Genetic Heterogeneity in Autism Spectrum Disorder: Diagnostic Yield, Recurrent Genes, and Rare Variant-Phenotype Associations from Whole-Exome Sequencing
Abstract
1. Introduction
2. Results
2.1. Characteristics of the Patients
2.2. Overview of Genetic Diagnoses
2.3. Identification of Recurrently Altered Genes in a WES Population
2.4. Identification of Recurrently Altered Variant in a WES Population Through Population-Based Enrichment Testing
2.5. Population Structure and PCA Adjustment
2.6. Genotype-Phenotype Association
2.7. Top Gene Hits
2.8. Shared vs. Unique Signals Across Phenotypes
2.9. Integration with the Top-30 Recurrent Genes
3. Discussion
4. Materials and Methods
4.1. Study Design
4.2. Patient Recruitment
4.3. Phenotypic Stratification Strategy
4.4. Genomic DNA Extraction
4.5. Bioinformatics Workflow Overview
4.5.1. Step 1: Clinical Platform Analysis
4.5.2. Step 2: Clinical Interpretation and Pathogenicity Assessment
4.5.3. Step 3: Recurrent Variant and Gene Enrichment
4.5.4. Step 4: In-House VCF Generation for Association Testing
4.5.5. Step 5: Genotype-Phenotype Association
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Mild | Moderate | Severe | Total | |
|---|---|---|---|---|
| (N = 8) | (N = 9) | (N = 8) | (N = 25) | |
| Age at testing (years) | ||||
| Mean (SD) | 5.56 (3.16) | 6.44 (3.91) | 9.31 (2.12) | 7.08 (3.45) |
| Median [Min, Max] | 4.75 [2.00, 12.0] | 6.00 [3.00, 12.0] | 9.25 [6.00, 12.0] | 7.00 [2.00, 12.0] |
| Gender | ||||
| Female | 2 (25.0%) | 0 (0%) | 3 (37.5%) | 5 (20.0%) |
| Male | 6 (75.0%) | 9 (100%) | 5 (62.5%) | 20 (80.0%) |
| Neonatal complications | ||||
| No | 6 (75.0%) | 8 (88.9%) | 5 (62.5%) | 19 (76.0%) |
| Yes | 2 (25.0%) | 1 (11.1%) | 3 (37.5%) | 6 (24.0%) |
| Premature birth | ||||
| No | 7 (87.5%) | 8 (88.9%) | 6 (75.0%) | 21 (84.0%) |
| Yes | 1 (12.5%) | 1 (11.1%) | 2 (25.0%) | 4 (16.0%) |
| Family history of autism | ||||
| No | 6 (75.0%) | 3 (33.3%) | 5 (62.5%) | 14 (56.0%) |
| Yes | 2 (25.0%) | 6 (66.7%) | 3 (37.5%) | 11 (44.0%) |
| Consanguinity | ||||
| Yes | 1 (12.5%) | 2 (22.2%) | 1 (12.5%) | 4 (16.0%) |
| No | 7 (87.5%) | 7 (77.8%) | 7 (87.5%) | 21 (84.0%) |
| Autism type | ||||
| ASD with typical early development prior to symptom onset | 8 (100%) | 7 (77.8%) | 3 (37.5%) | 18 (72.0%) |
| ASD with antecedent neurological insult or early medical condition | 0 (0%) | 2 (22.2%) | 5 (62.5%) | 7 (28.0%) |
| Aggressive behavior | ||||
| Yes | 4 (50.0%) | 4 (44.4%) | 4 (50.0%) | 12 (48.0%) |
| No | 4 (50.0%) | 5 (55.6%) | 4 (50.0%) | 13 (52.0%) |
| Anxiety | ||||
| No | 6 (75.0%) | 7 (77.8%) | 4 (50.0%) | 17 (68.0%) |
| Yes | 2 (25.0%) | 2 (22.2%) | 4 (50.0%) | 8 (32.0%) |
| Communication disorders | ||||
| Yes | 4 (50.0%) | 7 (77.8%) | 8 (100%) | 19 (76.0%) |
| No | 4 (50.0%) | 2 (22.2%) | 0 (0%) | 6 (24.0%) |
| Mutism | ||||
| No | 7 (87.5%) | 5 (55.6%) | 4 (50.0%) | 16 (64.0%) |
| Yes | 1 (12.5%) | 4 (44.4%) | 4 (50.0%) | 9 (36.0%) |
| Intellectual delay | ||||
| Yes | 5 (62.5%) | 7 (77.8%) | 8 (100%) | 20 (80.0%) |
| No | 3 (37.5%) | 2 (22.2%) | 0 (0%) | 5 (20.0%) |
| Language disorder | ||||
| Yes | 3 (37.5%) | 9 (100%) | 6 (75.0%) | 18 (72.0%) |
| No | 5 (62.5%) | 0 (0%) | 2 (25.0%) | 7 (28.0%) |
| Motor delay | ||||
| No | 4 (50.0%) | 6 (66.7%) | 1 (12.5%) | 11 (44.0%) |
| Yes | 4 (50.0%) | 3 (33.3%) | 5 (62.5%) | 12 (48.0%) |
| Missing | 0 (0%) | 0 (0%) | 2 (25.0%) | 2 (8.0%) |
| Motor stereotypies | ||||
| Yes | 8 (100%) | 7 (77.8%) | 6 (75.0%) | 21 (84.0%) |
| No | 0 (0%) | 2 (22.2%) | 2 (25.0%) | 4 (16.0%) |
| Seizure | ||||
| No | 8 (100%) | 7 (77.8%) | 4 (50.0%) | 19 (76.0%) |
| Yes | 0 (0%) | 2 (22.2%) | 4 (50.0%) | 6 (24.0%) |
| Sleep disturbances | ||||
| No | 3 (37.5%) | 4 (44.4%) | 6 (75.0%) | 13 (52.0%) |
| Yes | 5 (62.5%) | 5 (55.6%) | 2 (25.0%) | 12 (48.0%) |
| Echolalia | ||||
| Yes | 4 (50.0%) | 2 (22.2%) | 6 (75.0%) | 12 (48.0%) |
| No | 4 (50.0%) | 7 (77.8%) | 0 (0%) | 11 (44.0%) |
| Missing | 0 (0%) | 0 (0%) | 2 (25.0%) | 2 (8.0%) |
| Repetitive behavior | ||||
| Yes | 7 (87.5%) | 9 (100%) | 7 (87.5%) | 23 (92.0%) |
| No | 1 (12.5%) | 0 (0%) | 1 (12.5%) | 2 (8.0%) |
| Unresponsiveness to spoken voice | ||||
| No | 7 (87.5%) | 5 (55.6%) | 6 (75.0%) | 18 (72.0%) |
| Yes | 1 (12.5%) | 3 (33.3%) | 2 (25.0%) | 6 (24.0%) |
| Missing | 0 (0%) | 1 (11.1%) | 0 (0%) | 1 (4.0%) |
| ADHD | ||||
| Yes | 4 (50.0%) | 4 (44.4%) | 7 (87.5%) | 15 (60.0%) |
| No | 4 (50.0%) | 5 (55.6%) | 0 (0%) | 9 (36.0%) |
| Missing | 0 (0%) | 0 (0%) | 1 (12.5%) | 1 (4.0%) |
| Digestive disorder | ||||
| No | 7 (87.5%) | 7 (77.8%) | 6 (75.0%) | 20 (80.0%) |
| Yes | 1 (12.5%) | 2 (22.2%) | 2 (25.0%) | 5 (20.0%) |
| Patient ID | Gene | Refseq_ID | Variants | Proband Zygosity | Parents Zygosity | Diseases | Disease Inheritance Mode | Variant Inheritance | Pathogenicity | Clinvar |
|---|---|---|---|---|---|---|---|---|---|---|
| 2 | SCN2A | NM_001040142.2 | c.4303C>T (p.Arg1435Ter) | HET | Father: HET | Mother: REF | Brother: HET | Developmental and epileptic encephalopathy 11 | AD|DN | Autosomal dominant | P | Described |
| 3 | KCNQ3 | NM_004519.4 | c.1657G>A (p.Gly553Arg) | HET | Mother: REF | Juvenile myoclonic epilepsy | AD | Autosomal dominant|Autosomal dominant partial penetrance | LP | Described |
| 10 | COA3 | NM_001040431.3 | c.271G>T (p.Glu91Ter) | HOM | Father: HET | Mother: HET | Mitochondrial complex IV deficiency, nuclear type 14 | AR | Autosomal recessive homozygotes | LP | Not Described |
| 11 | POLD3 | NM_006591.3 | c.1118A>C (p.Lys373Thr) | HOM | Mother: HET | Immunodeficiency 122 | AR | Autosomal recessive homozygotes | P | Described |
| 12 | PIK3R2 | NM_005027.4 | c.1117G>A (p.Gly373Arg) | HET | Father: REF | Mother: REF | Megalencephaly-polymicrogyria-postaxial polydactyly-hydrocephalus syndrome | AD | Autosomal Dominant de novo | LP | Described |
| 13 | SLC6A1 | NM_001348250.2 | c.-92-1G>A | HET | Father: REF | Mother: HET | Autosomal dominant non-syndromic intellectual disability | AD | Autosomal dominant partial penetrance | P | Described |
| 18 | SHH | NM_000193.4 | c.764T>A (p.Ile255Asn) | HET | Mother: REF | Holoprosencephaly 3 | AD | Autosomal dominant|Autosomal dominant partial penetrance | P | Not Described |
| 21 | NSD1 | NM_022455.5 | c.4967-2A>T | HET | Father: REF | Mother: REF | Brother: REF | Sotos syndrome | AD | Autosomal Dominant de novo | P | Described |
| 22 | ALDH5A1 | NM_001080.3 | c.*1789C>T | HOM | Father: HET | Mother: HET | Succinic semialdehyde dehydrogenase deficiency | AR | Autosomal recessive homozygotes | LP | Not Described |
| Gene | Sample_Count | Sfari_Presence | Diseases | Disease_Inheritance_Mode |
|---|---|---|---|---|
| PABPC1 | 18 | Present | Developmental delay, Autosomal dominant de novo | DN |
| GTF2I | 15 | Present | Williams syndrome, | Unknown |
| PCLO | 13 | Present | Pontocerebellar hypoplasia, type 3, Autosomal recessive | AR |
| PKD1 | 13 | Present | Polycystic kidney disease 1, Autosomal dominant | Polycystic kidney disease 1 with or without polycystic liver disease, AD | Autosomal dominant polycystic kidney disease, | Autosomal dominant polycystic kidney disease type 1 with tuberous sclerosis, | AD |
| EP400 | 12 | Present | Epilepsy with neurodevelopmental disorders, Autosomal recessive | AR |
| MUC5B | 12 | Not present | Interstitial lung disease 2, Autosomal dominant | Diffuse panbronchiolitis, | Hypersensitivity pneumonitis| Idiopathic pulmonary fibrosis, | AD |
| SEPTIN9 | 11 | Not present | Amyotrophy, hereditary neuralgic, Autosomal dominant | Neuralgic amyotrophy, | AD |
| FAT4 | 11 | Not present | Hennekam lymphangiectasia-lymphedema syndrome 2, Autosomal recessive | Van Maldergem syndrome 2, Autosomal recessive | Cerebrofacioarticular syndrome, | Hennekam syndrome, | AR |
| ZFHX3 | 11 | Present | Atrial fibrillation 8, susceptibility to, Autosomal dominant | Prostate cancer, somatic, Autosomal dominant, Somatic mutation | Spinocerebellar ataxia 4, Autosomal dominant | Childhood partial epilepsy and infantile spasms, Autosomal recessive | Syndromic intellectual disability (ZFHX3), Autosomal dominant de novo | AD|SO|AR|DN |
| ACAN | 11 | Not present | Short stature and advanced bone age, with or without early-onset osteoarthritis and/or osteochondritis dissecans, Autosomal dominant | Spondyloepimetaphyseal dysplasia, aggrecan type, Autosomal recessive | Spondyloepiphyseal dysplasia, Kimberley type, Autosomal dominant | Familial osteochondritis dissecans, Autosomal dominant | Short stature-advanced bone age-early-onset osteoarthritis syndrome, | AD|AR |
| LRP2 | 10 | Present | Donnai–Barrow syndrome, Autosomal recessive | Faciooculoacousticorenal syndrome, AR | AR |
| CELSR2 | 10 | Not present | Joubert Syndrome, Autosomal recessive | AR |
| DST | 10 | Present | Epidermolysis bullosa simplex 3, localized or generalized intermediate, with bp230 deficiency, Autosomal recessive | Neuropathy, hereditary sensory and autonomic, type VI, Autosomal recessive | Congenital myopathy, Autosomal recessive | Epidermolysis bullosa simplex due to BP230 deficiency, | Hereditary sensory and autonomic neuropathy type 6, | AR |
| HTT | 10 | Not present | Huntington disease, Autosomal dominant | Lopes-Maciel-Rodan syndrome, Autosomal recessive | Lopes-Maciel-Rodan syndrome (LOMARS), AD/AR | Juvenile Huntington disease, | Non-specific syndromic intellectual disability, | AD|STR|AR |
| CENPE | 10 | Not present | Microcephaly 13, primary, autosomal recessive, Autosomal recessive | Autosomal recessive primary microcephaly, | Seckel syndrome, | AR |
| DLG5 | 9 | Not present | Yuksel-Vogel-Bauser syndrome, Autosomal recessive | Congenital Heart Disease, Congenital Anomalies including Ciliopathy Phenotypes, Autosomal dominant, Autosomal recessive | AR|AD |
| ANK2 | 9 | Present | Cardiac arrhythmia, ankyrin-B-related, Autosomal dominant | Long QT syndrome 4, Autosomal dominant | Epilepsy, Autosomal dominant de novo | Romano-Ward syndrome, | AD|DN |
| SBF1 | 9 | Present | Charcot-Marie-Tooth disease, type 4B3, Autosomal recessive | AR |
| HERC1 | 9 | Present | Macrocephaly, dysmorphic facies, and psychomotor retardation, Autosomal recessive | Megalencephaly-severe kyphoscoliosis-overgrowth syndrome, | AR |
| KMT2C | 9 | Present | Kleefstra syndrome 2, Autosomal dominant | Neurodevelopmental disorder distinct from Kleefstra and Kabuki syndromes, Autosomal dominant, Autosomal dominant de novo | Kleefstra syndrome due to a point mutation, | AD|DN |
| TCOF1 | 8 | Not present | Treacher Collins syndrome 1, Autosomal dominant | Treacher-Collins syndrome, | AD |
| RELN | 8 | Present | Epilepsy, familial temporal lobe, 7, Autosomal dominant | Lissencephaly 2 (Norman-Roberts type), Autosomal recessive | Lissencephaly 2, AD/AR | Epilepsy with auditory features, | Lissencephaly syndrome, Norman-Roberts type, | AD|AR |
| ANK3 | 8 | Present | Intellectual developmental disorder, autosomal recessive 37, Autosomal recessive | ANK3-related intellectual disability-sleep disturbance syndrome, | AR |
| PRKDC | 8 | Present | Immunodeficiency 26, with or without neurologic abnormalities, Autosomal recessive | Severe combined immunodeficiency due to DNA-PKcs deficiency, | AR |
| RANBP2 | 8 | Not present | Encephalopathy, acute, infection-induced, 3, susceptibility to, Autosomal dominant | Acute necrotizing encephalopathy of childhood, | Familial acute necrotizing encephalopathy, | Inflammatory myofibroblastic tumor, | AD |
| TENM4 | 8 | Not present | Essential tremor, hereditary, 5, Autosomal dominant | Schizophrenia, Autosomal dominant | Tremor, hereditary essential, 5, AD | AD |
| MAML2 | 8 | Not present | Mucoepidermoid salivary gland carcinoma, | Unknown |
| SPTAN1 | 8 | Not present | Developmental and epileptic encephalopathy 5, Autosomal dominant | Developmental delay with or without epilepsy, Autosomal dominant | Neuronopathy, distal hereditary motor, autosomal dominant 11, Autosomal dominant | Spastic paraplegia 91, autosomal dominant, with or without cerebellar ataxia, Autosomal dominant | Distal myopathy, Autosomal dominant de novo, Autosomal dominant | Hereditary spastic paraplegia, Autosomal recessive | Spastic Paraplegia and Cerebellar Ataxia, Autosomal dominant, Autosomal dominant de novo | Neuronopathy, distal hereditary motor, 11, autosomal dominant, AD | Infantile epileptic spasms syndrome, | AD|DN|AR |
| SHROOM3 | 8 | Not present | Heterotaxy, Autosomal recessive | Neural Tube Defects, Autosomal dominant | AR|AD |
| Variant Id | Gene | Patient Count | Carrier Freq Cohort | Het Count | Hom Count | GnomAD_af | p_Value | fdr_bh |
|---|---|---|---|---|---|---|---|---|
| chr8:100706805:G>DEL | PABPC1 | 18 | 0.66 | 18 | 0 | 0.0 | 4.011 × 10−7 | 8.823 × 10−5 |
| chr7:74753919:A>G | GTF2I | 14 | 0.51 | 0 | 14 | 0.0 | 5.096 × 10−5 | 0.005 |
| chr6:32034963:G>A | C4B | 7 | 0.25 | 6 | 1 | 0.0 | 0.024 | 1 |
| chr5:41850114:C>A | OXCT1 | 6 | 0.22 | 6 | 0 | 0.004 | 0.049 | 1 |
| chr11:96092219:C>INS | MAML2 | 6 | 0.22 | 2 | 4 | 0.0 | 0.049 | 1 |
| chr9:128683961:G>T | SET | 6 | 0.22 | 6 | 0 | 0.003 | 0.049 | 1 |
| Phenotype Categories | N_Samples | Total Genes | P_lt_0_05 | P_lt_0_01 | P_lt_0_001 | Bonf_Sig | BH_Sig | Top_Gene | Top_p-Value |
|---|---|---|---|---|---|---|---|---|---|
| ASD with typical early development prior to symptom onset | 25 | 14,351 | 0 | 0 | 0 | 0 | 0 | PARL | 4.99 × 10−1 |
| Severity | 25 | 14,351 | 622 | 39 | 0 | 0 | 0 | DNAJC27 | 1.92 × 10−3 |
| Aggressive behavior | 25 | 14,351 | 3049 | 1594 | 628 | 42 | 1122 | PPP1R21 | 9.07 × 10−10 |
| Anxiety | 25 | 14,351 | 3487 | 1771 | 572 | 31 | 1318 | BID | 6.69 × 10−9 |
| Communication disorders | 25 | 14,351 | 0 | 0 | 0 | 0 | 0 | UTP6 | 4.99 × 10−1 |
| Mutism | 25 | 14,351 | 2825 | 1466 | 470 | 40 | 583 | OR51V1 | 2.21 × 10−10 |
| Intellectual delay | 25 | 14,351 | 0 | 0 | 0 | 0 | 0 | GSTO2 | 4.99 × 10−1 |
| Language disorder | 25 | 14,351 | 7529 | 1976 | 597 | 0 | 1034 | BCL2L2 | 1.7 × 10−4 |
| Motor delay | 23 | 14,172 | 3444 | 1972 | 955 | 309 | 1679 | UNC5D | 1.57 × 10−17 |
| Motor stereotypies | 25 | 14,351 | 1530 | 504 | 0 | 0 | 0 | ANGPTL1 | 1.05 × 10−3 |
| Seizure | 25 | 14,351 | 0 | 0 | 0 | 0 | 0 | CST9 | 4.99 × 10−1 |
| Sleep disturbances | 25 | 14,351 | 3240 | 1470 | 341 | 11 | 651 | PTGER3 | 8.03 × 10−9 |
| Echolalia | 23 | 14,172 | 13,016 | 3750 | 384 | 0 | 12,934 | BCS1L | 3.8 × 10−4 |
| Unresponsiveness to spoken voice | 24 | 14,258 | 4587 | 2503 | 689 | 30 | 2045 | SSUH2 | 2.16 × 10−9 |
| ADHD | 24 | 14,217 | 0 | 0 | 0 | 0 | 0 | SALRNA1 | 4.99 × 10−1 |
| Digestive disorder | 25 | 14,351 | 2568 | 1238 | 150 | 17 | 87 | TMEM126B | 1.16 × 10−10 |
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Gaouzi, Z.; Spoto, G.; Polito, F.; Festali, R.; Gasparo, I.; Licitri, L.; Mirabello, A.M.; Romano, S.; Macaione, V.; Dini, N.; et al. Genetic Heterogeneity in Autism Spectrum Disorder: Diagnostic Yield, Recurrent Genes, and Rare Variant-Phenotype Associations from Whole-Exome Sequencing. Int. J. Mol. Sci. 2026, 27, 6901. https://doi.org/10.3390/ijms27156901
Gaouzi Z, Spoto G, Polito F, Festali R, Gasparo I, Licitri L, Mirabello AM, Romano S, Macaione V, Dini N, et al. Genetic Heterogeneity in Autism Spectrum Disorder: Diagnostic Yield, Recurrent Genes, and Rare Variant-Phenotype Associations from Whole-Exome Sequencing. International Journal of Molecular Sciences. 2026; 27(15):6901. https://doi.org/10.3390/ijms27156901
Chicago/Turabian StyleGaouzi, Zainab, Giulia Spoto, Francesca Polito, Rihab Festali, Irene Gasparo, Laura Licitri, Anna Maria Mirabello, Silvia Romano, Vincenzo Macaione, Nouzha Dini, and et al. 2026. "Genetic Heterogeneity in Autism Spectrum Disorder: Diagnostic Yield, Recurrent Genes, and Rare Variant-Phenotype Associations from Whole-Exome Sequencing" International Journal of Molecular Sciences 27, no. 15: 6901. https://doi.org/10.3390/ijms27156901
APA StyleGaouzi, Z., Spoto, G., Polito, F., Festali, R., Gasparo, I., Licitri, L., Mirabello, A. M., Romano, S., Macaione, V., Dini, N., El Fahime, E., Boutayeb, S., Kriouile, Y., Diawara, I., di Rosa, G., & Aguennouz, M. (2026). Genetic Heterogeneity in Autism Spectrum Disorder: Diagnostic Yield, Recurrent Genes, and Rare Variant-Phenotype Associations from Whole-Exome Sequencing. International Journal of Molecular Sciences, 27(15), 6901. https://doi.org/10.3390/ijms27156901

