2. Theoretical Background
The concept of Mueller matrix is based on that of the Jones matrix. In fact, any linear polarimetric interaction where the Stokes vector
s of the incident electromagnetic wave is transformed into another Stokes vector
,
M being the Mueller matrix, can be considered as an ensemble average of basic interactions that can be represented by respective Jones matrices. As a result,
M can be expressed as [
1,
3,
4].
where superscripts * and
stand for complex conjugate and conjugate transpose, respectively; the brackets indicate ensemble average; and the 2 × 2 complex matrix
T is the Jones generator [
4] of
M. In general,
T fluctuates as a consequence of the generally partial spatial, spectral or temporal coherence of the light-matter interaction phenomenon taking place during the polarimetric measurement process [
5,
6]. That is, even though the interaction of a photon with a single atom or molecule is necessarily nondepolarizing and therefore can be represented through the Jones formalism alone, the overall macroscopic interaction during measurement (typically involving a measurement time much larger than the
polarization time [
7,
8] of the emerging polarization state) results in the averaging expressed by Equation (1).
The statistical nature of
M becomes evident if its elements
are expressed as linear combinations of the second-order moments of the fluctuating elements
of
T through the expansion of Equation (1). The second-order moments of the elements
can be rearranged into a Hermitian matrix
H that has the mathematical structure of a covariance matrix [
9,
10,
11], i.e., it is positive semidefinite.
The expressions that relate the elements
of
M and its associated covariance matrix
H are
where ⊗ stands for the Kronecker product and
constitutes a set composed of the 2 × 2 identity matrix and the Pauli matrices.
Any Mueller matrix
M can be written as [
12,
13,
14]
where
is the mean intensity coefficient (MIC), i.e., the transmittance or reflectance for incident unpolarized light;
D and
P are the diattenuation and polarizance vectors, with absolute values
D (diattenuation) and
P (polarizance); and
m is a 3×3 submatrix.
The positive semidefiniteness of the covariance matrix
H associated with (the generally depolarizing)
M leads to a general characterization of Mueller matrices through the non-negativity property of the four eigenvalues
of
H (expressed through four covariance conditions) or through other formulations equivalent to it [
9,
10,
11,
15,
16,
17,
18,
19,
20,
21,
22]. In addition, the fact that passive polarimetric interactions do not amplify the intensity of incident light leads to the additional passivity condition
where
[
11,
23]. Thus, a given 4 × 4 real matrix is formally a Mueller matrix if and only if it satisfies the four covariance conditions together with the passivity condition.
In analogy to the degree of polarization of a two-dimensional polarization state, a complete quantitative characterization of the structure of polarimetric purity of the interaction represented by
M is provided by the indices of polarimetric purity (IPP) [
24,
25].
where the eigenvalues of
H have been taken in decreasing order
so that the IPP satisfy the property
[
24].
Mueller matrices that do not decrease the degree of polarization of any totally polarized incident electromagnetic wave are called
pure (or
nondepolarizing), and
depolarizing otherwise. An overall measure of the closeness of a given
M to a pure Mueller matrix is provided by the depolarization index [
26] (or the degree of polarimetric purity)
[
24]. Pure Mueller matrices have the genuine property
, while
for depolarizing Mueller matrices. Wherever appropriate, pure Mueller matrices are denoted generically as
in order to distinguish them from generally depolarizing Mueller matrices.
Given a Mueller matrix
M, there are many ways to express it as the product of simpler Mueller matrices,
, so that the interaction represented by
M is polarimetrically indistinguishable from that of the sequential action of the serial components
,
…
.In particular, serial decompositions of the form
, where
and
are retarder Mueller matrices, are called dual retarder transformations [
27]. They have the peculiarity of preserving the determinant (i.e.,
), as well other physically meaningful algebraic quantities of
M such as the MIC
, the diattenuation
, the polarizance
, the degree of spherical purity
(where
stands for the Frobenius norm of
m) [
28,
29], the indices of polarimetric purity
, and the degree of polarimetric purity
.
Another kind of serial decomposition of
M that is useful for the physical interpretation of
is the so-called normal form decomposition of
M [
13,
30,
31,
32].
where
and
are pure Mueller matrices, while the
canonical depolarizer adopts one of the following two type-I and type-II canonical forms
and
depending on whether the auxiliary matrix
, with
, is diagonalizable or not [
31,
32].
Decomposition (5) can be interpreted as stating the polarimetric equivalence of the action of M and that of the consecutive actions of a nondepolarizing system , a canonical depolarizer and another nondepolarizing system .
As shown in [
33], the Poincaré sphere mapping by
and
determines the respective canonical ellipsoids
and
with respective semiaxes
and
Note that, in the case of nonsingular pure Mueller matrices, which necessarily are of type-I,
is the entire unit sphere itself and an alternative geometric representation has been introduced by Tudor and Manea [
34].
To complete this summary of concepts, which are necessary to interpret the determinant of a Mueller matrix, let us recall that any depolarizing Mueller matrix
M can be expressed through its arbitrary decomposition as a linear combination of pure parallel components
where the subscripts
t,s are those of the elements of the pure parallel components
,
is a set of
r linearly independent unit vectors belonging to the image subspace of the covariance matrix
H associated with
M, and
denotes the pseudoinverse of
H defined as
.
U is the unitary matrix that diagonalizes
H, whereas
is the diagonal matrix whose
r first diagonal elements are
and whose last
elements are zero [
35,
36]. Consequently,
M admits infinite possible parallel decompositions in terms of sets of
r pure components, including the well-known Cloude (or spectral) decomposition [
9], for which
is precisely the eigenvector of
H.
The physical interpretation of parallel decompositions is that of the sample representing
M being decomposed into a number
r of elements, spatially distributed over the area illuminated by the probing light [
1].
The above most general formulation of the arbitrary decomposition shows that the minimum number of pure parallel components of
M is given by the integer parameter
[
35,
36].
3. Physical Interpretation of the Determinant of a Mueller Matrix
From the normal form (5) of a given Mueller matrix, it follows that
where
is the MIC of
M, and
and
are the respective polarizance-diattenuations of the pure components
and
(recall that
for a pure component).
Therefore, apart from the dependence on
and
, the value of
is governed by that of
which takes the following expressions for the type-I and type-II canonical depolarizers
These expressions show that , whose sign coincides with that of (see Equation (8)), is always nonnegative for type-II matrices and can be either positive, negative or zero for type-I Mueller matrices.
Leaving aside its sign, provides a scaled measure of the volume, , or , of the canonical ellipsoid associated with the corresponding normalized canonical depolarizer . Accordingly, we will write (with and ) and will call V the volume coefficient of .
To go deeper into the exploration of the achievable values of
in terms of the three IPP
, it is worth considering the canonical purity space
defined as the tetrahedron determining the feasible region for the IPP [
24,
25] and shown in
Figure 1,
Recall that the IPP of a Mueller matrix
M provides complete quantitative information on the structure of polarimetric purity of
M and, therefore, determines the minimum number
r of parallel components of
M (with
,
being the covariance matrix associated with
). In particular,
(point C);
(segment BC, vertex C excluded);
(face ABC, segment BC excluded); and
(solid tetrahedron OABC, face ABC excluded). Comprehensive analyses of the different regions of
in terms of the minimum number
r of parallel components of
M can be found in Refs. [
1,
24].
The specific features of V are next analyzed separately for type-I and type-II Mueller matrices.
3.1. Determinant of the Type-I Canonical Depolarizer
In the case of type-I Mueller matrices, it turns out that there is a peculiar relation between
and the polarimetric purity of
. In fact, the value
(i.e., the canonical ellipsoid coincides with the entire Poincaré sphere) is characteristic of pure Mueller matrices. Conversely, the minimal value
is achieved for different physical situations associated with the different possible types of type-I singular depolarizers described in Ref. [
37]. These are associated with degenerate canonical ellipsoids with one, two or three zero semiaxes, with the latter being the only one corresponding to the particular case of the perfect depolarizer
, whose Mueller matrix has the form
.
The expressions for the diagonal elements of
in terms of its associated IPP can be found in [
38].
Therefore, the sign of , determined by , is positive if and only if the inequality holds. This inequality may be satisfied by Mueller matrices with . In particular, all pure Mueller matrices () correspond to the unique case where is simply the identity matrix and, consequently, they have nonnegative determinants.
By considering the intersection of the plane
with the purity space, the feasible region for type-I canonical depolarizers with positive determinant
is determined by the irregular tetrahedron OBCD (face OBD excluded), hereafter denoted as
, see
Figure 2a. Regarding the case
, the combination of Equations (9) and (10) shows that it corresponds to
(i.e.,
; recall that
) whose feasible region,
, in the purity space is given by the triangular area OBD (edges included). Finally,
is negative if and only if
, which corresponds to the irregular tetrahedron OABD (face OBD excluded), hereafter called
, see
Figure 2b.
Since the IPP determine the value of
r, negative values of
correspond to
or
, that is, when
the arbitrary decomposition of
M [
36] has three or four pure components. Conversely, Mueller matrices with
or
(i.e., having one or two arbitrary components) feature
. As a consequence, the tetrahedron
(face OBD excluded) of the type-I canonical depolarizers corresponds uniquely to Mueller matrices with
or
whose determinant is negative.
From Equations (9) and (10),
can be expressed as follows in terms of the IPP of
The nested structure of the IPP
implies that the two first addends of the right member are nonnegative, while the last one
is intrinsically negative. Therefore,
so that the minimum achievable value,
, is necessarily realized for the combined values
and
(point A of
). The maximum
is genuine of pure Mueller matrices (
,
, point C of
).
Since and , we conclude that the above indicated minimum value can only be achieved when , while for Mueller matrices with .
It should be noted that the values of
,
and
are independent of
[
31] and, consequently, they affect neither the sign of
nor the value of
r.
3.2. Determinant of the Type-II Canonical Depolarizer
Both the volume coefficient
and the degree of polarimetric purity
of the type-II canonical depolarizer
are uniquely determined by the parameter
, see Equation (6). Consequently,
and
reach their respective maximum values
and
for
, which in turn corresponds to two-component type-II matrices
. Values
and
below the maximum ones correspond to three-component type-II matrices
. The lower
, the lower the degree of polarimetric purity, down to
and
, with the latter corresponding to the case where the canonical ellipsoid
degenerates into a segment (type-II singular depolarizer, see [
37]). Note that
has the non-zero lower limit
because of the contribution to polarimetric purity of the residual polarizance and diattenuation exhibited by
.
Let us now recall that and (which express the fact that and are not achievable for ). Consequently, since the right- or left- product of a Mueller matrix by a diattenuator preserves the value of r, type-II Mueller matrices contain two or three arbitrary components, while pure systems and systems with are necessarily of type-I.
The expressions for the IPP of
in terms of the single parameter
are
As shown in
Figure 3, the feasible region for type-II canonical depolarizers in the purity space is determined by the straight segment BD, given by the intersection of planes
and
(with the restriction
). Note in passing that Equations (9) and (14) lead to the following expressions for
in terms of its IPP
They are consistent with the fact that, by its definition, the parameter
satisfies the inequalities
. Therefore,
The minimum, , corresponds to point D . The maximum, , corresponds to point B .
It is remarkable that, while the segment BD of the purity space corresponds to type-I canonical depolarizers with a zero determinant, only point D is associated with type-II canonical depolarizers with a zero determinant.
As with type-I matrices, the values of
,
and
are independent of
[
1,
31], and, therefore, they affect neither the sign of
nor the value of
r.
4. Discussion
Equation (8) shows that the determinant of a Mueller matrix M can be interpreted in terms of four physical quantities that are invariant under dual retarder transformations, namely, the MIC ; the diattenuations, and , of the pure serial components and of the normal form ; and the volume coefficient V of the canonical depolarizer of M. The smaller the values of and V, the smaller , while the smaller and , the larger is.
One-component systems (
) correspond to pure Mueller matrices and are represented by point C of the purity space
, see
Figure 1. The determinant of any pure Mueller matrix
can be expressed as
, where
D is the polarizance-diattenuation of
and takes values in the interval
[
1]. Regarding the determinant of the normalized version
of
, it is exclusively determined by
D, so that
corresponds to retarders, regardless of whether the retardation effect is accompanied by an isotropic attenuation
. Thus,
corresponds to perfect polarizers
, while
is exclusively satisfied by transparent retarders
. Note that the property
implies that the canonical ellipsoid coincides with the entire surface of the Poincaré sphere (with homogeneous topological distribution of the transformed states) and is genuine of retarders (either transparent or affected by isotropic attenuation), so that there are no enpolarizing or depolarizing media satisfying
(the term enpolarizing refers to media whose diattenuation or polarizance is nonzero).
Two-component systems (i.e.,
, described by segment BC of
, vertex C excluded, see
Figure 1) can correspond to either type-I or type-II Mueller matrices. In the first case,
and, therefore,
, as follows from Equations (8) and (12) (because
,
and
[
37]). In the second case of type-II matrices (for which only the point B of the segment BC is compatible with
, see
Figure 3),
and the volume of the type-II canonical ellipsoid takes its maximum achievable value
. Therefore,
, as follows from Equations (8) and (16). Note that, since, necessarily, in type-II Mueller matrices
and
,
.
In the case of type-I three-component (
) Mueller matrices
and, therefore,
. The minimum (corresponding to point A of
, see
Figure 2) is achieved by depolarizing Mueller matrices of the form
, where
and
represent retarders and the canonical type-I depolarizer
is expressible as an equiprobable incoherent mixture of its first three spectral components,
The value is excluded for depolarizing Mueller matrices (with two, three or four components) but plays the role of a limit to which can tend asymptotically.
Three-component type-II Mueller matrices feature
(occupying the segment BD, vertex B excluded, see
Figure 3) and, therefore,
.
Finally, four-component systems (occupying the tetrahedron OABC, face ABC excluded) correspond exclusively to type-I matrices for which and, therefore, .
Regarding type-I and type-II singular Mueller matrices, a comprehensive analysis and classification can be found in [
37], while certain peculiar features of Mueller matrices with negative determinants have been studied in [
39,
40].
The detailed analysis of the achievable values of
depending on the value of
r for type-I and type-II Mueller matrices is summarized in
Table 1.