Beyond Protected Areas: Assessing Management Effectiveness of a Ramsar Site in Nepal
Abstract
:1. Introduction
2. Materials and Methods
2.1. Study Site
2.2. Data Collection: R-METT Implementation
2.3. Data Analysis
2.4. Common Scale Translation and Rating/Scoring
2.5. Matching Individual R-METT Indicators to Common Headline Indicators
2.6. Data Analysis from Translated Score
3. Results
3.1. Threat and Pressures at JRRS
3.2. Management Effectiveness of JRRS
3.3. Management Effectiveness of JRRS on a Global Scale
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
Threat Score | |||
First-Level Threats | Second-Level Threats | ||
Hydrological change | Dam upstream of site altering hydrological regime | 3 | High |
Water extraction and diversion | 2 | Medium | |
Natural system modifications | Hydrological modifications and water management | 2 | Medium |
Isolation from natural habitats | 2 | Medium | |
Biological resource use and harm | Hunting and killing of terrestrial animals | 1 | Low |
Fishing, killing and harvesting aquatic resources | 1 | Low | |
Agriculture and aquaculture | Grazing | 3 | High |
Residential and commercial development | Housing and settlement | 2 | Medium |
Human intrusions and disturbance | Vandalism and destructive activities | 2 | Medium |
Invasive and other problematic species | Invasive species | 2 | Medium |
Geological events | Erosion and siltation | 2 | Medium |
Appendix B
Assessment Questions and Criteria | Score | |
(Context) | The Ramsar Site is not legally protected | 0 |
There is agreement that the Ramsar Site should be legally protected, but the process has not yet begun | 1 | |
The Ramsar Site is in the process of being legally protected but the process is still incomplete | 2 | |
The Ramsar Site has been formally legally protected | 3 | |
(Planning) | There are no regulations for controlling land use and activities in the Ramsar Site | 0 |
Some regulations for controlling land use and activities in the Ramsar Site exist but these are major weaknesses | 1 | |
Regulations for controlling land use and activities in the Ramsar Site exist but there are some weaknesses or gaps | 2 | |
Regulations for controlling inappropriate land use and activities in the Ramsar Site exist and provide an excellent basis for management | 3 | |
(Input) | The staff have no effective capacity/resources to enforce Ramsar Site legislation and regulations | 0 |
There are major deficiencies in staff capacity/resources to enforce Ramsar Site legislation and regulations (e.g., lack of skills, no patrol budget, lack of institutional support) | 1 | |
The staff have acceptable capacity/resources to enforce Ramsar Site legislation and regulations but some deficiencies remain | 2 | |
The staff have excellent capacity/resources to enforce Ramsar Site legislation and regulations | 3 | |
(Planning) | No firm objectives have been agreed for the Ramsar Site | 0 |
The Ramsar Site has agreed objectives, but is not managed according to these objectives | 1 | |
The Ramsar Site has agreed objectives, but is only partially managed according to these objectives | 2 | |
The Ramsar Site has agreed objectives and is managed to meet these objectives | 3 | |
(Planning) | Inadequacies in Ramsar Site design mean achieving the major objectives of the Ramsar Site is very difficult | 0 |
Inadequacies in Ramsar Site design mean that achievement of major objectives is difficult but some mitigating actions are being taken (e.g., agreements with adjacent land owners for wildlife corridors or introduction of appropriate catchment management) | 1 | |
Ramsar Site design is not significantly constraining achievement of objectives, but could be improved (e.g., with respect to larger scale ecological processes) | 2 | |
Ramsar Site design helps achievement of objectives; it is appropriate for species and habitat conservation; and maintains ecological processes such as surface and groundwater flows at a catchment scale, natural disturbance patterns, etc. | 3 | |
(Process) | The boundary of the Ramsar Site is not known by the management authority or local residents/neighbouring land users | 0 |
The boundary of the Ramsar Site is known by the management authority but is not known by local residents/neighbouring land users | 1 | |
The boundary of the Ramsar Site is known by both the management authority and local residents/neighbouring land users but is not appropriately demarcated | 2 | |
The boundary of the Ramsar Site is known by the management authority and local residents/neighbouring land users and is appropriately demarcated | 3 | |
(Planning) | There is no management plan for the Ramsar Site | 0 |
A management plan is being prepared or has been prepared but is not being implemented | 1 | |
A management plan exists but it is only being partially implemented because of funding constraints or other problems | 2 | |
A management plan exists and is being implemented | 3 | |
Additional points: Planning | ||
7a. Planning process | The planning process allows adequate opportunity for key stakeholders to influence the management plan | +1 |
7b. Planning process | There is an established schedule and process for periodic review and updating of the management plan | +1 |
7b. Planning process | The results of monitoring, research and evaluation are routinely incorporated into planning | +1 |
(Planning/Outputs) | No regular work plan exists | 0 |
A regular work plan exists but few of the activities are implemented | 1 | |
A regular work plan exists and many activities are implemented | 2 | |
A regular work plan exists and all activities are implemented | 3 | |
(Input) | There is little or no information available on the critical habitats, species and cultural values of the Ramsar Site | 0 |
Information on the critical habitats, species, ecological processes and cultural values of the Ramsar Site is not sufficient to support planning and decision making | 1 | |
Information on the critical habitats, species, ecological processes and cultural values of the Ramsar Site is sufficient for most key areas of planning and decision making | 2 | |
Information on the critical habitats, species, ecological processes and cultural values of the Ramsar Site is sufficient to support all areas of planning and decision making | 3 | |
(Process/Outcome) | Protection systems (patrols, permits, etc.) do not exist or are not effective in controlling access/resource use | 0 |
Protection systems are only partially effective in controlling access/resource use | 1 | |
Protection systems are moderately effective in controlling access/resource use | 2 | |
Protection systems are largely or wholly effective in controlling access/ resource use | 3 | |
(Process) | There is no survey or research work taking place in the Ramsar Site | 0 |
There is a small amount of survey and research work but it is not directed towards the needs of Ramsar Site management | 1 | |
There is considerable survey and research work but it is not directed towards the needs of Ramsar Site management | 2 | |
There is a comprehensive, integrated programme of survey and research work, which is relevant to management needs | 3 | |
(Process) | No active management of critical habitats, species, ecological processes and/or cultural values is being undertaken | 0 |
Very few of the requirements for active management of critical habitats, species, ecological processes and/or cultural values are being implemented | 1 | |
Many of the requirements for active management of critical habitats, species, ecological processes and/or cultural values are being implemented but some key issues are not being addressed | 2 | |
Requirements for active management of critical habitats, species, ecological processes and/or cultural values are being substantially or fully implemented | 3 | |
(Input) | There are no staff | 0 |
Staff numbers are inadequate for critical management activities | 1 | |
Staff numbers are below optimum level for critical management activities | 2 | |
Staff numbers are adequate for the management needs of the Ramsar Site | 3 | |
(Inputs/Process) | Staff lack the skills needed for Ramsar Site management | 0 |
Staff training and skills are low relative to the needs of the Ramsar Site | 1 | |
Staff training and skills are adequate, but could be further improved to fully achieve the objectives of management | 2 | |
Staff training and skills are aligned with the management needs of the Ramsar Site | 3 | |
(Input) | There is no budget for management of the Ramsar Site | 0 |
The available budget is inadequate for basic management needs and presents a serious constraint to the capacity to manage | 1 | |
The available budget is acceptable but could be further improved to fully achieve effective management | 2 | |
The available budget is sufficient and meets the full management needs of the Ramsar Site | 3 | |
(Input) | There is no secure budget for the Ramsar Site and management is wholly reliant on outside or highly variable funding | 0 |
There is very little secure budget and the Ramsar Site could not function adequately without outside funding | 1 | |
There is a reasonably secure core budget for regular operation of the Ramsar Site but many innovations and initiatives are reliant on outside funding | 2 | |
There is a secure budget for the Ramsar Site and its management needs | 3 | |
(Process) | Budget management is very poor and significantly undermines effectiveness (e.g., late release of budget in financial year) | 0 |
Budget management is poor and constrains effectiveness | 1 | |
Budget management is adequate but could be improved | 2 | |
Budget management is excellent and meets management needs | 3 | |
(Input) | There are little or no equipment and facilities for management needs | 0 |
There are some equipment and facilities but these are inadequate for most management needs | 1 | |
There are equipment and facilities, but still some gaps that constrain management | 2 | |
There are adequate equipment and facilities | 3 | |
(Process) | There is little or no maintenance of equipment and facilities | 0 |
There is some ad hoc maintenance of equipment and facilities | 1 | |
There is basic maintenance of equipment and facilities | 2 | |
Equipment and facilities are well maintained | 3 | |
(Process) | There is no education and awareness programme | 0 |
There is a limited and ad hoc education and awareness programme | 1 | |
There is an education and awareness programme but it only partly meets needs and could be improved | 2 | |
There is an appropriate and fully implemented education and awareness programme | 3 | |
(Planning) | Adjacent land and water use planning does not take into account the needs of the Ramsar Site and activities/policies are detrimental to the survival of the area | 0 |
Adjacent land and water use planning does not take into account the long-term needs of the Ramsar Site, but activities are not detrimental to the area | 1 | |
Adjacent land and water use planning partially takes into account the long-term needs of the Ramsar Site | 2 | |
Adjacent land and water use planning fully takes into account the long-term needs of the Ramsar Site | 3 | |
Additional points: Land and water planning | ||
21a: Land and water planning for habitat conservation | Planning and management in the catchment or landscape containing the Ramsar Site incorporates provision for adequate environmental conditions (e.g., volume, quality and timing of water flow, air pollution levels, etc.) to sustain relevant habitats | +1 |
21b: Land and water planning for connectivity | Management of corridors linking the Ramsar Site provides for wildlife passage to key habitats outside the Ramsar Site (e.g., to allow migratory fish to travel between freshwater spawning sites and the sea, or to allow animal migration) | +1 |
21c: Land and water planning for ecosystem services and species conservation | Planning addresses ecosystem-specific needs and/or the needs of particular species of concern at an ecosystem scale (e.g., volume, quality and timing of freshwater flow to sustain particular species, fire management to maintain savannah habitats, etc.) | +1 |
(Process) | There is no contact between managers and neighbouring official or corporate land and water users | 0 |
There is contact between managers and neighbouring official or corporate land and water users but little or no cooperation | 1 | |
There is contact between managers and neighbouring official or corporate land and water users, but only some co-operation | 2 | |
There is regular contact between managers and neighbouring official or corporate land and water users, and substantial co-operation on management | 3 | |
(Process) | Indigenous peoples have no input into decisions relating to the management of the Ramsar Site | 0 |
Indigenous peoples have some input into discussions relating to management but no direct role in management | 1 | |
Indigenous peoples directly contribute to some relevant decisions relating to management but their involvement could be improved | 2 | |
Indigenous peoples directly participate in all relevant decisions relating to management, e.g., co-management | 3 | |
(Process) | Local communities have no input into decisions relating to the management of the Ramsar Site | 0 |
Local communities have some input into discussions relating to management but no direct role in management | 1 | |
Local communities directly contribute to some relevant decisions relating to management but their involvement could be improved | 2 | |
Local communities directly participate in all relevant decisions relating to management, e.g., co-management | 3 | |
Additional points: Indigenous peoples and local communities | ||
24 a. Impact on communities | There is open communication and trust between indigenous peoples and local communities, stakeholders and Ramsar Site managers | +1 |
24b. Impact on communities | Programmes to enhance community welfare, while conserving Ramsar Site resources, are being implemented | +1 |
24c. Impact on communities | Indigenous peoples and local communities actively support the Ramsar Site | +1 |
(Outcomes) | The Ramsar Site does not deliver any economic benefits to local communities | 0 |
Potential economic benefits are recognised and plans to realise these are being developed | 1 | |
There is some flow of economic benefits to local communities | 2 | |
There is a major flow of economic benefits to local communities from activities associated with the Ramsar Site | 3 | |
(Planning/Process) | There is no monitoring and evaluation in the Ramsar Site | 0 |
There is some ad hoc monitoring and evaluation, but no overall strategy and/or no regular collection of results | 1 | |
There is an agreed and implemented monitoring and evaluation system but results do not feed back into management | 2 | |
A good monitoring and evaluation system exists, is well implemented and used in adaptive management | 3 | |
(Outputs) | There are no visitor facilities and services despite an identified need | 0 |
Visitor facilities and services are inappropriate for current levels of visitation | 1 | |
Visitor facilities and services are adequate for current levels of visitation but could be improved | 2 | |
Visitor facilities and services are excellent for current levels of visitation | 3 | |
(Process) | There is little or no contact between managers and tourism operators using the Ramsar Site | 0 |
There is contact between managers and tourism operators but this is largely confined to administrative or regulatory matters | 1 | |
There is limited co-operation between managers and tourism operators to enhance visitor experiences and maintain Ramsar Site values | 2 | |
There is good co-operation between managers and tourism operators to enhance visitor experiences, and maintain Ramsar Site values | 3 | |
(Input/Process) | Although fees are theoretically applied, they are not collected | 0 |
Fees are collected, but make no contribution to the Ramsar Site or its environs | 1 | |
Fees are collected, and make some contribution to the Ramsar Site and its environs | 2 | |
Fees are collected and make a substantial contribution to the Ramsar Site and its environs | 3 | |
(Outcomes) | Many important biodiversity, ecological or cultural values are being severely degraded | 0 |
Some biodiversity, ecological or cultural values are being severely degraded | 1 | |
Some biodiversity, ecological and cultural values are being partially degraded but the most important values have not been significantly impacted | 2 | |
Biodiversity, ecological and cultural values are predominantly intact | 3 | |
Additional points: Condition of values | ||
30a: Condition of values | The assessment of the condition of values is based on research and/or monitoring | +1 |
30b: Condition of values | Specific management programmes are being implemented to address threats to biodiversity, ecological and cultural values | +1 |
30c: Condition of values | Activities to maintain key biodiversity, ecological and cultural values are a routine part of management | +1 |
Additional questions specific to Ramsar Sites | ||
| Work on the description of the ecological character of the Ramsar Site has not begun | 0 |
Work has begun to create a description of the ecological character of the Ramsar Site, but no draft is yet available | 1 | |
A description of the ecological character of the site has been drafted, but is incomplete or out of date | 2 | |
A description of the ecological character of the site has been completed | 3 | |
| No cross-sectorial management committee is in place | 0 |
Potential stakeholders for the creation of a cross-sectorial management committee have been identified, but no management committee has been established | 1 | |
A management committee has been established, but is not significantly involved in the management of the site | 2 | |
A functioning cross-sectorial management committee is in place | 3 | |
| There are no mechanisms in place for communication between the Ramsar Administrative authority and site managers | 0 |
Communication between the Ramsar Administrative authority and site managers exists but is ad hoc and poorly developed | 1 | |
Communication mechanisms are in place but could be improved | 2 | |
Mechanisms are in place for communication between the Ramsar Administrative authority and site managers and function well | 3 |
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Methodology | Ratings | ||||
---|---|---|---|---|---|
Lowest | Mid | Best | |||
R-METT | Original score of JRRS | 0 | 1 | 2 | 3 |
Original general meaning of response | no progress | slight progress | good progress | ideal situation | |
Translated score of JRRS | 0 | 0.33 | 0.67 | 1 |
WCPA Element | Headline Indicator | JRRS Score | Global Score 1 | European Score 2 |
---|---|---|---|---|
Context | Constraint or support by external environment | 0.33 | 0.55 | 0.57 |
Context | Extent and severity of threats | 0.33 | 0.51 | 0.5 |
Context | Level of significance | 0 | 0.67 | 0.72 |
Planning | Tenure security and issues | 0.33 | 0.6 | 0.65 |
Planning | Management planning | 0.17 | 0.52 | 0.5 |
Planning | Appropriateness of design | 0.033 | 0.65 | 0.69 |
Planning | Park gazettal (legal establishment) | 0 | 0.86 | 0.9 |
Planning | Adequacy of PA legislation | 0 | 0.63 | 0.58 |
Planning | Marking and security/fencing of park boundaries | 0 | 0.62 | 0.65 |
Input | Adequacy of relevant, available information | 0.67 | 0.57 | 0.55 |
Input | Adequacy of infrastructure, equipment and facilities | 0.33 | 0.47 | 0.47 |
Input | Adequacy of current funding | 0.33 | 0.37 | 0.43 |
Input | Security or reliability of funding | 0.07 | 0.39 | 0.47 |
Input | Adequacy of staff number | 0 | 0.43 | 0.45 |
Process | Effectiveness of governance and leadership | 0.67 | 0.68 | 0.55 |
Process | Involvement of communities and stakeholders | 0.60 | 0.51 | 0.6 |
Process | Communication program | 0.44 | 0.49 | 0.52 |
Process | Threat monitoring | 0.33 | 0.59 | 0.58 |
Process | Skill level of staff/other management partners | 0.33 | 0.51 | 0.54 |
Process | Adequacy of staff training | 0.33 | 0.49 | 0.51 |
Process | Visitors catered for and impact managed | 0.33 | 0.46 | 0.46 |
Process | Adequacy of building and maintenance system | 0.33 | 0.45 | 0.53 |
Process | Management effectiveness evaluation undertaken | 0.33 | 0.39 | 0.5 |
Process | Appropriate program of community benefit/ assistance | 0.33 | 0.3 | 0.28 |
Process | Natural resource and cultural protection activities | 0.264 | 0.49 | 0.51 |
Process | Research and monitoring | 0.264 | 0.45 | 0.5 |
Process | Adequacy of law enforcement capacity | 0.17 | 0.52 | 0.6 |
Process | Effectiveness of administration | 0 | 0.52 | 0.57 |
Process | Adequacy of human resource policies and procedures | 0 | 0.5 | 0.51 |
Output | Results and outputs have been produced | 0.40 | 0.53 | 0.55 |
Outcome | Conservation of nominated value condition | 0.67 | 0.56 | 0.52 |
Outcome | Effect of park management on local communities | 0.33 | 0.58 | 0.55 |
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Thapa, K.; Lindner, A. Beyond Protected Areas: Assessing Management Effectiveness of a Ramsar Site in Nepal. Diversity 2023, 15, 593. https://doi.org/10.3390/d15050593
Thapa K, Lindner A. Beyond Protected Areas: Assessing Management Effectiveness of a Ramsar Site in Nepal. Diversity. 2023; 15(5):593. https://doi.org/10.3390/d15050593
Chicago/Turabian StyleThapa, Kamal, and André Lindner. 2023. "Beyond Protected Areas: Assessing Management Effectiveness of a Ramsar Site in Nepal" Diversity 15, no. 5: 593. https://doi.org/10.3390/d15050593
APA StyleThapa, K., & Lindner, A. (2023). Beyond Protected Areas: Assessing Management Effectiveness of a Ramsar Site in Nepal. Diversity, 15(5), 593. https://doi.org/10.3390/d15050593