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Fishes
  • Essay
  • Open Access

24 November 2022

A Fairer Governance of High Sea Fishing through a Systemic Interpretation Approach

Law School, Tianjin University, Tianjin 300072, China
This article belongs to the Special Issue Rule of Law in the Progress of Sustainable Fishery Governance

Abstract

The regulation of high sea fishing would not be successful without cooperation among the states in the current international society, without a world government. However, the ongoing quest for cooperation in the field of fishery governance focuses too much on the unilateral responsibility of a state to cooperate with a RFMO, overlooking the responsibility of state parties of an RFMO or the state seeking to regulate IUU fishing. This essay reveals that the equitable consideration of fishery governance is sometimes prejudiced in the name of conservation. Fishery governance involves food security, employment, free trade, and the environment. An ideal regime of high sea fishing is expected to balance the conflicting values and bring an end to the fragmentation of international law. The systemic interpretation approach, which is based on Article 31, paragraph 3(c) of the Vienna Convention on the Law of Treaties, contributes to a fairer governance of high sea fishing. Such an approach revives the obligation of the state to cooperate in the fishery sector by referring to external legal sources, including human rights laws, WTO laws, and environmental laws.

1. Introduction

In recent decades, the international society has strengthened the regulation over high sea fishing for fear of declines in fish stocks in places beyond national jurisdiction. Much progress has been made in this regard, especially through the practice of regional fisheries management organizations (RFMOs) and the cooperative framework provided by the Food and Agriculture Organization (FAO). Law, both international and domestic, has never been absent in this process. The widespread concern regarding over-fishing has promoted the innovation of international law theory and practice in the direction of making RFMOs measures effective and pushing the cooperation with RFMOs by non-parties thereof. Such a habit is further supported by some international and domestic practices. The former includes the making of some landmark treaties, for example, the Agreement for the Implementation of the Provisions of the United Nations Convention on the Law of the Sea of 10 December 1982 relating to the Conservation and Management of Straddling Fish Stocks and Highly Migratory Fish Stocks (the Fish Stocks Agreement), which stipulates that only the states that are members of the relevant RFMO, or who agree to apply the measures established by the RFMO, shall have access to the fishery resources in question [] (Article 8). The latter includes the legislation by some port or market states to deter the illegal, unreported, and unregulated (IUU) fishing identified by an RFMO [], and the legislation or measures by some flag states to voluntarily forbid IUU fishing, even in areas within the competence of an RFMO to which the flag state is not a member. The morally sound language of conserving living marine resources is shaking the foundations of the customary nature of the freedom of the high seas.
To fight against over-fishing on the high seas seems to have become a mainstream discourse in marine governance. This goal cannot be achieved without cooperation among the states in the current international society, without a world government. Indeed, international cooperation has become a cornerstone in international law since the Second World War. State obligations regarding international cooperation permeate different branches of international law, from human rights to ocean affairs. In the field of fishery governance, for instance, the Fish Stocks Agreement provides that coastal states and states fishing on the high seas have a general duty to cooperate [] (Article 5). The literal meaning of cooperation entails endeavors from two sides of participators. However, the ongoing quest for cooperation in the field of fisheries governance focuses too much on the unilateral responsibility of a state to cooperate with an RFMO, overlooking the responsibility of state parties of an RFMO or the state seeking to regulate IUU fishing. It reflects a preconceived idea of giving priority to the protection of living marine resources, rather than other legitimate interests. This is understandable at a preliminary stage of seeking regulation, but its fairness deficiencies are also obvious, accompanied by the doubt concerning whether the current RFMOs practice is genuinely running towards their purported goal of conserving living marine resources []. It is time to seriously rethink the meaning of state obligation to cooperate in the fishery sector.
Just as the freedom to fish on the high seas is not absolute, the maintaining of fish stocks is also not necessarily a supreme value. Other values, such as human rights, free trade, and the equitable allocation of resources, are equally important in fishery governance. An ideal regime of high sea fishing is expected to balance the conflicting values and to bring the fragmentation of international law to an end. It is generally believed that the systemic interpretation method can harmonize the fragmented branches of international law []. The systemic interpretation requires an interpreter to consider other rules of international law in the process of treaty interpretation. Given the central role of states in the international arena and the emphasis of cooperation among states regarding thorny issues in recent international law practice, this essay undertakes to explore how a systemic interpretation approach in regard to state obligations for international cooperation contributes to a fairer governance of high sea fishing. It particularly probes how the conservation and non-conservation concerns shape the meaning of state obligation to cooperate under Article 5 of the Fish Stocks Agreement. It aims to find a way to integrating different aspects of state cooperation in the discourse of high sea fishing regulation.

3. Diversity of State Obligations on Cooperation and a Systemic Interpretation Approach

3.1. Diversity of State Obligations on Cooperation in Need of a Systemic Interpretation Approach

International cooperation has become a cornerstone of current international law, which is embedded in our increasingly interdependent world []. The UN charter has articulated general obligations of states regarding international cooperation for all kinds of matters, ranging from “economic and social progress and development,” to “international economic, social, health, and related problems,” and to “human rights and fundamental freedoms” []. The idea of international cooperation has also been mentioned or implied by some treaties on human rights and free trade [,], and reiterated by the UNCLOS and the Fish Stocks Agreement, as mentioned above. In this sense, fishery governance not only requires states to cooperate to conserve fish stocks, but also entails state obligations to cooperate in other aspects, such as the food security, free trade, and employment dimensions of fishery issues. Instead of giving priority to the value of conserving fish stocks, this article seeks to coordinate different and even conflicting interests in the process of fishery governance, because other aspects of justice are not less important than the conservation of fish stocks. This stance is supported by the UN 2030 agenda, in which world leaders have promised to achieve 17 Sustainable Development Goals through international cooperation []. To end poverty, to achieve food security and improved nutrition, to reduce inequality within and among countries, and to conserve marine resources are among these goals, which are integrated and indivisible [].
The difficulty exists in how to balance different interests, and this is prominent in the field of international law, which consists of different subsections, each having a set of particular rules and regimes. This phenomenon is referred to as fragmentation, which characterizes, but also disturbs, international law []. As a response, many international law scholars and judicial bodies consider the principle of systemic integration to be an appropriate way to deal with the fragmentation of international law. According to the International Law Commission, international law should be viewed as a legal system, and its rules and principles act in relation to, and should be interpreted against, the background of other rules and principles []. Such a method of treaty interpretation, which is based on Article 31, paragraph 3(c) of the Vienna Convention on the Law of Treaties (1969), constitutes the core of the principle of systemic integration. Such an approach gives due regard to external legal sources in treaty interpretation and can help to avoid the irreconcilable conflicts of norms []. In this sense, the Fish Stocks Agreement and regional fishery instruments do not exist in a legal vacuum, and therefore, the articles therein concerning state obligations on cooperation should be interpreted in harmony with other rules of international law, especially the customary rule on the freedom of the high seas, which may be better understood in conjunction with human rights treaties and WTO agreements. By the same token, other branches of international law shall in their respective dispute settlement procedures give due regard to state obligations concerning cooperation under the UNCLOS and the Fish Stocks Agreement. Only in this way can fishery governance entertain the equitable allocation of fishing resources on the one hand, and pursue ecojustice genuinely on the other hand. The following sections show how the conservation and non-conservation concerns in the process of fishery governance can be integrated by way of the systemic interpretation of relevant rules concerning freedom of the high seas, the right to food, the right to work, free trade, and the right to the environment.

3.2. Conservation and Non-Conservation Concerns Reconciled through Systemic Integration

The Fish Stocks Agreement was designed as an implementation agreement of the UNCLOS, and Article 4 provides that the agreement shall not prejudice the rights under the UNCLOS and that it shall be interpreted in a manner consistent with the UNCLOS. As previously mentioned, however, the freedom of the high seas in regard to fishing under the UNCLOS, and even under customary law, is at the risk of being de facto spoiled in the name of conservation. Although total freedom is unfavorable to conservation, a thorough denial of freedom of the high seas is also unwise. The freedom of the high seas not only has a customary nature, but may also have a human rights implication.
It is true that the UNCLOS, which articulates the freedom of the high seas, is not a human rights treaty, and therefore, the obligations thereof are state obligations vis-à-vis another state. This treaty does not confer entitlements upon individuals. The main human rights instruments, including the Universal Declaration of Human Rights, do not contain any explicit article on the freedom of the high seas or the right to fish. However, a state obligation vis-à-vis another state may have the potential to give rise to an individual right, under certain conditions. For example, in the LaGrand Case, the ICJ confirmed that Article 36(1) of the Vienna Convention on Consular Relations, which provides state obligations vis-à-vis another state, created individual rights []. By analogy, it is arguable that the freedom of the high seas, if read in conjunction with the right to food and the right to work, may also produce human rights implications.
The right to food and the right to work find their legal provisions, respectively, in Article 11 and Article 6 of the International Covenant on Economic, Social, and Cultural Rights (ICESCR). The ICESCR contains a general article (Article 2) requiring states to realize human rights “through international assistance and cooperation, especially economic and technical,” and in the article on the right to food, it reiterates the importance of international cooperation. It is now widely accepted in the human rights literature that state obligations on human rights do not end at its borders, and that state obligations extend to extraterritorial situations and to the affairs that must be addressed through cooperation []. Although these social rights do not necessarily denote a direct or an absolute access to fishery resources for food or employment purpose, it can be well argued that state parties of RFMOs shall not arbitrarily deprive non-member states of the opportunity to realize the rights of their own population to food and work through high sea fishing [,]. It can also be argued that RFMOs should give due regards to the interests of artisanal fisheries that catch fish mainly for human consumption, as opposed to industrial fisheries, 25% of whose catch is destined for reduction to fish meal and other animal feed []. In this sense, the state parties of RFMOs are expected to leave some quotas for non-member states or directly for fishers, or at least to make an appropriate arrangement for their possible participation in the allocation of resources at the minimum level that can reasonably cater to their food and employment demands. It is argued that a rebuffed state which should have been given membership has a legitimate right to at least partially ignore the RFMO’s measures []. This equally indicates that state parties of RFMOs or other states seeking to conserve fish stocks may better use market state measures to deter IUU fishing, as European Union does in its IUU Regulation [], which logically do not prevent non-members from fishing for domestic demands (because non-members can do that by staying away from the RFMO, according to the international law principle of pacta tertiis nec nocent nec prosunt).
Further questions arise as to whether a market state can take whatever measures it likes, and more difficultly, whether non-members of RFMOs can claim access to the seafood market of a state taking strict measures against IUU fishing. To answer these questions, reference should be made to the notion of free trade, another important value of international law. It should be noted that the WTO regime gives ample discretion to a state to adopt trade restrictions for the purpose of conserving exhaustible natural resources []. It seems that the right to food and the right to work, possibly claimed by non-members of RFMOs, do not necessitate the exportation of a fish catch to a foreign state, but they may instead argue that an appropriate amount of exportation is necessary for a robust industry on which their domestic fishers rely to make a living, and which ultimately contributes to affordable seafood by more global competition. Interestingly, rich countries tend to blame market interventions, such as subsidies or export restrictions, for higher food prices [], but they seldom introspect the negative impacts of their market state measures in combating IUU fishing (import restrictions) on the global food market. Given the important role of trade in realizing global food security, it is submitted that market states bear the responsibility to review the reasonableness of relevant RFMO measures prior to the decision on import restrictions, especially whether the RFMO measures genuinely contribute to conservation and whether the practice of the RFMO unduly discriminates against non-members. In this regard, the European Court of Justice is in a good position to push the EU and its member states to assess the reasonableness of RFMO practices before adopting import restrictions in potential judicial cases challenging the legitimacy of the EU IUU regulation.
The recent WTO Agreement on Fisheries Subsidies provides a good opportunity to reconcile free trade and the conservation of fish stocks. Article 3.1 of this agreement generally forbids subsidies to IUU fishing []. Article 3.2 defines IUU fishing according to which a vessel or operator shall be considered to be engaged in IUU fishing if an affirmative determination thereof is made by “a relevant Regional Fisheries Management Organization or Arrangement (RFMO/A), in accordance with the rules and procedures of the RFMO/A and relevant international law, including through the provision of timely notification and relevant information, in areas and for species under its competence” []. The phrase “in accordance with the rules and procedures of the RFMO/A and relevant international law” gives WTO Dispute Settlement Body (DSB) the competence to review the procedural and substantial aspects of RFMO’s decision on IUU fishing in anti-subsidy cases. Although the intensity of review remains to be observed in future cases, the broad term of “relevant international law” under Article 3.2 arguably confers plenty of discretionary power, which may include the possibility to assess the systematic problems of an RFMO, upon DSB. In this sense, WTO DSB may serve as an outside supervisor of RFMOs, and it should take this opportunity to promote a fairer fishery governance.
The systemic interpretation approach can not only raise attention regarding non-conservation concerns, but may also entertain conservation interests. The emerging concept of the right to the environment provides external sources for the interpretation of state obligations to cooperate to conserve living resources under the Fish Stocks Agreement. The right to the environment was not internationally recognized as a formal human right until 2022, when UN General Assembly adopted a resolution on the human right to a clean, healthy, and sustainable environment []. Before this historical resolution, environment-related rights were mainly limited to procedural aspects [], and only a very few states admitted substantial aspects of environmental rights into their constitution [,]. The recent UN resolution for the first time declared, internationally, the human right to the environment, not only in procedural aspects, but also in substantive aspects.
In the UN General Assembly resolution, states recognize that the unsustainable management and use of natural resources and the resulting loss of biodiversity and the decline in services provided by ecosystems interfere with the enjoyment of a clean, healthy, and sustainable environment []. The resolution recognizes the right to a clean, healthy and sustainable environment as a human right; and calls upon states, international organizations, business enterprises, and other relevant stakeholders to adopt policies, to enhance international cooperation, to strengthen capacity-building, and to continue to share good practices in order to scale up efforts to ensure a clean, healthy, and sustainable environment for all []. This not only requires non-members of RFMOs to cooperate with organization, but also requires state parties of RFMOs to collectively pursue a genuine policy of conservation through decision-making procedures in good faith. If state members of RFMOs fail to fulfill their joint obligations to conserve fishing stocks, any state party of the Fish Stocks Agreement may initiate inter-state proceedings (according to Article 30) to invoke state responsibility under Article 35 thereof against those RFMO members who are also state parties of the Fish Stocks Agreement. Unfortunately, the invocation of such a state responsibility is scarcely known. It is submitted that Article 30 (procedural basis) and Article 35 (substantial basis) of the Fish Stocks Agreement should be actively used, in light of the human right to the environment, to push RFMOs to achieve their goals.

4. Conclusions

The systemic interpretation approach is a useful tool to integrate different and even conflicting interests, including food security, employment, free trade, and the environment, in the process of high sea fishing governance. It can entertain both conservation and non-conservation concerns by taking a holistic view of international law. Such an approach calls for, and will trigger, multiple fishery governance in diverse sectors and at different levels, involving the participation of RFMOs, the European Court of Justice, and other regional or domestic courts of seafood market states, WTO DSB, the dispute settlement regime under the Fish Stocks Agreement, and human rights treaty bodies. Policy suggestions and legal strategies for a fairer fishery governance include: RFMOs should make an appropriate arrangement for non-members to participate in the allocation of fishery resources at the minimum level that can reasonably cater to their food and employment demands; national courts, the European Court of Justice, the WTO DSB, and human rights treaty bodies may serve as external supervisors of RFMOs, and they should take this opportunity to promote a fairer fishery governance; states in favor of the environment may actively use the dispute settlement regime under the Fish Stocks Agreement to invoke the international responsibility of the state members of RFMOs as a whole.

Funding

This research received no external funding.

Acknowledgments

The author would like to thank Daniel Guttman and Russell Smith for the online brainstorm meeting.

Conflicts of Interest

The authors declare no conflict of interest.

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