In addition, the authors used a variety of established outcome measures for documenting changes in various domains of motor performance. The home-based training program used different methods for progressive resistance training, including elastic bands, body weight, a specific device for strengthening the foot muscles (Archerxerciser), and flexibility training. [
47] Compared with another home training study that did not demonstrate a specific effect of FA exercise, potentially due to low adherence, [
24] adherence in the study by Spink et al [
13] was promoted by regular telephone calls. Adherence to the exercise intervention was generally good, with more than half of the participants performing 75% of the exercise sessions. Also, this was a multifactorial intervention that included other podiatric medical interventions, and the authors reasoned that the reduction in fall rate is most likely a result of the significant improvements related to ankle strength (ankle eversion), ankle range of motion, balance, and functional ability. The observed improvements in the intervention group in strength and range of motion, in conjunction with improvements in some balance measures, suggest that the intervention resulted in changes in the musculoskeletal system, thus reducing the risk of falling. Adherences to other parts of the multifaceted intervention, such as provision of footwear, were only minor. However, the effect of the other falls prevention interventions cannot be ruled out.
Future Research
Several authors of studies included in this review have requested further studies for evaluating FA exercise regimens. [
13,
24,
36,
37] Future studies should be designed according to established guidelines for falls prevention trials, [
48] including a randomized controlled trial design, a proper case definition (eg, individuals with disabling foot pain), [
13] a standardized fall definition, and prospective daily recording of falls. Studies should be adequately powered to report a potential reduction in falls and, more ideally, injurious falls. [
39] Motor outcome measures should include established measures of FA strength and range of motion [
47] and validated tests for balance and functional performances. [
49–
51] Ideally, balance parameters and spatiotemporal gait parameters should be assessed objectively by biomechanical methods, which are suitable for use in large-scale studies and can be applied in a clinical environment or in the participant’s home. [
52,
53] Intervention components should include exercises focused on strengthening and stretching of the ankle and foot as described by protocols of established studies. [
47] Intensity of training should be adjusted during the training period according to the principles of progressive resistance training as described in exercise guidelines for older adults. [
40] If cognitively impaired older adults are included, specific guidelines for effective exercising in this target group should be included. [
46]
Limitations
We did not adjust the meta-analysis according to study quality, which may have biased the results. However, effect sizes were weighted by the number of participants in each study. We found that studies with larger sample sizes generally had higher methodological quality. We, therefore, believe that this meta-analysis provides a reliable estimate of FA exercise effects on fall risk–related motor outcome parameters.
Conclusions
There is evidence that FA exercise can improve selected fall risk–related motor outcomes, such as balance and ankle flexibility. Limited effects on ankle strength and functional ability might be related to insufficient training intensity and lack of adherence. Only one multifaceted intervention, which included FA exercise and other podiatric medical interventions, provided evidence for a significant reduction in the fall rate, which most likely was due to FA exercises. More studies with adequate sample size, sensitive measurement methods, and standardized training protocols, including progressive resistance training and flexibility exercises, are required to evaluate the effectiveness of such training regimens and to provide evidence-based recommendations.