NDVI and Beyond: Vegetation Indices as Features for Crop Recognition and Segmentation in Hyperspectral Data †
Abstract
1. Introduction
1.1. Prior Work
1.1.1. The Emergence of Vegetation Indices
1.1.2. Quantitative Comparisons and Discriminative Evaluation
1.1.3. Vegetation Indices in Supervised Machine Learning Contexts
1.2. Contextual Sensitivity and Terrain-Dependent Behavior
- Crop type and phenological stage: Certain indices may respond more strongly during early growth stages or under specific stress conditions. For instance, Rose et al. demonstrated the necessity for crop-specific calibrations when estimating parameters like green area index and nitrogen uptake [34].
- Soil background and moisture: Indices like SAVI were developed specifically to mitigate soil brightness influences, as highlighted by Huete [35].
- Geographic and topographic variation: Topographic factors such as slope and altitude can affect reflectance characteristics, influencing index reliability. Zhu et al. evaluated these effects on commonly used VIs [36].
- Sensor type and calibration: Differences in spectral resolution and acquisition geometry between UAVs and satellites can lead to significant variations in index values. Bukowiecki et al. emphasized the importance of sensor calibration in such contexts [34].
1.3. Remaining Challenges and Research Gaps
- Lack of unified benchmarks: Studies often use different datasets, scales, and evaluation criteria, making it difficult to aggregate or generalize findings.
- Over-reliance on linear metrics: Many prior analyses focus solely on Pearson correlation, overlooking non-linear dependencies or structural variation in VI data.
- Insufficient integration of supervised and unsupervised views: Few studies combine discriminative evaluation with redundancy assessment, though such integration may yield richer insights.
- Interpretability versus accuracy trade-offs: While VIs are interpretable and computationally light, they often underperform against raw spectral data in black-box models like deep neural networks. The trade-offs between explainability and performance remain under-explored.
2. Materials and Methods
2.1. Overview of Approach
- Computation of a representative set of VIs using established spectral formulas.
- Assessment of inter-index similarity using statistical and perceptual metrics in an unsupervised framework, conditioned on land cover type.
- Evaluation of their effectiveness as features in a supervised learning setting (multi-class and binary segmentation of crop types).
- Comparative analysis of index behavior across multiple scenarios—unsupervised analysis (e.g., statistical correlations, SSIM) and supervised classification (e.g., Random Forest, SVM), sensors, and semantic categories.
2.2. Vegetation Indices Considered
- The Normalized Difference Vegetation Index (NDVI) is a widely used remote sensing index that measures live green vegetation (being sensitive to chlorophyll) and is computed as follows:NDVI values range from −1 to +1 and their interpretation is as follows:
- –
- Values close to +1 (e.g., 0.6–0.9) indicate dense, healthy vegetation.
- –
- Values around 0 to 0.2 typically correspond to bare soil, rocks, or dead vegetation.
- –
- Negative values usually indicate water, snow, or clouds.
- Soil-Adjusted Vegetation Index (SAVI) [35]
- The Green Normalized Difference Vegetation Index (GNDVI) [9] is defined as follows:The GNDVI was introduced to complement the NDVI as the latter uses the red band, which is absorbed strongly by chlorophyll; in contrast, the GNDVI uses the green band, which is reflected more by healthy vegetation. Thus, the GNDVI tends to be more sensitive to chlorophyll content and less sensitive to soil background than the NDVI.
- The Difference Vegetation Index (DVI) [37] was among the first VIs used in remote sensing, especially in the early days of satellite imagery like Landsat MSS in the 1970s. It is computed as follows:Unlike the NDVI, the DVI does not normalize the values, so it is sensitive to overall brightness, illumination conditions, and atmospheric effects. The DVI is directly proportional to the amount of vegetation: higher values typically indicate denser or healthier vegetation. It is best used when conditions across the dataset are consistent, since a lack of normalization can lead to skewed results under variable lighting or soil conditions.
- The Enhanced Vegetation Index (EVI) [38] is designed to be more sensitive than the NDVI in dense vegetation (the NDVI tends to saturate), correct for atmospheric and soil background effects, and be more useful for high-biomass regions (e.g., forests). It is computed as follows:
- The Leaf Area Index (LAI) [39] is a fundamental biophysical parameter used to describe vegetation. It quantifies the total leaf area per unit of ground surface area. However, in more recent works, this has been estimated via the Enhanced Vegetation Index (EVI), as it has been shown that they are empirically correlated [38,40]:We emphasize that the LAI is not a vegetation index, but a canopy biophysical parameter. From a biophysical point of view it should not be included; however, there are many prior works focusing on crop data analysis [3,25] that contrasted the LAI with other VIs. It is also very popular and, thus, our study includes it.
- The Visible Atmospherically Resistant Index (VARI) [41] is a VI designed to estimate vegetation greenness using only visible light bands (red, green, and blue). It is particularly useful when near-infrared (NIR) data is not available and is computed as follows:The VARI was designed to minimize atmospheric effects, especially those caused by scattering in the blue region. It correlates well with vegetation fraction and canopy greenness under certain conditions and it works best in open-canopy or moderate vegetation environments.
- The Atmospherically Resistant Vegetation Index (ARVI) [8] is a VI developed to reduce the influence of atmospheric effects, especially aerosols and atmospheric scattering, which commonly distort satellite reflectance in the visible bands. It is computed as follows:
- Global Environmental Monitoring Index (GEMI) [42] works in the same direction as ARVI and VARI by being a VI developed to improve the accuracy of vegetation monitoring by reducing the influence of atmospheric effects and soil background—issues that often affect indices like the NDVI and DVI. First, defineThen:Like the NDVI, the GEMI is also sensitive to vegetation cover, but it performs better under low-vegetation conditions and variable atmospheric conditions. It is worth mentioning that the GEMI does not require the blue band or other atmospheric correction bands.
- The Green Atmospherically Resistant Index (GARI) [41] is computed as follows:
2.3. Datasets and Acquisition Platforms
2.3.1. PRISMA Dataset
2.3.2. UAV-HSI Dataset
2.4. Unsupervised Evaluation: Inter-Index Similarity Analysis
2.4.1. Semantic Zoning
2.4.2. Similarity Metrics
- Euclidean (L2) Distance measures the average pixel-wise differences between two index maps. Given two images X and Y, each with n pixels, the Euclidean distance is defined as:
- Pearson Correlation captures linear dependency between two distributions. For two vectors X and Y, Pearson correlation r is computed as:This Pearson correlation coefficient measures the linear dependency of the two variables: if Y is linearly approximated by X, then ; otherwise, for a weak approximation, . If , the best linear approximation is negative; when Y increases, X decreases.
- Spearman Correlation measures the monotonic relationship between two ranked variables. It is computed similarly to Pearson correlation, but applied to the ranks of X and Y:The Spearman correlation coefficient quantifies the linear correlation of the rank. In other words, the two variables are Spearman-correlated if they are connected by a monotonic (including non-linear) function.
- The Structural Similarity Index Measure (SSIM) evaluates perceptual similarity between two images by comparing their luminance, contrast, and structural information. The SSIM between images X and Y is defined as:
- are the mean intensities;
- are the variances;
- is the covariance between X and Y;
- and are small constants to stabilize the division. They are computed as and , where L is the dynamic range of the pixel values (typically ), while and .
2.4.3. Statistical Discriminative Test
2.5. Supervised Evaluation: Discriminative Power of VIs
2.5.1. Problem Formulation
2.5.2. Classifier and Feature Importance
2.6. Implementation Details
2.7. Evaluation Criteria and Comparative Scope
- Average Accuracy (AA): Used for supervised segmentation, representing mean class-wise accuracy.
- Index Importance Score: Derived from Random Forest feature importance values.
- Metric Consistency Across Zones: In the unsupervised setting, a focus was placed on how correlation and structural similarity varied across terrain types.
- Cross-Sensor Robustness: Insights were compared between the UAV and PRISMA platform sensors to assess whether findings hold across acquisition modalities.
3. Results
3.1. Unsupervised Evaluation: Inter-Index Similarity Analysis
3.1.1. Distance-Based Analysis
3.1.2. Correlation Analysis
3.1.3. Perceptual Similarity
3.1.4. Statistical Similarity
3.2. Supervised Evaluation: Discriminative Power of VIs
3.2.1. Multi-Class Crop Segmentation
3.2.2. Classifier Comparisons
- Random Forest (RF) [56]: An ensemble with 40 trees has been considered and the loss objective is the Gini index. The performance is presented in Figure 9. It reports the best average performance across all classes. Another advantage of the Random Forest is that it is highly interpretable. Using this classifier, we have also applied on a testing image to illustrate how the pixel-wise independent classification may lead to segmentation. The results may be seen in Figure 13.
- Support Vector Machine (SVM) [57]: We have an aggregated one-vs-all model with a Gaussian kernel. The achieved performance under various settings is shown in Figure 10. Overall, it underperformed relative to ensemble methods, likely due to the complex non-linear boundaries required for optimal segmentation.
- Multilayer Perceptron (MLP) [58]: We have considered a feed-forward model based on sigmoid neurons, and the performance under various settings is listed in Figure 11. Its performance, in this choice, is not the most possibly competitive. Obviously, deeper models with activation functions of the ReLU type and residual connections may improve, but while requiring larger resources.
3.2.3. Feature Importance Rankings
3.3. Cross-Sensor Insights
- The UAV data and the PRISMA data have been acquired in two different settings, with different sensor-to-object distances, different sensor types, etc. Consequently, the two types of data have different spatial and spectral resolutions. Yet vegetation indices behave consistently across spatial resolutions, with generalizable patterns observed between high-resolution UAV imagery and medium-spatial-resolution satellite data. These patterns include distinctiveness and comparable contributions in separation, although the NDVI remains the leader.
- Landscape type significantly mediates VI behavior. Agricultural and natural zones yield more distinctiveness among VI relationships compared to urban or mixed-use areas.
- Supervised and unsupervised results converge: indices showing stronger statistical and perceptual similarity with the NDVI also tended to perform better in classification tasks.
4. Conclusions
- Multi-index approaches should be preferred over reliance on a single VI, especially for heterogeneous or complex landscapes. Similar feature importance is low and values for similarity argue for VI diversity.
- Supervised classification workflows show convergent results, although sensors of a different nature have been used.
- Perceptual metrics like SSIM provide valuable complementary information alongside statistical correlations in index evaluation.
- Future VI development should consider both biophysical sensitivity and perceptual distinctiveness, tailoring indices to application-specific demands.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
AA | Average Accuracy |
ARVI | Atmospherically Resistant Vegetation Index |
DVI | Difference Vegetation Index |
EVI | Enhanced Vegetation Index |
GBM | Gradient Boosting Machine |
GEMI | Global Environmental Monitoring Index |
GNDVI | Green Normalized Difference Vegetation Index |
LAI | Leaf Area Index |
MLP | MultiLayer Perceptron |
mRMR | Minimum Redundancy Maximum Relevance |
NDVI | Normalized Difference Vegetation Index |
NIR | Near Infrared |
PCA | Principal Component Analysis |
RF | Random Forest |
RS | Remote Sensing |
SAVI | Soil-Adjusted Vegetation Index |
SSIM | Structural Similarity Index |
SVM | Support Vector Machine |
UAV | Unmanned Aerial Vehicle |
VARI | Visible Atmospherically Resistant Index |
VI | Vegetation Index |
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Classifier | RF | SVM | MLP | GBM |
---|---|---|---|---|
VIs | 58.71 | 59.42 | 59.37 | 58.81 |
RAW | 69.98 | 60.84 | 63.25 | 61.17 |
PCA | 39.89 | 63.23 | 69.35 | 64.74 |
mRMR | 56.47 | 61.44 | 61.79 | 43.31 |
Feature | Mean | Std | Feature | Mean | Std |
---|---|---|---|---|---|
NDVI | 0.3027 | 0.00054 | LAI | 0.4959 | 0.0012 |
GNDVI | 0.1077 | 0.00043 | EVI | 0.4940 | 0.0011 |
GARI | 0.0895 | 0.00032 | SAVI | 0.4147 | 0.0018 |
VARI | 0.0864 | 0.00039 | NDVI | 0.4033 | 0.0014 |
SAVI | 0.0503 | 0.00032 | GEMI | 0.3858 | 0.0017 |
ARVI | 0.0499 | 0.00027 | DVI | 0.3596 | 0.0019 |
GEMI | 0.0388 | 0.00024 | GARI | 0.2598 | 0.0019 |
EVI | 0.0219 | 0.00021 | GNDVI | 0.2472 | 0.0019 |
LAI | 0.0214 | 0.00027 | VARI | 0.1950 | 0.0016 |
DVI | 0.0202 | 0.00024 | ARVI | 0.1705 | 0.0013 |
Random Forest | Gradient Boosting Machine | ||||
Feature | Mean | Std | Feature | Mean | Std |
NDVI | 0.3299 | 0.00059 | LAI | 0.3169 | 0.00298 |
GNDVI | 0.2984 | 0.00046 | NDVI | 0.2935 | 0.00202 |
VARI | 0.2637 | 0.00051 | ARVI | 0.27355 | 0.00161 |
SAVI | 0.2559 | 0.00055 | VARI | 0.2663 | 0.00120 |
DVI | 0.2018 | 0.00058 | GNDVI | 0.2307 | 0.00225 |
LAI | 0.2004 | 0.00038 | EVI | 0.2303 | 0.00173 |
EVI | 0.1674 | 0.00042 | SAVI | 0.2099 | 0.00094 |
GARI | 0.1285 | 0.00043 | GARI | 0.2093 | 0.00178 |
ARVI | 0.0874 | 0.00038 | GEMI | 0.1314 | 0.00120 |
GEMI | 0.0448 | 0.00020 | DVI | 0.1190 | 0.00189 |
Multilayer Perceptron | Support Vector Machine |
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Nițu, A.; Florea, C.; Ivanovici, M.; Racoviteanu, A. NDVI and Beyond: Vegetation Indices as Features for Crop Recognition and Segmentation in Hyperspectral Data. Sensors 2025, 25, 3817. https://doi.org/10.3390/s25123817
Nițu A, Florea C, Ivanovici M, Racoviteanu A. NDVI and Beyond: Vegetation Indices as Features for Crop Recognition and Segmentation in Hyperspectral Data. Sensors. 2025; 25(12):3817. https://doi.org/10.3390/s25123817
Chicago/Turabian StyleNițu, Andreea, Corneliu Florea, Mihai Ivanovici, and Andrei Racoviteanu. 2025. "NDVI and Beyond: Vegetation Indices as Features for Crop Recognition and Segmentation in Hyperspectral Data" Sensors 25, no. 12: 3817. https://doi.org/10.3390/s25123817
APA StyleNițu, A., Florea, C., Ivanovici, M., & Racoviteanu, A. (2025). NDVI and Beyond: Vegetation Indices as Features for Crop Recognition and Segmentation in Hyperspectral Data. Sensors, 25(12), 3817. https://doi.org/10.3390/s25123817