1. Introduction
Transesophageal cardiac pacing (TECP) is a well-established medical practice (see, e.g., [
1]) that has long been considered safe. In fact, it is currently employed in procedures for immature newborns as well [
2]. The procedure involves delivering periodic voltage pulses to the patient’s atrium, using a bipolar stimulator placed in the esophagus.
However, a case study reported in [
3] raised concerns by documenting a serious esophageal lesion after prolonged transesophageal pacing, though the specific device used was not mentioned. The report cautioned that extended current delivery in a localized area may pose risks. This is particularly important, considering the growing experience in cardiac radio frequency ablation for atrial fibrillation, which has demonstrated that even a modest temperature increase (as little as 3–4 °C above baseline) can cause esophageal damage (a thorough review is available in [
4]).
The literature extensively documents the harmful effects of mild hyperthermia on biological tissues. For instance, Pearce’s work [
5] and the review found in [
6] (Chapter 7) confirm that tissue reactions to heat can vary significantly from patient to patient, though the damage threshold is generally consistent.
The incident reported in [
3] has not yet been fully explained, motivating us to investigate the phenomenon further. Our goal is to analyze the temperature increase caused by the application of periodic voltage pulses, ranging from 1 to 20 V, applied between electrodes positioned at a short distance from each other within a body cavity. This analysis will allow us to define a safety range for such procedures, preventing thermal necrosis.
One physiological factor that plays a crucial role in this context is local acidity, as it strongly influences electrical conductivity. We hypothesize that the adverse event described in [
3] was most likely caused by gastric reflux. In this paper, we calculate the steady-state thermal field created by a periodic current, with a focus on the influence of the physical parameters that are most relevant to this procedure. Furthermore, we determine the safety limits that should be observed.
In our initial calculations, we will exclude the effects of tissue blood perfusion, and then assess how much perfusion contributes to dissipating the heat. We also highlight that the methodology we propose could be adapted for other similar medical procedures, such as pulsed field ablation (PFA). PFA has recently been introduced for isolating pulmonary veins in the treatment of atrial fibrillation (see, e.g., [
7]). This procedure employs highly intense electric fields that cause irreversible electrophoresis of targeted cells, and necessitates additional analysis of heat dissipation due to the strong blood flow from the left atrium to the ventricle. As such, the geometric model we use in this paper may not be fully suitable for the PFA case, which will be addressed in a future study.
2. The Physical Setting and a First, Approach
We consider the case in which the electrodes are introduced in a body cavity, generating a pulsating electric field for therapeutic purposes. Of course, the electric field extends over the whole body, but it rapidly diminishes with distance from the source. A first simplifying assumption we make is to suppose that heat is generated by a uniform pulsating current confined in a spherical region of radius
R around the electrodes. The current has a duration
and a period
, see
Figure 1. In our approach, the power delivered is considered constant, i.e., averaged over a period, considering that
2 s) is much shorter than the application time
(typically in the order of hours).
We further assume that heat diffuses outward from this spherical region into a larger sphere with radius
(for instance
; typically
mm,
cm, as illustrated in
Figure 2). The boundary of this larger sphere is maintained at a constant temperature
, representing the patient’s basal temperature. In this model, we neglect any potential thermal inhomogeneities within the tissue, which is reasonable given the level of approximation we are targeting.
The choice of the radius
is not critical. It just represents a distance at which the influence of the temperature variation taking place in the sphere of radius
R becomes ineffective. What really matters is that the ratio
is much smaller than unity. In the following, we will simply let
go to infinity. The resulting expression of the thermal field will be approximated at the first order in
. One more simplification can be achieved considering the time scale involved. As we said, the procedure time, which is our reference time
, is in the order of hours. This has to be compared with the diffusion time
, defined (see [
8]) as the time heat takes to substantially affect the medium at a distance of the order
R, namely
, where
is density,
c is specific heat, and
k is thermal conductivity. Typical values for living tissues are
kg
,
J
,
, implying
s. Hence,
. This circumstance indicates that we are just interested to the asymptotic thermal field, thus dropping time dependence. For the time being, in order to concentrate on the main aspects of the model, we neglect the effects of blood perfusion, which will be introduced later. Thus, the equation to be satisfied by the temperature
T is simply the one of the steady state
where
denotes the time averaged power delivery rate per unit volume, namely
with
Q being the average power delivered into the sphere because of Joule effect. When the stimulation is on, the power supplied is
, where
is the stimulation amplitude and
is the medium impedance; therefore,
where, as we said,
is the pulse period and
is the current delivery time. It is now convenient to adopt the dimensionless radius
, for which we still use the symbol
r. Moreover, instead of
T, we consider the difference
, where
is the patient’s basal temperature (≈310 K). Doing so, the governing differential equation becomes
where
for
and zero otherwise. We also define
measured in Kelvin degrees. Equation (
4) is supplemented by the boundary conditions
for
(no flow through the center) and
at infinity. Moreover, heat flux and temperature must be continuous across the interface
(i.e., at
R). Now, we shift our attention to the impedance
.
We may write
, where
is the medium electrical conductivity (measured in
, S = Siemens), and
L can be taken as the side of a cubic box whose volume is equal to that of the sphere of radius
R, i.e.,
. Consequently, recalling (
3), we can rewrite (
5) as
where
The expression (
6) of the source term emphasizes the role of the three parameters
, settable by the operator and of the physical properties of the medium entering as the ratio
, thus indicating that the two conductivities act in opposite ways.
Though the radius
R has eventually disappeared from our main estimates, it is interesting to check whether our guess (
mm) was sensible. People working in the area of electrostimulation (see, e.g., [
9]) normally take the empirical assumption that the resistive load offered to the generator is 300–500
. So far, we did not make any use of this information because it is too generic, but it can give a reasonable idea of the size of
R, using
. Setting
(as we shall see for the normal environment), and choosing
in the above interval, we obtain
R between ≈3 and 5 mm, in accordance with our guess.
Taking into account the boundary and interface conditions for
, the differential system to be solved for
is
It can be easily checked that the solution is written as
Notice that function
is always
0, and takes its maximum as
. Using
, we can rewrite (
9) as
Figure 3 and
Figure 4 show how
changes by changing the operational parameters, considering a reasonable range for
(generally 0.4 but exceptionally up to 2
or more),
, and the usual instrument operational intervals (
V,
ms, and
ms).
Working with the temperature at the center may, however, be too heavy a condition, since the sphere of (dimensionless) radius
is more likely occupied by a liquid medium, namely the cellular tissue being more or less at the boundary of the ideal sphere in which we have confined the current. Therefore, a more interesting temperature seems to be the one calculated at
(see
Figure 3 and
Figure 4), namely from (
9),
It is reasonable to suppose that (
11) provides the maximal temperature difference to which the tissue is exposed. Our goal now is to investigate the safety condition
, where
is a suitable threshold. A conservative value for
could be 3 K.
3. Safety Stimulating Conditions
Let us define
so that the safety condition becomes
While the thermal conductivity
k for biological tissues is more or less constant with typical value 0.5
(with the exception of fat; see, e.g., [
10]), the electrical conductivity
is strongly affected by the pH of the ambient. We may first assume that the conductive medium filling the sphere of radius
R is aqueous (e.g., saliva, as it happens in the esophagus). In that case, ref. [
11] provides for
values between 3.5 m
and 4.7 m
. Passing to SI units (1 m
= 0.1
), we take a typical value
. Thus, for
K, the safety condition (
13) is to be read as
This result has to be examined in view of the range of the parameters practically available on the devices employed.
If we set
, then condition (
14) entails, approximately,
where
.
The interval of positiveness of the function
identifies the safety ratio
for any given
or, vice versa, the safe voltage
for any given ratio
.
Figure 5 and
Figure 6 show, respectively, the cases
V and
.
This result indicates that the procedure is feasible, even with the largest stimulation amplitude (
V), but with a suitable control of the ratio
(for instance, if
s, then
ms would be fine). According to (
11), the adoption of the extreme values settable on the generator (
V and
) gives a maximal temperature increase of about 16 K, which is far beyond criticality. Therefore, it is not suggestible to set the generator parameters at their extreme values, though it would be sufficient, e.g., to keep the pulse duration
sufficiently low.
A much worse scenario is offered when the current flows in an acidic medium, like gastric juice. In [
11], the value of the gastric juice electrical conductivity was measured vs. pH, and a typical value was found to be
, i.e., five times larger than the one of saliva. Clearly, the safety condition is now more severe, namely
; thus, (
15) modifies (still approximately) to
Figure 7 and
Figure 8 refer to this case, showing that the range of admissible selectable parameters is severely reduced.
For instance, the lower limit for
x corresponding to
V raises to 68.5, which almost nullifies the therapeutic effect on the patient. In correspondence to
the constraint on
is
V, which is, in most cases, ineffective, making the procedure practically impossible. To have an idea of how to proceed in this case, let us revert to Expression (
11) of the critical temperature with
, namely
With an effective value V, and requiring a maximum value for of, say, 3 K, the choice for the ratio must be such that , which is reasonable. Thus, still in this unfavorable situation, there is a way to safely perform the procedure, but selecting the voltage and the time parameters with care. Taking the extreme values V and would produce, in this case, a temperature increase greater than 80 K, which is unbearable.
The conclusion is that the pulsed current stimulation of biological tissues is normally safe, but it may become critical in the presence of highly conductive (i.e., acidic) media. Stimulating at high voltage and with pulse duration close to the stimulation period requires that local pH value be previously checked and the ratio x suitably selected.
The safe operating condition
can be viewed in a three dimensional setting. The two panels in
Figure 9 show, respectively, the region where
(on the left) and three level sets of
(on the right) for
when
K.
Figure 10 shows the same features when
.
4. Introducing the Effect of Blood Perfusion
Blood circulation has a stabilizing effect on temperature. In the specific case, it helps removing heat from the interested region. This feature can be introduced in the model by modifying the source term
in Equation (
1) as follows:
if
(unchanged) and
(b = blood), for
, representing the heat removing rate. Clearly,
has dimension
, and so
has dimension
. Indeed
is the volume of blood crossing the unit volume of tissue in one second. For soft tissues, we can take
or less (see [
12,
13,
14]). Thus, the differential equation governing the temperature evolution is obviously the same, namely (
1), but now (
2) is replaced by
Proceeding as in
Section 2, we first rescale
r with
R and
t with
, so to again formulate the problem in the steady state and in an unbounded domain. Finally, we introduce
so that the new system of differential equations to integrate is the following:
Here,
(dimensionless). Recalling the estimate
mm,
, and that
we obtain
. The solution to System (
18) in terms of
is written as follows:
Figure 11 shows that blood perfusion entails a significant reduction in the thermal fields given by (
9). It is worth noting that if
tends to zero, the no-perfusion solution is retrieved.
Let us analyze the influence of perfusion on the safety conditions. From (
19), we obtain
which clearly emphasizes the influence of perfusion; the corresponding relative change as a function or
r is
hence,
(see
Figure 12).
Accordingly, the safety condition (
14) changes as follows:
which, for
K,
,
, and
entails
showing some improvement with respect to the no-perfusion case. For instance, for
V, this implies
, allowing us to, e.g., increase
to 104 ms when
s. Similarly, for
, we require
with a certain improvement with respect to the corresponding condition (
15).
In addition to safety conditions, it is reasonable to add some efficiency condition, because if
is too small or
x is too large, the treatment may not be effective. Thus, we impose the constraints
and
(for instance,
V,
) and possibly also the lower limit
ms. In view of these requirements, the suggestible parameters range are further reduced.
Figure 13 shows the no-efficiency region when the above conditions are imposed for the respective cases
,
.