Abstract
Background: Antimony (Sb) trioxide and antimony trisulfide are “2B: Possibly carcinogenic to humans” and “3: Unclassifiable” according to the International Agency for Research on Cancer (IARC). The U.S. National Toxicology Program (NTP) concluded that antimony trioxide “is reasonably anticipated to be a human carcinogen based on studies in rats and mice”. We investigated the cancer hazard of antimony compounds for workers, a population with high exposure to antimony substances. Methods: Using the “Guidelines for performing systematic reviews in the development of toxicity factors” (Texas Commission on Environmental Quality (TCEQ) 2017) as a guidance, we established a human and an animal toxicology data stream in Medline and ToxLine. Data from this review were applied in a human health risk assessment. Results: A final pool of 10 occupational and 13 animal toxicology articles resulted after application of TCEQ guidelines. Conclusions: Antimony carcinogenicity evidence involving workers is inadequate, based on confounding, small sample sizes, incomparability across studies, and inadequate reference populations. An increased lung cancer risk cannot be excluded. Evidence for lung neoplasms caused by antimony trioxide inhalation in experimental animals is sufficient. Overall, carcinogenicity in workers is probable (International Agency for Research on Cancer (IARC) 2A). It remains unclear from what occupational exposure duration and dose this effect arises and whether exposure threshold values should be reconsidered.
1. Introduction
1.1. Chemical Properties
Antimony (Sb) is a chemical which resides in the group of semimetals. It may naturally appear in oxidation states of −III, 0, +III, or +V with Sb (III) being more stable than Sb (V). The electroneutral form is the white elemental crystalline Sb. In stibine (SbH3), it is trivalent negative. In its positive trivalent state, Sb may exist as antimony trioxide (Sb2O3), antimony trisulfide (stibnite, Sb2S3), antimony potassium tartrate (APT), antimony trifluoride, antimony triiodide, antimony acetate, amongst others. In its positive pentavalent form, it may be a part of antimony pentafluoride or antimony pentachloride [1]. It is thought that the trivalent form is more active in vivo [2]. Prevalent antimony compounds are listed in Table 1.
Table 1.
Antimony compounds.
1.2. Sources of Exposure
Antimony is naturally present in soils and released to the environment predominantly from anthropogenic sources in industrial processes. As such, it is present in the atmosphere in very low levels. Workers are a population with particularly high exposure to antimony species. Processes involving antimony mostly include metal mining, smelting, and refining activities. Other sources of environmental release are the production, use, and disposal of Sb alloys and compounds, the production of polyethylene terephthalate (PET), soda glass, and fire retardants, the incineration of waste, fuel combustion, and lastly, shooting activities [1,3,4]. In these industries, workers are exposed to multiple antimony and non-antimony species, of which some are (potentially) carcinogenic (e.g., arsenic). Consequently, many studies are not of speciation and often consider jointly other concomitant (potentially) carcinogenic substances.
1.3. Routes of Exposure
Several routes of exposure to antimonials exist. Patients suffering from parasitic diseases like schistosomiasis or leishmaniasis may be treated intravenously with antihelminthic pentavalent antimonials such as antimony potassium tartrate (APT). Environmental exposure routes are through inhalation, oral ingestion by contamination, or hand-to-mouth contact (drinking water, beverages, and food) [5] and dermal contact [1,2,6,7]. This environmental exposure always is a combination of several antimony compounds. The reason for this is twofold. Firstly, in the atmosphere, the supposedly most predominant form of antimony is antimony trioxide (and other oxides to a lesser extent)[8], whereas when dissolved in aqueous media, antimony is largely in the +V oxidation state [1]. Secondly, interconversion is possible in the environment [9] as well as in vivo (see Toxicokinetics section below). As a consequence, studies on antimony exposure in workers have focused on antimony in general, and not on specific valence states nor species of antimony [9].
1.4. Toxicokinetics
Data on toxicokinetics of antimony are scarce and research predominantly involves pentavalent antimonials in parenteral treatment of parasitic diseases. After systemic absorption, antimony is distributed to the erythrocytes, liver, kidney, spleen, bone, lung, and thyroid tissue. Sb(+V) can be reduced to Sb(+III) and conjugated with glutathione and to a higher degree, Sb(+III) is oxidized into Sb(+V) [10,11]. Trivalent antimony is excreted mainly through feces via biliary ways, whereas pentavalent antimony is mainly excreted in urine [1]. Half-lives depend on the specific antimony compound as well as route of exposure. In human lung tissue, a very long biological half-life (more than 600 days) is assumed, based on a study with accidental exposure to Sb-125 [10]. When administered intramuscularly, a 95% excretion in urine within 6 h was reported for antimony (V) stibogluconate [11].
1.5. Health Effects
Health effects of antimony were described in 1571 by Severin as “vomare, cacare, sudare” [12]. Today, these effects still apply, as exposure to antimony may cause gastrointestinal symptoms like nausea, vomiting, anorexia, abdominal pain, and stomach ulcers. Transient irritating skin rashes called antimony spots arise when workers are exposed to antimony in hot weather. Furthermore, antimony has been related to respiratory disease (pneumoconiosis, pleural adhesions, rhinitis, bronchitis, and respiratory irritation with chronic cough), cardiovascular changes (increased blood pressure, electrocardiographic (ECG) changes), and reproductive effects (menstrual abnormalities and spontaneous abortions) although evidence for these effects is limited [8,12].
1.6. Evidence Concerning Carcinogenicity
The body of evidence concerning the possible carcinogenic effects of antimony and its compounds is limited. This is contrary to arsenic, a similar semimetal chemical [13] that has been established as a carcinogen. One of the reasons for this could be the relatively low use of antimonials in industrial applications [14]. In 1989, the International Agency for Research on Cancer (IARC) published the Monograph on antimony trioxide and antimony trisulfide. Sb2O3 was classified as possibly carcinogenic to humans (Group 2B), Sb2S3 was not classifiable as to its carcinogenicity to humans (Group 3) [15]. In 2016, the US’s National Toxicology Program (NTP) finalized its animal toxicology studies on inhalation exposure to antimony trioxide, concluding that antimony trioxide causes lung neoplasms in both sexes of mice and rats [16]. Subsequently, this organization published its Draft Report on Carcinogens Monograph on antimony trioxide, concluding that “antimony (III) trioxide is reasonably anticipated to be a human carcinogen based on sufficient evidence of carcinogenicity from studies in experimental animals and supporting data from mechanistic studies” [9]. In 2017, the Agency for Toxic Substances and Disease Registry (ATSDR) republished their Toxicological Profile for antimony and compounds [6]. This report does not state a final evaluation on the carcinogenicity of antimony compounds. Summarized, the research of NTP has raised new concern about the carcinogenic effects of antimony compounds, especially antimony trioxide.
1.7. Exposure Thresholds
Industrial exposure thresholds have been formulated. For inhalation, the American Conference of Governmental Industrial Hygienists (ACGIH) put the threshold limit value (TLV) for an eight-hour time weighted average (TWA) on 0.5 mg/m3 (antimony compounds in general, including antimony trioxide) and 0.1 mg/m3 (stibine) [17]. The National Institute for Occupational Safety and Health- recommended exposure limit (NIOSH REL) is TWA on 0.5 mg/m3 and Occupational Safety and Health Administration- permissible exposure limits (OSHA PEL) is TWA on 0.5 mg/m3. Antimony trioxide is a chemical under study by ACGIH and may move forward with a Notice of Intended Change (NIC) proposal in 2019.
1.8. Study Rationale
The recent NTP Report on Carcinogens Monograph on Antimony Trioxide [9] found that there is sufficient evidence of the carcinogenicity of antimony trioxide in experimental animals. This finding raised a new concern as to potential carcinogenic effects in humans. Therefore, we decided to conduct a systematic review focusing on workers, a population with the highest exposure to these chemicals and therefore at the highest odds for cancer. The goal of this study is twofold. The main objective is the identification of a potential cancer hazard for exposed workers through a systematic literature review. The secondary objective, if such a hazard exists, is a human health risk assessment. This assessment will examine whether this hazard poses a threat to occupational health in real-life situations.
We consider the evidence for inhalation, oral ingestion, and dermal contact, examining occupational cohorts as well as animal studies. As far as we know, this is the first systematic review assessing cancer risk specifically in workers for all possible exposure routes.
2. Materials and Methods
As a guidance, we used the Texas Commission on Environmental Quality (TCEQ) “Guidelines for performing systematic reviews in the development of toxicity factors”, as described by Schaefer and Myers [18].
2.1. Overview of Study Design
An overview of our study design can be found in Table 2. We first defined PECO (Population, Exposure, Comparison, and Outcome), followed by a literature search and selection of occupational and animal studies. Articles were then critically appraised (risk of bias assessment) and evidence in occupational and animal settings separately integrated. After taking into account mechanistic elements, suggestions for further research were formulated. Eventually all of the previous elements were integrated into a general conclusion.
Table 2.
Study design.
2.2. PECO
We first defined the research question through PECO as shown in Table 3. In this case, the population consisted of workers or occupationally exposed people, the exposures were all possible antimony compounds through all exposure routes possible in workers (as mentioned above). Comparison groups were comparable reference populations with no exposure or exposure beneath a threshold producing cancer effects and the outcomes were premalignant or cancerous lesions.
Table 3.
Population, Exposure, Comparison, and Outcome (PECO).
2.3. Data Streams
Two separate data streams were established, the first being the human (occupational) toxicology stream and the second being the animal toxicology stream. We did not perform an extensive mechanistic search, given the research question primarily involves workers. Nevertheless, a summary of the mechanistic evidence is given in the discussion.
2.4. Literature Search
Based on PECO, we developed search strings for Medline (National Center of Biotechnology Information, US National Library of Medicine, 8600 Rockville Pike, Bethesda MD, USA; website: https://www.ncbi.nlm.nih.gov/pubmed/) and Toxline (National Center of Biotechnology Information, US National Library of Medicine, 8600 Rockville Pike, Bethesda MD, USA; website: https://toxnet.nlm.nih.gov/cgi-bin/sis/htmlgen?TOXLINE) databases. We chose to use separate search strings for human toxicology studies as opposed to animal toxicology studies, the human studies being specifically aimed at occupation and the animal studies aimed at rodents. We started with the development of the search string for Medline and subsequently adapted key words to better fit in ToxLine. As certain relevant studies on animal toxicology, especially genotoxicity and bone marrow toxicity, were left out by the initial search string, we decided to execute an additional search with new search terms in Medline and ToxLine. Supplementary Table S1 shows the development of such search strings. We finally used the search terms described below.
2.5. Human Toxicology Studies
In PubMed, we used the search terms (“Occupational Exposure” [Mesh] OR “work*” [All Fields]) AND (“antimony” used the search terms (“Occupational Exposure” [Mesh] OR “work*” [All Fields]) AND (“antimony” [Mesh] OR “antimony” [All Fields]) AND (“Neoplasms” [Mesh] OR “cancer” [All Fields] OR “canc*” [All Fields]) on 28 June 2018 and this search yielded 26 hits. In ToxLine, we used the corresponding search terms (occupational exposure OR work*) AND antimony AND (cancer OR neoplas*) on 28 June 2018 and this search yielded 113 hits.
2.6. Animal and Mechanistic Toxicology Studies
In PubMed, we first used the search terms (“antimony” [Mesh] OR “antimony” [All Fields]) AND (“Neoplas*” OR “cancer” [All Fields] OR “carcinog*” [All Fields]) NOT (“sentinel” OR leishman* OR schistosom*). This search yielded 117 hits on 28 June 2018. In ToxLine, we first used the search terms antimony AND (Neoplas* OR cancer OR carcinog*) on 03 July 2018 and this yielded 392 search hits.
An additional PubMed (on 28 June 2018) and a ToxLine (on 03 July 2018) search was executed, with the following search terms, for PubMed and ToxLine respectively: (“antimony” [MeSH Terms] OR “antimony” [All Fields]) AND (“toxicity” [Subheading] OR “toxicity” [All Fields]) AND (“In Vivo” [Journal] OR “In Vivo (Brooklyn)” [Journal] OR (“in” [All Fields] AND “vivo”[All Fields]) OR “in vivo” [All Fields]), yielding 45 hits; “antimony” AND “toxicity” AND “In Vivo” yielding 31 hits.
2.7. Inclusion/Exclusion Criteria
We developed inclusion/exclusion criteria, based on PECO and the Schaefer and Myers [18] guidelines. These can be found in Supplementary Material Table S2. For some of these criteria, we considered an explication of their rationale to be warranted.
- Studies on poisoning and overdose were excluded, because it is likely that these effects would require a much higher dose than potential carcinogenic doses;
- Studies not involving mammalian species were excluded because of their doubtful applicability to humans;
- Studies in which exposure to antimony compounds is established through unnatural routes, such as intramuscular (IM)/subcutaneaous (SC)/ and intraperitoneal (IP) injection have questionable relevance;
- Studies on anticarcinogenic effects in cancer cells were excluded as one single molecule may enhance malignant transformation of healthy cells as well as inhibit the proliferation and growth of tumor cells [19], for instance consider the possibility that a certain compound induces mutations and at the same time inhibits angiogenesis.
2.8. Study Selection
Two reviewers, M.G. and A.S. independently reviewed the search results, based on title, abstract, full text, inclusion criteria, and exclusion criteria. Disagreements between both reviewers were discussed until final consensus and duplicate articles were removed to arrive at a final data set for human studies, animal studies, and mechanistic studies, respectively. If no full text could be obtained, we based ourselves on the abstract [20]. In one case, more data was obtained through the NTP Monograph on antimony trioxide [21]. Supplementary Material Tables S3 and S4 list the study selection.
2.8.1. Human Toxicology Studies
The reviewers agreed to include 7 articles from the PubMed search and 11 articles from the ToxLine search. Regarding PubMed articles, there was no discussion between both. Regarding ToxLine articles, A.S. did not include Sweeney 1985 [22] and Wingren 1990 [23], as antimony is not mentioned in the abstract of those articles. After reading the full text, both agreed to include these 2 articles additionally. As Gerhardsson 1988 [24] used the same data as Gerhardsson 1993 [25], we only reviewed the latter. A pooling of remaining articles from both search engines resulted in 10 articles with full-text access.
2.8.2. Animal Toxicology Studies
The reviewers agreed to include 2 articles from the first PubMed search and 10 articles from the first ToxLine search. Regarding PubMed articles, there was a discussion about 4 more articles (Zhang 2018 [26], Kotsopoulos 2012 [27], Rossi 1987 [28], and Sunderman 1983 [29]). All 4 were eventually excluded based on the exclusion criteria: Zhang 2018 [26] was no pure animal study because it studied human prostate cancer cells (LnCaP) implanted in mice, Kotsopoulos 2012 [27] was no animal study, Rossi 1987 [28] had uncertain relevance to health endpoint, and Sunderman 1983 [29] met exclusion criterion intramuscular administration. Regarding ToxLine articles, 3 more articles were discussed (Zhang 2018 [26], Rossi 1987 [28], and Sunderman 1983 [29]), which had been excluded before.
As Dieter 1991 [30] used the same data as Dieter 1992 [31], we only reviewed the latter. The reviewers agreed to include 5 articles from the additional PubMed search and 7 articles from the additional ToxLine search. Zhang 2018 [26] had already been excluded after discussion of other search results. Gurnani 1993 [32] was excluded upon reading the full text as it included the same data [9,33] as Gurnani 1992 (1) [34].
Full text of 2 articles was not available: Watt 1983 [21] and Gurnani 1992 (2) [20]. Data of the first article could be found in the NTP Monograph on antimony trioxide, whereas for the second one, we were limited to the abstract. Pooling of remaining articles from all animal searches resulted in 13 articles.
2.9. Data Extraction
Data was subsequently extracted. In the occupational studies, we characterized the following wherever possible: industry/occupation, sample size and characteristics, study type, time window in which exposure took place, dose of exposure, duration of exposure and principal findings. It was not possible for any of the studies to establish a no observed adverse effects level (NOAEL) nor to establish the lowest observed adverse effects levels (LOAEL). In animal studies, we characterized the following wherever possible: Antimony compound, study animal, sample size, route of exposure, dose of exposure, duration of exposure, principal findings, and LOAEL/NOAEL where possible.
2.10. Critical Appraisal: Study Quality and Risk of Bias (ROB) Assessment
Studies included in the individual data streams were assessed according to the TCEQ’s guidance score criteria. (See Tables 5–8 in Schaefer and Myers, 2017 [18].) In this paper, we mentioned the most important drawbacks of all studies included. Subsequently, we tried to label studies as key, supportive, or informative in nature.
2.11. Evidence Integration
Afterwards, evidence was integrated in the separate data streams and finally integrated across data streams.
3. Results
3.1. Data Extraction
3.1.1. Human Toxicology Studies
Data of individual studies can be found in Table 4. Only two of the human toxicology studies specified the antimony species to which workers were exposed. In Jones 1994 [35], these were antimony oxides, in Gerhardsson 1993 [25], sulfides and oxides were among the exposures. Most studies [25,35,36,37] were performed in metal smelting and refinery processes. Three studies by the same author examined glassworks [4,5,23]. For other industrial processes, one study could be found for the following: Antimony smelting [38], fur manufacturing [22], and steel manufacturing [39]. The study types were predominantly retrospective occupational cohorts [4,5,23,35,38,39,40]. Gerhardsson 1982 [37] and 1993 [25] were case-control studies.
Table 4.
Data extraction human studies.
3.1.2. Animal Toxicology Studies
Data of individual studies can be found in Table 5. The substances most studied are antimony trioxide in inhalation [16,21,41,42], ingestion [33,34,42,43], and dermal contact studies [16] as well as antimony potassium tartrate, only in oral ingestion via food or water [31,44,45,46]. Antimony ore concentrate (principally trisulfide, also called stibnite in less amounts, as well as oxides such as valentinite, senarmontite, and cervantite) was examined in one inhalation study [41], as was antimony trichloride [20]. Exposed animals were mice, rats, and voles. Exposure doses varied widely and exposure duration ranged from single gift to two years to lifelong exposures of more than 2.5 years.
Table 5.
Data extraction animal studies.
3.2. Critical Appraisal: Study Quality and Risk of Bias (ROB) Assessment
3.2.1. Human Toxicology Studies
Supplementary Table S5 displays the critical appraisal according to the TCEQ’s guidance score criteria.
Major weaknesses hampering the interpretation and validity of findings are common across multiple studies. These problems are evaluated now. Afterwards, the final selection of informative (I), supportive (S), and key (K) studies is based on this appraisal. First and probably most importantly, in all studies antimony was one of many exposures. Some of these exposures (arsenic, cobalt, asbestos, smoking, and polycyclic aromatic hydrocarbons (PAHs)) are known causes of cancer. For instance, Wingren et al. [4] and Jones et al. [36] showed significant correlations between exposure to antimony, lead, and arsenic. This makes attributing risk to individual compounds difficult as confounding effects are very likely. None of the studies could sort out the individual effects of metals, nor by stratification nor by multiple regression analysis [4].
Second, sample sizes were rather small [25]. Given the probable smaller effect sizes of exposure to antimony, it is doubtful that any effect could have been found with those samples.
Third, results of human research papers included in this review cannot be reliably compared. Multiple reasons exist:
- Individual studies involved different industries (metal mining vs. metal refinery vs. glass production);
- Exposure dose and duration measurements of antimony and other (potential carcinogenic) substances are incomplete. There were three studies [35,38,39] in which antimony concentrations in the air were sampled.
Fourth, many studies examined multiple organs and multiple substances. This multiple testing may have caused findings based purely on chance. In two studies [4,5] this possibility is even stronger, given that results with p < 10% were considered to be significant.
Fifth, it is unclear whether latency times for cancer manifestation were sufficiently accounted for. Three studies suggest a latency time of at least 20 years [35,38,39]. Related to this, it is worth noting that most studies are mortality studies, in which findings are based on mortality causes. This could have led to an underestimation of neoplasms, as workers may have died with cancer and not because of it.
Sixth, a similarity of reference populations compared to the worker populations can be questioned. This is illustrated by Schnorr 1995 [38]. When the reference population for a standardize mortality ratio (SMR) calculation was ethnic specific (based on Hispanic surnames), significant differences in cancer mortality were seen. Those differences disappeared when compared to US white populations.
Overall, the studies least suffering from the drawbacks mentioned above are Jones 1994 [35], Schnorr 1995 [38], and Jones 2007 [36]. With the risk of bias tool, they consequently scored the highest. Of these three, we considered Schnorr 1995 [38] the study with the highest validity and relevance. It was most specific in that it studied antimony workers (as opposed to most other human toxicology studies), confounding exposures (smoking, arsenic) were more or less ruled out, and exposure doses were more or less known. Limited confidence in comparison groups is the major drawback of that paper. Therefore, this study could not justify a key (K) rating and thus it was attributed a supportive/key (S/K) rating. Jones 1994 (major confounding) and Jones 2007 (use of weighing model) received a supportive rating. All other human studies were considered informative.
3.2.2. Animal Toxicology Studies
Supplementary Table S6 displays the critical appraisal according to the TCEQ’s guidance score criteria. More recent studies were attributed a higher confidence rating, which is based on methodological progress. Critical appraisal of individual studies is discussed below. Afterwards, the final selection of informative (I), supportive (S), and key (K) studies is based on this appraisal. As carcinogenic effects have a long latency time, studies with long exposure and observation periods were deemed more relevant in this selection.
Antimony Trioxide
In the Watt [21] paper, one of the major concerns is its potential confounding. The use of large exposure chamber with pigs inside and pine shavings increased the chance of exposure to non-Sb2O3 particles [47]. Other major concerns are that only females were studied, necropsy was not complete, randomization was not reported, and exposure levels may have been different from those reported [9,47]. Compared to other antimony trioxide studies, the sample size was rather small. Thus, this study is rated informative (I).
The research by Groth [41] should be interpreted cautiously, given that there was merely one exposure level which was only consistently reached after five months [9,41]. Moreover, exposure was impure (to about 20%), although exposure to known carcinogens (arsenic, lead) was not considered sufficient to induce carcinogenesis. Randomization was questioned in the NTP Monograph [9]. Overall, this study is considered informative (I).
The study by Ainsworth [42] did not explicitly assess cancer development. Moreover, exposure duration was short (12–60 days), sample sizes were rather small, and results are not clearly reported. As such, this study is informative (I) to this review.
In the Gurnani [34] study, only male mice were examined in the subchronic (21 days) exposure group. The clastogenicity studied is an intermediate endpoint to cancer development. The health of animals is questioned, as well as the purity and amount [47] of exposure, given they died at the maximum dose of 1000 mg/kg body weight, which is considered non-lethal [9,33]. No positive control was used, as is now standard practice in clastogenicity studies [33]. Therefore, this study is rated informative (I).
The research by Newton [47] did not report significance. It was however calculated afterwards by NTP [9]. Exposure levels were relatively low and did not reach the maximal tolerated dose. Being methodologically sound, this study is deemed supportive (S).
The study by Elliott [43] had a short exposure duration (single gift or 21 days). Only male animals were studied in the liver DNA repair assay. Outcomes are not immediately relevant to reference value development. Thus, we consider this study informative (I).
The study by Kirkland [33] is regarded as informative (I) as it did merely study micronucleated polychromatic erythrocytes (MNPCE) and chromosomal aberrations (CA), not cancer or preneoplastic lesions. Moreover, this research had a small sample size and a short exposure.
We consider the animal research by NTP [16] key (K) in this review. It got the highest ROB score. Methodologically, it is robust, peer reviewed, and described in profound detail. Potential for confounding is low.
Antimony Trichloride
A critical appraisal of the Gurnani 1992 (2) [20] study was not possible based on the abstract. As a consequence, this study is considered informative (I).
Antimony Potassium Tartrate (APT)
Studies on APT suffer from several drawbacks. The methods of Kanisawa 1969 [44] are inaccurate as there was no fixed exposure duration, only one exposure group was used, the histopathologic assessment of cancer development is not described in detail, and the actual exposure dose was not measured [31] and might have been higher than foreseen. Furthermore, a high spontaneous tumor rate was observed. Schroeder 1970 [45] suffers from similar methodological drawbacks [31]. Moreover, their sample was struck by a pneumonia epidemic causing premature death. Exposure to APT was toxic given it caused shorter survival in treated animals. Methods of Dieter 1992 [31] were more accurate however, exposure groups were rather small (five per sex per exposure group) as was time window of exposure (14 days, this was an orientational study before execution of a more extensive intraperitoneal exposure study), which is not considered in this review. Poon 1998 [46] had solid methods however there was a relatively short exposure duration of 90 days.
Overall, we can say that chronic exposure studies of APT suffer from methodological drawbacks and that methodologically sounds studies are hampered by relatively short exposure durations. Given these limitations, we labeled the three oldest studies [30,44,45] as informative (I) and the Poon 1998 [46] study as supportive (S).
Antimony Ore Concentrate (mostly Stibnite, Sb2S3)
Although the Groth [41] study had large exposure groups and long exposure duration, findings of this paper should be interpreted cautiously, given that there was only one exposure level which was only consistently reached after five months [9,41]. Moreover, exposure was impure (to about 50%), although exposure to known carcinogens (arsenic, lead) was not considered sufficient to induce carcinogenesis. Randomization was questioned in the NTP Monograph [9]. Overall, this study is considered informative (I).
4. Discussion
4.1. Evidence Integration
4.1.1. Carcinogenicity in Workers
Inhalation, ingestion, and dermal contact
Evidence for inhalation, ingestion, and dermal contact was considered simultaneously since individual studies did not mention the exact exposure route. In the studies rated highest (key/supportive and supportive), an increased lung cancer mortality was a recurrent finding. Schnorr [38] found a relative risk of 1.39 (p < 0.1) related to exposure duration. Jones [35] found a relative lung cancer risk of 1.55 (p = 0.016) for workers recruited before 1961. Jones [36] found a significant correlation (p < 0.05) between lung cancer risk and antimony exposure in a weighted model of three exposure scenarios. Among the studies deemed informative, some studies (Sweeney [22], Wingren [5,23], and Finkelstein [39]) found an increase in lung cancer as well. Hepatobiliary cancer mortality was increased in the key/supportive study by Schnorr [38] with a SMR of 3.17 (p < 0.05) and 1.58 (p > 0.05), depending on the reference population. This excess was observed as well in the informative study by Finkelstein [39]. Other cancers were only increased in one or more informative studies, colon [4,5,23], pharynx [23]. For stomach cancer, Wingren [4,5] saw contradictory effects.
Summary
Overall, an increased lung cancer risk in exposed workers is possible from multiple studies, (Grade C, Evidence Based Medicine (EBM) level 2B). Risk evaluation for other cancer types was not possible based on the available studies.
4.1.2. Carcinogenicity in Animals
Inhalation
In the NTP [16] key study, antimony trioxide induced lung adenoma, lung carcinoma, and lung lesions which are considered preneoplastic (e.g., alveolar/bronchiolar epithelium hyperplasia) in male and female mice. In rats, no increase in lung carcinoma was observed. An increase in lung adenoma was seen in females. Lesions considered preneoplastic (e.g., alveolar/bronchiolar hyperplasia) were seen in both sexes. In the Newton [47] supportive study, exposed rats showed lung lesions considered preneoplastic by NTP (e.g., alveolar/bronchiolar epithelium hyperplasia, inflammation) but no increase in adenoma or carcinoma. In the Watt [21] and Groth [41] informative studies, lung carcinomas were increased in female rats.
Squamous metaplasia of the epiglottis was seen in mice with subacute exposure to antimony trioxide at higher exposure doses. No other study found similar effects. Furthermore, in the NTP key study, antimony trioxide induced pheochromocytoma (benign in male, benign/malignant in female) and adrenal medulla hyperplasia in rats. No other study found similar effects. An increase in lymphoma in female mice was observed in the same study. No other study found similar effects. In the informative study by Groth [41], antimony ore concentrate induced lung neoplasms in female rats.
Ingestion
The studies [33,34,42,43] considering antimony trioxide were all considered informative. No major adverse effects were observed. Elliott noted a decrease in polychromatic erythrocytes (PCE), which could suggest bone marrow toxicity [43].
One informative study involved antimony trichloride. This study concluded that the substance induces chromosomal aberrations in bone marrow cells [20]. For antimony potassium tartrate, we considered the study by Poon [46] supportive. In this study, dose dependent histologic changes were seen in thyroid, liver, spleen and thymus. The authors saw non-dose dependent changes in the pituitary gland. Concerning the informative papers, Kanisawa [44] saw no adverse effects, Schroeder [45] saw an increase in mortality, and Dieter [31] saw a decrease in weight gain, hepatocellular centrilobular cytoplasmic vacuolization, stomach inflammation, necrosis, ulceration, and squamous epithelium hyperplasia in mice whereas they saw no adverse effects in rats.
Dermal contact
The NTP key studies of mice [16] observed significant differences upon exposure to antimony trioxide in skin histology with a significant increase of benign fibrous histiocytoma and fibrous histiocytoma/fibrosarcoma in males and a non-significant increase in squamous cell metaplasia in females.
Summary
Overall, an increased risk of lung cancer from inhalation of antimony species (especially antimony trioxide) in animals is evident from the articles reviewed (Grade A, EBM 1a levels). This conclusion is based on an observed increase of lung cancer cases and preneoplastic lung lesions in exposed animals in a key study, reinforced by supportive and informative studies. The species for which this was made clear is antimony trioxide. There is some evidence of neoplastic or preneoplastic effects of antimony species in animals in other tissues and organs (epiglottis, adrenal medulla, lymphoid tissue, and skin), corresponding to Grade B, EBM 1b levels. Whether effects seen on the thyroid, liver, spleen, thymus, pituitary, and stomach were due to bias, confounding, or chance, remains an open question.
4.1.3. Carcinogenicity Based on Mechanistic or Other Relevant Studies
A broad discussion of mechanistic research is beyond the scope of this review. Studies investigating genotoxic and clastogenic effects of antimony have been reviewed elsewhere [14] and are briefly mentioned here. Regarding the clastogenic potential of antimony species, recent studies [16,33,43] contradict older [34] evidence of clastogenicity. DNA repair could be impaired through antimony by the inhibition of nucleotid excision repair (NER) through the interaction with a zinc finger domain [48] and by the inhibition of a double stranded break (DSB) repair (a non-homologous end joining (NHEJ) as well as homologous recombination (HR)) [49]. This interference with DNA repair exists in known carcinogens such as nickel and arsenic [50]. Furthermore, antimony may promote mutagenesis through increase in reactive oxygen species (ROS) [51]. DNA damage in lungs of mice was induced in vivo by the inhalation of antimony trioxide, but not in rats [16].
4.2. Occupational Health Risk Assessment
Given the potential occupational health hazard identified in the previous sections, an occupational health risk assessment is warranted. We will assume that risk = severity x probability x exposure, which is a general model for assessing risk. Based upon predominantly inhalation studies, lung cancer is the most probable adverse effect on which data exist in humans and animals and has a very high severity.
Based on the supportive and supportive/key human studies, lung cancer probability for exposed vs. non-exposed groups was slightly elevated, based on a significant positive trend with an amount of exposure [36] and estimates of enhanced lung cancer mortality of 1.39 [38] and 1.54 [35] (calculated by the author of this study). Based on animal studies, estimates of probability of lung cancer for exposed vs. non-exposed groups were elevated for mice but not for rats. The relative risk for exposed mice was around five, depending on exposure group [16].
Exposure levels from which possible carcinogenic effects arise in humans are impossible to determine form human studies, as human studies have not sufficiently collected individual external or internal exposure data. In animals, 2 years of exposure to at least 3 mg/m3 antimony trioxide lead to preneoplastic effects (i.e., epithelium hyperplasia) in lungs (rats and mice) and neoplastic effects (mice) [16]. Occupational exposures in the past have been occasionally reported to attain a similar range, over tenfold (5 mg/m3) of todays 0.5 mg/m3 of TLV [12,38]. Workers live longer and can be exposed for longer than 2 years. Therefore, a potential for malignant transformation is greater. Compared to decennia ago, exposure levels have however diminished as a result of automation and improved working conditions [12,52].
Consequentially, we can conclude that risk of cancer cannot be excluded in current real-life working conditions, especially in workers with the highest exposures, and thus further scrutiny is warranted. Whether or not this implies a tightening of threshold levels remains an open question based on the available evidence.
4.3. Study Limitations
Firstly, an interpretation of results from, especially, human studies should be viewed within the limitations of these individual articles (as described in detail under results).
Secondly, publication bias was not examined in detail. As only significant findings were reported in the data extraction and chance findings are possible due to multiple testing in individual (predominantly human toxicology) studies, one should consider findings in this light.
Thirdly, some relevant articles (e.g., from national and regulatory instances) might miss from the final article pool as only two databases were searched (Medline and ToxLine). From the studies listed, it was not possible to determine which internal exposure (BEI) levels would be toxic in humans. Studies examining lung concentrations of antimony failed to see a different concentration in deceased workers compared to controls but lacked sufficient sample sizes [25,37].
Lastly, when considering findings of this review, two nuances should be kept in mind, the former concerning sex and the latter concerning study goal. Human studies involved men only. As sex differences in animal studies were observed and background exposure between both sexes may differ, data in men are not to be readily extrapolated to women.
The primary goal (like the IARC Monographs and unlike regulatory substances [53]) of this study was to identify a potential hazard for occupational exposure to antimony species. Only secondarily, and briefly, was the applicability of this risk in real-life working situations addressed. Available research did not permit a broader evaluation.
4.4. Suggestions for Further Research
Future occupational carcinogenicity studies should try to minimize bias and confounding. This can be done through prospective cohort studies with regular screening for cancer, exposure measuring to a wide gamut of substances for individual workers, or speciation studies, minimizing healthy worker effect, large sample sizes, long follow up, and adequate reference populations. More harmonized internal and external exposure data for humans is needed to determine levels from which carcinogenic effects arise. Based on this, TLV’s should be reconsidered.
Regarding animal studies, the relationship between antimony (trioxide) exposure and lymphoma, skin, and adrenal tumors established in the NTP studies deserve further attention. To our knowing, an explanation for observed sex differences in those inhalation studies, especially lymphoma in female mice and skin tumors in male mice is lacking.
Two relatively recent studies [26,27] have established the possibility that antimony acts as an endocrine disruptor through an interaction with estrogen and androgen receptors, promoting tumor growth in the reproductive system. Relevance to carcinogenesis in vivo in rodents and humans is unclear.
The conclusions of our study seem somewhat contradictory to those of NHANES in 2016 [54]. A relationship between inhalation exposure to antimony trioxide and its urinary excretion was established by those authors. However, that study found no relationship between urinary excretion of antimony and lung cancer, possibly because exposure doses in general populations may not attain carcinogenic levels.
One last important point to keep in mind is the possibility that carcinogenic effects of antimony are attenuated, augmented, or only present when concomitant exposure to other substances exist [54] For instance, such an interaction appears to exist between arsenic and antimony [55] or could be the case for selenium and antimony [25].
5. Conclusions
The evidence for carcinogenicity of antimony in occupational exposure settings is inadequate. An increased risk of lung cancer is possible. The evidence for carcinogenicity (lung neoplasms) of antimony inhalation as a trioxide in experimental animals is sufficient. Some possible mechanisms have been identified. Overall, this makes carcinogenicity in humans probable (IARC 2A). As of now, however, it is unclear from what occupational exposure duration and dose this effect could arise and whether TLV’s should be reconsidered. Based on past exposure data, further scrutiny is warranted.
Supplementary Materials
The following are available online at https://www.mdpi.com/1660-4601/16/22/4474/s1. Table S1: Search string development, Table S2: Inclusion/exclusion criteria, Table S3: Study selection human toxicology studies, Table S4: Study selection animal toxicology studies, Table S5: Critical appraisal human toxicology studies, Table S6: Critical appraisal animal toxicology studies.
Author Contributions
Conceptualization, A.S., M.G., and L.G.; methodology, A.S., M.G.; validation, A.S., M.G., L.G., and J.V.; formal analysis, A.S.; investigation, A.S., M.G.; resources, A.S.; data curation, A.S., M.G.; writing—original draft preparation, A.S.; writing—review and editing, M.G., L.G., and J.V.; visualization, A.S.; supervision, L.G.; project administration, A.S.
Funding
This research received no external funding.
Conflicts of Interest
The authors declare no conflict of interest.
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