1. Introduction
Robin sequence (RS) is considered a malformative triad characterized by mandibular micro- and retrognathia, glossoptosis, and upper airway obstruction. A U-shaped cleft palate (CP) is often present, though not mandatory [
1]. Micro- and retrognathia are the suspected initial anomaly, which leads to glossoptosis, hindering the palatal shelves from fusing at the end of the second month of gestation. The posterior displacement of the tongue (glossoptosis), secondary to mandibular hypoplasia, causes varying degrees of upper airway obstruction in affected neonates [
2,
3]. Therefore, mandibular growth restriction is hypothesized to be the initiating event in RS and therefore an important etiologic factor for breathing disorders in these patients. RS occurs globally and affects 9.5 out of 100,000 live-born infants, depending on RS definition [
4]. There is a trend toward higher birth prevalence in the European population. An epidemiological survey estimated a birth prevalence of 12.4 per 100,000 live births in Germany [
5] and 14.0 per 100,000 live births in France [
6].
Early treatment approaches vary depending on the severity of respiratory disorders and feeding problems as well as the habits and experiences of the medical team. These range from conservative treatments, such as prone positioning, continuous positive airway pressure (CPAP), high-flow nasal cannula, nasopharyngeal airway, Tuebingen Palatal Plate/Stanford Orthodontic Airway Plate, and nasogastric tube feeding [
3,
7,
8,
9], to more invasive surgical treatments, such as tongue–lip adhesion, mandibular distraction osteogenesis, and tracheostomy [
10,
11,
12,
13,
14,
15,
16,
17]. Some early treatment concepts rely on catch-up growth of the deficient mandible, whereas others directly increase size and promote growth of the deficient mandible.
RS is a heterogeneous entity, both clinically and pathogenetically [
18]. It may occur as an isolated entity (isolated RS [iRS]), as a part of a syndrome, or associated with other malformations without any identified syndrome. Recently, an estimated 40% of RS cases were considered isolated, whereas 60% were syndromic or associated [
19]. More than 100 syndromes have been documented as associated with RS. The most common include Stickler syndrome (34%), 22q11 microdeletion syndrome (11–15%), fetal alcohol syndrome (10%), and Treacher Collins syndrome (5%) [
20,
21]. In RS, deficient mandibular outgrowth resulting in reduced mandibular size may be attributed to intrinsic abnormalities (e.g., genetic influences) [
22], extrinsic factors mainly related to mechanical restraints (e.g., oligohydramnios, multiple fetuses, and abnormal embryonic implantation) [
23], or neurological factors (e.g., brain or brainstem anomalies), as well as neuromuscular diseases [
24]. This heterogeneity may be a potential explanation for the observed variations in interindividual growth. A more profound understanding of the etiology and pathogenesis of mandibular development may allow for anticipating the potential mandibular development and creation of personalized treatment strategies.
The existing body of knowledge concerning craniofacial and mandibular morphology and growth in adolescents with RS is limited and partly contradictory: Suri et al. [
25] reported that adolescents with iRS presented smaller cranial base lengths, shorter maxilla- and mandibular lengths, bimaxillary retrognathism, and mandibular deficiency, which was more pronounced in the mandibular body than the ramus, thus leading to mandibular retrognathia as compared with unaffected counterparts. Furthermore, patients with iRS exhibited a vertical growth pattern, increased mandibular plane inclination, and obtuse gonial angles. Shen et al. [
26] compared patients with iRS during early (ages 4–7 years) and late (ages 10–13 years) childhood with age-matched patients with isolated CP (iCP). In early childhood, the mandibular length was comparable between both groups. However, in older patients (10–13 years), the mandibular length was significantly shorter in the iRS group, and they did not present a sagittal jaw discrepancy due to a proportionate deficiency of maxillary and mandibular lengths. Laitinen and Ranta [
27] compared 10-year-old patients with iRS to patients with iCP. The main difference was that patients with iRS had a more retrusive mandible. However, during the 4-year follow-up period, the growth rates of the jaws did not differ between the two groups and the initial jaw relationship remained unchanged. Furthermore, Daskalogiannakis et al. [
28] evaluated the mandibles of patients with iRS and iCP at age 6, 10, and 17 years. In patients with iRS, the mandibular length consistently remained 4% to 5% shorter at all ages and did not show any acceleration of growth.
The team from Necker Hospital (University of Paris Cité, France) recently reported on the satisfactory quality of life (QoL) of adolescents with RS [
29]. Treatment has improved nowadays, and patients born with iRS no longer present neurological and cognitive sequelae resulting from neonatal airway obstruction [
30,
31]. Therefore, the current focus is on improving QoL, long-term function, and psychological results by addressing facial morphology and growth. Moreover, a more comprehensive understanding of facial growth is crucial for selecting the best possible and most effective treatment strategy for this patient group.
This retrospective, observational cohort study aimed to analyze the facial and mandibular morphology and growth of adolescents with iRS mainly or RS associated with Stickler syndrome. The study population was homogeneous and had been followed up since their neonatal period at our institution. Furthermore, we evaluated the impact of initial functional severity (e.g., feeding and breathing issues), the degree of neonatal retrognathia, and the effect of CP repair (one-step vs. two-step surgery) on facial and mandibular morphology and growth during adolescence. Additionally, we qualitatively assessed patients’ faces to determine whether the typical stigmata of RS were still detectable in affected adolescents. The main objective was to describe the typical facial patterns of adolescents with RS and report any deviations from the norm. This information will help improve treatment strategies for this distinctive patient group.
The research questions were as follows:
Do adolescents with RS have different facial morphology than healthy, unaffected controls (population represented by reference values for cephalometric and photographic assessment)?
Does the deficient mandible undergo catch-up growth during the pubertal growth spurt?
Do the following features affect skeletal parameters in cephalometric analysis: diagnosis (iRS vs. Stickler syndrome), type of surgery for palatal repair (one-step vs. two-step surgery), degree of neonatal retrognathia, and degree of neonatal functional impairment?
What are the results of the subjective evaluation of the facial profiles of adolescents with RS?
This study used a mixed-methods approach, combining quantitative and qualitative data originating from cephalometric and photographic assessments of the facial morphology and mandibles of adolescents with RS.
2. Materials and Methods
2.1. Study Population
This study, initiated between 2016 and 2019, identified all patients with RS born between 7 January 1997 and 7 January 2007, who were admitted to Necker or Trousseau Hospitals (University of Paris Cité, France) during the neonatal period. The age range at enrolment was 12 to 18 years (mean [SD] 14.4 [1.8] years).
The inclusion criteria were iRS, underlying Stickler syndrome, or RS in addition to other minor bone malformations without impact on neurocognitive development. Additionally, patients had to have undergone a full follow-up at our institution and given their consent to participate.
All patients who met these criteria (72 adolescents) were included in this study: 59 with iRS, nine with Stickler syndrome, and four with RS and minor bone anomalies, all of whom had CP. The diagnosis was confirmed by a geneticist. All patients had normal karyotype and Array CGH. In this series, 15 patients (20%) had a family history of Robin sequence. Of these, eight had iRS and seven had non-isolated RS (5 with Stickler syndromes and 2 with minor bone anomalies). The vast majority of patients were Caucasian (96%), while three patients (4%) were of another ethnic origin. Depending on the severity of breathing disorders, airway obstruction was primarily treated with prone positioning (62 patients), CPAP (1 patient), or tracheostomy (9 patients). None of the children underwent mandibular distraction osteogenesis, tongue–lip adhesion, or other growth-promoting treatments in infancy.
Palatal repair was performed either as a one-step procedure at age 9 months (uranostaphyloraphy via the Veau–Wardill technique [
32] or intravelar veloplasty according to Sommerlad [
33], combined with hard palate repair) or as a two-step procedure, with intravelar veloplasty according to Sommerlad [
33], performed at age 6 to 8 months, followed by hard palatal closure 6 to 8 months later. The oral-specific QoL was assessed using the Child Oral Health Impact Profile (COHIP-SF 19) in the patient group. Scores for adolescents with iRS were comparable to those of unaffected controls [
29]. Patients were evaluated by speech–language therapists during their annual checkups at Necker Hospital. If necessary, treatment was recommended. Various practitioners performed orthodontic treatments because patients received treatment close to home. Therefore, little was known about the orthodontic treatment they received. None of the patients underwent orthognathic surgery during the study period, but one had genioplasty at age 16. Patients were evaluated during their annual checkup at the Necker Hospital, the French national referral center for rare diseases in children with RS. They were subdivided according to their diagnosis (e.g., iRS versus Stickler syndrome); the functional severity of their feeding and breathing disorders at the time of initial diagnosis according to the Couly classification, as modified by Cole [
34] (grade 1: prone position and feeding facilities; grade 2: prone position and gavage feeding; grade 3: airway intervention); the degree of their neonatal retrognathia (distance between alveolar ridges: minor <5 mm, moderate 5–9 mm, major >10 mm); and the type of surgery (one- versus two-step palatal repair).
2.2. Material
This study used a mixed-methods approach to evaluate lateral and frontal radiographic cephalograms as well as extraoral photographs.
2.2.1. Radiographic Cephalograms
Patients were positioned in the cephalostat with their heads in a natural head position so that the Frankfort horizontal (FH) plane was oriented parallel to the floor. For lateral cephalograms, the midsagittal plane was perpendicular to the X-ray beam and parallel to the film plane. For the posteroanterior cephalogram, the patient was rotated 90° to face the film. The jaws were in occlusion, and the lips were gently closed.
Only cephalograms with correct patient positioning within the cephalostat were retained for analysis. Cephalometric analyses were performed using Ortholeader software (Ortholeader Couleur et Connection version 10.6, groupe Dentalsoft, Taluyers, France) and Delairecephalo software (Delairecephalo version 1.0.0, France) for Delaire analysis.
2.2.2. Extraoral Photographs
A medical photographer took extraoral frontal and profile photographs of patients by using a Nikon Reflex D7000 camera (Nikon Corporation, Tokyo, Japan) equipped with a 60 mm macro lens and a ring flash. Photographs were taken at the time of inclusion in this study. The patient’s head was oriented according to the FH plane, with the eyes looking straight ahead and the ears uncovered. The lips were closed, and the jaws were in occlusion. The photographs were analyzed using Geogebra Geometry software (
https://www.geogebra.org, accessed on 1 January 2019).
2.3. Procedures: Cephalometric and Photographic Analyses
2.3.1. Cross-Sectional Cephalometric Analyses
For soft-tissue cephalometric analysis, the facial profile was evaluated by an angular analysis. Facial convexity (GSnPog’), Z angle (the convexity of the lower facial profile, which is the intersection of FH and a line connecting the Pog’ and the most prominent lip), nasolabial angle (CmSnLs), mentolabial angle (LiSmPog’), and chin projection (LsN’Pog’) were considered (
Figure 1). See the
Appendix A for the definitions of landmarks and angles.
For the skeletal cephalometric analysis (a simplified analysis according to Tweed [
35]), the sagittal positions of the maxilla (SNA) and the mandible (SNB) in relation to the cranial base, as well as their relative position to each other (ANB), were determined. Vertical parameters, such as the facial plane divergence (SN-GoGn angle), the FH plane–mandibular plane angle (FMA), and the gonial angle (CoGoMe), were considered to quantify the facial divergence (
Figure 2). See the
Appendix A for definitions of landmarks and angles.
For the architectural analysis according to Delaire, only cephalometric radiographs with a scale were used. Topographic analysis compared the areas of the five distinctive architectural territories of the facial skull (nasopremaxillary, maxillary, maxillary alveolar, ramus, and corpus of the mandible) to patient-specific optimal areas (patient-specific ideal norms). These territories are anatomically defined by four cranial lines (C1-C4) and eight craniofacial lines (CF1-CF8) [
36,
37] (
Figure 3).
Mandibular size was assessed according to Suri et al. [
25]. The following measures were taken: total mandibular length (Co-Gn), ramal length (Co-Go), body length (Go-Gn), and the ramal-to-body length ratio (Co-Go/Go-Gn) (see the
Appendix A for definitions of landmarks). Mandibular sizes were evaluated in patients in two age groups: 11–13 years old (age 1; mean age: 11.7 years) and 14–18 years old (age 2; mean age: 15.6 years). These results were then compared to those of age-matched non-RS individuals from the normative cephalometric collection of Caucasian patients at the Burlington Facial Growth Research Center, Faculty of Dentistry, University of Toronto (mean age 1: 11.8 years; mean age 2: 16.6 years) [
25] (
Figure 4).
Mandibular width was determined by measuring the distance between the two antegonial notches on frontal cephalometric radiographs. Age-dependent reference values were used for this analysis (analysis according to Ricketts [
38]) (
Figure 5).
2.3.2. Longitudinal Growth Study
Facial and mandibular growth was studied in patients who had two cephalometric radiographs taken with an interval of at least 2 years. Skeletal sagittal parameters (SNA, SNB, ANB angles) and vertical parameters, such as the facial plane divergence (SN-GoGn angle), the FH plane–mandibular plane angle (FMA), and the gonial angle (CoGoMe), were determined. Additionally, the Z angle from soft-tissue analysis was used to evaluate the convexity of the lower facial profile during growth (see the
Appendix A for definitions).
2.3.3. Photographic Analyses
The subnasal profile was evaluated according to the Izard and Simon classification [
39], which grades the subnasal skin profile based on the position of the chin and the lower lip in relation to the jaw profile field. This classification is based on the construction of three reference lines: (1) the FH, (2) the soft-tissue glabella perpendicular, and (3) the orbital perpendicular. These two perpendicular lines define the jaw profile field. An orthofrontal (straight) profile, considered aesthetically pleasing, is defined by the position of the chin and the lower lip within the demarcated area. If the chin or lower lip is behind or ahead of the demarcated area, the profile is called cisfrontal (convex) or transfrontal (concave) (
Figure 6). Data were collected on a nominal scale.
Vertical facial proportions are evaluated by the ratio of upper facial height (glabella [G] to subnasal point [Sn]) to total facial height ([G] to soft-tissue menton [Me’]) and lower facial height (Sn to Me’) to total facial height. This ratio is then compared with the 50%/50% ratio that indicates aesthetic balance (
Figure 6). These ratios are determined with metric values. (See the
Appendix A for definitions).
For the subjective evaluation of the facial profile, lateral photographs of the patients’ faces were assessed independently by a maxillofacial surgeon and a pediatrician (rater group 1) and by two orthodontists (rater group 2), all familiar with patients with RS. The criteria defined the question to be answered: Were the initial stigmata of RS (e.g., micrognathia, recessive mandible, convex profile, deficient chin projection, decreased distance between the chin and neck, and cervico-chin angulation defect) and the hyperdivergent facial pattern with an increased gonial angle still noticeable? Or was the profile aesthetically correct (straight), presenting none of the aforementioned features? Three profile types were defined: a good (aesthetically adequate) profile was generally straight, with normal vertical facial proportions. It showed no maxillary–mandibular discrepancy, and the chin projection and gonial angle were normal. The distance between the chin and the neck was normal, and there was no cervico-chin angulation defect. A poor profile was characterized by the opposite. An acceptable profile was in between (
Figure 7). Next, the raters were blinded to all neonatal and surgical data and underwent a calibration protocol. In case of disagreement, consensus was obtained within the rater pair. In a subsequent step, the raters evaluated patients’ profiles.
2.3.4. Subgroup Analyses
The impact of diagnosis (i.e., iRS vs. Sticker syndrome), one- vs. two-step surgery for palatal repair, degree of neonatal retrognathia, and degree of initial functional impairment on skeletal parameters were studied.
2.4. Reliability
Intra-rater reliability was tested by remeasuring all cephalometric and photographic parameters. The same experienced orthodontist remeasured the parameters of 10 randomly selected patients at a 4-week interval.
2.5. Statistical Analyses
This was a descriptive and exploratory study. The data were collected in Microsoft Excel and analyzed using IBM SPSS v22 (IBM, New York, USA). We interpreted 95% confidence intervals (CIs) and p-values descriptively. The normal distribution of the variables was checked with the Shapiro–Wilk test. A one-sample Student t-test (parametric) was used to compare measured and reference values, a one-sample Wilcoxon test for analyses according to Delaire, and a paired Wilcoxon test (non-parametric) for growth studies. A Wilcoxon–Mann–Whitney test was used to examine gender disparities in the subjective evaluation of facial profiles. One-way ANOVA (with the Levene test) was used to evaluate the impact of initial severity, and Student t-test to evaluate the impact of surgery on skeletal features. Cohen’s Kappa was used to measure inter-rater reliability. Intraclass correlation coefficients (ICCs) were calculated to analyze intra-observer consistency between two measurements. An ICC > 0.75 indicated good agreement between the initial and subsequent measurements. p < 0.05 was considered statistically significant.