Amorphous Solid Dispersions of Polyphenols: Current State of the Art (Part I)
Abstract
1. Introduction
2. Scope and Methodology of the Review
2.1. Time Frame
2.2. Search Strategy and Keywords
2.3. Inclusion Criteria
- The investigated compound belonged to the group of polyphenols, including flavonoids, stilbenes, phenolic acids, or their derivatives;
- The formulation involved an amorphous solid dispersion, co-amorphous system, or amorphous multicomponent system;
- The amorphous nature of the system was experimentally confirmed using solid-state characterization techniques (e.g., DSC, XRPD);
- The study reported physicochemical, biopharmaceutical, or biological performance metrics of the amorphous system, such as solubility, dissolution behavior, stability, permeability, or bioavailability;
- The article or patent was published in a peer-reviewed scientific journal within the defined time frame (2004–December 2025).
2.4. Exclusion Criteria
- The formulation did not involve an amorphous solid dispersion or co-amorphous system;
- The investigated compound was not a polyphenol;
- The amorphous character of the system was not experimentally verified
- The study focused exclusively on crystalline forms, emulsions, inclusion complexes, liposomes, or nanocrystals without an amorphous phase;
- The publication was a conference abstract, editorial, or commentary without original experimental data;
- Duplicate records;
- Studies with insufficient methodological detail.
3. Polyphenols Investigated in Amorphous Solid Dispersions
3.1. Literature Overview
- Apigenin (APG)
- Baicalein (BAC)
- Butein (BUT)
- Chrysin
- Chrysosplenol C (CRSP)
- Curcumin (CUR)
- Curcumin–Hesperetin (CUR-HSP)
- Curcumin–Magnolol
- Curcumin-Piperine (CUR-PIP)
- Daidzein
- Diosmin
- Ellagic acid
- Epigallocatechin gallate
- Ferulic acid (FA)
- Fisetin (FIS)
- Genistein (GEN)
- Hesperetin (HES)
- Hesperetin–Naringenin (HES-NAR)
- Hesperetin–Piperine (HES-PIP)
- Hesperidin (HED)
- Kaempferol (KMP)
- Luteolin (LUT)
- Magnolol (MAG)
- Myricetin (MYR)
3.2. Patent Landscape
4. Carriers Used in ASDs of Polyphenols
4.1. Cyclodextrins and Their Derivatives
4.2. Amino Acids and Low-Molecular-Weight Compounds
4.3. Polyvinylpyrrolidone and Its Derivatives
4.4. HPMC and Its Derivatives
4.5. Acrylic Polymers (Eudragit and Derivatives)
4.6. Surfactants and Poloxamers
4.7. Polyethylene Glycol (PEG)
5. Preparation Methods of Amorphous Solid Dispersions
5.1. Solvent Evaporation
5.2. Spray Drying
5.3. Hot-Melt Extrusion (HME)
5.4. Freeze Drying/Lyophilization
5.5. Milling
5.6. Cryo-Grinding/Cryo-Milling
5.7. Supercritical Carbon Dioxide (scCO2)
5.8. Quench Cooling
5.9. Electrospinning
6. Solid-State Characterization Techniques Used to Confirm Amorphization
7. Challenges and Future Perspectives
8. Summary and Scope of Part II
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| BCS | Biopharmaceutical classification system |
| ASDs | Amorphous solid dispersions |
| HME | Hot-melt extrusion |
| DSC | Differential scanning calorimetry |
| XRPD | X-ray powder diffraction |
| FT-IR | Fourier-transform infrared spectroscopy |
| HPMC | Hydroxypropyl methylcellulose |
| HPC | Hydroxypropyl cellulose |
| SDS | Sodium dodecyl sulfate |
| TG | Thermogravimetry |
| SEM | Scanning electron microscopy |
| PLM | Polarized light microscopy |
| DLS | Dynamic light scattering |
| PVP | Polyvinylopirolidon |
| COS | Amorphous chitosan oligosaccharide |
| IR | Infrared spectroscopy |
| HPMCAS | Hydroxypropylmethylcellulose acetate succinate |
| PEG | Polyethylene glycol |
| PVP VA | Copolymer of vinylpyrrolidone with vinyl acetate |
| CCAB | 6-carboxycellulose acetate butyrate |
| CASub | Cellulose acetate suberate |
| CMCAB | Carboxymethyl cellulose acetate butyrate |
| CAAdP | Cellulose acetate adipate propionate |
| GC-MS | Gas chromatography–mass spectrometry |
| NMR | Nuclear magnetic resonance |
| UV-Vis | Ultraviolet–visible spectroscopy |
| HPMCAS | Hydroxypropyl methylcellulose phthalate |
| CMCS | Carboxymethyl chitosan |
| MDSC | Modulated differential scanning calorimetry |
| AFM | Atomic force microscopy |
| TEM | Transmission electron microscopy |
| PAA | Polyacrylic acid |
| HP-β-CD | Hydroxypropyl-β-cyclodextrin |
| EDS | Energy-dispersive spectroscopy |
| BET analysis | Brunauer–Emmett–Teller surface-area analysis |
| PXRD | Powder X-ray diffraction |
| NIR | Near-infrared spectroscopy |
| TPS | Terahertz pulsed spectroscopy |
| ssNMR | Solid-state nuclear magnetic resonance |
| DVS | Dynamic vapor sorption |
| IGC | Inverse gas chromatography |
| XPS | X-ray photoelectron spectroscopy |
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| Carrier | Method | Identification | References |
|---|---|---|---|
| APIGENIN | |||
| Soluplus | scCO2 | XRPD FT-IR | [36] |
| Pluronic F-68 Pluronic F-127 | Ball milling | XRPD TG DSC SEM FT-IR | [37] |
| Pluronic F-127 | Spray drying | XRPD DSC SEM FT-IR | [38] |
| BAICALEIN | |||
| Nicotinamide | Solvent evaporation | XRPD DSC SEM FT-IR PLM | [39] |
| Histidine | Solvent evaporation | XRPD DSC FT-IR | [40] |
| PVP VA 64 Eudragit E PO | HME | XRPD DSC FT-IR | [41] |
| BUTEIN | |||
| PVP K30 PVP K30/poloxamer 407 | Solvent evaporation | DLS XRPD DSC | [42] |
| CHRYSIN | |||
| Plasdone® S630 | Solvent evaporation | XRPD | [43] |
| Brij®L4 | Solvent evaporation | XRPD DSC SEM | [44] |
| CURCUMIN | |||
| Eudragit E PO | HME | XRPD DSC FT-IR | [45] |
| Eudragit/PVP, Eudragit/HPMC | Solvent evaporation | XRPD FT-IR | [46] |
| HPC SDS | Vibrational ball milling | XRPD DSC FT-IR | [47] |
Eudragit RSPO Eudragit RLPO | HME | DSC XRPD | [48] |
| COS | Ball milling | DSC XRPD | [49] |
| PVP K30 | Solvent evaporation | DSC IR XRPD Raman SEM NMR | [50] |
| HPMC | Solution mixing method | DSC SEM | [51] |
| HPMC Eudragit E100 | Solvent evaporation | PLM | [52] |
| HPMC E5 Eudragit E100 | Solvent evaporation | Raman Raman imaging IR Fluorescence DLS | |
| PEG 6000 PVP K30 Eudragit E PO PVP K30/Eudragit E PO Eudragit E PO + HPMC E50 | Solvent evaporation | Raman Raman imaging IR | [53] |
| PVP K30 | Solvent evaporation | DSC XRPD | [54] |
| α-glucosyl stevia PVP K30 | Freeze drying | DSC XRPD | [55] |
Eudragit E PO | Solvent evaporation | DSC XRPD | [56] |
Eudragit E PO | Solution mixing | DSC XRPD FT-IR 1H NMR | [57] |
| Eudragit E PO | Spray drying Rotary evaporation | DSC XRPD | [58] |
| HPMC/lecithin/isomalt | Hot-melt extrusion | XRPD DSC | [59] |
| Eudragit E100 HPMC E5 | Solvent evaporation Cryo-milling | XRPD DSC UV-Vis IR | [60] |
| HPMCAS CMCAB CAAdP | Spray drying | XRPD DSC FT-IR | [61] |
| HPMC-AS | Freeze drying | XRPD DSC SEM PLM TEM | [62] |
| PVP | Spray drying | DSC XRPD | [63] |
| CURCUMIN-HESPERETIN | |||
| PVP K30/phosphatidylcholine | HME | DSC XRPD FT-IR | [64] |
| CURCUMIN-MAGNOLOL | |||
| HPMC HPC PVP K30 | Quench cooling | XRPD DSC Raman FT-IR NMR | [65] |
| CURCUMIN-PIPERINE | |||
| PVP VA64 | HME | DSC XRPD FT-IR | [31] |
| DAIDZEIN | |||
| PVP K90 | Spray drying | XRPD DSC SEM | [66] |
| DIOSMIN | |||
| Soluplus | Spray drying | XRPD DSC SEM FT-IR | [67] |
| ELLAGIC ACID | |||
| CMCAB CAAdP HPMCAS PVP CAAdP/PVP | Spray drying Co-precipitation Solvent evaporation | XRPD MDSC IR NMR | [68] |
EPIGALLOCATECHIN GALLATE | |||
| PMCAS HPMCP Soluplus Cellulose acetate | Freeze drying | XRPD SEM PLM TG DSC | [69] |
| FERULIC ACID * (complete amorphization was not obtained) | |||
| HPMC Soluplus PVP VA64 PVP K30 PEG 6000 | Kneading Solvent evaporation | XRPD FT-IR SEM DSC | [70] |
| PVA PVA/PVP K10 | Electrospinning | XRPD | [71] |
| PVP K30 PEG 6000 Poloxamer 188 | Spray drying | SEM XRPD TGA IR | [72] |
| FISETIN | |||
| Eudragit EL100 Eudragit EPO Eudragit EL100/HPβCD Eudragit EPO/HPβCD | Ball milling | DSC XRPD FT-IR | [73] |
| P(VP-co-VAc) | Supercritical carbon dioxide | XRPD FT-IR | [74] |
| Polymers based on cyclodextrins Poly-aβ-CD Poly- aγ-CD Poly-aβγ-CD Poly-methyl-β-CD | Spray drying | TG DSC SEM NMR FT-IR | [75] |
| GENISTEIN | |||
| CAG CP-HPC HPMCAS | Solvent evaporation | XRPD DSC FT-IR | [76] |
| Lysine Arginine | Ball milling | XRPD TG DSC FT-IR | [34] |
| PVP K-30 | Solvent evaporation | XRPD DSC SEM FT-IR | [77] |
| HESPERETIN | |||
| HP-β-CD | Solvent evaporation | XRPD DSC FT-IR | [78] |
| HESPERETIN-PIPERINE | |||
| PVP VA64 | Ball milling | XRPD DSC FT-IR | [79] |
| HESPERIDIN | |||
| Alginate sodium HPMC Soluplus | Ball milling | XRPD DSC FT-IR | [19] |
| HP-β-CD | Solvent evaporation | XRPD DSC FT-IR | [78] |
| KAEMPFEROL | |||
| Eudragit E PO Eudragit EL100 Eudragit EL100-55 | Ball milling | XRPD DSC FT-IR | [32] |
| LUTEOLIN | |||
| PVP K90 PVP VA64 Soluplus HPC-SL HPMCAS Eudragit E PO | Film casting | PLM XRPD DSC FT-IR | [80] |
| PEG 4000 | Fusion Solvent evaporation Microwave irradiation | XRPD DSC SEM NMR FT-IR | [81] |
MAGNOLOL | |||
| HPMCAS | Antisolvent coprecipitation | XRPD DSC SEM FT-IR | [82] |
| PlasdoneS-630 PVP VA64 PVP K30 Soluplus | Solvent volatilization | XRPD FT-IR | [83] |
| PVP K30 | Solvent evaporation | XRPD | [84] |
| MYRICETIN | |||
| PVP K30 | Solvent evaporation + freeze drying | DSC XRPD FT-IR | [85] |
| HPMC PEG PVP | Combination of rotary evaporation and freeze drying | DSC XRPD FT-IR | [86] |
| PVP K30 | Spray drying | DSC XRPD FT-IR | [87] |
NARINGENIN | |||
| PVP K25 PGFE | HME | DSC XRPD | [88] |
| Poloxamer 188/Neusilin US2 | HME | DSC XRPD HSM IR | [89] |
| Soluplus | Solvent evaporation Kneading | DSC XRPD FT-IR | [90] |
| Eudragit EL100 PVP K29/32 HPMCAS HPMC CMCABP PAA | XRPD IR | [91] | |
| CAAdP CMCAB HPMCAS PVP K29/32 | Spray drying | XRPD DSC TG FT-IR NMR | [92] |
| PVP K30 PEG 4000 | Solvent evaporation | XRPD SEM TEM IR | [93] |
| NOBILETIN | |||
| HPC-SSL | Wet milling Freeze drying | XRPD DSC SEM PLM | [94,95] |
| PTEROSTILBENE | |||
| PVP K30 PVP VA64 | Ball milling | XRPD DSC FT-IR | [96] |
| Soluplus | Ball milling | XRPD DSC SEM FT-IR | [18] |
| POLYDATIN | |||
| PVP VA64 Soluplus Kollicoat IR | HME | XRPD DSC FT-IR | [97] |
QUERCETIN | |||
| CAG CP-HPC HPMCAS (reference polymer) | Spray drying | XRPD DSC PLM | [76] |
| PEG 1000 PEG 4000 PEG 6000 | Melt mixing | XRPD DSC FT-IR DVS | [98] |
| HPMCAS PVP K30 Lysine | Solvent evaporation | DSC | [99] |
| COS | Ball milling | XRPD DSC FT-IR SEM PLM | [49] |
| Arginine Glutamic acid Aspartic acid Tryptophan Glycin | Ball milling | XRPD IR | [100] |
| PVP K30 HPMCAS-HF HPMCAS-MF HPMCAS-LF | Solvent evaporation Co-precipitation | XRPD DSC IR | [101] |
| PEG 6000 PVP VA64 HPMC E5 Poloxamer 188 (Pluronic F68) Soluplus | HME | XRPD DLS Fluorescence IR Raman | [102] |
| PVP K30 | Spray drying | XRPD IR SEM | [103] |
| Isoquercitrin α-glucosyl rutin | Solvent evaporation | XRPD DSC SEM | [104] |
| CCAB HPMCAS CASub/PVP CCAB/PVP | Spray drying | XRD DSC FT-IR | [105] |
| CMCAB HPMCAS CAAdP PVP K29/32 | Spray drying | XRPD DSC GC-MS NMR UV-Vis IR | [106] |
| β-cyclodextrin PVP (MW 40,000) Pluronic F127 | Evaporative precipitation of nanosuspension | SEM | [107] |
RESVERATROL | |||
| PVP HPMC HPMCAS | Freeze drying | XRPD DSC PLM | [108] |
| Eudragit E PO/Gelucire 44/14 | Freeze drying | SEM | [109] |
| Soluplus PVPVA HPMCAS HPMCP HPMC Surfactant | Spray drying | DSC | [110] |
| Eudragit E PO | HME | XRPD DSC SEM PLM | [111] |
| Eudragit E PO PEG 6000 PVP K30 Soluplus | Solvent method | SEM PLM DSC XRPD NMR FT-IR | [112] |
| CMCS PVP K29/32 | Solvent evaporation | XRPD MDSC SEM FT-IR | [113] |
| Low-molecular-mass chitosan (poly-D-glucosamine) | Spray drying | XRPD DSC SEM FT-IR | [114] |
| Soluplus/poloxamer 407 | Solvent-based methods | XRPD FT-IR | [115] |
| Eudragit RS PEG 6000 | HME | XRPD DSC SEM FT-IR | [116] |
| Eudragit E | Spray drying | XRPD SEM | [117] |
| PEG 6000 Poloxamer F68 | Melting | XRPD DSC FT-IR | [118] |
| Soluplus | Freeze drying | XRPD SEM AFM TEM FT-IR | [119] |
| Eudragit E PO | Ball milling + HME | XRPD DSC SEM FT-IR | [120] |
| PVP 29/32 PAA HPMC HPMCAS CMCAB Eudragit EL100 | Solvent evaporation | XRPD DSC FT-IR | [121] |
| PVP 29/32 PAA HPMC HPMCAS CMCAB Eudragit EL100 | Solvent evaporation | XRPD PLM UV–Vis Raman | [122] |
| RUTIN | |||
| AEROPERL® 300 Pharma | Solvent evaporation | XRPD DSC SEM LM | [123] |
| SINAPIC ACID | |||
| Arginine Histidine Lysine Tryptophan Proline | Ball milling Solvent evaporation Freeze drying | XRPD TG DSC SEM FT-IR | [33] |
| WOGONIN | |||
| PVP K30 | Solvent evaporation | XRPD DSC | [124] |
| Technique | Information Generated | Property Determined | ||
|---|---|---|---|---|
| Main impact on formulation | physical stability | DSC (MDSC) | Tg, heat capacity, and excess properties | Phase miscibility, crystallinity, and impurity |
| TGA | Weight loss against temperature | Water content | ||
| PXRD | Diffraction pattern | Phase miscibility and crystallinity | ||
| FTIR/NIR/Raman | IR spectrum and Raman spectrum | Intermolecular interactions (e.g., hydrogen bonding), crystalline and amorphous identification, and phase separation | ||
| Fluorescence spectroscopy | Fluorescence spectrum | Drug–polymer miscibility, phase separation, and drug dissolution behavior in ASDs | ||
| TPS | Electromagnetic spectrum | long-range crystalline lattice vibrations, low-energy torsion, and hydrogen-bonding vibrations | ||
| ssNMR | Spin-lattice relaxation time | Phase miscibility, intermolecular interaction, and molecular mobility | ||
| NQR | Nuclear quadrupole resonance spectrum | Crystalline phase identification, polymorphism, molecular environment of quadrupolar nuclei, and detection of crystallinity and phase transitions | ||
| DVS | Water sorption isotherm | Hygroscopicity | ||
| IGC | Retention volume and dispersive surface free energy | Kinetics of surface relaxation (tendency of surface crystallization) | ||
| PLM | Amorphous crystallinity (birefringence) | Crystalline morphology and size, polymorphic transitions, and crystallization route | ||
| XPS | Surface chemical composition and drug–polymer interaction | Surface elemental composition, chemical state of elements, drug–polymer interactions, and surface composition of amorphous dispersions | ||
| Main impact on formulation | dissolution rate | AFM | Surface topography, phase separation, and drug–polymer miscibility | Particle size and miscibility |
| SEM (EDS) | Particle morphology and size, rapid measurement of surface crystal, and chemical distribution map (EDS) | Particle size | ||
| Laser diffraction | Particle size distribution | Particle size | ||
| Dissolution | Drug release profile | Solubility and supersaturation level | ||
| BET analysis | BET adsorption profile | Specific surface area | ||
| Densitometer | Density | Porosity and crystallinity | ||
| Viscometer | Viscosity | Viscosity | ||
| bioavailability | Dissolution | Drug release profile | Solubility and supersaturation level | |
| HPLC | Sample concentration | Drug loading and encapsulation efficiency | ||
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Rosiak, N.; Ignacyk, M.; Kryszak, A.; Piontek, J.; Cielecka-Piontek, J. Amorphous Solid Dispersions of Polyphenols: Current State of the Art (Part I). Pharmaceuticals 2026, 19, 598. https://doi.org/10.3390/ph19040598
Rosiak N, Ignacyk M, Kryszak A, Piontek J, Cielecka-Piontek J. Amorphous Solid Dispersions of Polyphenols: Current State of the Art (Part I). Pharmaceuticals. 2026; 19(4):598. https://doi.org/10.3390/ph19040598
Chicago/Turabian StyleRosiak, Natalia, Miłosz Ignacyk, Aleksandra Kryszak, Jakub Piontek, and Judyta Cielecka-Piontek. 2026. "Amorphous Solid Dispersions of Polyphenols: Current State of the Art (Part I)" Pharmaceuticals 19, no. 4: 598. https://doi.org/10.3390/ph19040598
APA StyleRosiak, N., Ignacyk, M., Kryszak, A., Piontek, J., & Cielecka-Piontek, J. (2026). Amorphous Solid Dispersions of Polyphenols: Current State of the Art (Part I). Pharmaceuticals, 19(4), 598. https://doi.org/10.3390/ph19040598

