Abstract
Obstructive sleep apnea (OSA) is a common syndrome that features a complex etiology and set of mechanisms. Here we summarized the molecular pathogenesis of OSA, especially the prospective mechanism of upper? airway dilator fatigue and the current breakthroughs. Additionally, we also introduced the molecular mechanism of OSA in terms of related studies on the main signaling pathways and epigenetics alterations, such as microRNA, long non-coding RNA, and DNA methylation. We also reviewed small molecular compounds, which are potential targets for gene regulations in the future, that are involved in the regulation of OSA. This review will be beneficial to point the way for OSA research within the next decade.
1. Introduction
Obstructive sleep apnea (OSA) is a clinical condition characterized by sleep-related recurrent upper airway obstruction, hypopnea and apnea, resulting in chronic intermittent hypoxemia (CIH) and sleep disorders [1]. It estimated that 936 million adults aged 30–69 years (men and women) have mild to severe obstructive sleep apnoea and 425 million adults aged 30–69 years have moderate to severe obstructive sleep apnoea globally. The number of affected individuals was highest in China, followed by the USA, Brazil, and India [2]. It is a highly prevalent disorder which has rapidly evolved into a major global public health burden, independently linked with the development and control of numerous cardiovascular and metabolic conditions including hypertension, coronary artery disease, stroke, heart failure, type 2 diabetes or on-alcoholic fatty liver disease [3]. Polysomnography, the gold standard for the diagnosis of OSA, is utilized to monitor the frequency of obstructive respiratory events (apneas and hypopneas) during sleep. The severity of OSA is defined by apnea– hypopnea index(AHI), persons with an AHI of 5 to 15, 16 to 30, or more than 30 events per hour are considered to have mild, moderate, or severe obstructive sleep apnea, respectively [2]. There is a wide range of treatment options for OSA, including surgical interventions, lifestyle modifications, drug control, continuous positive airway pressure (CPAP), oral appliances (OAs) and hypoglossal nerve stimulation (HGNS) [4]. However, although there were some improvements in some aspects of OSA, no revolutionary changes have emerged in the progress of diagnosis and clinical treatment. Therefore, we reviewed current knowledge about pathogenesis, molecular mechanism of OSA, and exploration of some new breakthroughs, thus develop novel ideas for OSA.
2. The Pathogenesis of OSA and Pharyngeal Muscle Fatigue
The pathogenesis of OSA can be attributed to anatomical stenosis and pharyngeal dilator dysfunction (Figure 1). Anatomical stenosis includes upper airway anatomical structure stenosis, negative airway pressure and an increase in external tissue in pharyngeal space such as fatty tissue [5,6]. However, the pharyngeal collapse of OSA is partly due to stenosis of the upper airway anatomy [7]. The dysfunction of pharyngeal dilator might also play a key role in the pathophysiology of OSA [8,9]. Obesity can lead to soft tissue enlargement of the upper airway and craniofacial abnormalities, which are also important factors for the anatomical risk of OSA [10].
Figure 1.
The pathogenesis of OSA.
More details about the pathological process in OSA could be found in Figure 1. Among these, we are most interested in the pathogenesis of upper airway dilator neurological impairment. The basic mechanism of neuropathology in obstructive sleep apnea syndrome was controversial and single mechanism was unlikely to explain all the changes. The most reasonable explanation is that these changes reflect the effects of repeated exposure to hypoxia, vibration, abnormal movement, which may lead to local trauma caused by inflammation, impair nerve function by axonal injury, resulting in the vulnerability of motor nerve endings [11,12]. Therefore, these effects might induce upper airway muscle remodeling, alter contraction frequency and fatigue resistance of upper airway muscle [12,13]. Chronically, these changes make the airway narrower and easier to collapse. We think that active remodeling may help maintain muscle functions.
4. MicroRNA (miRNA) in OSA
MicroRNA (miRNA) is a kind of non-coding RNA, which is widely used in organ development, inflammation, tumor development and other aspects because of its inhibitory effect on target genes. As OSA is a systemic disease, miRNA is bound to play an indispensable role in its occurrence and development (Table 2). Researchers indicate that the presence of endothelial dysfunction, atherosclerosis, and hypertension in OSA may be associated with up-regulations or down-regulations of some miRNAs [116,117,118,119]. Recent studies found that several miRNAs could influence IH process and affect hypoxia-induced cell apoptosis [120]. Some miRNAs up-regulated or down-regulated by hypoxia are direct targets of HIF-1α, HIF-2α, NF-κB, or their responsive genes, or some inflammatory signalings [121,122,123,124]. Therefore, it is suggested to identifying differentially expressed miRNAs and their potential spots in order to understand mechanism of OSA with targeted therapies. At present, although there have been some reports on the functional studies of miRNA in the OSA patients or animal models, systematic and in-depth studies on epigenetics still remain to be seen.
Table 2.
miRNAs in OSA.
5. Long Noncoding RNAs (lncRNAs) in OSA
Long noncoding RNAs (lncRNAs), a novel class of non-coding RNAs, which function in regulating gene expression [136,137], affect numerous cellular processes [82] and are implicated in multiple diseases such as liver disease, cancer, and psychiatric disease [136,138,139]. Regarding lncRNAs in OSA, researchers are now at the initial and tentative launching stages. A well-established CIH rat model was used to conduct lncRNA microarray experiments on the heart samples of rats with CIH and under normoxia control. A total of 157 lncRNAs were upregulated and 132 lncRNAs were downregulated in a rat model of CIH compared with a sham control [140]. More details could be found in Table 3.
Table 3.
The lncRNAs involved in OSA.
6. DNA Methylation in OSA
Very few studies have so far focused on the role of DNA methylation in OSA, which might bridge the gap in the molecular mechanisms underlying the pathophysiology of OSA. Studies to explore the potential association of DNA methylation patterns with the disease severity in the adult population with OSA are starting to emerge [144,145,146]. More details are found in Table 4. Further studies are required to elucidate the role of DNA methylation as a potential biomarker in the context of OSA.
Table 4.
DNA methylation in OSA.
7. Chemical Compounds for OSA Treatment
Because of their many unique natural advantages, small molecular compounds are of great significance in regulating OSA and mechanism research. Most of these small-molecule compounds are important gene inhibitors or activators of OSA-correlated signaling pathways (Table 5). These chemical compounds are mainly targeted with signaling pathways that include oxidative stress, apoptosis, mitochondria, inflammation, metabolism, and neuro-muscular connection [154,155,156,157,158,159,160,161,162,163,164,165,166]. Some clinical trials were aimed at evaluating the potential benefits of melatonin, which is a hormone that regulates sleep patterns; these benefits include being a potent antioxidant, reducing chemoreflex sensitivity, stabilizing ventilatory control, and reducing OSA severity. This clinical trial is registered with www.clinicaltrials.gov (accessed on 2 October 2022) (NCT02484300, NCT05309681). Other trials were aimed at exploring the benefits of Venlafaxine, which is an agent that increases the respiratory arousal threshold (neural drive) based on the hypothesis that OSA patients with a low arousal threshold may wake up too early before upper airway muscles can be activated to achieve stable ventilation. This clinical trial was registered with www.clinicaltrials.gov (accessed on 2 October 2022) (NCT02714400, NCT00084669). There are also some clinical trials targeted toward orexin and investigating the effects of ACT-541468, which is an orexin receptor antagonist against nighttime respiratory function in patients with mild-to-moderate obstructive sleep apnea. This clinical trial was registered with www.clinicaltrials.gov (accessed on 2 October 2022) (NCT03765294, NCT02841709).
Table 5.
The chemical compounds involved in OSA.
8. Conclusions and Perspectives
1. The research on the signaling pathway and the popularization of rapid clinical diagnosis suggest that new small-molecule targeted drugs will be developed and applied rapidly in the next decade. Although the clinical diagnosis of OSA was recently standardized and the clinical treatment of OSA has been progressing rapidly, the relevant small-molecule targeted drugs have not made important progress due to our insufficient understanding of the signaling pathways involved in this disease, including the epigenetic pathways.
2. The field of epigenetics has attracted much attention in the past few years as a potential mechanism for the etiology and phenotypic variation of multiple diseases. Recent studies on the epigenetics of OSA phenotype expression further attest to the complexity of OSA and provide inspiring prospects for controlling OSA and its consequences with more individualized diagnosis and treatment methods. For example, if OSA is the cause of epigenetic changes in a gene, such a change might reverse after treatment of OSA, and may require incremental therapies that specifically target the epigenetic modification. Future research should focus on genome-wide association methods to identify epigenomic characteristics associated with certain phenotypes, which will help to provide new diagnostic biomarkers and targeted therapy for genetically susceptible individuals.
3. For the establishment of an OSA model, we need to simulate the pathogenesis of OSA in a manner that is as close to reality as possible. The electrophysiological states of the upper airway dilator muscle are diverse in waking and the different stages of sleeping and are also associated with sleep-related genes. As such, how can we get closer to the real OSA model? As far as we know, the OSA model of non-human primates has been seldom reported, except for earlier studies. We believe that the OSA model in non-human primates is of great significance to the study of the relevant pathogenesis, targeted drug screening, and therapeutic device development.
4. Although upper airway stenosis can be expanded by surgery, the relevant soft tissue research is still in the early stage. Targeted drug therapy and functional rehabilitation of the genioglossus muscle are likely to be an important direction regarding OSA in the future. We can expect to place these drugs in these oral appliances and treat OSA with a slow-release gel, which can additionally improve the function of an upper airway dilator.
5. We believe that among the related genes, it is more important to study those involved in nerve and muscle regulation. The study of these genes will make it easier to find a breakthrough in the treatment of OSA. For example, genes related to mitochondrial function include Hmox1, Cs, Cox4i1, Ant1, 8-OGG1, and NQO1.
6. Summary: OSA, as a representative of human systemic diseases whose hypoxia mechanism can be attributed to anatomical stenosis and pharyngeal dilator dysfunction, has the above characteristics of systemic diseases and is enough to trigger (or influence) various diseases. Therefore, we should pay more attention to the main molecular mechanisms of OSA pathogenesis when referring to the treatment, and thus, to effect a cure or prevent the occurrence of OSA. Preventive and therapeutic drugs targeting the relevant molecular targets are expected. We remain optimistic about the treatment of OSA in light of the current progress and OSA will be alleviated within decades.
Author Contributions
L.S., M.Z., S.L. and Y.L. (Yun Lu): performed the literature searches and wrote the draft manuscript.; X.H., L.Y., W.Z. and Y.L. (Yuehua Liu): discussion and interpretation; S.L. and Y.L. (Yuehua Liu): final approval of the manuscript. All authors have read and agreed to the published version of the manuscript.
Funding
This project was supported by the National Natural Science Foundation of China (81771109, 21703031, 81600897, 81901031), National Science Foundation of Shanghai (19411961900), Shanghai Health Commission Funds for Young Scientists (20164Y0031), Shanghai Municipal Commission of Health and Family Planning Priority Projects (201640023), Three-Year Action Plan for Promoting Clinical Skills and Innovation in Municipal Hospital (16CR2044B), Shanghai Talent Development Funding, Shanghai Wumengchao Medical Science Foundation (JJHXM-2019018), and Shanghai Stomatological Hospital Talent Project (SSDC-2019-RC01).
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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