Abstract
We give new concise Lie-theoretic proofs of basic analytic–geometric properties of connected complex Lie groups. Using Matsushima’s biholomorphic splitting together with a refined analysis of the center via its Cousin factor, we show that every connected complex Lie group is pseudoconvex. Our approach is structural: it reduces to the reductive factor, separates the semisimple and central parts, and concludes using permanence of pseudoconvexity under products and finite quotients, together with standard triviality results for holomorphic principal bundles over Stein bases.
Keywords:
complex Lie group; Stein manifold; pseudoconvexity; holomorphic separability; Cousin group; Steinizer; Matsushima–Morimoto MSC:
22E15; 32M05; 32E10
1. Introduction
In real differential geometry, Whitney’s embedding theorem asserts that any smooth real m-manifold admits a smooth embedding into some . The complex–analytic picture is subtler: not every complex manifold embeds holomorphically into . For instance, by Liouville’s theorem, every holomorphic function on a compact complex manifold is constant; hence a compact complex manifold cannot embed into any . Those complex manifolds that do embed are precisely the Stein manifolds, introduced by Karl Stein in the early 1950s. Identifying and characterizing Stein manifolds remains a central theme of several complex variables.
A classical route to Steinness goes through pseudoconvexity and holomorphic convexity. Following Levi’s program [1] and Cartan–Thullen [2], the Levi problem relates domains of holomorphy, holomorphic convexity, and (strong) pseudoconvexity. Modern accounts show that a complex manifold is Stein if and only if it admits a smooth strictly plurisubharmonic exhaustion function (Grauert, Narasimhan, Hörmander; see [3]). On the flexibility side, recent developments in Oka theory further illuminate the landscape of Stein (and Oka) manifolds and holomorphic maps between them [4].
For complex Lie groups, Matsushima–Morimoto [5] obtained a Lie-theoretic criterion for Steinness: a connected complex Lie group G is Stein if and only if the maximal complex Lie subalgebra of the Lie algebra of a maximal compact subgroup is trivial (condition ). Their argument combines complex geometry, Lie theory, holomorphic principal bundles, and stability properties of Stein manifolds.
A parallel line of work due to Kazama established pseudoconvexity for complex Lie groups in two papers—first for abelian complex Lie groups and then in full generality—via long and technical arguments [6,7]. (For the abelian case, see also Morimoto [8].)
Contributions: We give a short Lie-theoretic proof that every connected complex Lie group is pseudoconvex (Theorem 8). The argument uses Matsushima’s biholomorphic splitting together with a refined analysis of the abelian center via its Cousin factor. We then revisit the Matsushima–Morimoto characterization and show that for connected complex Lie groups Steinness is equivalent to holomorphic separability; in particular, the Cousin factor (equivalently, the Steinizer) is the only obstruction (Theorems 4 and 5). Along the way we record auxiliary results showing that pseudoconvexity (and, when applicable, the Stein property) is preserved under finite products, finite quotients, and unramified coverings.
2. Preliminaries
A domain is a domain of holomorphy if, for every boundary point , there exists that does not admit a holomorphic extension to any neighborhood of p. In one complex variable every domain is a domain of holomorphy, but in higher dimensions the situation is different due to Hartogs’ phenomenon: if is open with , is compact, and f is holomorphic on , then f extends holomorphically to all of U. Levi asked whether domains of holomorphy admit a geometric characterization [1]. Cartan and Thullen [2] showed that domains of holomorphy are exactly the holomorphically convex domains.
A domain is holomorphically convex if for every compact its holomorphic hull
is relatively compact in . For domains in , holomorphic convexity is closely related to pseudoconvexity (see, e.g., [3]).
Let be a function on a domain . The Hermitian matrix defines the Levi form . The function f is plurisubharmonic (psh) if is positive semidefinite, and strictly plurisubharmonic if is positive definite. A complex manifold X is called pseudoconvex if it admits a continuous plurisubharmonic exhaustion function. For general complex manifolds, pseudoconvexity need not imply holomorphic convexity; see Grauert’s examples [9] and the survey by Siu [10].
A complex manifold X is Stein if it is holomorphically convex and holomorphically separable: for any distinct points in X there exists with . Equivalently, X is Stein if and only if it admits a smooth strictly plurisubharmonic exhaustion function (see [3]). By Remmert [11], Stein manifolds embed properly as closed complex submanifolds of some .
Standard examples of Stein manifolds include products of Stein manifolds and closed complex submanifolds of Stein manifolds. Moreover, is Stein; for instance one may use the strongly plurisubharmonic exhaustion
where denotes the conjugate transpose (see, e.g., [12]). Since every connected semisimple complex Lie group admits a faithful finite-dimensional holomorphic representation, it embeds as a closed complex subgroup of ; hence any connected semisimple complex Lie group is Stein.
Definition 1.
A connected complex Lie group G is called a Cousin group if it has no nonconstant holomorphic functions, i.e., .
Cousin groups were introduced by Cousin [13] and later studied systematically by Morimoto [14]. They are also called toroidal groups; see [15].
Proposition 1.
Every Cousin group is abelian.
Proof.
Consider the adjoint representation . Since , every holomorphic map from G into a holomorphically separable complex manifold is constant; in particular, Ad is constant, and hence . Therefore . For any connected complex Lie group, is the identity component of the center, so G is abelian. □
An important example of Cousin groups is given by compact complex Lie groups: by Liouville’s theorem they admit no nonconstant holomorphic functions, and hence are abelian by Proposition 1.
3. Stein Complex Lie Groups
The main goal of this section is to revisit the characterization of Stein complex Lie groups due to Matsushima and Morimoto [5]. They show that a connected complex Lie group G is Stein if and only if a certain Lie-algebraic obstruction (their condition ) vanishes. Equivalently, no positive-dimensional complex Lie subgroup can lie inside a maximal compact subgroup of G.
For the reader’s convenience, we summarize the notation used throughout this section in Table 1. These conventions remain in force for the rest of the paper.
Table 1.
Notation used in Section 3.
Theorem 1
(Matsushima–Morimoto [5]). A connected complex Lie group G is Stein if and only if
where is the Lie algebra of a maximal compact subgroup .
In this article we provide a new proof of Theorem 1, based on Matsushima’s splitting theorem [16] together with a Lie-theoretic analysis of the center via its Cousin factor. Our approach is designed to be short and conceptual, and it also leads to a streamlined proof of pseudoconvexity for connected complex Lie groups.
To see that the condition is intrinsic (i.e., independent of the choice of maximal compact subgroup), recall Iwasawa’s theorem [17]: every connected Lie group G is diffeomorphic to , where K is a maximal compact subgroup, which is connected and unique up to conjugation. In particular, is independent of the chosen maximal compact subgroup K.
- Outline of the proof of Theorem 1.
- We show that G is Stein if and only if the complexification of a maximal compact subgroup K is Stein.
- We then reduce Steinness of to Steinness of the identity component of its center .
- Finally, we analyze the abelian complex Lie group using the structure theorem for connected abelian complex Lie groups: it splits as a product of a Stein abelian factor and a Cousin factor C. We show that is Stein if and only if the Cousin factor C is trivial, and we identify this obstruction with the Lie algebra .
3.1. Complexification of Maximal Compact Subgroups
Let be a maximal compact subgroup. Since compact Lie groups are reductive, K admits a Levi decomposition
where is a maximal connected semisimple subgroup of K and Z is the identity component of the center . Moreover, is finite (it is a compact abelian semisimple subgroup).
A similar structure appears on the complex side. We recall the following results from Matsushima [16] (see Lemma 3 and §2).
Lemma 1
(Matsushima, [16], Lemma 3 and §2). Let G be a connected complex Lie group and a maximal compact subgroup with Lie algebra . Set
Then is a closed complex Lie subgroup of G, and the analytic quotient is biholomorphic to , where .
Lemma 2
(Oka–Grauert principle for principal bundles). Let H be a complex Lie group and a holomorphic principal H-bundle over a Stein base B. If the underlying topological principal bundle is trivial, then π is holomorphically trivial; equivalently, as holomorphic principal H-bundles.
Proof.
This is the Oka–Grauert principle for principal bundles with complex Lie structure group over Stein bases. See Grauert (1958) and, for example, Forstnerič [3] (Theorem 5.4.4 and Corollary 5.5.2). □
Proposition 2
(Holomorphic splitting). With G and as in Lemma 1, the quotient map
is a holomorphic principal -bundle with Stein base . Since is contractible, the underlying topological principal bundle is trivial; hence Lemma 2 implies that π is holomorphically trivial. In particular,
Proof.
By Lemma 1, is a closed complex Lie subgroup of G and the quotient is biholomorphic to . Since is a closed complex subgroup, the quotient map
is a holomorphic submersion and makes G into a holomorphic principal –bundle over (local holomorphic trivializations follow from the holomorphic slice/local product structure for complex Lie group quotients; see, e.g., [18] (Ch. VII) or [19]). Topologically, every principal -bundle over the contractible base is trivial (classification by homotopy classes into , or equivalently because is paracompact and has vanishing higher homotopy; see [20] (§ principal bundles)). Hence the underlying topological principal bundle of is trivial. Therefore, by Lemma 2, is holomorphically trivial: biholomorphically. □
Corollary 1.
The group G is Stein if and only if is Stein.
Proof.
By Proposition 2, . Since is Stein and the product of Stein manifolds is Stein, G is Stein if and only if is Stein. □
Next, consider the Levi–Malcev decomposition of the Lie algebra :
where is semisimple and is the center ideal. Let and denote the connected complex Lie subgroups of with Lie algebras and , respectively. Then
We now record the following structural facts (cf. [16] (§2)), together with a self-contained proof of the Lie-algebra identity in (3), which we will use repeatedly.
Proposition 3.
With the terms and definitions of groups and algebras discussed above:
- 1.
- with being finite.
- 2.
- is a closed subgroup of .
- 3.
- .
Proof.
- Since the center of a semisimple Lie algebra is trivial we have . Thus, is finite since the center of a semisimple algebraic group is finite.
- The kernel of the adjoint representation is equal to the center of . Thus, and its connected component are closed subgroups of .
- Consider the adjoint representation:Since K is compact, we have , which implies that, at the Lie algebra level:Now observe thatBy the linearity of the adjoint representation, it follows thatHence, we conclude thatSince the eigenvalues of a skew-Hermitian matrix are purely imaginary, the only eigenvalue of any matrix in is 0. Therefore:Since is the kernel of , we haveTo proceed with the proof, we need to establish thatNow, consider the Levi–Malcev decomposition of :where is the semisimple part and is the center of . Let . Since , X can be expressed aswhere and . Moreover, since , we can writewith . Combining both decompositions, we haveThus, . Since , it follows thatThis implies , and consequently, . Therefore,
This completes the proof. □
We will also use the following classical result of Stein; see [21] and also [19].
Theorem 2
(Stein). Any unramified covering of a Stein manifold is Stein.
For our purposes we also need a standard converse for finite quotients, which can be proved using Remmert’s theory of finite maps (equivalently, using direct images of coherent sheaves and Cartan’s theorems).
Lemma 3
(Finite maps preserve Steinness). Let be a finite surjective holomorphic map between reduced complex spaces. If X is Stein, then Y is Stein.
Background used below. If a finite group acts holomorphically on a complex space X, then the analytic quotient exists and the quotient map is finite (hence proper); see [19] (Ch. V, §2) or [22] (Ch. I, §5). We will also use Grauert’s direct image theorem: for a proper holomorphic map , the direct image of a coherent sheaf is coherent [23] (Thm. (1)). Finally, “Leray yields” refers to the Leray spectral sequence for ; for finite maps one has for all and every coherent , and hence . Cartan’s Theorems A and B mean that, on a Stein space, every coherent sheaf is globally generated (A) and has vanishing higher cohomology (B); see [19] (Ch. III).
Proof.
Let be a coherent sheaf on Y. Since is finite, is proper and is a coherent -algebra; moreover, is exact on coherent sheaves and for and any coherent . Hence, by Leray,
Since X is Stein, Cartan B gives for , and therefore for .
It remains to pass from to . Because is finite and surjective, there exists a trace (Reynolds) morphism which splits the natural map (locally this is the usual trace on finite -algebras). Hence is a direct summand of . It follows that for .
Cartan A for Y follows similarly from Cartan A for X applied to and the same splitting argument. Therefore Y is Stein. □
Lemma 4.
If a finite group Λ acts holomorphically on a Stein manifold X, then the analytic quotient is Stein.
Proof.
Since is finite, the action is proper and the analytic quotient exists; moreover, the quotient map is finite and surjective. Hence Y is Stein by Lemma 3. □
Corollary 2.
The group is Stein if and only if is Stein.
Proof.
By Proposition 3(1), the finite group satisfies
Equivalently, the multiplication map
is a holomorphic homomorphism with finite kernel ; hence m is a finite unramified covering.
Assume first that is Stein. Then is Stein by Theorem 2. Since is a closed complex submanifold of a Stein manifold, it is Stein; hence is Stein.
Conversely, suppose is Stein. The semisimple group is Stein (it embeds as a closed complex subgroup of some ), so the product is Stein. The finite group A acts holomorphically on ; therefore the quotient
is Stein by Lemma 4. □
This reduces the study of Steinness for a connected complex Lie group G to the structure of the identity component of the center of .
3.2. The Structure of the Center
We recall the standard structure theory for connected abelian complex Lie groups. Let A be a connected abelian complex Lie group with Lie algebra . The exponential map is surjective and its kernel is a discrete subgroup , hence
as a complex Lie group (see [8,24]).
Let and set
the maximal compact subgroup of A (a real torus). Let
be the maximal complex subspace contained in . The additive complex vector group acts on J by translations; we study the orbits . Equivalently,
is the connected complex subgroup of J generated by .
The statements below about concern the underlying real Lie group structure; in particular, when the group is (isomorphic as a real Lie group to) , but not canonically biholomorphic to it.
The following structural theorem (Morimoto–Remmert) will be used repeatedly; see, e.g., [8,14,24].
Theorem 3
(Structure of abelian complex Lie groups). Any connected abelian complex Lie group is isomorphic (as a complex Lie group) to
where C is a Cousin group (equivalently, ).
In this decomposition, the factor C measures the failure of holomorphic separability and is the unique obstruction to Steinness.
Proposition 4.
The abelian group is Stein if and only if its Cousin factor is trivial. Equivalently,
where and .
Proof.
By Theorem 3, we may write with C a Cousin group. The factors and are Stein; hence is Stein if and only if C is trivial. Moreover, the Cousin factor is precisely the complex subtorus generated by inside the maximal compact torus ; thus C is trivial if and only if . □
Now return to the reductive group . Let be the maximal compact torus of (connected). Its Lie algebra is . The maximal complex subalgebra of is . Using Proposition 3(3) and (see (1)), we obtain
Proposition 5.
The abelian subgroup is Stein if and only if
Proof.
By Proposition 4, is Stein if and only if the Cousin factor of is trivial, equivalently if and only if the maximal complex subgroup of its maximal compact torus J is trivial. At the Lie algebra level this is , and as noted above . □
Combining Corollaries 1 and 2, and Proposition 5, we recover Theorem 1 and also obtain the following formulations.
Theorem 4.
A connected complex Lie group G is Stein if and only if the maximal compact torus in the identity component of the center of the reductive factor is totally real (equivalently, has no positive-dimensional complex subtorus).
Theorem 5.
A connected complex Lie group G is Stein if and only if it is holomorphically separable.
Proof.
In the splitting , holomorphic separability reduces to holomorphic separability of . By Corollary 2 and the abelian structure theorem, the only obstruction to holomorphic separability is the presence of a nontrivial Cousin factor in . Thus holomorphic separability holds if and only if the Cousin factor is trivial, which is equivalent to Steinness. □
4. The Steinizer of a Complex Lie Group
For completeness, we briefly recall Morimoto’s notion of the Steinizer [14] and explain how it fits into the Lie-theoretic framework developed above. For a connected complex Lie group G, the Steinizer is the subgroup on which all holomorphic functions are constant. The corresponding quotient is therefore holomorphically separable and hence Stein by Theorem 5. Thus, the Steinizer captures precisely the obstruction to Steinness. Moreover, every connected complex Lie group admits a holomorphic principal bundle
whose base is a connected Stein complex Lie group and whose fiber is a Cousin group. In particular, G is Stein if and only if its Steinizer is trivial.
Definition 2
(Steinizer of Complex Lie Groups). Let G be a connected complex Lie group. The Steinizer of G is defined as
An important property of is that it forms a closed normal subgroup of G. Moreover, the coset space is holomorphically separable. To see this, we define the holomorphic function by , for all , and suppose for all . Now define the holomorphic function by
Since , it follows that
This implies that for all . Consequently, we deduce that , or equivalently, . Thus, the quotient space is holomorphically separable. By Theorem 5, this implies that is itself a Stein complex Lie group, thus justifying the terminology “Steinizer.”
We will need the following fundamental theorem in the proof of Theorem 7.
Theorem 6
([5]). Let be a holomorphic principal bundle, where B is a Stein manifold and G is a Stein Lie group. Then, the total space P is also Stein.
Theorem 7
([14]). Let G be a connected complex Lie group, and let be its Steinizer. Then is a connected, central, closed complex subgroup of G, and . Furthermore, is the minimal closed normal complex subgroup of G such that is Stein.
Proof.
Let and . Define the function by For , then for all . Hence, . Next, consider the function defined by
For , it follows that , which implies . This proves that is a subgroup of G. A standard argument also shows that is both a closed and complex subgroup. To show that is normal, consider any holomorphic automorphism . For , define by
Then, for , This implies , so is a characteristic subgroup of G, and hence normal. We now verify that is connected and central and does not admit non-constant holomorphic functions. Before that, note that if N is any closed normal complex subgroup of G such that is Stein, then N must contain all points where holomorphic functions fail to separate, i.e., . Thus, is the minimal closed normal complex subgroup of G such that is Stein. To verify that is connected, let denote the connected component of the identity in , and consider the covering map . By Theorem 2, the quotient is Stein. However, by the minimality of , it follows that . Therefore, is connected. Next, to show that is central, consider the adjoint representation of G. This representation maps to the identity. If were not mapped to the identity, it would be possible to construct a holomorphic function on G that is non-constant on , which would contradict the definition of . Hence, must be contained in the center of G. Finally, to see that , consider the Steinizer of . Then the principal holomorphic bundle has a Stein base and a Stein connected Lie group as fiber. By Theorem 6 and the minimality of , it follows that
This completes the proof. □
It is evident that when G is a connected reductive complex Lie group, the Cousin group C constructed in Section 3 coincides with the Steinizer . In fact, this holds for any connected complex Lie group. Indeed, if G is any connected complex Lie group, the Cousin group C, as constructed, is a central connected subgroup of , and hence C is a subgroup of G. This subgroup C does not separate points, which implies . Conversely, the only subgroup of G that does not separate points is C. Therefore, . It follows that .
5. Pseudoconvexity of G
We now prove one of the fundamental results in this paper that every connected complex Lie group is pseudoconvex.
Lemma 5.
Every Cousin group is pseudoconvex.
Proof.
Let , and decompose , where is the maximal complex subspace with , and W is a complementary totally real subspace. In suitable coordinates, corresponds to the first q complex directions, and W corresponds to the remaining real part directions. Thus:
Define the -periodic -function on :
This induces a non-negative -function on defined by
Since is -periodic, for any ,
Thus, is well-defined. Moreover, is an exhaustion function. To see this, let . Then,
where
Since, , then
which is relatively compact in . Therefore, is an exhaustion function.
Next, we prove that is plurisubharmonic. The Levi form of is computed as, for ,
Let be the quotient map. Since is discrete, is a holomorphic covering map and hence a local biholomorphism. In particular, for every the differential
is a complex-linear isomorphism.
By construction . Therefore, for we have the identity of Levi forms
Writing , the above computation gives
Hence on C, so is plurisubharmonic. Moreover, the Levi form vanishes precisely on those tangent vectors whose components in the last directions are zero (equivalently, on the complex directions corresponding to ). This completes the proof. □
Lemma 6.
Finite products of pseudoconvex complex manifolds are pseudoconvex.
Proof.
If is a psh exhaustion on , then is psh and proper on . □
Lemma 7.
If a finite group Λ acts holomorphically on a pseudoconvex complex manifold X, then the quotient is pseudoconvex.
Proof.
Let be the analytic quotient map. Since is finite, is finite and hence proper. Let be a plurisubharmonic exhaustion on X. For each , the function is psh, and a finite average of psh functions is psh. Define
Then is –invariant, hence constant on the –fibres, so it descends to a unique upper semicontinuous function with .
To see that is plurisubharmonic, let be a holomorphic disc. Let be the set where fails to be a local biholomorphism. Then is a discrete subset of . On the map is a covering, so admits local holomorphic lifts with . Hence
is subharmonic on . Since is upper semicontinuous on (in particular locally bounded above near the punctures), it extends subharmonically across the discrete set . Therefore is psh on Y.
Finally, is an exhaustion: for ,
and the right-hand side is relatively compact in Y because is proper and is proper. Thus Y is pseudoconvex. □
The following theorem is due to Kazama. In the abelian case, Kazama proves that a complex abelian Lie group admits a smooth plurisubharmonic exhaustion whose Levi form has controlled rank, yielding q-completeness; the proof is constructive, reducing to a quotient and verifying the Levi-form positivity by explicit computation [6]. For general connected complex Lie groups, Kazama obtains q-completeness (and hence pseudoconvexity) within the q-complete framework, relying on results developed in his earlier work [7].
Our contribution is an alternative short Lie-theoretic proof: we avoid the q-complete/cohomological machinery and coordinate Levi-form computations, and instead use structural properties of complex Lie groups. Using Matsushima’s splitting , we reduce to the reductive factor, separate the semisimple and central (Cousin) contributions, and conclude by permanence of pseudoconvexity under products and finite quotients.
Theorem 8.
Every connected complex Lie group is pseudoconvex.
Proof.
Let G be connected and let be a maximal compact subgroup. By Lemma 1 and Proposition 2,
biholomorphically. By Lemma 6, it suffices to prove that is pseudoconvex.
The group is connected and reductive. Let be its connected semisimple part and let be the identity component of its center. By Proposition 3(1),
Now is Stein (hence pseudoconvex), and
with C a Cousin group (Theorem 3), hence pseudoconvex by Lemma 5. Therefore is pseudoconvex by Lemma 6, and the finite quotient by A is pseudoconvex by Lemma 7. Hence is pseudoconvex and therefore so is G. □
Funding
This research received no external funding.
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Conflicts of Interest
The author declares no conflicts of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.
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