Redefining Obstructive Sleep Apnea: Multidimensional Phenotyping Beyond the Apnea–Hypopnea Index
Abstract
1. Introduction
2. Materials and Methods
3. Results
3.1. Phenotyping by Respiratory Event Predominance
3.2. Phenotyping by Respiratory Event Duration
3.3. Phenotyping by Sleep Stage and Body Position
3.4. Phenotyping by Neurophysiological Traits
3.5. Phenotyping by Oxygenation Metrics
3.6. Phenotyping by Arousal and Sleep Fragmentation
4. Discussion
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Parameter | Quality | Quantity |
|---|---|---|
| Respiratory events | Predominance of event in RDI
| Number of obstructive respiratory events (AHI/RDI) (events/hour)
|
| Oxygen | Hypoxia burden (Area under the curve) | Oxygen desaturation index
|
| Arousal | Respiratory Event Related Arousal (RERA) Limb Movement Related Arousal (PLMD, RLS) | Total arousal index
Wake after sleep onset (WASO) |
| Phenotype | Clinical Consequences | Therapeutic Implications |
|---|---|---|
| Apnea-predominant | Static obstruction, higher oxygen desaturation index, high level of excessive daytime sleepiness, hypertension, diabetes | Standard CPAP, oral appliances |
| Hypopnea-predominant | Dynamic obstruction, older individuals, more prevalent in females, higher risk of CAD, CHF, dyslipidemia risk | Surgical interventions (e.g., maxillomandibular advancement) |
| RERA-predominant/UARS | Daytime sleepiness, neurocognitive symptoms, insomnia, headaches, GERD | PAP therapy (may be underrecognized due to AHI reliance), arousal suppressing medications |
| Long-duration events | Long-duration apneas have louder snoring, more morning tiredness, and higher risk of hypertension | Aggressive treatment targeting residual events |
| Short-duration events | More commonly seen with severe OSA, 15–59% increase in risk of mortality with short-duration events in moderate OSA, shorter hypopneas noted in severe OSA compared to milder severity groups | PAP therapy |
| REM-predominant | Hypertension, recurrent CV events, more prevalent in women | CPAP even if overall AHI < 5 |
| Supine-predominant | Marked positional dependence | Positional therapy, auto-PAP |
| High hypoxic burden | Strongest predictor of CV mortality | Greatest benefit from CPAP |
| High arousal burden | Sympathetic activation, atherosclerosis | Target arousal threshold, optimize sleep continuity |
| OSA Clinical Phenotypes | Current Research | Research Gaps |
|---|---|---|
| Respiratory event type | Retrospective studies split AHI into apnea, hypopnea, and RERA-predominant OSA and associated them with comorbidities. | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups |
| Respiratory event duration | Shorter event duration associated with increased mortality from retrospective cohort study, but greater hemodynamic fluctuations in cerebral blood flow are noted in longer events. | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups No research about the change in heart rate/arrythmia associated with the respiratory event and its association with cardiovascular outcomes |
| Based on sleep stage and body position | REM predominant OSA more common in women and is associated with prevalent hypertension as per retrospective cohort study. Variations in airway collapsibility in supine-predominant OSA better treated with auto PAP | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups Lack of data of predominance of OSA in stages other than R (such as stage N1, N2, or N3) Lack of data in lateral or prone position-predominant OSA |
| Neurophysiological traits | UARS establishes RERA-predominant phenotype, these patients have significantly more symptoms including insomnia and neurocognitive symptoms | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups No data about duration of RERA and adverse cardiovascular events |
| Oxygenation metrics | Strongest OSA-related predictor of major adverse cardiovascular events and mortality. Average oxygen desaturation depth increases as a function of AHI | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups No differentiation in patients on sleep-time oxygen therapy treating hypoxemia versus obstructive sleep apnea |
| Arousal and sleep fragmentation | High arousal burden linked to sympathetic activation and atherosclerosis | Lack of prospective data, no randomized control or epidemiological trials No research separating compliant and non-compliant groups |
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Singh, H.; Qadir, N.; Bhamrah, M.; Rosales-Gonzalez, W.; Bhamrah, P.; Ghildiyal, N.; Monceaux, B.; Liendo, C.; Asghar, S.; Alexander, J.S.; et al. Redefining Obstructive Sleep Apnea: Multidimensional Phenotyping Beyond the Apnea–Hypopnea Index. Pathophysiology 2026, 33, 24. https://doi.org/10.3390/pathophysiology33020024
Singh H, Qadir N, Bhamrah M, Rosales-Gonzalez W, Bhamrah P, Ghildiyal N, Monceaux B, Liendo C, Asghar S, Alexander JS, et al. Redefining Obstructive Sleep Apnea: Multidimensional Phenotyping Beyond the Apnea–Hypopnea Index. Pathophysiology. 2026; 33(2):24. https://doi.org/10.3390/pathophysiology33020024
Chicago/Turabian StyleSingh, Harjinder, Nida Qadir, Malti Bhamrah, William Rosales-Gonzalez, Paul Bhamrah, Naomi Ghildiyal, Brittany Monceaux, Cesar Liendo, Sheila Asghar, Jonathan Steven Alexander, and et al. 2026. "Redefining Obstructive Sleep Apnea: Multidimensional Phenotyping Beyond the Apnea–Hypopnea Index" Pathophysiology 33, no. 2: 24. https://doi.org/10.3390/pathophysiology33020024
APA StyleSingh, H., Qadir, N., Bhamrah, M., Rosales-Gonzalez, W., Bhamrah, P., Ghildiyal, N., Monceaux, B., Liendo, C., Asghar, S., Alexander, J. S., & Chernyshev, O. Y. (2026). Redefining Obstructive Sleep Apnea: Multidimensional Phenotyping Beyond the Apnea–Hypopnea Index. Pathophysiology, 33(2), 24. https://doi.org/10.3390/pathophysiology33020024

