3.1. Problem Description
The rapid advancement of electric vehicles and portable electronic devices has resulted in a substantial increase in lithium-ion battery consumption worldwide. As these batteries reach their end-of-life phase, a significant challenge arises in managing the resultant battery waste. Recycling technologies (RTs) offer an effective pathway not only to reduce environmental burdens but also to recover valuable materials such as lithium, cobalt, and nickel. However, selecting the most appropriate recycling method involves complex trade-offs among technical, environmental, and economic factors, often complicated by expert subjectivity and imprecision. To address this multi-faceted decision-making problem, the present study employs a T-Spherical Fuzzy Einstein Interaction Aggregator DEMATEL-CoCoSo approach to evaluate and rank six prominent battery recycling technologies.
Six recycling technology alternatives have been identified for this study based on their technological maturity, industrial relevance, and potential contribution to sustainability goals. These alternatives span a spectrum from established large-scale processes to novel experimental methods still under development. Their selection is grounded in both current industrial applications and state-of-the-art academic research on battery recycling, as documented in recent studies by Harper et al. (2019), Lv et al. (2018), and more recently by the IEA Global EV Outlook (2023) [
1,
3,
24].
RT1, Mechanical Processing, represents one of the most conventional and widely used recycling methods. It involves the physical disassembly and separation of battery components through crushing, shredding, sieving, and magnetic sorting. This approach is generally employed as a preliminary stage before other chemical or thermal treatments and is favored for its operational simplicity, low energy requirements, and compatibility with automated systems. However, its standalone recovery rates for critical metals such as lithium and cobalt are low, making it insufficient without downstream processing [
25,
26].
RT2, Direct Recycling, is an innovative method that seeks to preserve and rejuvenate the original cathode material without decomposing it into elemental metals. By maintaining the crystal structure of the active materials, this approach reduces energy consumption and chemical use compared to hydrometallurgical and pyrometallurgical methods. Although it offers substantial environmental advantages, its commercial adoption remains limited due to challenges in adapting the process to a variety of battery chemistries, formats, and degradation states [
27].
RT3, Hydrometallurgical Recycling, is a chemical extraction method in which metals such as lithium, nickel, and cobalt are leached from battery components using acid or base solutions. This process has gained attention for its relatively high recovery efficiency and lower greenhouse gas emissions compared to pyrometallurgical methods. Nevertheless, it requires substantial water and chemical input and generates hazardous liquid waste that must be managed responsibly [
7,
27].
RT4, Pyrometallurgical Recycling, is among the most mature and industrially deployed methods. It involves high-temperature smelting, often above 1500 °C, to recover metals by reducing battery materials into alloy forms. While it is advantageous in terms of processing mixed or contaminated batteries, it suffers from several drawbacks—high energy consumption, poor lithium recovery, and significant CO
2 emissions. Consequently, it is increasingly scrutinized for its environmental burden [
3,
6].
RT5, Bioleaching, utilizes specific microorganisms to biologically extract metals from battery waste through natural metabolic processes. This method is environmentally friendly and avoids the use of aggressive acids, but it is considerably slower than other chemical processes and remains in the pilot or laboratory testing phase. Scaling up for industrial applications poses both economic and logistical challenges [
28,
29].
RT6, Cryogenic Recycling, is a relatively novel technique in which batteries are cooled to extremely low temperatures using substances like liquid nitrogen. Once frozen, the batteries become brittle and can be fractured safely with minimal fire or explosion risk. This method offers promising safety benefits, especially for end-of-life batteries with unknown charge states. However, its commercial deployment is rare, and its cost-effectiveness and processing throughput require further validation [
30,
31].
The assessment of these recycling technologies is guided by a panel of ten experts, as presented in
Table 4. The experts were selected based on their diverse academic backgrounds and industrial experience in environmental engineering, battery manufacturing, waste management, and sustainable materials. Their profiles represent a balance between practical implementation knowledge and theoretical insight. The group includes individuals with doctoral and master’s degrees as well as senior engineers and managers from research institutions, policy consultancy, and industry operations. Their professional experience ranges from 11 to 28 years, ensuring comprehensive and balanced perspectives on both current capabilities and future trends in battery recycling.
The evaluation framework employed in this study is based on ten comprehensive criteria, which were defined through expert consultation and an extensive review of contemporary academic literature and industrial guidelines in the fields of battery recycling, sustainability assessment, and circular economy. These criteria collectively reflect three primary dimensions: technical performance, environmental impact, and economic feasibility [
3,
5,
19,
24,
30,
31,
32].
C1, Material Recovery Efficiency, quantifies the percentage of valuable materials successfully extracted from spent batteries. This indicator is central to assessing the recycling method’s contribution to material circularity. C2, Energy Consumption, captures the total energy required to process a unit of battery waste (e.g., kWh/ton), serving as a proxy for environmental and economic efficiency. C3, Operating Cost, includes recurring expenses such as energy use, labor, chemicals, and maintenance, and directly affects the economic viability of a recycling facility. C4, Greenhouse Gas Emissions, reflects the climate change impact of each technology, typically measured in CO2-equivalent emissions, and is a critical sustainability performance metric.
C5, Technological Maturity, indicates how advanced technology is on the scale from research development to commercial deployment. High maturity reduces uncertainty and facilitates rapid scaling. C6, Capital Investment, denotes the upfront infrastructure cost required to implement the recycling facility and is often a barrier for new entrants or emerging methods. C7, Market Value of Recovered Materials, considers the revenue potential based on the economic worth of extracted outputs such as lithium, cobalt, and nickel. This criterion is influenced by both material purity and market demand. C8, Payback Period, represents the duration needed to recoup capital investment and reflects long-term economic feasibility.
C9, Toxic Chemical Usage, assesses the degree to which a recycling process depends on hazardous substances, which can pose operational and regulatory risks. Finally, C10, Waste Generation, accounts for the quantity and type of byproducts—solid, liquid, or gaseous—that must be handled post-process. Minimizing waste output is essential for reducing the ecological footprint of battery recycling technologies.
3.2. The T-SFN DEMATEL-CoCoSo Results
In this section, the results of the integrated decision-making process are presented, applying the T-Spherical Fuzzy Number (T-SFN) based DEMATEL-CoCoSo methodology to evaluate the interrelations among criteria and the overall performance of battery recycling technologies. The analysis was conducted using expert assessments, aggregated under T-SFN representations, to capture the inherent uncertainty and hesitation in linguistic judgments. First, the DEMATEL component identifies the causal relationships and weights among the ten evaluation criteria, supporting the construction of a four-quadrant Network Relation Map (NRM). Subsequently, the CoCoSo method ranks the six recycling technologies based on aggregated performance values across all criteria. This dual-phase process facilitates a comprehensive understanding of both the structural influence of decision criteria and the relative desirability of each alternative. The following subsections detail the computational results and corresponding interpretations derived from the hybrid model.
Based on the expert profiles outlined in
Section 3.1, linguistic qualifications representing each expert’s level of expertise were assigned by the authors, in consultation with domain-specific benchmarks in battery recycling and environmental systems engineering.
In total, ten experts were selected to participate in the linguistic evaluation and influence matrix construction process. These individuals represent a broad spectrum of expertise across environmental engineering, battery recycling operations, life cycle assessment, and policy advisory roles. While the number of experts might appear limited, it is consistent with established guidelines in fuzzy decision-making research, where expert panels typically range from five to fifteen members to ensure a balance between judgment diversity and result coherence.
Moreover, the selected panel includes individuals with varying academic qualifications (Ph.D., M.Sc., M.Eng., etc.) and professional experiences ranging from 11 to 28 years, enhancing the credibility and generalizability of the input data. This size also allowed for effective computation within the T-Spherical Fuzzy framework, ensuring the manageable aggregation of expert opinions without introducing excessive variability.
These qualifications were expressed using T-SFNs, allowing for the nuanced incorporation of partial belief, uncertainty, and hesitation in expert judgment. Utilizing Equation (15), the individual weights of the ten decision-makers were then calculated to reflect their relative influence in the aggregation process. This weighting ensures that experts with more substantial domain experience and academic or industrial standing contribute proportionally to the final decision matrix. The computed weights for each expert, along with their corresponding linguistic terms and fuzzy parameters, are summarized in
Table 5, forming the foundational input for the subsequent aggregation of influence and evaluation matrices.
After assigning weights to the experts, each decision-maker was asked to provide linguistic evaluations of the degree of influence among the ten assessment criteria.
Table 6 presents the linguistic judgments made by Expert 1. These pairwise evaluations reflect the perceived causal relationships—indicating how one criterion may impact another—in the context of assessing battery recycling technologies. The linguistic terms used by the experts, such as “No Influence,” “Weak Influence,” “Moderate Influence,” and “Strong Influence,” were systematically translated into T-SFNs based on the scale outlined in
Table 2. This conversion enables the inherently imprecise and subjective expert assessments to be expressed and analyzed mathematically. The matrix provided by Expert 1 is shown in
Table 7, while the corresponding matrices from Experts 2 to 10 are detailed in
Tables S1–S9 in the Supplementary Materials.
To consolidate the diverse perspectives of the expert panel, the individual T-SFN direct influence matrices were aggregated using the T-Spherical Fuzzy Weighted Einstein Interaction Averaging Aggregator (TSFWEIAA), which integrates the expert weights derived in Equation (15). This aggregation was performed according to Equations (18)–(20), where each element of the final T-SFN direct influence matrix was computed as the weighted average of the corresponding elements across all expert matrices. Specifically, the
,
, and
components of each fuzzy number were aggregated using the respective expert weights, ensuring that the more experienced and knowledgeable experts exerted a proportionally greater influence on the resulting matrix as shown in
Table 8.
Once the aggregated T-SFN direct influence matrix was established, defuzzification was performed to convert the fuzzy values into crisp scores suitable for quantitative analysis. According to Equation (22), the defuzzification of each T-SFN element was calculated by taking the difference between the powered truth-membership degree (
) and the powered falsity-membership degree (
), where
is the parameter that determines the defuzzification sensitivity. This scalar transformation enables the interpretation of fuzzy relationships in a numerical form while preserving the essence of uncertainty embedded in the original linguistic judgments. The result of this operation is the defuzzified direct influence matrix, which quantifies the intensity of influence from each criterion to another in crisp numerical terms as shown in
Table 9. The defuzzified matrix is presented in
Table 9, providing a clear and interpretable structure that facilitates further analysis in the DEMATEL methodology, including normalization and total influence computation.
Following defuzzification, the direct influence matrix was normalized to ensure comparability across all criteria. This was achieved by applying Equation (24), which scales the influence values based on the maximum row and column sums of the defuzzified matrix. The normalization process guarantees that all influence scores remain within a standardized range, preserving proportional relationships while avoiding dominance by any particular criterion. The resulting normalized matrix is presented in
Table 10, serving as the basis for the subsequent total influence calculations. Subsequently, the total influence matrix was derived using Equation (25), which integrates both direct and indirect influences among criteria as shown in
Table 11. This matrix reflects the complete influence of each criterion on every other, including all intermediate pathways of impact, thereby capturing the systemic nature of interdependencies.
Using the total influence matrix derived in the previous step, the prominence and relation values of each criterion were computed in accordance with Equations (28) and (29), respectively. The prominence value represents the total strength of influence (both given and received) of a criterion, indicating its overall centrality within the decision-making system. Conversely, the relation value determines whether a criterion primarily acts as a cause (positive value) or effect (negative value) in the network of interrelations. The calculated values for all ten criteria are presented in
Table 12.
To further visualize the causal relationships among the criteria, a Network Relations Map (NRM) was constructed based on the computed prominence and relation values as shown in
Figure 2. The NRM utilizes a Cartesian coordinate system in which each criterion is plotted according to its prominence (
r +
c) on the horizontal axis and its relation (
r −
c) on the vertical axis. This allows for the categorization of criteria into two distinct groups: the cause group (positive relation values) and the effect group (negative relation values). The cause group comprises the criteria that exert a stronger influence on others, making them pivotal levers for strategic decision-making, whereas the effect group contains those more influenced by external factors. The mean of the prominence values was used as the threshold to divide the map into four quadrants, highlighting the relative impact and influence dynamics of each criterion.
Criteria located in Quadrant I, namely C2 (Energy Consumption) and C4 (Greenhouse Gas Emissions), exhibit high prominence and positive relation scores, signifying that they are key causal drivers in the evaluation system. Their positions indicate a strong influence over other criteria, reaffirming their critical roles in the environmental sustainability assessments of recycling technologies. In contrast, C6 (Capital Investment) is located in Quadrant II, implying it functions as a cause but with relatively lower systemic influence—often serving as an enabler rather than a central determinant. Meanwhile, C8 (Payback Period), positioned in Quadrant III, represents a downstream criterion with low prominence and a negative relation, suggesting that it is influenced by other factors but does not substantially affect the system itself. Most notably, Quadrant IV contains a cluster of high-prominence but negative-relation criteria, including C1 (Material Recovery Efficiency), C3 (Operating Cost), C7 (Market Value of Recovered Materials), and C10 (Technological Maturity). These criteria act primarily as effect variables, indicating they are strongly influenced by the system’s causal dynamics. Lastly, C5 (Technological Maturity) and C9 (Toxic Chemical Usage) appear near the origin, suggesting a more balanced role, where they exhibit moderate bidirectional influence.
Based on these results, the normalized weight (as illustrate in
Figure 3) for each criterion was determined using Equation (30). Among all criteria, Energy Consumption (0.123) and Waste Generation (0.121) received the highest weights, indicating that environmental performance factors are prioritized by experts when evaluating alternative technologies. This aligns with the findings of recent studies emphasizing the central role of energy efficiency and waste minimization in sustainable recycling systems [
1,
2]. Closely following is Material Recovery Efficiency (0.116) and Market Value of Recovered Materials (0.115), reflecting a balanced emphasis on both environmental and economic outcomes—specifically, how effectively and profitably that valuable materials such as lithium, cobalt, and nickel can be recovered. The weight for Greenhouse Gas Emissions (0.112) further confirms the significant concern among experts regarding climate impacts, underscoring the necessity to evaluate emissions-intensive methods like pyrometallurgy with caution.
Operating Cost (0.103) and Toxic Chemical Usage (0.094) hold moderate importance, suggesting that while economic efficiency and chemical safety are valued, they are not considered as critical as recovery effectiveness or energy-related impacts. Interestingly, Technological Maturity (0.086) and Payback Period (0.083) were assigned comparatively lower weights. This may reflect a growing willingness among experts to tolerate developmental uncertainty or delayed returns in favor of long-term environmental benefits. Capital Investment (0.046) received the lowest weight, indicating that initial cost alone is not a dominant consideration in the decision-making process—likely due to expectations of scale economies or public subsidies in the context of circular economy initiatives.
In Step 10, each of the ten experts was asked to evaluate the six battery recycling technologies across the ten previously defined criteria using linguistic terms that reflect their judgment of each alternative’s performance. These linguistic evaluations—ranging from “Extremely Low” to “Extremely High”—were converted into T-SFNs based on the standardized scale presented in
Table 3. The linguistic evaluations by Expert 1 are shown in
Table 13. This process enabled the incorporation of uncertainty, hesitation, and partial truth into the decision model, offering a richer and more realistic representation of expert opinions. The resulting evaluations formed ten individual T-SFN decision matrices. These matrices capture the nuanced expert assessments of the performance of each recycling technology with respect to each criterion under the T-SFS framework. The decision matrix of Expert 1 is presented in
Table 14, while the matrices for Experts 2 through 10 are provided in
Tables S10–S18 in the Supplementary Materials.
In Step 11, the individual T-SFN decision matrices provided by each expert were aggregated to form a unified evaluation matrix that captures the collective judgment of the decision-making group. This aggregation was performed using the TSFWEIAA, as defined in Equation (12), where the previously determined expert weights
were used to account for the varying levels of expertise across participants. For each element in the decision matrix, the
(membership),
(hesitation), and
(non-membership) values were aggregated across all experts using Equations (33)–(35). This process preserved the interaction among fuzzy components and ensured that more credible expert evaluations exerted a stronger influence on the aggregated result. The output is a comprehensive aggregated T-SFN decision matrix, denoted by
, which synthesizes performance assessments of all six recycling technologies across the ten criteria under fuzzy uncertainty. The aggregated matrix is presented in
Table 15.
In the next step, the aggregated T-Spherical Fuzzy Decision Matrix and the criteria weights derived from the T-SFN DEMATEL process were used to compute the T-Spherical Fuzzy Weighted Einstein Interactive Arithmetic Mean sequence () and Geometric Mean sequence () for each recycling technology alternative. The Einstein interaction operators enable a more robust handling of the interaction effects between criteria and preserve the non-linear relationships in fuzzy information. Specifically, for each alternative, the arithmetic sequence was calculated by applying the weighted Einstein summation across all criteria, as defined in Equation (36), while the geometric sequence was derived using the weighted Einstein product, as shown in Equation (37).
These fuzzy outputs were then defuzzified using the score function defined in Equation (4), resulting in crisp scores that reflect both the additive and multiplicative aggregation perspectives of the alternatives’ performance. The resulting
,
,
, and
values for each recycling technology are presented in
Table 16, laying the foundation for the final ranking procedure.
In Step 14, the additive normalized importance (
), relative importance (
), and trade-off importance (
) scores were computed for each recycling technology alternative to facilitate a comprehensive evaluation. The
score, determined using Equation (38), represents the normalized aggregation of both arithmetic and geometric scores and reflects the overall magnitude of performance. The
score, calculated through Equation (39), evaluates each alternative’s performance relative to the minimum observed AS and GS values, thereby emphasizing deviation from the least desirable performance. The
score incorporates a trade-off coefficient
= 0.5 (representing an equal balance between AS and GS) and is computed using Equation (40) to reflect the weighted preference between additive and multiplicative information aggregation. These three indicators offer a well-rounded view of each alternative’s performance under various analytical perspectives. The resulting values for
,
, and
are summarized in
Table 17, which forms the basis for deriving the final composite score.
In the last step, the final evaluation score (
) for each recycling technology was calculated by combining the additive normalized importance (
), relative importance (
), and trade-off importance (
) using Equation (41). This scoring approach captures both linear and non-linear aggregation perspectives by averaging the three components and incorporating the cube root of their sum to emphasize balanced performance. The resulting
κi scores represent a synthesized evaluation index that supports robust ranking among the six considered recycling technology alternatives. As summarized in
Figure 4, the highest score corresponds to the most preferred alternative under the T-Spherical Fuzzy Einstein Aggregator DEMATEL-CoCoSo framework.
The final evaluation results, summarized in
Figure 4, provide a comprehensive ranking of six prominent battery recycling technologies based on the T-Spherical Fuzzy DEMATEL-CoCoSo methodology. The findings reflect a multi-dimensional synthesis of technical, environmental, and economic criteria under expert uncertainty, with each technology evaluated against ten strategically weighted factors. The highest-ranked alternative is Direct Recycling (
= 2.034), which outperforms all others in terms of overall performance. This result strongly aligns with its conceptual advantages, namely, its ability to retain the functional structure of cathode materials, reduce processing complexity, and minimize both energy consumption and chemical usage. While Direct Recycling still faces challenges in commercial scalability, standardization, and adaptation to various chemistries, the model clearly indicates its high potential under sustainability and circular economic objectives. The method’s top position suggests that, with continued research and industrial refinement, it could serve as a core technology for future battery recycling frameworks, especially in closed-loop systems.
The second-ranked technology, Hydrometallurgical Recycling (= 1.616), also demonstrates strong performance. This method has become increasingly popular due to its ability to extract high-purity metals using aqueous chemistry, with relatively lower energy requirements compared to pyrometallurgy. Its placement reflects a balanced trade-off between technical maturity, high recovery efficiency, and acceptable environmental impacts. However, concerns over chemical waste generation and complex process control remain key limitations that prevent it from surpassing direct recycling in this evaluation. Bioleaching ranks third (= 1.500), affirming its recognition as a promising green alternative. Its environmentally benign nature—operating without high temperatures or toxic reagents—contributes positively to criteria such as greenhouse gas emissions and toxic chemical usage. Nonetheless, its lower technological maturity and slower kinetics restrict its current viability at industrial scale, and these constraints are reflected in its mid-tier score.
Mechanical Processing ( = 1.373) ranks fourth, highlighting its role as a cost-effective and energy-efficient option, particularly as a pre-treatment step in integrated recycling systems. Despite these advantages, its inability to recover valuable elements such as lithium and cobalt in their pure forms places a ceiling on its overall utility. The marginal difference in score between mechanical processing and Cryogenic Recycling ( = 1.369), which ranks fifth, suggests comparable but distinct trade-offs. Cryogenic methods offer enhanced safety and fire mitigation—particularly valuable when dealing with unstable or unknown battery states—but suffer from high capital and operational costs as well as limited throughput, which hinder broader industrial adoption. The proximity of their scores indicates that both methods may serve niche roles depending on specific operational contexts.
At the bottom of the ranking is Pyrometallurgical Recycling ( = 0.555), a result that is consistent with growing criticism in both academic and industrial circles. Although this method is technologically mature and widely implemented, it is penalized in this evaluation due to its severe environmental drawbacks, including excessive energy use, high greenhouse gas emissions, and limited recovery of lithium—a metal that is increasingly prioritized due to its strategic importance. Its placement suggests that, while reliable and established, pyrometallurgy is no longer aligned with modern sustainability standards and must be complemented or replaced by cleaner and more efficient alternatives.