3.1. Theoretical Background
3.1.1. Pyrolysis Outcome—Products
Hydrocarbon reactions in the absence of oxygen trigger the process known as pyrolysis. This intricate phenomenon results in the transformation of substances into three forms, each with unique properties and potential applications [
17]. It is crucial that in hydrocarbon reactions, a certain stoichiometry must be applied due to the fact that total oxidation can lead to a totally different outcome [
18]. This balance is measured by the index λ, where λ = 1 signifies the amount of oxygen needed for complete oxidation. If there is an excess of oxygen during this process, represented by an index (λ > 1), combustion takes place. This situation is common in processes that aim to maximize energy release by oxidizing the material. On the other hand, gasification happens when there is a shortage of oxygen with an index (λ < 1) allowing for partial oxidation of the material and producing a syngas containing hydrogen, carbon monoxide, and sometimes small amounts of carbon dioxide and methane. In the case that there is no oxygen, with an index (λ = 0), it signifies pyrolysis [
19]. This condition enables the breakdown of substances at temperatures in a controlled environment, resulting in the creation of solids (char or ash), liquids (pyrolysis oil), and gas products (non-condensable gases). By eliminating oxygen, it prevents the material from burning, thereby preserving the energy content in the gases and liquids produced. Pyrolysis is essential for converting plastics into a range of chemical products and fuels. The distinction based on oxygen levels shows how thermochemical processes can be versatile in achieving energy and material recovery [
20].
- (1)
Gases: The gas generated during pyrolysis primarily consists of carbon monoxide (CO), carbon dioxide (CO
2), hydrogen (H
2), methane (CH
4), and several other gases depending on the material used [
21].
- (2)
Liquids: These liquids are dense, oily fractions containing hydrocarbons such as alkanes, alkenes, aromatics, and various oxygenated compounds, depending on the type of plastic used. This diverse mixture presents an opportunity for converting it into liquid fuel with similar properties as common fossil liquid fuels [
19].
- (3)
Solids: Regarding the leftover residue from pyrolysis, it mainly comprises carbon (C) and inert materials that remain unchanged throughout the conversion process. This residue exemplifies how effectively matter decomposes into its components.
In the case of plastic pyrolysis, the material is subjected to heating at atmospheric or higher pressure. As the temperature rises, a sequence of processes is taking place:
- (1)
At temperatures under 100 °C, volatile compounds evaporate and substances sensitive to heat break down.
- (2)
As the temperature rises and approaches 100 °C, the rate of moisture evaporation within the material increases significantly. Materials that are hydrated and trapped within crystalline structures are released at higher temperatures [
19]. This stage consumes a considerable amount of energy because of the latent enthalpy of the liquid components, which keeps the temperature stable until the process is finished. Additionally, components within plastics, such as plasticizers, some additives, and waxes, may begin to melt, decompose, or volatilize, many of which do so at temperatures both below and above 100 °C, depending on the specific material [
22].
- (3)
Between temperatures of 100 °C and 500 °C, many organic components of plastic break down. For instance, polyethylene and polypropylene, commonly used in plastic products, decompose at temperatures between 300 °C and 500 °C, leading to the production of hydrocarbons such as alkenes and alkanes. Additives and stabilizers within the plastics may volatilize or decompose, contributing to the formation of gases and liquids. The remaining non-volatile materials tend to be rich in carbon, forming char or ash as the material becomes “charred” [
22].
- (4)
At temperatures between 200–300 °C, if oxygen is not completely removed, the carbon residue is possible to self-ignite depending on its material content, resulting in a highly exothermic reaction, often without a visible flame. As combustion initiates, the temperature increases, causing the residue to glow and emit CO
2 and CO. At this stage, elements such as sulfur (S), chlorine (Cl), and others present in plastics undergo oxidation and volatilization [
21].
Understanding the importance of the lack of oxygen is crucial in pyrolysis, as it occurs at temperatures surpassing the self-ignition points of the substances produced [
21].
3.1.2. Slow-Paced Pyrolysis (Traditional)
Slow-paced or traditional pyrolysis, a method used to convert biomass into coal and charcoal for industrial and household purposes, is considered one of the oldest ways to transform biomass into fuel. Charcoal, known for its low moisture and high carbon content, has historically played a role in industrial processes. Its ability to reach temperatures easily has made it a valuable resource in metal-working industries such as iron casting and steel forging. This process involves stacking wood with space between the pieces for initial partial burning. The stack is then covered with soil to limit oxygen, allowing only a small amount of air inlet for controlled wood burning. Once lit, the stack slowly burns over days in an oxygen-depleted environment, leading to material carbonization [
19]. After this deliberate process is complete, the soil covering is removed to reveal the charcoal ready for packaging and use.
In modern times, the principles of pyrolysis that were historically applied to biomass are now being utilized in the pyrolysis of plastic materials, although the objectives and outcomes differ. Slow-paced pyrolysis of plastics operates under similar foundational principles of heating in an oxygen-depleted environment. Such as biomass pyrolysis, plastic pyrolysis requires precise control of oxygen levels to prevent combustion and ensure the breakdown of materials into useful products. However, instead of producing charcoal, plastic pyrolysis yields a mixture of char, liquid hydrocarbons (pyrolysis oil), and non-condensable gases [
17].
Both processes rely on temperature control and the absence of oxygen to drive material decomposition. In plastic pyrolysis, the heating of plastics at lower temperatures (around 400 °C) and at slow rates maximizes the production of char and liquid fuels, just as slow biomass pyrolysis maximizes the yield of solid charcoal [
19]. The similarity in controlling oxygen and temperature in these processes shows how pyrolysis, although rooted in ancient techniques for biomass, can be adapted to address modern challenges such as plastic waste recycling.
3.1.3. Conventional Pyrolysis
The process of conventional pyrolysis occurs within a short timeframe, typically a few minutes. Historically applied to biomass, primarily for the production of charcoal, conventional pyrolysis has now been adapted to plastics for the breakdown of polymers into valuable products. In the traditional method, biomass (mainly wood) is heated to temperatures around 500 °C. For plastic pyrolysis, similar temperatures are used, though the focus shifts from producing charcoal to generating liquid hydrocarbons (pyrolysis oil), non-condensable gases, and solid residues (char) [
19].
In the pyrolysis of plastics, secondary chemical reactions—similar to those that occur in biomass—take place as the components in vapor form continue to react. However, unlike biomass pyrolysis, where the final product is charcoal, in plastic pyrolysis, these secondary reactions help convert long-chain polymers into shorter hydrocarbon chains, which are then collected as valuable liquid fuels or gases. The gases produced in the process, such as hydrogen and methane, are often recycled to power the pyrolysis system, demonstrating a self-sustaining feature of the method, much like in biomass pyrolysis [
23].
The conventional method involves filling the pyrolysis reactor with plastic feedstock, ensuring the chamber is sealed, processing the material, and removing the end products. In cases where the reactor is exposed to atmospheric air, there is a risk of partial combustion due to the high temperatures and the reactive nature of the plastic components. To initiate the process, an external heat source such as natural gas or electricity is used to raise the reactor’s temperature. Once operational, the system can maintain heat by utilizing the gases produced during pyrolysis, much like the self-sustaining biomass pyrolysis process [
24].
As the plastic polymers break down, they release short-chain hydrocarbons in gas form. These gases are directed from the reactor to help maintain the temperature and support the pyrolysis process, enhancing overall energy efficiency. In plastic pyrolysis, just as in traditional biomass pyrolysis, careful control is necessary to prevent combustion when the materials are exposed to air. The process is completed within minutes to a few hours, classifying it as conventional pyrolysis and distinguishing it from slow pyrolysis, which operates over a longer time.
Once cooled, the solid residues (char) and liquid hydrocarbons produced during the process are ready for further refinement or direct use in various industrial applications. This method, while mirroring traditional biomass pyrolysis in terms of duration and basic methodology, showcases modern technical enhancements through the use of specialized reactors and a strategic approach to plastic waste management.
The conventional method includes the steps of filling the pyrolysis furnace with biomass, securing the closure, processing, and removing the finished product. In case the upper part is exposed to atmospheric air, usually it partially ignites because of the hot materials and their oxidation. The whole process is completed in a few minutes to hours, classifying it as convention pyrolysis, being distinct from the slow-paced. An external flammable substance such as gas is utilized to raise the temperature inside the furnace. Once the furnace door is securely shut, alternative flammable sources, such as biomass, can maintain the temperature [
24].
As the hydrocarbons break down, they release short-chain gases, which are biomass vapors. The hydrocarbon gases or biomass vapors produced are then directed from the furnace to help maintain the temperature and support the combustion process to continue smoothly and more energy efficiently. In case the charcoal catches fire upon contact with air, it is put out gently using a mist of water. Once it cools down, the charcoal is considered ready to be packaged and distributed to the market. This method, mirroring traditional pyrolysis in both its duration and methodology, distinguishes itself through the technical enhancement involving the deployment of specialized equipment and a strategic approach to time management.
3.1.4. Fast-Paced Pyrolysis
In fast-paced pyrolysis, the temperature rise rate of the material reaches 1000 °C/s, optimizing synthetic oil production techniques. This approach drastically reduces the time needed to heat biomass for decomposition to a minimum length of time of 0.1 s to 0.5 s. Consequently, the process generates a range of products, around 60–70% pyrolysis oils, 15–25% char, and 10–15% non-condensable gases [
22]. The gases produced are often used as fuel for the pyrolysis burner, making the process partially self-sustaining. During the breakdown of materials, in pyrolysis processes the substances are transformed into components such as gases and liquids, similar to the process of refining crude oil into various fractions [
25]. At the refining stage, gases are cooled down at specific temperatures through distillation, allowing them to condense at varying rates based on their hydrocarbon composition. The liquefaction temperature of the materials in the gas phase is different for each group of hydrocarbons. These fractional temperatures can be used to produce similar matter from different hydrocarbon-rich feedstocks as well [
26].
High-speed pyrolysis shows potential in tackling issues linked to waste materials such as vehicle tires and plastics, containing hydrocarbon-based matter. This focused method of pyrolysis not only is a waste management method but also results in valuable outcomes, such as liquid fuels (gasoline and oil), solid materials (coal), and recyclable metals [
27]. As a result, the pyrolysis of waste is seen as an efficient approach, potentially sparking new circular economic ventures and employment opportunities that prioritize environmental conservation and public health. For example, materials such as hydrocarbons in solid, liquid, or gaseous form and steel (the reinforcement of the tire) can be recovered by pyrolysis from the waste of car tires. These components can be converted into 45–55% fuels, 10–15% steel wire, 30–35% pure carbon powder, and 8–10% gas fuel. The exact proportions of products vary depending on the setup and desired outcomes [
28]. This process addresses the challenge of managing alternative hydrocarbon feedstock, such as plastics, and also brings economic advantages by generating alternative fuels beyond petroleum-based products [
29].
The energy needed is partially self-powered. While an external fuel source such as biomass is used for the heating of the materials once decomposition begins, the resulting gaseous by-products, such as CH4, are captured and reintroduced into the burner. This practice reduces dependency on fuel sources by recycling energy within the pyrolysis process.
High-speed pyrolysis has shown an enhancement in the quality of the synthetic oil yielded compared to that produced by conventional pyrolysis. At a reaction temperature of 474 °C, 40.93 wt % (Weight Percentage) of the biomass was converted to synthetic oil with a Gross Calorific Value (GCV) energy content of 16.92 MJ/kg and a water content of 28.02 wt %. By reducing the water content, the synthetic oil can be used commercially as diesel fuel in engines, as its properties comply easily with the EN590 standard [
30].
Table 4 categorizes the 3 types of pyrolysis described above by process parameters.
3.2. Scenario Definition
This study proposes an innovative design for a flexible pyrolysis small-scale unit. In this hypothetical scenario, the unit is assumed to be adopted by a small-medium industry (assuming 50 × 12 m = 600 m
2 of production facilities and offices of 100 m
2). In the framework of the defined application scenario, the industrial facility is utilizing its own abundant plastic waste, primarily from discarded packaging, to achieve full or partial energy autonomy. Examples of such industries are small- to medium-sized plants and other enterprises that dispose of plastic packages. Typical small-scale industries hold an area of approximately 250 m
2 while large-scale industries can hold up to 1200 m
2 [
31]. By converting this plastic waste into synthetic pyrolysis oil, the industry can power a combined heat and power (CHP) generation unit. This fast-paced pyrolysis unit comprises a water-cooled diesel electric generator with a total output of 200 kW, 100 kW electric, and 100 kW thermal, thus effectively harnessing waste for energy.
The cogeneration unit will utilize the produced waste, which is assumed to be plastic. A typical material synthesis of the plastic by-products is depicted in
Table 5.
Plastic waste will be processed into synthetic oil through pyrolysis to power a conventional water-cooled diesel electric generator, contributing both to the electrical needs and heating through the utilization of waste heat from the engine. The generator: (i) operates at 100 kW, (ii) enables connection to the low-voltage network, (iii) consumes 29.9 L/h or 24.9 kg/h of diesel (specific weight ρ = 833 kg/m3, net calorific value, Hu = 42.3 MJ/kg), and produces an hourly energy output of 1053 MJ/h. Annually, 8000 operational hours are allocated for the cogeneration unit, of which 760 h are for maintenance and repair of the diesel engine.
The typical scenario adopted in the framework of this analysis assumes the electric energy generated for the network is calculated as 8000 h × 100 kWh, totaling 800 MWhel. Additionally, using discharged thermal energy for heating over six months (mid-October to mid-April), for 8 h daily at full power 66% of the time, the required thermal energy is computed as 100 kW × 8 h × 0.66 × 6 × 3,095,040 kWh, or 95 MWhth. The thermal energy coming from the cooling of the diesel engine of 95 MWhth is called to replace fossil diesel with an energy content of 11.75 kWh/kg, which, with a combustion efficiency of 0.85, would save 9512 kg of heating oil per year.
3.3. Technical Specifications and Design Requirements
The cogeneration unit for the utilization of plastic waste is shown in
Figure 1. In addition to the electromechanical equipment, the unit also includes adequate pipelines and wiring that facilitate the energy distribution to the grid and the thermal energy to be circulated into the industrial facility.
3.3.1. Feeder of Raw Material and Shredder of Plastic Waste
Plastic waste is manually loaded into a shredder, equipped with a safety cover. A disc vertical conveyor driven by a 3-kW motor conveys the raw material into silo storage. For a 24 h continuous operation in order 24 h × 200 kW = 4800 kWh to be produced (due to 80% fuel efficiency of the 6000 kWh or 21,600 MJ required). It is estimated that approximately 675 kg of plastic waste, with an 80% energy recovery from its 40,000 kJ/kg potential, is necessary. A shredder, with a throughput of 500 kg/h, efficiently processes enough material for 24 to 48 h within 1–2 h daily. This equipment is about to have a weight of 250 kg and to be powered by a 2.2 kW engine.
3.3.2. Feed Screw of Crushed Raw Material in the Warehouse
The screw conveyor moves the shredded plastic to the pyrolysis reactor at 500 kg/h or 1000 L/h. Calculating these rates per second provides the exact volume and weight of waste advanced for storage in Equation (1) [
36]:
where
m: Mass flow rate (kg/s)
p: Density of the material (kg/m3)
p = 1000 kg/m3 taken average density of different plastics
Q: Volume flow rate (m3/s)
An Archimedean-type screw conveyor is selected with an external diameter D = 0.08 m, a shaft diameter d = 0.027 m, and a pitch equal to the external diameter. The amount transferred is calculated by Equation (3) [
28,
36]:
The symbols that are used for the calculation of the feed screw are listed in
Table 6.
The screw conveyor (accounting for material slippage and incomplete filling with a coefficient of 0.75), transports plastic to the pyrolysis reactor at adjusted rates of approximately 0.28 kg/s and 0.28 L/s, dealing with a 4-m elevation difference. The torque applied to the screw is calculated by Equation (4) [
37].
Table 7 lists the symbols used on the calculations for the screw conveyor [
37].
Table 8 presents the related specification for the unit under consideration.
3.3.3. Daily Storage Silo
The shredded plastics are stored in a silo-type warehouse for easy management.
Table 9 summarizes the calculated design requirements and specifications for the adopted silo.
3.3.4. Feed Screw of Crushed Raw Material to the Reactor
Another screw conveyor delivers the plastic materials into the pyrolysis reactor at a rate of 180 kg/h by weight or 180 L/h by volume. Calculating these rates per second provides the exact volume and weight Equation (5) [
12,
36].
An Archimedean screw conveyor is chosen with an outer diameter of
D = 0.088 m, a shaft with a diameter of d = 0.027 m, and a pitch equal to the outer diameter so as to transport the volume of material calculated by Equation (7) [
36].
Table 10 includes the design requirements calculated with the use of Equation (4) for the feed screw of crushed raw material to the reactor.
3.3.5. Pyrolysis Reactor
Pyrolysis reactors for plastic waste vary between fixed or moving chambers and batch or continuous flow modes. A rotating chamber with continuous flow is selected, ensuring effective mixing and even heating. The reactor is designed for daily input and able to process loads up to 1440 kg over weekends. Typically operates at 150 kg/h, processing 750 kg in 5 h.
Thermal energy requirements for decomposing plastic waste are calculated using several exothermic reactions. However, to simplify the procedure, the total heat is estimated using Equation (6) [
38].
is used to calculate the amount of heat energy transferred. In this equation:
Q represents the heat energy (in kJ/h),
m is the mass flow rate of the material (150 kg/h),
C is the specific heat capacity of the material (2.4 kJ/kg°C).
ΔT is the temperature difference, which is the difference between the vaporization temperature (470 °C) and the ambient temperature (20 °C).
Using these values, the energy required for the decomposition process is calculated to be 162,000 kJ/h. This represents 26% of the total energy content of the waste material, which has an energy content of 6,225,000 kJ/h.
The reactor has a thermal power output of 45 kWth and processes material at a rate of 0.042 kg/h. The material spends 0.33 h inside the reactor, requiring a minimum volume of 100 L to accommodate the process.
Given the estimated dimensions of the reactor, with a diameter of 0.5 m and a height of 0.6 m, the calculated volume is over 120 L, which exceeds the minimum required volume of 100 L.
3.3.6. Gas Supply for Initiation
A gaseous source such as biogas or propane/butane is necessary to initiate the reactor and the selected fast-paced pyrolysis process. A 3000 L gas tank weighing 630 kg provides the required gas. The process commences by lighting up the burner in the reactor. The gases produced during pyrolysis are then cooled at different temperatures. Some of the gases will condense into diesel and gasoline substances, while gases that do not liquefy at these temperatures are fed back into the gas supply system to support the reactor’s combustion. The gas supply system is equipped with a pressure gauge to keep track of gas levels from the pyrolysis process. When the pressure is sufficient, the gas valve from the pyrolysis process opens; otherwise, only the gas from the tank is utilized.
3.3.7. Fractional Cooling of Pyrolysis Gases
The gas from the pyrolysis process in the reactor travels through pipes to the coolers, where it is liquefied. The pyrolysis gas, after its decomposition in the pyrolysis reactor, consists of H2 and C. The chemical elements “recombine” into new chemical compounds. The cooling of the gas, which takes place at the appropriate temperatures in the coolers, also contributes to this re-composition.
3.3.8. Synthetic Oil Transfer Pump to Tank
The yielded oil from the condensers will be a minimum of 32 kg/h or 38 L/h. The synthetic oil should be stored in the synthetic oil tank for later use in the diesel engine. The maximum height of the oil tank is taken to be 5 m. The pump that will transport the synthetic oil will be positive displacement, geared with a flow rate of ~50 L/h and an operating pressure of 5 m × 850 kg/m3 = 0.5 kg/cm2. The power of the synthetic oil pump is N = Q × P/η = 5 × (50 × 10−3/3600) × (0.5 × 105)/0.5 (10 W), and its feed pipe is taken with a diameter of 0.013 m.
3.3.9. Pyrolysis Fuel Tank
The diesel engine requires, for each hour of operation, a quantity of synthetic oil B = 32 kg/h, and thus for 24 h of operation, 768 kg of synthetic oil are required. The synthetic oil daily consumption tank with the specific weight of ρ = 0.8336 N/m3 and a safety margin of 50% should have a volume of 768 × 1.5/0.8336 = 1355 L~1.5 m3. A cylindrical tank with a diameter of 0.95 m and a length of 2 m has a volume of V = 0.952 × 3.14 × 0.5/4 = 1.4 m3 without the bottom part. With an elliptical bottom and all tank materials made of 0.003 mm thick sheet steel, the tank weight is (0.95 × 3.14 × 2 + 1 × 2) × 0.003 × 7850 × 1.5 = 280 kg.
Synthetic oil storage for 48 h (Saturday & Sunday) will require 32 kg/h × 48 h = 1536 kg synthetic oil, or in volume with a 50% increment will be 1536 × 1.5/0.85 = 2.710 L (3000 L synthetic oil tank).
The construction of the cylindrical tank with a diameter of 0.95 m and a length of 4 m has a volume of V = p × D2 × h/4 = 2.83 m3 without the bottom and with an elliptical bottom, and all tank materials are made of 0.003 m thick sheet steel. The tank weighs (0.95 × 3.14 × 4 + 1 × 2) × 0.003 × 7850 × 1.5 = 492 kg.
For convenience, typical 3000 L tanks are selected, with a total weight of 492 × 2 = 984~1000 kg, which will offer a 90-h autonomy.
3.3.10. Water-Cooled Diesel Engine
The assembly of the power-generating pair consists of a water-cooled diesel engine and an electric generator. The characteristics of the diesel engine of the assembly are presented in
Table 11.
3.3.11. Electrical Generator
The electric generator provides 100 kW of power. The electric generator rotates at n = 1500 rpm with a rotational speed ω = π × n/30 = 157 rad/s. Thus, the torque applied to the electric generator must be greater than M = N/ω = 108,000/157 = 688 N·m. The generator is synchronous three-phase with voltage U = 400 V, frequency 50 Hz, power factor = 0.8, and current I = N/(√3 × V
π × cos
φ) = 108,000/(1.73 × 400 × 0.8) = 195 A [
39].
In addition, the electrical panel needed consists of three parts:
- (1)
Electrical supply for the equipment.
- (2)
Automation control for the equipment.
- (3)
Supply of the excess electricity to the grid by net metering.
3.3.12. Water Circulator for Radiator
The thermal power that the CHP unit is going to produce is 100 kW. This power is intended for the radiators, which operate at temperatures of 90 °C (hot water enters the radiator) and 70 °C (water exits the radiator). The supply of the heat carrier (the hot water for the radiators) m is [
40]:
where
The diameter of the circulator tube is determined by Equation (10) [
40].
and thus D = 0.05 m.
The pressure of the pump depends on its network, and therefore it cannot be calculated at this stage. It is estimated that the pressure will be P = 98.063 Pa or 10 water column meters (mWC) = ~1 × 105 N/m2.
Thus, the power of the pump will be N = Q × P/η = 0.0012 × 1 × 10
5/0.65 = 185 W [
41].
3.3.13. Piping and Wiring
Piping and wiring depend on the placement of the equipment and cannot be determined without specific data. A typical estimation of 2700 euros is adopted in the defined study scenario.