Historical Building Energy Retrofit Focusing on the Whole Life Cycle Assessment—A Systematic Literature Review
Abstract
1. Introduction
2. Materials and Methods
- Use a systematic literature review process to identify the research in the area of energy efficiency retrofits in historical buildings.
- An analysis of the research in the area of energy efficiency retrofits in historical buildings to find out the common areas and scope of these studies.
- Evaluate the studies that covered the whole life cycle assessment (WLCA) in historical building retrofits.
- Identify the research gap and the future directions for retrofitting historical buildings.
- Selecting the database: for this research, the selected databases are ScienceDirect and the Web of Science. Both databases have a remarkable number of publications in scientific research, and most of these publications have open access. ScienceDirect gives access to more than 18 million full-text articles, and 1.4 million articles are open-access [22]. Similarly, the Web of Science has 85.9 million records going back to 1900, and 17.2 million are open-access records [23]. The advantage of these platforms, when searching using keywords is that it gives every publication that has the search words in the title or the publication’s abstract.
- Select the search terms: To find publications for this research, the search terms are energy—refurbishment—historical—building, as well as other terms energy—retrofit—historical—building. Retrofit and refurbishment terms are used extensively in describing the upgrading of historical buildings, but there are some differences between the two terms. Retrofit means upgrading and replacing the features of the building to improve its performance, while refurbishment means restoring and modifying the building’s existing features to improve its condition [24,25]. Of note, the selection of the search term should consider the research problem and can help in gathering all related literature to the research topic [20].
- Decide on the inclusion and exclusion criteria: Selecting the inclusion and exclusion criteria helps define the search boundary and narrow down the data to be more relevant to the research problem [20]. For this research, the inclusion and exclusion criteria are publications using the English language (according to the researcher’s capabilities); open access publications (due to the complication of accessing unopen publications); publications only looking at the energy refurbishment/retrofit (as much research is focusing on the refurbishment of general historical buildings); and also, those focusing on only historical buildings (as all energy efficient building research in new build construction is not relevant to the research area).
- Start the initial search by adding the search terms to the database. When using the terms energy—refurbishment—historical—building, based on the ScienceDirect database, the result was 3864 publications, and 140 articles for the Web of Science database. While for the other terms energy—retrofit—historical—building, come with 5705 results for ScienceDirect and 425 documents for the Web of Science database.
- Applying the two inclusion and exclusion criteria, the language and open access, the result is narrowed to 755 publications for ScienceDirect and 140 articles for the Web of Science database for energy—refurbishment—historical—building. For the terms energy—retrofit—historical—building, the share narrowed to 1080 results for ScienceDirect and 420 for the Web of Science database.
- The next step is performing an initial review of the data by reviewing the title as recommended by D. Pati and L. N. Lorusso [26], but to improve the search output for all publications for which the title is not totally relevant to the research problem, the researcher read the abstract, to decide whether the publication is relevant or not. In this stage, this study excluded any research that covers some parts of the research field, such as papers that cover the topic of historical buildings only or retrofit only. The research included studies that focus on the historical building energy retrofit.
3. Results
3.1. Publication Themes in Historical Buildings Energy Refurbishment/Retrofit
3.1.1. Case Study Interventions
3.1.2. Tools, Methods, and Decision-Making Processes
3.1.3. Wall Composition and Wall Insulation
3.1.4. Preintervention Analysis
3.1.5. Renewable Integration
3.1.6. Software Applications
3.1.7. Existing Case Studies
3.1.8. Windows, Ventilation, and HVAC
3.1.9. Sustainability and Sustainable Rating Systems
3.1.10. Others
3.2. WLCA in Historical Building Refurbishment Literature
- A study was implemented to evaluate a sustainable retrofit for an abandoned village in Portugal [120]. The study selected a single house as a case study and then applied the output to all village houses to obtain an estimation of the energy/carbon performance [120]. The suggested upgrades are structure upgrades, wall insulation, window upgrades, and integrated renewables [120]. The BEDEC 1 January 2013 database was used to calculate the embodied carbon for the proposed interventions [120]. The LCA calculations showed that the structure, cladding, and insulation have the highest environmental impact compared to the other building elements [120]. The output of the study confirms that using sustainable materials to retrofit historical buildings will improve energy consumption by 54% and reduce carbon emissions by 64% compared to the baseline [120]. It also showed the important rule for renewables of providing clean energy that can cover all building energy needs [120]. The study calculated the embodied and operational energy/carbon for the proposed interventions but did not account for the end-of-life impact; therefore, the whole retrofit life cycle impact was not considered. The database used for the embodied carbon calculation (BEDEC 1 January 2013) was developed for another country’s circumstances, the authors’ argument being that this happens due to a lack of nationally available data and the similarity between the two locations. Still, using a database that does not consider the country’s industrial realm can be problematic and lead to imprecise results.
- In this study, the LCA was calculated for three suggested thermal insulation materials (cork-extruded polystyrene (XPS), wood wool) [121]. SimaPro 7.3 was used to calculate the LCA. The LCA study was conducted with five different methods: IMPACT 2002+ v2.11, EDIP 2003 v1.04, EPS 2000 v2.07, and Re.Ci.Pe. Endpoint (E) v1.09/Europe ReCiPe E/A, and IPCC 2007 GWP 100a v1.02 [121]. All methods have different impact categories and different weighting factors [121]. This study compared five methods for calculating LCA, yielding contradictory results: three methods indicated that extruded polystyrene has a lower environmental impact, while the other two methods showed the opposite. This happens because different methods of calculating LCA have different parameters, boundaries, and calculation methods. This study confirms that establishing a framework to implement LCA in the construction field is essential. Although the XPS has a lower environmental impact in this case study, XPS is known as a rigid, closed-cell material [131]. Historical building construction materials are known as breathable materials that allow the movement of moisture; using a rigid material as an insulation material will compromise this ability and lead to condensation problems [132].
- Another study calculated the total LCA and LCC for refurbishment materials applied on a grade 2 listed residential complex in Sheffield, UK [122]. The study aimed to compare different available refurbishment alternatives using multi-objective genetic algorithms to find the optimal alternative [122]. Also, the results of two different houses with different orientations were compared, as this can affect the operational energy/emissions. The refurbishment process focused on upgrading the houses’ envelopes by adding insulation and upgraded windows [122]. The inventory of carbon and energy was used as primary data to calculate the embodied energy [122]. EnergyPlus was the software used to measure operational emissions [122]. The results of the study are that the embodied energy of the refurbishment was between 210 and 310 kgCO2/m2 [122]. And when comparing the LCA between a refurbished house and a non-refurbished and a new build, the results showed that refurbishment emits 20% more emissions than non-refurbished houses but saves between 30% to 45% of emissions compared to new builds [122]. The study compared the LCA of a limited number of alternatives available to refurbish historical buildings. It compared the LCA for three different insulation materials and four different window compositions. Although the study evaluated a limited number of retrofit solutions, many thicknesses and alternative orientations were considered. The use of the multi-objective genetic algorithm helps in evaluating multiple results to find the optimal one.
- A study was conducted to evaluate two insulation materials that LCA uses to insulate external walls in a historical house located in Cattolica, Italy [123]. The EcoInvent 3.1 database was used with two calculation methods, ReCiPe mid-point—Hierarchist (H) version—and Cumulative Energy Demand [123]. The construction–installation process (A5) and end-of-life stage (C1–C4) were not accounted for in this study as they were out of the study boundaries [123]. Also, maintenance, replacement, and refurbishment (B1–B5) were excluded, as the expected life spans of the materials will not require these steps [123]. Probabilistic methodology was used to overcome the uncertainty in the LCA calculation [123]. The result of the study showed that there is no considerable difference between the two suggested materials. This is because the operation energy and emissions during the operation phase are similar and this phase has a major impact on the whole-life assessment [123]. This study measured the LCA for two insulation materials and excluded different stages in the LCA calculation. The novelty of the study is using the probability distribution function to evaluate the uncertainty and sensitivity analysis for the input data. Highlighting an important issue, which is the high uncertainty of the data and performance of existing buildings, therefore, the use of uncertainty analysis and sensitivity analysis is essential in such studies.
- Another piece of research focused on different retrofit scenarios in converting a historical house to an office building [124]. This study accounted for the environmental and financial impact of all suggested scenarios [124]. The interventions were to add an insulation layer for the walls and roof and upgrade the windows from single-glazed windows to double-glazed [124]. The impact of changing the insulation thickness and the occupation pattern was also examined [124]. The LCA calculation included the removal of the old materials and the construction of the new proposed materials during the operation phase, while the end-of-life phase impact was not included, as it is difficult to estimate the end of life for the building [124]. Also, the A1 to A3 were not included in this study [124]. The operation energy/emissions were calculated using EnergyPlus software, while the other phases’ impacts were calculated using previous studies’ data [124]. The result of the study showed that retrofitting the building using insulation materials can reduce the life carbon by 8% to 32%. And the roof insulation had the highest impact in reducing the environmental effect [124]. This study compared different scenarios to retrofit historical buildings and did not include the raw materials and end-of-life phases’ impact. Consequently, the whole process of the life cycle impact was not measured. The distinguishing part of this study was calculating the removal of the old materials, which is not considered by many studies covering the historical buildings retrofit. Also, the study used the eco-efficiency analysis by considering both the materials with a low environmental impact and high annual savings.
- For another study, the case study was a historical building named “Palazzo del Sedile” located in Basilicata, Italy [125]. The LCA was carried out with SimaPro Software and Ecoinvent3, ELCD, and Industry data as a database [126]. The suggested interventions were upgrading the building envelope, air conditioning, and lighting [125]. Both Designbuilder software and EnergyPlus were used to measure the output of applying those interventions in the case study [125]. This part was not performed by the researcher but used previous work. A1, A2, and A3 were excluded from this study [125]. Using SimaPro Software, three different assessment methods were used: Cumulative Energy Demand, Eco-Indicator 99, and EDIP 2003 [125]. The three methods showed that the operation phase has the highest environmental impact [125]. When the study compared energy savings with the cost of each intervention, it found that lighting and air conditioning upgrades have the highest energy savings with lower costs [125]. This research measured the LCA for four different upgrades for a historical building but excluded the raw material extraction, the transport of materials to the factory, and manufacturing energy/emissions. Eliminating stages A1–A3 from the study calculation has a recognizable impact on the calculation of the LCA, as some research suggested that the A1 to A3 can reach up to 80% of the total embodied carbon [133]. The three methods used to calculate the LCA (Cumulative Energy Demand, Eco-Indicator 99, and EDIP 2003) are quite different; they use varied data; therefore, the output results are more challenging to read or compare.
- A study focused on investigating the structural and environmental performance of using structural glass strips to upgrade timber floors in historical buildings [126]. The end-of-life stages were excluded from this study because of their low environmental load compared to the other stages and the limited information available to calculate the impact of these stages [126]. SimaPro 9.0 software was used with the EcoInvent v3.5 database for this study [126]. The result of the study showed that using structural glass strips to upgrade timber floors in historical buildings has a better environmental impact compared to other methods, such as reinforced concrete or cross-laminated timber [126]. This study had a limited scope in evaluating the environmental performance of upgrading historical building flooring and also excluded the end-of-life stages from the scope of the study. Two methods were used to calculate the LCA cumulative energy demand and non-renewable cumulative energy demand. Both methods calculate the energy demand and the global warming potential, which fulfill the study requirement.
- A study was performed to evaluate the retrofit of the rammed earth heritage buildings in China [127]. The suggested interventions were adding insulation materials to the external walls and replacing the windows [127]. EnergyPlus software was used to calculate the intervention output [127]. The life cycle carbon emissions were calculated as the accumulation of the emissions of the material production, the operation, and the demolition phases [127]. Seven different types of wall insulation and four window types were investigated [127]. The research methodology comprised four main steps: firstly, calculate the thermal performance of the envelope; then, suggest insulation materials according to the standard and those commonly used; then, evaluate the thermal comfort of these interventions; and finally, analyze and evaluate the results. Among these different scenarios, applying the EPS insulation and 80 PW windows can reduce the house’s overall emissions by half [127]. Also, the study showed that operational emissions account for about 90% of the total life cycle emissions for the selected case study [127]. The study investigated the life cycle emissions for external wall materials and windows for a rammed-earth house. A1 was excluded from the study, and other stages of emissions were estimated, such as the end-of-life emissions.
- One study examined the use of positive energy districts in a historical area by applying different interventions in five buildings, including renewables, then assuming that those buildings are connected so the energy can be exchanged between them [128]. The research methodology had five main steps: onsite investigation, district energy modeling, suggesting interventions, performing LCA for the suggested interventions, and then proposing a road map for future retrofitting. Energy Plus was used as a simulation tool to measure the effect of the interventions. The simulation was used to measure the impact of the external wall insulation, roof insulation, window upgrades, and lighting replacement [128]. The output of the study showed the importance of embodied energy/emissions and transportation, as both can contribute significantly to the building life cycle energy/emissions [128]. The study focused on achieving an energy/carbon balance at the district level. At the building level, the research applied interventions and calculated the overall performance with no details of the energy/carbon evaluations.
- Another study measured the retrofit LCA for a pre-1919 Victorian house that underwent a deep retrofit to comply with passive house retrofit standards [129]. Also, the study used the same case study to compare six different retrofit scenarios, starting from a deep retrofit to a shallow one [129]. This research method involved calculating the baseline energy and carbon emissions of the case study, then suggesting six different retrofit scenarios, calculating the LCA of these scenarios, and comparing the results [129]. The Passive House Planning Package software was used to calculate the operational energy/emissions for the deep retrofit, while for the shallow one, Standard Assessment Procedure software, was used [129]. For all scenarios, One-Click LCA software was used to calculate the embodied energy [129]. The study considered the A1 to A3 and A4 to A5 and operational energy/emissions but excluded end-of-life emissions, as it usually has a low impact of less than 10% of the total life energy/emissions [129]. The study findings were that a building retrofit can reduce total carbon emissions by 59% to 94% [129]. When applying renewables to the building retrofit, the embodied energy increased significantly, but the operational energy was reduced. Also, using natural insulation materials reduces the embodied carbon by 7% to 14% [129]. The originality of the research lies in studying the LCA for different retrofit scenarios for the pre-1919 houses in the UK, which represent one of the most challenging house types to be retrofitted. The study evaluated different scenarios of energy/emissions performance, accounting for most of the LCA phases but excluding the end-of-life impact.
- A study evaluating the overall performance of six insulating materials can improve the thermal performance of historical building envelopes [130]. The research aim was to perform a holistic approach to evaluate different insulating materials used in historical buildings [130]. The materials were perlite-filled bricks, wood fiber, cellulose, cork, mineral foam, and calcium silicate; all of these materials are naturally based and recommended to be used as internal wall insulation [130]. The six recommended materials were studied by implementing them in a real case study to evaluate their operational performance [130]. The holistic evaluation of these suggested materials is as follows: their impact on the building preservation requirement, their hygothermal performance, their environmental performance through the LCA, and the environmental payback period [130]. The study evaluated the A1 to A3 environmental impacts for the six materials, considering the Global Warming Potential, Ozone Depletion Potential, Acidification Potential of land and water, Eutrophication Potential, and Photochemical Ozone Creation Potential [130]. The results of the study showed that wood fiber, cellulose, and cork have a lower environmental impact compared to the other materials [130]. The limitation of this study focuses on the insulation materials’ performance and counts the environmental impact for the production stage only.
4. Discussion
5. Conclusions
- A whole life cycle assessment that accounts for the whole retrofit process’s environmental impact. If the target is to reach zero emissions in the construction industry, the whole building process energy/emissions should be counted and then reduced, and the remaining emissions can be offset.
- Establish clear and systematic approaches to implement WLCA in historical building retrofits. This should include the system boundary, assessment methodology, and data sources.
- The need to perform uncertainty and validation evaluations for the data of historical building performance, and then, the results are essential in the energy retrofit of historical buildings.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviation
WLCA | Whole Life Cycle Assessment |
CO2 | Carbon dioxide |
EFFESUS | Energy Efficiency for EU Historic Districts’ Sustainability |
3ENCULT | Efficient ENergy for EU Cultural Heritage |
TABULA | Typology Approach for Building Stock Energy Assessment |
SLR | Systematic Literature Review |
PRISMA | Preferred Reporting Items for Systematic Reviews and Meta-Analyses |
HVAC | Heating, Ventilation, and Air Conditioning |
IESVE | Integrated Environmental Solutions Virtual Environment |
PV | Photovoltaic |
HBIM | Historic Building Information Modelling |
BREEAM | Building Research Establishment Environmental Assessment Method |
LEED | Leadership in Energy and Environmental Design |
TRNSYS | Transient System Simulation Tool |
HP | Heat pump |
LCC | Life Cycle Cost |
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The Study | Building Type | Suggested Interventions | Simulation Tool | Outcomes |
---|---|---|---|---|
[29] | Office building | Upgrade the fabric and heating system | Master Clima | 70% reduction in energy consumption—6-year payback period |
[30] | School | Upgrade the fabric and HVAC system and add renewables | Trnsys 16 | 70% reduction in energy consumption |
[31] | Museum | HVAC systems add renewables | DesignBuilder | 45% reduction in energy consumption |
[32] | Residential | Upgrade the fabric and HVAC system | ArchiEnergy | 70% reduction in energy consumption payback period of 11 years |
[33] | Residential | Upgrade the fabric and HVAC system and lighting | DOE-2.1e | 81% 4–8 payback period |
[34] | University building | Upgrade the lighting system—HVAC systems add renewables | Termus and Termus plus | 40% reduction in energy consumption |
[35] | School | Upgrade the fabric and HVAC system | WUFI Pro | 34.1% reduction in energy consumption |
[36] | Multi-use | Roof insulation | Designbuilder, and EnergyPlus | 55% reduction in heating and cooling load |
[37] | University building | Upgrade the fabric and HVAC system | WUFI® Pro | reduction of up to 92% in heating demand |
[38] | University building | Upgrade the fabric and HVAC system to integrate renewables | Stima10-TFM | reduction of up to 60% of the energy consumption |
[39] | Religious building mosque | Upgrade the fabric and lighting system HVAC | IESVE | 70.75% reduction in energy consumption |
[40] | Residential | Upgrade the walls and windows | Calculation | 50% reduction in energy consumption |
[41] | University building | Upgrade the fabric and renewables | Calculation | 80% reduction in energy consumption |
The Article | Case Study Building Type | Country | WLCA Stages Calculated | |||||||
---|---|---|---|---|---|---|---|---|---|---|
A1–A3 | A4 | A5 | B6 | B1–B5&B7 | C1 | C2–C4 | D | |||
[120] | Residential | Portugal | ✓ | ✓ | ||||||
[121] | Church | Italy | ✓ | ✓ | ||||||
[122] | Residential | UK | ✓ | ✓ | ✓ | ✓ | ||||
[123] | Residential | Italy | ✓ | ✓ | ✓ | |||||
[124] | Office | Portugal | ✓ | ✓ | ✓ | ✓ | ||||
[125] | auditorium | Italy | ✓ | ✓ | ✓ | ✓ | ✓ | |||
[126] | None | - | ✓ | ✓ | ✓ | |||||
[127] | Residential | China | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ||
[128] | 5 different buildings | Spain | ||||||||
[129] | Residential | UK | ✓ | ✓ | ✓ | ✓ not B7 | ||||
[130] | Residential | Germany | ✓ |
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Obead, R.; Khaddour, L.; D’Amico, B. Historical Building Energy Retrofit Focusing on the Whole Life Cycle Assessment—A Systematic Literature Review. Architecture 2025, 5, 49. https://doi.org/10.3390/architecture5030049
Obead R, Khaddour L, D’Amico B. Historical Building Energy Retrofit Focusing on the Whole Life Cycle Assessment—A Systematic Literature Review. Architecture. 2025; 5(3):49. https://doi.org/10.3390/architecture5030049
Chicago/Turabian StyleObead, Rania, Lina Khaddour, and Bernardino D’Amico. 2025. "Historical Building Energy Retrofit Focusing on the Whole Life Cycle Assessment—A Systematic Literature Review" Architecture 5, no. 3: 49. https://doi.org/10.3390/architecture5030049
APA StyleObead, R., Khaddour, L., & D’Amico, B. (2025). Historical Building Energy Retrofit Focusing on the Whole Life Cycle Assessment—A Systematic Literature Review. Architecture, 5(3), 49. https://doi.org/10.3390/architecture5030049