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Article

Combined Response Surface Method and Modified Differential Evolution for Parameter Optimization of Friction Stir Welding

by
Thanatkij Srichok
1,
Rapeepan Pitakaso
1,*,
Kanchana Sethanan
2,
Worapot Sirirak
3 and
Parama Kwangmuang
4
1
Department of Industrial Engineering, Faculty of Engineering, Ubon Ratchathani University, Ubon Ratchathani 34190, Thailand
2
Research Unit on System Modelling for Industry, Department of Industrial Engineering, Faculty of Engineering, Khon Kaen University, Khon Kaen 40002, Thailand
3
Department of Industrial Engineering, Faculty of Engineering, Rajamangala University of Technology Lanna Chiang Rai, Chiang Rai 57120, Thailand
4
Department of Education Program in Computer, Faculty of Education, Nakhon Phanom University, Nakhon Phanom 48000, Thailand
*
Author to whom correspondence should be addressed.
Processes 2020, 8(9), 1080; https://doi.org/10.3390/pr8091080
Submission received: 9 July 2020 / Revised: 22 August 2020 / Accepted: 29 August 2020 / Published: 1 September 2020
(This article belongs to the Section Advanced Digital and Other Processes)

Abstract

:
In this study, we constructed a new algorithm to determine the optimal parameters for friction stir welding including rotational speed, welding speed, axial force, tool pin profile, and tool material. The objective of welding is to maximize the ultimate tensile strength of the welded aluminum. The proposed method combines the response surface method and the modified differential evolution algorithm (RSM-MDE). RSM-MDE is a method that involves both experimental and simulation procedures. It is composed of four steps: (1) finding the number of parameters and their levels that affect the efficiency of the friction stir welding, (2) using RSM to formulate the regression model, (3) using the MDE algorithm to find the optimal parameter of the regression model obtained from (2), and (4) verifying the results obtained from step (3). The optimal parameters generated by the RSM-MDE method were a rotation speed of 1417.68 rpm, a welding speed of 60.21 mm/min, an axial force of 8.44 kN, a hexagon-tapered tool pin profile, and the SKD 11 tool material. The ultimate tensile strength obtained from this set of parameters was 294.84 MPa, which was better than that of the RSM by 1.48%.

1. Introduction

Aluminum is widely used to produce products in many industries, such as the automotive, shipyard, aviation, and electric train industries, due to its high strength, light weight, high toughness, resistance to breakage, good corrosion resistance, and ability to reduce product damage without decreasing product quality [1]. Producing large sheets of aluminum can be expensive and sometimes impossible using the current machine technology. Welding methods are often used to join small sheets of aluminum into bigger parts to produce the part needed. Welding is a process in which metals are joined using high heat to melt parts together, and the metal is then allowed to cool to normal temperature. Numerous welding methods exist, including gas metal arc welding using metal inert gas or tungsten inert gas, arc welding, gas welding, spot welding [2,3], and friction stir welding (FSW).
FSW is one of the most popular welding methods used to join two sheets of aluminum. FSW can be used to weld a variety of aluminum alloys [4]. FSW can create high-quality welded areas compared to other conventional welding processes, and it can be used to join metal and non-metal materials [5]. FSW is a solid-state welding (SSW) process invented by the British Welding Institute [6]. This technique attaches metals together at a temperature lower than the melting temperature of the cast based on the heat from friction where the shoulders touch the sheet and rotate at a specified welding speed along with pressure. FSW is widely used to produce parts [7] for airplanes, boats, trucks, pipeline work, electrical work, electronics, furniture, vacuum cleaner suction pipes, and rail fines. Usually, the parameters that influence FSW include tensile strength, hardness, wear, and corrosion, rotational speed, welding speed, axial force, tool pin profile, pin diameter, and tool pin material [8,9,10].
One of the important characteristics of FSW is to obtain welded aluminum that has the highest ultimate tensile strength (UTS). The ultimate tensile strength (UTS) is the maximum stress that a material can tolerate while being pulled before breaking. In brittle materials, the UTS is close to the yield point, whereas, for ductile materials, the UTS can be higher. The UTS is normally investigated by executing a tensile test in a tensile testing machine. In this study, we used the testing machine model CY-6040A1, c.b.n. testing corporation Co. Ltd., Bangkoknoi, Bangkok, Thailand.
From the literature review, we found that two group of parameters affect the UTS of FSW. The first group includes three parameters: (1) rotation speed, (2) welding speed, and (3) axial force. In this group, the parameter values are real numbers, such as a rotation speed of 800 rpm. The second group is defined as the categorized parameters. In this group, the two types of parameters are (1) tool pin profile and (2) tool pin material. Details of all five parameters are shown in Figure 1.
The integrity of friction stir welding depends on the proper setting of welding parameters. FSW process parameters affect the heat of perfect welds. Welding heat depends on the setting of parameters such as rotation speed, welding speed, and the axial force of the tool pin profile. When the tool pin profile rotates at a constant speed and is pressed against the workpiece surface, friction causes heat in the welding process due to mechanical force. The heat increases to the extent that the materials soften and, at an appropriate level, the materials can be welded together.
In welding, welding speed is a parameter to control the amount of heat in the area in which the tool pin profile passes. If the welding speed is too high, the heat level in the joint’s weld zone will be too low, resulting in incomplete bonding of the material. Conversely, if the welding speed is too slow, excess heat will accumulate in the material, affecting structural change defects in the weld. Therefore, the amount of heat during welding depends on controlling the process parameters; the generation of too much or too little heat will affect the structural differences in the welding zone and may cause defects [11]. The relationship between the parameters mentioned for the determination of the weld heat can be calculated from Equation (1) [12].
Q s l i d e = 2 3 π μ p ϖ [ ( D 2 ) 3 ( d 2 ) 3 ] ( 1 + t a n α ) ,
where Qslide is the generated heat while sliding (watts), μ is the friction coefficient of the material, p is the axial force (kN), ϖ is the tool angular rotation speed (rad−1), D is the diameter of the shoulder (mm), d is the diameter of the pin (mm), and α is the shoulder angle (°).
Table 1 lists the welding parameters and their values gathered from the literature review [8,9,13,14,15,16,17,18,19]. The table shows that three factors affect the tensile efficiency: rotational speed (rpm), welding speed (mm/min), and axial force (kN).
Other factors that affect the UTS of FSW that are not in the literature (Table 1) are the tool material and tool pin profile. Bringas [20] and Banik et al. [21] recommended the use of two types of tool materials (SKD 11 and ST 42), and they included three types of tool pin profiles (cylindrical tapered (CT), square tapered (ST), and hexagon tapered (HT)) with FSW. The chemical compositions of SKD 11 and ST 42 are shown in Table 2.
ST 42 is made of low-carbon steel and SKD 11 is made of high-carbon steel. Both types of tools use the quenching method to improve the mechanical properties. The target hardness of the tools must be greater than 500 HB (Brinell hardness test). ST 42 and SKD 11 have melting points of 1421–1460 °C, which are greater than the melting point of the base material (AA6061-T6 Nissin part Co. Ltd., Nonthaburi, Thailand) used in this research (AA6061-T6 has a melting point of 652 °C and hardness of 90 HB). The wear rate of the tool is low due to the huge difference in hardness and melting point of the tool pin and base material. Therefore, the selection of an appropriate tool pin and base material can increase the life of the tool. Each tool pin has a shoulder diameter of 18 mm, pin length of 6 mm, and pin angle of 6°. The tool pin profile length should be shorter than the thickness of the pin of the base material (AA6061-T6) in order to properly insert the pin profile into the base material [22]. During welding, the tool pin profile is inserted into the material to create the heat generated from friction. Simultaneously, the base material becomes soft and deforms. In the state of plastic deformation, the material becomes homogeneous and a weld bond occurs; therefore, the material is unable to penetrate through the lower surface of the workpiece. At the beginning of the welding process, the tool pin profile is firmly pressed and inserted into the material until the shoulder of the tool pin profile contacts the workpiece surface due to axial force. As a result, friction occurs between the shoulder of the tool pin profile and the workpiece. The material rapidly heats up because of the friction between the tool pin profile and the surface of the workpiece. This causes the material to soften and deform around the welding zone. Because of the appropriate heat transfer capability of the AA6061-T6, the heat around the tool pin profile that penetrates the material spreads more easily. The material softens into the mixture, resulting in a welding line. The tool materials for each of the pin profiles are shown in Figure 2a–c.
In this study, five parameters ((1) rotation speed, (2) welding speed. (3) axial force, (4) tool pin profile, and (5) tool pin material) were analyzed to determine the optimal values or types of all parameters. These five parameters were not previously simultaneously studied for FSW in the literature.
One of the most popular methods used to determine the optimal welding parameters is the response surface method (RSM) [23,24]. To find the optimal value of parameters, RSM is firstly used to design the experiment and formulate the second-order mathematical model, sometimes called quadratic programming (QP). Then, the Minitab optimizer or optimization software such as excel solver, Lingo, and Lindo is used to find the optimal value of parameters. In optimization software, exact methods such as the simplex method, dual simplex method, branch and bound method, and generalized reduced gradient (GRG) are used as the optimization method. Even though the exact method can guarantee the optimal solution, when the size of the problem is growing, the exact method is not applicable to solve non-deterministic polynomial-time hardness (NP-hard) problems within a reasonable time [25,26,27].
The mathematical model obtained from the RSM method is a type of quadratic programming (QP) which is proven to be an NP-hard problem [28]. To avoid the time-consuming process of solving the QP using exact methods, heuristics such as those developed by Achterberg and Berthold [29], and Glover and Lodi [30], and metaheuristic methods like simulated annealing [31], as well as evolutionary and memetic algorithms [32,33], are applied to solve QP. Such heuristics are often quite effective, and they can be implemented on very modest computational hardware, even without any theoretical guarantees, to find the optimal solution. However, the heuristic and metaheuristic methods may provide a sufficiently good solution to a complex problem in a reasonable amount of time. This is the first reason why we need to design the heuristic method to optimize the model obtained from Minitab software instead of using optimization software.
Another reason that a heuristic method is needed in our research is that we were interested in discovering the value/type of five parameters. Two of these parameters are categorical parameters (three types of tool pin profile and two types of tool material). These two parameters will force the RSM to generate six regression models, which prevents solving all given models at once using optimization software such as excel solver and Lingo. All six models will be solved one by one. The best model among all six models will be the representative solution of the methods. This makes it inconvenient to use the solver to solve QP. To avoid this inconvenience, we design a heuristic method that can solve all models generated by RSM at the same time.
Currently, there is no research that applied a metaheuristic approach to determine the appropriate value of parameters in FSW. In this paper, the modified differential evolution algorithm (MDE) is used to determine the optimal values of the parameters.
Differential evolution algorithm (DE) is a novel evolutionary technique introduced by Storn and Price [34]. DE can be effectively applied for both continuous and discrete optimization problems. DE uses a simple operator, with classical operators such as crossover, mutation, and selection, to create new candidate solutions. Due to its effectiveness and simplicity, DE was used for production scheduling [35,36,37], manufacturing [38,39], production processes [40,41,42,43], and transportation [44,45,46] DE sometimes experiences problems in finding a good solution because it can easily get stuck in local optima. This problem can be avoided by restarting the algorithm, introducing a new random vector into the algorithm, and changing the neighborhood strategy to search for a new solution. In this study, we introduced a trial vector reproduction process to improve the capability of DE. This method helps the original DE to escape from the local optimum when needed. We call our new DE method the modified differential evolution (MDE) algorithm.
RSM and MDE (RSM-MDE) were combined in this study to find the optimal parameters of FSW to find the maximum UTS. The proposed method is both experiment-based and simulation-based. The experimental part (RSM) was applied to a real aluminum specimen, while the simulation part (MDE) was performed on a computer. All specimens used in the experiment were AA6061-T651 aluminum (Nissin part Co. Ltd., Nonthaburi, Thailand).
AA6061-T651 aluminum was chosen because it is widely used in the aerospace, aircraft, and automobile industries. It composes of aluminum, silicon, and magnesium (Al–Si–Mg), giving it an excellent strength-to-weight ratio, good ductility, corrosion resistance, and cracking resistance in adverse environments [47,48].
The rest of this article is organized as follows: Section 2 outlines the proposed method used to optimize the welding parameters, Section 3 describes the experimental framework, and Section 4 provides the conclusion and recommendations for future work.

2. Proposed Method: RSM-MDE

RSM-MDE was used to find the optimum values of the parameters for FSW. The RSM-MDE algorithm is illustrated in Figure 3, showing its four steps: (1) finding the number of parameters and their levels that affect the efficiency of FSW, (2) using the RSM to formulate the regression model to predict the suitable parameters of the welding, (3) using the MDE algorithm to find the optimal parameters of the regression model obtained from step (2), and (4) verifying the results obtained from step (3). The process and the results from steps (1) to (3) are described below.

2.1. Finding the Number of Parameters and Their Levels That Affect FSW Efficiency

Many different methods can be used to find parameters and their levels that affect FSW: preliminary experiments, the Delphi method, and surveying the literature. In this study, we surveyed the literature to find the number and the level of each parameter that affects the UTS.
In our experiment, we used the information in Table 1 to determine the parameters and their values. The minimum and maximum values of the parameters were set as follows: (1) rotational speed = 800 to 1600 rpm, (2) welding speed = 15 to 135 mm/min, and (3) axial force = 5 to 9 kN. We used two types of tool pin material, SKD 11 and ST 42, as suggested by Bringas et al. [20], and three types of tool pin profile (cylindrical tapered (CT), square tapered (ST), and hexagon tapered (HT)) as suggested by Banik et al. [21]. The combinations of the parameters for the experiment are detailed in Figure 4.

2.2. Using RSM to Formulate the Regression Model

The upper and lower limits of the parameters in Section 2.1 were set to 1.68 and −1.68. The intermediate coded values were calculated using Equation (2).
X i = 1.682 [ 2 X ( X Max + X min ) ] X Max X min ,
where X i is the required coded value of a variable X, X is any value of the variable from X min to X Max , and X min and X Max are the lowest and highest predefined values of the parameter, respectively. Table 3 provides the details of each coded and uncoded parameter, which includes the upper and lower bounds of these parameters.
Statistical software Minitab (Minitab Inc., State College, PA, USA) was used to design and create the experimental models and carry out problem analysis. The quadratic model shown in Equation (3) was expected to be obtained from the experiment.
y = b 0 + i k b i x i + i k b i i x i 2 + i j b i j x i x j + ε ,
where y is the ultimate tensile strength (response), x i is the uncoded level of the variables, ε is the fitting error, the coefficient b 0 is the constant value or intercept, and coefficients b i , b i i , and b i j represent the linear, quadratic, and interaction terms of the variables, respectively [49].

2.3. Using the MDE Algorithm to Find the Optimal Parameters

The MDE algorithm proposed in this article has six steps: (1) generate initial solution, (2) perform mutation process, (3) perform recombination process, (4) trial vector reproduction process, (5) perform selection process, and (6) redo steps (2)–(5) until the stopping criterion is met. The use of MDE to determine the optimal FSW operating parameters to maximize UTS is explained below.

2.3.1. Generate the Initial Solution

In this step, a set of 3 × 1 vectors is randomly generated. The number of randomly generated vectors is equal to the fixed number (NP). The random value that is inserted in the positions of the vector are bounded by the upper and lower values of each parameter. Position 1 of the vector represents the rotational speed value, whereas positions 2 and 3 represent the welding speed and axial force, respectively. An example of the 10 random vectors (NP = 10) is provided in Table 4.
From Table 4, if we focus on vector 1 (NP1), the values in positions 1, 2, and 3 are 1363, 66, and 9, respectively. This parameter was calculated to find the maximum UTS using the equation obtained from experimental analysis by replacing the values in the positions with variables S, F, and A.

2.3.2. Perform Mutation Process

The mutation process was performed randomly with a set of target vectors obtained from Section 2.3.1 using in Equations (4) and (5).
D E r a n d 1   V i , G + 1 = X r 1 , G + F ( X r 2 , G X r 3 , G ) ,
D E b e s t b e s t 2 2   V i , G + 1 = X b e s t , G + F ( X r 1 , G X r 2 , G ) + F ( X b e s t 2 , G X r 3 , G ) ,
where X i , G is the target vector, V i , G + 1 is the mutant vector, and X r 1 G ,   X r 2 G ,   and   X r 3 G are the vectors that we randomly selected from the target vector. X b e s t , G is the best vector found to date and X b e s t 2 , G is the second best vector found to date. F is a scaling factor, which is a self-adaptive parameter, ranging from 0–2. In our experiment, F was initially set to 0.8 and was randomly changed by ±0.05 for each individual vector. The value of F of the best vector in the current iteration was set to the current F value, which was used as the base F value to be adapted by the vectors in the next iteration. An example of how to calculate a mutant vector using Equations (4) and (5) is provided in Table 5.

2.3.3. Perform Recombination Process

This process generated the trial vector ( U i , G + 1 ) using Equation (6), where CR is the self-adaptive parameter, which was first set to 0.6. We used the same method to adapt the current CR value as the method for adapting F, where rand i , j is a random number.
U i , G + 1 = { V i , j , G + 1   if   rand i , j   CR   or   j = I r a n d X i , j , G   if   rand i , j   > CR   or   j = I r a n d
After the recombination process, a new process is introduced to the original DE to produce a second-order trial vector (2nd-Tr), which is generated from one of two methods: (1) vector transition process and (2) vector K-cyclic move process.

2.3.4. Trial Vector Reproduction Process

As mentioned above, this process is used after the recombination process. One of two trial vector reproduction processes is selected for use in the original DE to obtain the MDE algorithm. These two methods are the vector transition process and the K-variable process.

Vector Transition Process (VTP)

This process starts from an integer number randomly selected from 1 to D, where D is the number of positions in the vector. Let us call this number the number of transition points (NT). Then, we randomly select the NT positions within D positions. Finally, the selected positions randomly generate a new value in the position. Table 6 shows the VTP. Positions 1 of NP2 and 2 of NP4 are selected as the transition points (the pre-selected number of the transition points is 2). The values in these positions are randomly generated, while other position values remain unchanged.

Vector K-Cyclic Move Process (KCM)

The KCM includes three steps: (1) randomly select value of k (the value of k lies between 2 and NP1), (2) randomly select k vectors of each position, and (3) cyclically move the value in the positions of the selected vector according to the selection order executed in step (2).
Table 7 provides an example of the KCM. If k = 3, then we randomly select the k vector for each position. For position 1, the selected vector order is NP5, NP2, and NP4, with new values in positions NP5, NP2, and NP4 of 1484, 1516, and 1097, respectively. Then, we repeat this step until all positions of vectors are moved.
When the new trail vector is produced, it is compared with the original trial vector. The vector with a better objective function is used as the trial vector in the selection process.

2.3.5. Selection Process

This process is used to generate the target vectors for the next iteration of the simulation using Equation (7). The target vector of the next iteration is equal to the trial vector or the current target vector, depending on which vector has lower energy usage.
X i , G + 1 = { U i , j , G   if   f   ( U i , j , G ) f   ( X i , j , G ) X i , j , G   otherwise ,
where X i , G + 1 is the target vector of the next iteration, U i , j , G is the trial vector of the current iteration, and X i , j , G is the target vector in the current iteration.

3. Experimental Framework and Results

Minitab 19 software (Minitab, LLC, State College, PA, USA) was used to calculate the result of the RSM. The DE algorithm was coded in Dev C++ (Bloodshed Software until 2005, Orwell (Johan Mes) since 2011). For all simulations and calculations, we used a personal computer (PC; Intel Core i3 central processing unit (CPU), 3.70 GHz random access memory (RAM) Double Data Rate 4 (DDR4) 8 GB, Intel, Santa Clara, CA, USA). The computational results are divided into three parts: the result from the RSM; the result for the proposed problem using RSM-MDE, which was used to compare the effectiveness of RSM-MDE with RSM; the result of the real experiment using the parameter levels determined in the second part to confirm the reliability of the theoretical levels of the parameters.

3.1. Result Using the Original Method (RSM)

We started the RSM using central composite design (CCD) to design the experiment as suggested by Bezerra et al., Candioti et al., and Politis et al. [50,51,52]. Five controlled parameters were set: rotational speed (S), welding speed (F), axial force (A), tool pin profile (T), and type of material (M). The CCD produced 120 experiments; thus, 120 specimens were prepared, as shown in Figure 5.
Details of the specimens are listed in Table 8.
FSW was executed using the American Welding Society standard [53]. The welding had a butt joint from the bottom to the top, and the tool rotated in a clockwise direction along with the butt joint. After the welding process was finished, the UTS was measured using a tensile test machine (model CY-6040A1, c.b.n. testing corporation co. ltd, Bangkoknoi, Bangkok, Thailand; Figure 6). The welded specimens were tested until broken, and then the UTS was recorded, as shown in Table 9.
Table 9 provides the experimental results; the maximum UTS of the workpiece was obtained from experiment number 118, which used a rotational speed of 1200 rpm, welding speed of 75 mm/min, axial force of 7 kN, hexagon-tapered pin profile, and SKD 11 tool material. This set of parameters produced a UTS of 289.50 MPa, and this solution was considered as the solution obtained from CCD.
The results of the suitability analysis of the model (to find a suitable equation model in this research) are shown in Table 10 for ANOVA. It was found that the linear and quadratic forms were accepted as mathematical models because the p-values of both equations were less than 0.05. The appropriateness of mathematical models determined from lack of fit showed that they were not suitable for linear and curve models with significant p-values greater than 0.05. It was found that the mathematical model had a coefficient of decision-making (R2) from the influence of variables equal to 89.11%, while the remaining 10.89% was the result of other variables that could not be controlled. This shows that the data obtained from the experiment are compatible with the data obtained from the predictions of the mathematical model, while it also indicates that the results of ultimate tensile strength are due to the influence of variables. Therefore, mathematical models with high decision coefficients show the accuracy of using mathematical models to predict results. Usually, the coefficient of decision should be greater than 70% [54]; in this study, the revised coefficient (adjusted R2) was greater than 86.50%. The remaining 13.50% denotes very small variations that could not be explained, which confirms that the regression model obtained the right format.
Six models were formulated from the data shown in Table 9 using the Minitab program. The six models are defined in Table 11.
S K D C T = 270.5 + 0.2707   S   + 3.421   F   + 61.5 0.000160   S × S 0.007547   F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
S t . 42 C T = 302.8 + 0.2759   S + 3.386   F + 65.2   A 0.000160   S × S 0.007547   F × F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
S K D S T = 264.5 + 0.2603   S + 3.417   F + 62.5   A 0.000160   S × S 0.007547   F × F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
S t . 42 S T = 298.5 + 0.2655   S + 3.383   F + 66.2   A 0.000160   S × S 0.007547   F × F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
S K D H T = 262.7 + 0.2639   S + 3.458   F + 63.1   A 0.000160   S × S 0.007547   F × F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
S t . 42 H T = 317.0 + 0.2691   S + 3.424   F + 66.8   A 0.000160   S × S 0.007547   F × F   5.856   A × A 0.001093   S × F + 0.03027   S × A 0.1184   F × A ,
where S, F, and A represent rotational speed, welding speed, and axial force, respectively. Minitab software was used to determine the optimal solution using the regression model in Equations (8)–(13) as 290.54 MPa. The parameters that generated this solution were as follows: rotational speed of 1440 rpm, welding speed of 40 mm/min, axial force of 8 kN, hexagon-tapered pin profile, and SKD 11 tool material. The normality of the residual was tested, and we found that the residue had a normal distribution with a p-value of 0.726, which is greater than 0.05; thus, the data were reliable and sufficient.

3.2. Result Using RSM-MDE

The proposed RSM-MDE method was coded in Dev C++ using a PC with an Intel Core i7 3.70 GHz CPU and 8 GB DDR4 RAM. The objective function of the model was given by RSM (Equations (7)–(12)) and used in RSM-MDE. RSM-MDE was used to find the optimal solution of the problem subject to Equations (14)–(16). The range of parameter values that can be applied using RSM-MDE is shown in Table 3. The range of the UTS was not limited because it was the response of the input parameters that we aimed to determine.
800   rpm S 1600   rpm ,
15 mm min F 135 mm min ,
5   degrees A 9   degrees .
In this study, F and CR are self-adaptive parameters, as explained in Section 2.3.2. In our experiment, the population number (NP) was set to 50, and the maximum number of iterations was set to 1000.
VTP and KCM were sequentially applied to the original DE to determine if either could increase the effectiveness of the original DE. Therefore, six sub-proposed algorithms were obtained from the combination of the mutant process and the trial vector reproduction process. The details of the proposed methods are shown in Table 12.
MDE-1 is the original differential evolution algorithm and MDE-2 to MDE-6 are the modified versions of the DE due to the use of Equation (5) as the mutation process. These formulae were used in combination with the new process, called the trial vector reproduction process. In this process, two new methods were introduced: (1) vector transition process and (2) vector exchange process. Five modified DE algorithms were introduced; thus, including the original DE version, six proposed methods are presented in this article.
All six MDE methods addressed in Table 12 were used in combination with RSM and were renamed RSM-MDE-1 to RSM-MDE-6. Each method was executed 30 times, and the best UTS values were drawn, as shown in Table 12. In Table 13, we also provide the result of the UTS given by the RSM optimizer from Minitab software.
Table 13 lists the results of the solutions using RSM-MDE-1 to RSM-MDE-6 to find the optimal solution for FSW, while Table 14 provides the statistical test results of all experiments.
From Table 13 and Table 14, we can conclude that the highest UTS of 294.84 MPa was obtained using RSM-MDE-5 as the objective function. RSM-MDE-5 significantly improved the solution of all other proposed methods; furthermore, all proposed methods outperformed the original RSM optimizer method in determining optimal parameter values. The parameter values/types of parameters of RSM-MDE5 that produced the UTS values are shown in Table 15.
Table 16 provides the solutions of all methods used to find the value/type of parameters in this study. CCD denotes the result obtained from the experiment in Table 9, RSM denotes the result obtained using Minitab to find the optimal value of all parameters, and RSM-MDE denotes the proposed method, i.e., the extended version of the traditional RSM.
From Table 16, RSM-MDE produced UTS values 1.84% and 1.48% higher than CCD and RSM, respectively.
In the next experiment, the performance measurement using MDE instead of using the RSM optimizer (Minitab 19 RSM-optimizer, Minitab, LLC, State College, PA, USA) and optimization software (Lingo, Chicago, IL, USA.) was tested. Lingo is a comprehensive tool designed to solve optimization problems. The problems that can be solved to optimality include linear, nonlinear (convex and nonconvex/global), quadratic, quadratically constrained, and second-order models. To fairly compare all optimization software programs, we used a PC (Intel Core i3 CPU 3.70 GHz Ram DDR4 8 GB, Intel, Santa Clara, CA, USA) to execute all experiments. Each optimization software/program/method (Minitab RSM-optimizer, Lingo, and MDE) was executed 30 times. Minitab RSM-solver and MDE were used to solve Equations (14)–(16) to optimality, and the computational time was recorded, while these equations were individually solved in Lingo (Lingo cannot solve all equations at the same time), and the computational time of all equations was added together. The computational result is shown in Table 17.
From the results of the experiment, all methods could find the same solution in all 30 experiments. RSM-optimizer, Lingo, and MDE gave UTS values of 290.54, 294.84, and 294.84 MPa, respectively. Due to all optimization methods giving the same result for all experiment, the standard deviation of all methods was 0.00. The computational time of the RSM optimizer in the Minitab program was less than 1 s, while Lingo and MDE used an average of 12.8 and 6.52 s, respectively. In other words, MDE used 96.319% less computational time than the Lingo program. The maximum and minimum computational time used by MDE for 30 iterations of the experiment was also less than used by Lingo. Therefore, MDE is an effective method as it can find the optimal solution while using less computational time than optimizers like Lingo.

3.3. Verifying Result Obtained from Steps (3) and (4) by Testing Optimal Parameters with Actual Specimens

After we obtained the appropriate parameters from RSM-DE in Table 15, to check if the value/type of parameters generated by RSM-MDE could form a welded material with a UTS equal to that calculated using RSM-MDE, we performed a test and compared the experimental results with the calculated RSM-MDE result. Twelve replications were conducted, and the average UTS was recorded, as shown in Table 18.
% d i f f = U T C E x p U T C D E U T C E x p × 100 %
where U T C E x p is the UTS generated by the real experiment and U T C D E is the UTS generated by RSM-MDE.
The average UTS obtained from the experiment was 295 MPa, which is close to the calculated RSM-MDE result, which was 294.84 MPa. The percentage difference using Equation (17) was 0.05%. From the statistical test using the equivalent test (testing if the experiment result was different from the target UTS of 294.85 MPa), the p-value was 0.904. This means that the RSM-MDE calculation of UTS was not significantly different from the UTS obtained in the experiment, showing that RSM-MDE can be used to find the optimal parameters for FSW. An example of the tested specimens after the tensile test is provided in Figure 7.
Figure 8 shows the characteristics of the microstructure of the base metal and the stir zone of the welded AA6061-T651 aluminum alloys. In the base metal, the formed needle-shaped eutectic phase and intermetallic compounds of Mg2Si (eutectic phase; black phase) are shown in Figure 8a. In the stir zone, the Mg2Si phase was found and crystallized, which formed due to friction force during FSW. This led to microstructure transformation of the Mg2Si phase from a needle-shaped to a rod-shaped microstructure, as shown in Figure 8b. The rod-shaped microstructure formed as a small practical size and was distributed throughout the stir zone. The needle-shaped microstructure was around 20–30 µm, whereas the rod-shaped microstructure was around 5–10 µm. This small-sized Mg2Si phase in the rod-shaped structure increased the hardness of the welded metal. The heat input generated during FSW resulted in a new crystallized formation of Mg2Si phase, causing the A6061-T651 aluminum alloy to form a precipitate and intermetallic compound of Al3Mg2 and Al2Mg17 phase [55]. The precipitation formation of these phases in the stir zone also increased the hardness. After FSW, the evaluation of the α-aluminum matrix (gray phase) showed that the microstructure in the stir zone was homogeneous without a laminar layer or defects. This resulted in better performance in terms of tensile strength and fatigue of the material.

4. Conclusions

In this study, we used new techniques to find the optimal values of FSW parameters, including rotational speed, welding speed, axial force, pin diameter, and tool material. The objective function was used to find the values of the parameters that generate the maximum UTS. We proposed a combination of RSM and MDE (RSM-MDE) to solve these problems using four steps: (1) finding the number and levels of parameters that affect the efficiency of FSW, (2) using RSM to formulate the regression model, (3) using the MDE algorithm to find the optimal parameters of the regression model obtained from step (2), and (4) verifying the results obtained from step (3). The original DE algorithm was modified by adding the trial vector reproduction process to the original process to construct a more effective DE algorithm.
On the basis of the computational result, RSM-MDE could improve the quality of the solution by 1.48% from the RSM optimizer using Minitab software and by 1.84% from the real experiment using CCD. MDE gave the same solution quality as Lingo software (optimal solution), but it used 96.319% less computational time. The FSW parameter values that generated the maximum UTS were (1) a rotation speed of 1417.68 rpm, (2) a welding speed of 60.21 mm/min, (3) an axial force of 8.44 kN, (4) a hexagon-tapered pin profile, and (5) the SKD 11 tool material. This set of parameters was used for 12 specimens to test if it was possible to produce the UTS as calculated by RSM-MDE, i.e., 294.84 MPa. The experimental result showed that the average UTS obtained from the experiment was 295 MPa, which was not significantly different from the solution calculated by RSM-MDE (p = 0.904). We inspected the microstructure of the welded aluminum using the revealed set of parameters and found that the quality of the metal in the stir zone was improved from the base metal due to a change in the shape of the eutectic phase. RSM-MDE could be used to find the values of parameters that produced a better UTS and better-quality product than RSM and the real experiment. In the stir zone, the quality of the welded metal was improved from the base metal due to the tensile force, and fatigue was increased due to the changing microstructure of the base metal in the stir zone.
RSM-MDE is a method in which RSM and MDE are combined. This combination is an effective method that can significantly improve the quality of the solution generated by the original RSM optimizer. The proposed method comprises four steps and can be applied to all alloy-based research.
However, even though RSM-MDE is an effective method for finding optimal parameters, it requires a high number of experiments, which results in high cost and time consumption for the experiment. Researchers can also use other tools to design experiments such as full factorial designs, Box–Behnken designs, and three-phase approaches (screening; characterization; modeling and optimization) to get rid of this problem.

Author Contributions

Conceptualization, T.S. and R.P.; methodology, R.P.; validation, K.S. and P.K.; writing—original draft preparation, T.S.; writing—review and editing, T.S. and W.S.; Project administration, K.S. All authors have read and agreed to the published version of the manuscript.

Funding

This research was supported by the Thailand Research Fund (TRF) (Grant No. 1.1UB/60/A.1.N.XX).

Acknowledgments

This work was supported by the Royal Golden Jubilee (RGJ) Ph.D. Program, the Thailand Research Fund (TRF), and Ubonratchatani University, Thailand.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. The friction stir welding (FSW) process.
Figure 1. The friction stir welding (FSW) process.
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Figure 2. Various tool pin profiles used for welding study: (a) cylindrical tapered, (b) square tapered, and (c) hexagon tapered.
Figure 2. Various tool pin profiles used for welding study: (a) cylindrical tapered, (b) square tapered, and (c) hexagon tapered.
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Figure 3. Response surface method combined with modified differential evolution (RSM-MDE) algorithm (UTC = Ultimate Tensile Strength).
Figure 3. Response surface method combined with modified differential evolution (RSM-MDE) algorithm (UTC = Ultimate Tensile Strength).
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Figure 4. Parameters used in the experiment. (cylindrical tapered (CT), square tapered (ST), and hexagon tapered (HT)).
Figure 4. Parameters used in the experiment. (cylindrical tapered (CT), square tapered (ST), and hexagon tapered (HT)).
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Figure 5. An example of the prepared specimens.
Figure 5. An example of the prepared specimens.
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Figure 6. The tensile test machine (model CY-6040A1, c.b.n. testing corporation co. ltd, Bangkoknoi, Bangkok, Thailand).
Figure 6. The tensile test machine (model CY-6040A1, c.b.n. testing corporation co. ltd, Bangkoknoi, Bangkok, Thailand).
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Figure 7. Example of the specimen after performing the tensile test.
Figure 7. Example of the specimen after performing the tensile test.
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Figure 8. Microscope images of the material: (a) base metal and (b) stir zone.
Figure 8. Microscope images of the material: (a) base metal and (b) stir zone.
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Table 1. Suggested parameters and their values gathered from the literature.
Table 1. Suggested parameters and their values gathered from the literature.
AuthorRotational Speed (rpm)Welding Speed (mm/min)Axial Force (kN)Materials
Elatharasan and Kumar (2013)800, 1000, and 120030, 60, and 906, 8, and 10AA6061
Ravi Sankar and Umamaheswarrao (2017)800–140030–556AA6061
Salehi et al. (2012)800–160040–160-AA6061
Elanchezhian et al. (2014)1200, 1300, and 140075, 100, and 1255, 6, and 7AA8011–AA6062
Chanakyan et al. (2020)900, 1100, and 130033, 45.5, and 584, 5, and 6AA6082
Muthu Krishnan et al. (2018)800–130020–403–8AA6063 and A319
Prasad and Kumar Namala (2018)800, 1200, and 160020, 50, and 80-AA5083–AA6061
Rajakumar et al. (2011)862–133760–127.56–10.37AA6061
Elangovan et al. (2009)800–160015–1355–9AA6061
Table 2. Chemical compositions of tool materials.
Table 2. Chemical compositions of tool materials.
Chemical Composition
CSiMnPSVMoCrFe
SKD 111.600.400.600.300.030.501.2013.081.9–86.6%
ST 420.210.401.350.040.050.15--98%
Table 3. Parameters in the experiment.
Table 3. Parameters in the experiment.
Continuous Variable
ParameterLevels
−1.682−1011.682
Rotational speed (rpm), S 800960120014401600
Welding speed (mm/min), F 154011075135
Axial force (kN), A56789
Categorical Variables
ParameterLevels
Tool pin profile, TCylindrical tapered (CT)Square tapered (ST)Hexagon tapered (HT)
Type of material, MSKD 11ST 42
Table 4. An example of five initial target vectors.
Table 4. An example of five initial target vectors.
FactorNP 1NP 2NP 3NP 4NP 5NP 6NP 7NP 8NP 9NP 10
Rotational speed136310971020148415161269133180011711388
Welding speed6667334796132905936126
Axial force9895678959
Table 5. Example of calculating mutant vector values from NP1 formulas.
Table 5. Example of calculating mutant vector values from NP1 formulas.
Factor/VectorsXr1,GXr2,GXr3,GXr4GXr5,GDE/rand/1DE/best/best2/2
Rotational speed124783094713379471153.41487
Welding speed1281312910049209.6189.8
Axial force776597.87.8
Table 6. Example of the vector transition process.
Table 6. Example of the vector transition process.
Original Vector
FactorNP1NP2NP3NP4NP5
Rotational speed13631097102014841516
Welding speed6667334796
Axial force98956
Accompany Vector
FactorNP1NP2NP3NP4NP5
Rotational speed13631276102014841516
Welding speed6667334596
Axial force98956
Table 7. Example of the vector k-cyclic move process (KCM).
Table 7. Example of the vector k-cyclic move process (KCM).
Original Vector
FactorNP1NP2NP3NP4NP5
Rotational speed13631097102014841516
Welding speed6667334796
Axial force98956
New Trial Vector
FactorNP1NP2NP3NP4NP5
Rotational speed13631516102010971484
Welding speed4766336796
Axial force99586
Table 8. Details of the tested specimens.
Table 8. Details of the tested specimens.
MaterialSize (mm)Thickness (mm)Maximum Tensile Strength (MPa)
AA6061-T6100 × 1206310
Table 9. Coded value and actual design of experiments.
Table 9. Coded value and actual design of experiments.
Run OrderFSW Process ParameterUTS (MPa)
Coded ValueActual Value
SFATMSFA
1−1−1−1CTST 42960406235.83
21−1−1CTST 421440406230.25
3−11−1CTST 429601106254.03
411−1CTST 4214401106240.53
5−1−11CTST 42960408235.46
61−11CTST 421440408288.34
7−111CTST 429601108252.15
8111CTST 4214401108250.61
9−1.68200CTST 42800757228.34
101.68200CTST 421600757257.37
110−1.6820CTST 421200157229.92
1201.6820CTST 4212001357255.82
1300−1.682CTST 421200755227.61
14001.682CTST 421200759272.39
15000CTST 421200757272.53
16000CTST 421200757278.93
17000CTST 421200757279.31
18000CTST 421200757278.40
19000CTST 421200757279.63
20000CTST 421200757272.87
21−1−1−1STST 42960406236.77
221−1−1STST 421440406232.59
23−11−1STST 429601106250.53
2411−1STST 4214401106231.45
25−1−11STST 42960408235.26
261−11STST 421440408285.73
27−111STST 429601108252.86
28111STST 4214401108243.58
29−1.68200STST 42800757240.18
301.68200STST 421600757250.37
310−1.6820STST 421200157230.31
3201.6820STST 4212001357258.40
3300−1.682STST 421200755220.70
34001.682STST 421200759275.97
35000STST 421200757274.98
36000STST 421200757277.47
37000STST 421200757277.38
38000STST 421200757270.91
39000STST 421200757272.38
40000STST 421200757276.22
41−1−1−1HTST 42960406230.00
421−1−1HTST 421440406215.02
43−11−1HTST 429601106254.47
4411−1HTST 4214401106224.06
45−1−11HTST 42960408227.71
461−11HTST 421440408286.02
47−111HTST 429601108257.71
48111HTST 4214401108252.68
49−1.68200HTST 42800757224.79
501.68200HTST 421600757251.49
510−1.6820HTST 421200157217.09
5201.6820HTST 4212001357254.17
5300−1.682HTST 421200755205.28
54001.682HTST 421200759266.00
55000HTST 421200757262.65
56000HTST 421200757263.03
57000HTST 421200757265.00
58000HTST 421200757265.84
59000HTST 421200757260.67
60000HTST 421200757268.67
61−1−1−1CTSKD960406232.10
621−1−1CTSKD1440406251.24
63−11−1CTSKD9601106265.78
6411−1CTSKD14401106229.76
65−1−11CTSKD960408239.97
661−11CTSKD1440408274.71
67−111CTSKD9601108266.93
68111CTSKD14401108251.18
69−1.68200CTSKD800757238.37
701.68200CTSKD1600757268.06
710−1.6820CTSKD1200157231.44
7201.6820CTSKD12001357266.21
7300−1.682CTSKD1200755237.34
74001.682CTSKD1200759273.66
75000CTSKD1200757273.22
76000CTSKD1200757271.98
77000CTSKD1200757277.09
78000CTSKD1200757277.77
79000CTSKD1200757274.50
80000CTSKD1200757271.95
81−1−1−1STSKD960406242.24
821−1−1STSKD1440406238.36
83−11−1STSKD9601106269.15
8411−1STSKD14401106233.95
85−1−11STSKD960408235.77
861−11STSKD1440408272.42
87−111STSKD9601108265.92
88111STSKD14401108259.54
89−1.68200STSKD800757236.86
901.68200STSKD1600757260.04
910−1.6820STSKD1200157240.15
9201.6820STSKD12001357267.96
9300−1.682STSKD1200755230.36
94001.682STSKD1200759274.42
95000STSKD1200757279.29
96000STSKD1200757271.25
97000STSKD1200757273.68
98000STSKD1200757274.97
99000STSKD1200757277.18
100000STSKD1200757278.06
101−1−1−1HTSKD960406245.60
1021−1−1HTSKD1440406253.50
103−11−1HTSKD9601106273.70
10411−1HTSKD14401106268.40
105−1−11HTSKD960408265.30
1061−11HTSKD1440408287.50
107−111HTSKD9601108272.10
108111HTSKD14401108262.40
109−1.68200HTSKD800757263.40
1101.68200HTSKD1600757275.80
1110−1.6820HTSKD1200157248.90
11201.6820HTSKD12001357275.10
11300−1.682HTSKD1200755252.50
114001.682HTSKD1200759285.00
115000HTSKD1200757283.60
116000HTSKD1200757283.40
117000HTSKD1200757288.30
118000HTSKD1200757289.50
119000HTSKD1200757286.10
120000HTSKD1200757284.40
Table 10. ANOVA results for ultimate tensile strength response using the Minitab software. DF—degrees of freedom.
Table 10. ANOVA results for ultimate tensile strength response using the Minitab software. DF—degrees of freedom.
Source of VariationDFSum of SquaresMean SquaresF-Valuep-Value
Model2342,108.41830.8034.160.000
Linear615,614.92602.4948.560.000
Square315,548.15182.7196.710.000
Interaction1410,945.4781.8114.590.000
Residual Error965144.553.59
Lack-of-Fit664903.774.309.260.000
Pure Error30240.78.02
Total11947,252.9
R2 = 89.11%; Adjusted R2 = 86.50%
Table 11. Details of the models generated by Minitab software.
Table 11. Details of the models generated by Minitab software.
Model NameDetailModel Name Detail
SKD_CTMaterial: Cylindrical tapered
Profile: SKD 11
St.42_STMaterial: Square tapered
Profile: SKD 11
St.42_CTMaterial: Cylindrical tapered
Profile: ST 42
SKD_HTMaterial: Hexagon tapered
Profile: SKD 11
SKD_STMaterial: Square tapered
Profile: SKD 11
St.42_HTMaterial: Hexagon tapered
Profile: ST 42
Table 12. A list of the proposed heuristics.
Table 12. A list of the proposed heuristics.
MDE-1(DE/rand/1)
MDE-2(DE/rand/1) and VTP
MDE-3(DE/rand/1) and KCM
MDE-4(DE/best/2)
MDE-5(DE/best/2) and VTP
MDE-6(DE/best/2) and KCM
Remark: VTP = Vector Transition Process; KCM = Vector K-Cyclic Move Process.
Table 13. The computational results of the ultimate tensile strength using each heuristic method.
Table 13. The computational results of the ultimate tensile strength using each heuristic method.
Type of Tool Material/Tool Pin Profile Output Values of Ultimate Tensile Strength (UTS) Using RSM-MDE
RSM OptimizerRSM-MDE-1RSM-MDE-2RSM-MDE-3RSM-MDE-4RSM-MDE-5RSM-MDE-6
SKD_CT278.31279.58280.29280.98281.12281.69281.20
ST_CT281.84286.04286.93287.79288.11288.27287.44
SKD_ST277.38278.49279.57279.85280.46280.48279.77
ST_ST279.18288.14289.08290.01290.43290.64290.39
SKD_HT290.54292.34293.60294.28294.33294.84294.23
ST_HT272.11278.54278.61278.72278.76279.47278.90
Table 14. The p-values of the statistical tests of results shown in Table 13.
Table 14. The p-values of the statistical tests of results shown in Table 13.
RSM-MDE-1RSM-MDE-2RSM-MDE-3RSM-MDE-4RSM-MDE-5RSM-MDE-6
RSM0.0000.0000.0000.0000.000 0.000
RSM-MDE1 0.0000.0000.6510.0000.000
RSM-MDE2 0.0000.0000.0000.000
RSM-MDE3 0.0000.0000.764
RSM-MDE4 0.0000.000
RSM-MDE5 0.000
Table 15. Output values of RSM-MDE 5 with respect to input process parameters.
Table 15. Output values of RSM-MDE 5 with respect to input process parameters.
Condition UnitResult
Optimal process parameterRotational speedrpm1417.68
Welding speedmm/min 60.21
Axial forcekN8.44
Pin profileHexagon tapered
Tool materialSKD 11
Maximum UTSMPa294.84
Table 16. Summary of RSM-MDE results. CCD—central composite design.
Table 16. Summary of RSM-MDE results. CCD—central composite design.
Method\FactorsMTSFAMaximum
UTS (MPa)
CCDSKDHT1200757289.50
RMS-optimizerSKDHT1440408290.54
RSM-MDESKDHT1417.6860.218.44294.84
Table 17. Model summary of various optimizers.
Table 17. Model summary of various optimizers.
Model SummaryRSM-OptimizerLingoMDE
Maximum UTS (MPa)290.54294.84294.84
Number of times that the algorithm could find the optimal solution (294.84) out of 30 03030
Standard deviation 0.000.000.00
Average computational time (second)<1 s12.86.52
Minimum computational time (second)<1 s12.45.81
Maximum computational time (second)<1 s13.26.78
Continuous solving (second)yesNoYes
Table 18. Comparison of the experimental and the RSM-MDE results.
Table 18. Comparison of the experimental and the RSM-MDE results.
Variable ParameterUnitResultUltimate Tensile Strength (MPa)% Difference
ExperimentRSM-MDE
Rotational speedrpm1417.68295294.840.05
Welding speedmm/min60.21
Axial forcekN8.44
Pin profileHexagon tapered
Tool materialSKD 11

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Srichok, T.; Pitakaso, R.; Sethanan, K.; Sirirak, W.; Kwangmuang, P. Combined Response Surface Method and Modified Differential Evolution for Parameter Optimization of Friction Stir Welding. Processes 2020, 8, 1080. https://doi.org/10.3390/pr8091080

AMA Style

Srichok T, Pitakaso R, Sethanan K, Sirirak W, Kwangmuang P. Combined Response Surface Method and Modified Differential Evolution for Parameter Optimization of Friction Stir Welding. Processes. 2020; 8(9):1080. https://doi.org/10.3390/pr8091080

Chicago/Turabian Style

Srichok, Thanatkij, Rapeepan Pitakaso, Kanchana Sethanan, Worapot Sirirak, and Parama Kwangmuang. 2020. "Combined Response Surface Method and Modified Differential Evolution for Parameter Optimization of Friction Stir Welding" Processes 8, no. 9: 1080. https://doi.org/10.3390/pr8091080

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