1. Introduction
In the context of global energy transformation and carbon reduction, the research and development of new energy technologies has become the core strategy for countries to deal with energy security and environmental challenges [
1,
2,
3]. As the main power source of new energy vehicles, lithium-ion batteries (LIBs) have become the mainstream choice for electrochemical energy storage systems [
4,
5]. This dominant position is attributed to their high energy density, excellent cycle stability and extremely low self-discharge rate. However, there is a significant coupling relationship between the electrochemical performance and operating temperature of LIBs. Excessive operating temperature will significantly accelerate the degradation of active substances, and this thermal stress will inevitably shorten the battery life [
6]. Under extreme conditions of heat dissipation failure, such high temperatures may also induce catastrophic thermal runaway, leading to serious safety accidents such as fire or explosion [
7]. These thermal safety issues have become major technical barriers, limiting the performance of power batteries and hindering the large-scale commercial application of electric vehicles (EVs) [
8]. Hence, it is imperative to develop an efficient battery thermal management system (BTMS). The system is very important to maintain the battery pack within the optimal temperature range, so as to improve the reliability, safety and life of the vehicle.
In order to achieve accurate thermal regulation, the integration of a BTMS into electric vehicle battery packs is indispensable. At present, air cooling and liquid cooling are the two main technical paths of thermal management. At the same time, to further enhance the heat dissipation performance, some emerging cooling technologies have also been widely studied, including heat pipe cooling, phase change material cooling, and thermoelectric cooling [
9,
10].
Air cooling is favored by manufacturers and widely used in BTMSs due to its low manufacturing cost, high system reliability, and absence of leakage risks. Kirad and Chaudhari [
11] revealed the decoupling mechanism of the spacing parameter, proving that the transverse spacing dominates the cooling efficiency, while the longitudinal spacing determines the temperature uniformity. Feng et al. [
12] used a variety of design of experiments (DOE) methods to jointly optimize the discrete and continuous parameters, and confirmed that the best cooling performance can be obtained by combining the inlet channel angle of 4° with the spacing of 2.5 mm. Moosavi et al. [
13] observed that although increasing the spacing ratio can reduce the temperature difference, it will lead to an increase in the maximum temperature, which highlights the limitations of single-parameter design and the necessity of collaborative optimization. Gao et al. [
14] suppressed the wake effect by integrating an inclined splitter plate, which reduced the pressure drop and temperature difference by 11.9% and 49.2%, respectively, and realized the deep synergy of thermal performance and hydraulic performance. Finally, Lyu et al. [
15] used genetic algorithms (GAs) to optimize the layout of deflectors and batteries, which proved that the temperature rise was reduced by 30% and the temperature difference was reduced by 80%, which verified the potential of structural topology reconstruction.
Under high-rate discharge conditions, the efficiency of air-cooling will be fundamentally restricted due to its poor thermal performance. Therefore, the liquid-cooling scheme has become an inevitable choice for high-performance systems. Even so, liquid cooling still faces performance bottlenecks; that is, the improvement of heat transfer performance will lead to an increase in pumping costs. This limitation has prompted the current research direction toward the precise design of the channel topology. Jiang et al. [
16] analyzed the joint heat dissipation laws of nanofluids and phase change materials and found that an increase in duct height can cause a significant temperature drop, which highlights the core role of geometric optimization in enhancing the thermal response of multi-physics systems. Based on orthogonal experiments and double-sided cooling topologies, Bao and Shao et al. [
17] proposed an ultra-thin wide straight channel to overcome the limitations of fluid resistance, and confirmed that the structure can effectively suppress temperature rise and temperature difference while significantly reducing pumping power consumption. Zhang et al. [
18] used the inclined channel structure to reshape the flow field, which improved the overall energy efficiency by 79.64% compared with the traditional configuration at an inclination of 15°. Finally, Kong et al. [
19] proposed a dual-inlet and single-outlet divergent channel configuration, which confirmed that the topology reduced the pressure drop by 7.2% and decreased the temperature difference to 3.19 K.
Serpentine channels are widely used in large battery thermal management systems because of their excellent structural reliability, manufacturing simplicity and space compactness. In order to further expand the performance boundary of this configuration, recent research has given priority to the refinement of structure and the integration of functions. For example, Kanjirakat et al. [
20] transformed the design into a three-dimensional architecture, achieving a 32.9% reduction in peak temperature and a 77.7% improvement in thermal uniformity. To solve the restriction between flow resistance and cooling demand, Liu et al. [
21] successfully combined the serpentine architecture with encapsulated phase change materials and an intelligent fuzzy control strategy, reducing energy consumption by more than 70%. These recent developments show that the thermal and hydraulic performance of the classic serpentine layout can be substantially improved through targeted topology and operation optimization.
Although the research on battery thermal management has made great progress, most of the existing work focuses on the specific configuration or material improvement, and there is still a gap in the systematic exploration of multi-objective collaborative optimization mechanisms. The key to the multi-objective collaborative optimization mechanism lies in balancing the intrinsic relationship between temperature control indicators and system pressure drop. However, there is a complex nonlinear mapping relationship between design variables and optimization objectives, which is also the reason why traditional empirical methods cannot adapt to multi-objective collaborative optimization mechanisms.
To demonstrate more clearly the characteristics and limitations of existing liquid-cooled BTMS optimization research,
Table 1 summarizes and compares representative studies. Here, computational fluid dynamics (CFD), liquid-cooled plate (LCP), optimal Latin hypercube sampling (OLHS), non-dominated sorting genetic algorithm II (NSGA-II), and technique for order preference by similarity to ideal solution (TOPSIS) are used to describe the main components of the optimization framework proposed in this paper.
Contributions
Following the above research background, this study established a three-dimensional CFD model of a serpentine liquid-cooled plate. Afterwards, a hybrid optimization framework combining response surface methodology (RSM), NSGA-II, and TOPSIS was constructed to optimize the liquid-cooling plate geometry and inlet flow velocity parameters.
The main contributions of this study are summarized as follows:
A three-dimensional CFD model of a serpentine liquid-cooled plate was established and partially validated against experimental data reported in [
30] under 1.5 C discharge conditions.
A surrogate-model-assisted multi-objective optimization framework integrating RSM, NSGA-II, and TOPSIS was proposed to improve optimization efficiency while balancing thermal performance and hydraulic resistance.
The competitive relationship between heat dissipation performance and pressure-drop characteristics was quantitatively analyzed, providing theoretical guidance for the design of high-efficiency and low-resistance BTMS.
This study elucidates the competitive evolution logic between heat dissipation performance and energy consumption cost, providing key support for the sustainable development of new energy vehicle power batteries throughout their entire lifecycle.
3. Results and Discussion
Aiming to achieve efficient exploration of battery thermal management systems, this study constructed an optimization framework using the modeFRONTIER 2020R3 platform, which enables the framework to have functions such as DOE, surrogate modeling, and sensitivity analysis. Using this framework, parameters l, h, s, and v are set as design variables, and pressure drop, P, and maximum temperature, T, are set as optimization objectives. Optimization is carried out while satisfying specific physical constraints, providing a foundation for effectively combining simulation data with optimization algorithms.
3.1. Training Response Surface Model
The construction of high-precision RSMs depends on the selection of mathematical regression algorithms with high matching accuracy, but different algorithms exhibit different predictive abilities when fitting complex thermohydraulic characteristics. Thus, in this study, a comprehensive evaluation was conducted on nine different mathematical regression algorithms, including Gaussian Processes, Distributed Random Forest, Multilayer Perceptron, Shepard-K-Nearest, Radial Basis Functions, Smoothing Spline ANOVA, Stepwise Regression, Polynomial SVD, and Support Vector Regression. Seeking to effectively evaluate the predictive ability of the above surrogate models and prevent overfitting, this study introduced mean absolute error (MAE), mean absolute percentage error (MAPE), and coefficient of determination () to establish a comprehensive evaluation system. Through comparative analysis, the minimum error indices and the coefficient of determination closest to 1.0 were identified to screen for the optimal surrogate model.
According to the comparative analysis in
Table 8, no single algorithm can achieve optimal prediction accuracy for two response targets simultaneously. Through comparative analysis, the Shepard-K-Nearest algorithm shows the best stability in handling highly nonlinear fluid pressure drops, with the highest
value of 0.827 and the lowest MAE of 3740 Pa. In contrast, the Distributed Random Forest algorithm exhibits absolute fitting advantages in handling thermal responses dominated by heat conduction, reaching an
value of 0.931 with an exceptionally low MAPE of 7.24%. Driven by the above error analysis, this study eschews the traditional single surrogate model prediction and instead uses a hybrid surrogate model.
In particular, the prediction accuracy of the pressure drop surrogate model is relatively low, mainly due to the wide range of pressure drop response changes and the limited number of training samples. The pressure drop is highly sensitive to the geometric structure of the flow channel and changes in the inlet flow velocity, which makes it difficult to fit the surrogate model. Therefore, the value of the best-performing pressure drop model is 0.827, and the MAE is 3740 Pa. Considering the overall variation characteristics of the pressure drop response, the prediction error is still within an acceptable range, and its impact on subsequent multi-objective optimization is limited.
Following the above error analysis, this study avoids using a traditional single-surrogate-model prediction strategy and instead adopts a hybrid surrogate model. More precisely, the Distributed Random Forest model was selected for predicting the maximum temperature, while the Shepard-K-Nearest model was used for predicting pressure drop. This method of selecting surrogate models for different optimization objectives effectively improves the accuracy of objective function evaluation. In the subsequent NSGA-II optimization process, approximately 5000 candidate solutions were predicted using a surrogate-model-assisted optimization framework, rather than being calculated directly through CFD. Accordingly, the computational cost during the optimization search process has been significantly reduced, providing a foundation for efficiently obtaining a reliable Pareto optimal solution set.
A prediction dataset for the entire design space was generated using a hybrid surrogate model, and a sensitivity matrix was established based on it, as shown in
Figure 9. This matrix quantifies the impact of design variables
l,
h,
s, and
v on system performance (system pressure drop
P and maximum battery temperature
T). Concerning hydraulic response,
v and
P show a strong positive correlation of 0.562. This trend can be explained by the flow resistance in the serpentine channel, where wall friction losses in the straight sections and local losses at the U-shaped bends together constitute the system pressure drop. As the inlet velocity increases, the wall shear stress and momentum loss at the bends become more significant, leading to an increase in the system pressure drop.
For the thermal response, the inlet velocity v is the dominant factor affecting the maximum battery temperature T, with a negative correlation coefficient of −0.789. A higher inlet velocity increases the amount of coolant passing through the channel per unit time, which reduces the temperature rise of the coolant as it flows along the serpentine channel and enhances the overall cooling effect. Therefore, as v increases, the maximum battery temperature decreases. The channel spacing s is also negatively correlated with the maximum battery temperature, with a correlation coefficient of −0.517, indicating that within the current geometric range, channel distribution affects the cooling coverage and local heat accumulation on the battery surface. Compared with the inlet velocity, the influence of geometric parameters on temperature is not simply linear, but results from the combined effects of factors such as flow field distribution, heat transfer area, and heat accumulation in the downstream region of the channel.
By observing the interaction response of the objective function in the matrix, it can be found that there is a clear competitive feature between P and T. The negative correlation coefficient of −0.340 reveals the mutual conflict between targets, that is, increasing pressure drop is necessary at the cost of pursuing minimum temperature, which also provides support for the subsequent adoption of a multi-objective Pareto optimization process.
3.2. Multi-Objective Optimization and Pareto Frontier Analysis
In view of the significant competitive characteristics between system pressure drop and maximum battery temperature in the process of simultaneously seeking minimization, traditional single-objective conversion methods are often limited by the subjectivity of weight allocation and easily overlook the complex physical relationships between various objectives. In contrast, the multi-objective Pareto optimization strategy can comprehensively and objectively characterize the limit boundary of system performance by identifying the non-dominated solution set within the entire design space. Therefore, this study adopts the NSGA-II algorithm for multivariable global optimization, aiming to obtain the Pareto front and quantify the trade-off relationship between heat dissipation efficiency and pumping power consumption. However, the Pareto front contains a large number of mathematically equivalent non-dominated solutions, so additional evaluation criteria need to be introduced to evaluate and determine the final optimal design solution [
42,
43,
44].
To determine the optimal solution from the Pareto non-dominated solution set, the evaluation criteria used need to have the ability to eliminate physical dimensional differences and objectively quantify the comprehensive benefits of each solution. For this purpose, this study adopted the TOPSIS method, which quantifies the Euclidean distance between each candidate solution and positive and negative ideal points to systematically evaluate the solutions [
45,
46]. In the attribute definition stage, both the system pressure drop and the maximum battery temperature are defined as cost-type objectives. These objectives need to be minimized. By calculating the relative closeness coefficient
, the optimal structural scheme can be ultimately determined from the Pareto front. The calculation formula is expressed as follows:
Dimensionless normalization of the decision matrix is performed first to eliminate the influence of different units between the system pressure drop and battery maximum temperature.
Equation (
10) describes this normalization process, where
and
represent the original and normalized objective values for the
j-th criterion of the
i-th candidate solution, respectively:
Based on the objective attributes, the positive ideal solution (PIS) and the negative ideal solution (NIS) are determined within the decision space. For the pressure drop, which serves as a cost-type indicator, and are assigned the minimum and maximum values, respectively.
Euclidean distances
and
from each candidate solution to the PIS and NIS are calculated using Equations (
11) and (
12):
The weighting coefficients
are introduced to represent the relative importance of different optimization objectives in the TOPSIS decision-making process. The relative closeness
of each solution is subsequently determined via Equation (
13):
The range of values for is from 0 to 1, with values closer to 1 indicating that the design minimizes fluid pressure drop while ensuring efficient heat dissipation of the battery.
Considering that thermal safety is the primary requirement of battery thermal management systems, a higher weight is assigned to the maximum battery temperature in the TOPSIS decision-making process.
Table 9 shows the TOPSIS decision results under temperature-priority weighting conditions. It can be seen that when the weighting combinations are
:
= 0.1:0.9 and 0.2:0.8, TOPSIS selects the same optimal structural parameter combination, indicating that the selected scheme remains stable under strong temperature-priority decision preferences. Compared with
:
= 0.1:0.9,
:
= 0.2:0.8 emphasizes thermal safety while still retaining a certain consideration of hydraulic resistance. Therefore, this study ultimately adopts
:
= 0.2:0.8 as the final weighting combination in the TOPSIS decision-making process.
The optimal solution determined by the TOPSIS decision-making tool is shown in
Figure 10, with a system pressure drop of 817.56 Pa and a maximum battery temperature of 30.28 °C. The corresponding geometric parameters and inlet velocity are channel width of 12.73 mm, channel height of 1.95 mm, channel spacing of 14.31 mm, and inlet velocity of 0.24 m/s. It should be noted that although the inlet velocity is the dominant factor affecting the maximum temperature of the battery, the selected inlet velocity in the final optimization scheme is only 0.24 m/s, which is not close to the upper limit of the design range. This result indicates that the optimal solution does not simply rely on increasing the coolant velocity to reduce the maximum battery temperature, but rather strikes a balance between heat dissipation performance and pressure-drop reduction.
3.3. Analysis of Optimization Results
Verification of the NSGA-II optimization results utilized a three-dimensional CFD model constructed from the optimal parameters selected via TOPSIS. From the temperature field shown in
Figure 11c, the numerical simulation yields a maximum battery temperature of 30.07 °C or 303.22 K. Compared with the predicted 30.28 °C by RSM, the absolute deviation of this result is only 0.21 °C. Strictly limiting relative error within 0.69% not only confirms the extremely high prediction fidelity of the surrogate model, but also proves the reliability of the optimized structure in terms of thermal safety. The performance of the flow field also confirms the above conclusion, as shown in
Figure 11b. The simulated pressure drop of the system is 799.58 Pa, which is as low as 2.20% compared to the algorithm-predicted 817.56 Pa. The velocity streamline distribution shown in
Figure 11a illustrates the flow details of the coolant. The ordered laminar flow mode not only reduces flow resistance but also minimizes flow separation at bends. In summary, the small numerical error and good heat dissipation effect jointly prove that this integrated optimization architecture can find the optimal solution from the multi-objective design space, providing reliable technical support for the development of power battery BTMS.
Based on the above verification results, this paper further evaluates the robustness of the proposed optimization framework from two aspects: numerical simulation and surrogate modeling. The grid-independence study and comparison with experimental data reported in [
30] have reduced the uncertainty of the CFD-generated dataset, while comparing different surrogate models using MAE, MAPE, and
ensures that the final surrogate models are selected based on their prediction accuracy. In addition, the selected optimal solution was further validated through CFD simulation, and the small deviation between the predicted results of the surrogate model and the CFD verification results indicates that the final optimized design has good reliability in the current design space.
Due to the relatively low inlet velocity of the optimized configuration, this study further calculated the Reynolds number of the coolant flow using the thermophysical properties of the 50% ethylene glycol aqueous solution. The Reynolds number under the optimized configuration was approximately 255.7, indicating that the coolant flow in the final optimized channel was in the laminar regime. It should be noted that the standard k- model was initially adopted to maintain a consistent numerical framework for the DOE database, in which the inlet velocity and serpentine channel geometry varied simultaneously within the design space. Some channel configurations contained repeated bends and local flow disturbances; therefore, a unified viscous-model setting was adopted during the surrogate-model training stage.
To evaluate the influence of viscous-model selection on the final optimization results, an additional laminar-flow simulation was performed for the optimal configuration. As shown in
Figure 12, the velocity, pressure, and temperature distributions obtained using the laminar model were highly consistent with those predicted by the original turbulence model. The maximum system pressure drop changed from 799.58 Pa to 802.28 Pa, with a relative difference of only 0.34%. The maximum battery temperature changed from 303.22 K to 303.83 K, with a relative difference of 0.20%. These results indicate that although the optimized configuration was more appropriately characterized by laminar flow, the final pressure-drop and temperature predictions were only weakly affected by the selected viscous model. Therefore, the main optimization conclusions of this study remained unchanged.
To further verify the thermal stability of the optimized structure, this study conducted three simulation scenarios on the system by increasing the inlet temperature in increments of 5 °C. As shown in
Figure 13, when the inlet temperature rises from 25 °C to 35 °C, although the temperature level shifts proportionally overall, the basic heat distribution pattern remains unchanged. In addition, under extreme conditions with an inlet temperature of 35 °C, the structure can still limit the maximum temperature of the battery to 317.71 K, which corresponds to 44.56 °C. This result meets the temperature safety limit of 45 °C, confirming that the design has sufficient heat dissipation capability and thermal reliability in harsh environments.
Figure 14 further details the transient temperature curves of the entire battery module at different inlet temperatures. Unlike the 1.5 C low-rate discharge behavior of a single cell shown in
Figure 6,
Figure 14 depicts the transient heat dissipation behavior at the module level. The rate of increase in the maximum temperature significantly decreases after about 400 s, indicating that the heat-dissipation rate of the liquid-cooled plate gradually approaches the heat-generation rate of the battery module. During the transient process, the coolant continues to flow through the internal channels of the liquid-cooled plate and constantly carries away the heat generated by the battery module. As the module temperature increases, the temperature difference between the battery module and the coolant increases, further enhancing the heat transfer between the solid structure and the flowing coolant. After about 400 s, the heat-generation rate of the battery module gradually approaches dynamic equilibrium with the heat-dissipation rate of the coolant, thereby suppressing the continuous increase in the maximum temperature. This phenomenon indicates that the optimized liquid-cooled plate has an effective heat-transfer capacity under the 5 C high-rate discharge condition.