1. Introduction
Asthma and chronic obstructive pulmonary disease (COPD) are highly prevalent chronic respiratory diseases worldwide and represent a major burden for healthcare systems [
1,
2,
3]. The clinical management of asthma and COPD is guided by international evidence-based recommendations, notably the Global Initiative for Asthma (GINA) [
4] and the Global Initiative for Chronic Obstructive Lung Disease (GOLD) [
5]. These guidelines emphasize the importance of appropriate pharmacological therapy to achieve disease control and prevent exacerbations. However, once optimal treatment is prescribed, a critical challenge remains: ensuring optimal therapeutic adherence, starting from treatment initiation and continuing throughout the disease course.
Poor adherence has been linked to reduced quality of life and greater symptom burden and disease progression, as well as more frequent exacerbations, hospitalizations, and increased healthcare costs [
6,
7,
8,
9,
10,
11]. Addressing this public health concern requires robust quantification of adherence and identification of its determinants [
12,
13].
Although therapeutic adherence has been widely studied, many previous analyses suffered from methodological heterogeneity and limited transparency in adherence quantification, leading to non-comparable and sometimes contradictory findings [
14,
15]. To overcome these limitations, the present study applies a standardized and reproducible measure of adherence—the Continuous Multiple-Interval Measure of Medication Availability (CMA)—which enables rigorous longitudinal tracking of medication use based on dispensing data [
12,
13]. Beyond this standardized quantification, a major strength of this work lies in its analytical framework: CMA was combined with robust multivariable mixed-effects logistic regression models, incorporating patient-level random effects to account for repeated observations across pharmacological classes. This approach reflects real-world treatment trajectories, as individual patients may switch, escalate, or de-escalate between medication classes depending on disease evolution or clinical reassessment. By modeling within-patient variability, the mixed-effects structure provides a more realistic and precise estimation of adherence determinants. This dual methodological strategy enhances comparability and improves the precision of estimates, allowing for a reliable identification of demographic and clinical determinants of therapeutic adherence. By identifying the most vulnerable patient groups, this approach may help inform future research and guide the development of targeted strategies aimed at supporting long-term medication continuity.
This study provides the first nationwide, multivariable analysis of adherence to asthma and COPD treatments in Belgium during the 2020–2023 period, using a large population-based cohort and mixed-effects modeling. Unlike previous Belgian work focused exclusively on inhaled therapies, this analysis includes both inhaled and oral treatments, thereby offering a comprehensive comparison across pharmacological classes. By quantifying strong and independent effects of age, sex, and treatment class—including extremely low adherence in younger patients and marked disparities between inhaled corticosteroids and triple therapy—this study generates new and clinically relevant insights into real-world adherence patterns.
2. Materials and Methods
2.1. Study Design and Data Source
This nationwide cohort study used pseudonymized dispensing data from the Belgian NIHDI database, which records all reimbursed community-pharmacy dispensations of asthma and COPD medications.
2.2. Study Participants
Patients were eligible if they received ≥2 dispensations of R03 medications between January 2020 and December 2023, reflecting chronic use. Pharmacological classes recommended by the GINA and GOLD guidelines for the chronic treatment of asthma and COPD were retained for analysis. These included inhaled medications: for COPD, Long-Acting Beta-Agonist (LABA), Long-Acting Muscarinic Antagonist (LAMA), and LABA + LAMA combinations; for asthma, Inhaled Corticosteroids (ICS); for asthma or COPD, LABA + ICS combinations and ICS + LAMA + LABA triple therapy; as well as oral medications, montelukast. Although not recommended in the GINA guidelines, theophylline was included in the study due to its indication as a maintenance treatment for asthma.
2.3. Extracted Variables
Extracted variables included patient sex, predefined age category, dispensation date, CNK code, DDDs, number of packages, and reimbursement details.
Age was provided by the INAMI in predefined 5-year intervals (e.g., 11–15, 16–20, 21–25, etc.). For analytical purposes, these intervals were grouped into broader age classes as follows: 0–10 years; 11–20 years; 21–40 years; 41–65 years; >65 years.
2.4. Data Cleaning
All variables were systematically reviewed to identify clearly missing, erroneous or implausible values. There were no missing values in the dataset.
The following values were excluded:
Negative reimbursement or negative copayment, which may arise from pharmacy-level administrative adjustments (e.g., correction of a full-price advance when the patient later provides the reimbursable prescription). These values do not correspond to actual medication supply events and were excluded.
Negative or zero package counts, as dispensations must include at least one physical package; such values typically reflect prescription regularizations at the pharmacy or the purchase of the medicine by the pharmacist.
More than 10 packages dispensed on the same date for the same medication, a threshold identified through exploratory data checks to capture outliers inconsistent with routine pharmacy practice.
Implausible values were identified through systematic variable-wise inspection and removed prior to calculating adherence metrics.
2.5. Adherence Measurement
To minimize edge effects, adherence was assessed within an Observation Window (OW) starting 45 days after the first dispensation and spanning 1370 days.
Medication Adherence Metric
Adherence was assessed using the CMA, computed with the AdhereR package (version 0.8.1). The specific metric used was CMA3. CMA3 is defined as:
CMA3 values were capped at 1 [
12]. The duration corresponds to the number of days covered by the dispensed medication.
CMA3 was selected because it avoids overestimation of adherence by excluding the coverage provided by the last dispensing event. Since the observation period ends on the day of the last refill, including the days theoretically covered after that date would artificially inflate adherence. By not counting future coverage and by capping values at 1, CMA3 prevents bias from stockpiling and provides an appropriate conservative estimate for our 4-year OW.
CMA3 was computed for each patient–class pharmacological pair using AdhereR (v0.8.1), with duration derived from WHO-defined daily doses (DDDs). CMA3 values of ≥0.8 defined adherence.
Only patients with ≥3 dispensations within the OW contributed CMA estimates, because at least two refill intervals are required to calculate CMA3 once the OW has started 45 days after the first dispensing. For patients with fewer than three dispensations, CMA3 could not be computed and therefore appeared as missing. These missing CMA3 values were removed from the dataset used for the descriptive adherence analyses. No imputation was applied.
2.6. Descriptive Analysis
Descriptive statistics were computed to summarize the distribution of the CMA, including mean, standard deviation, median, and interquartile range (IQR). The CMA was dichotomized using the threshold of 0.80, and adherence proportions were calculated overall and stratified by age category, sex, pharmacological class, and administration route. Group differences were assessed using χ2 tests.
2.7. Statistical Model Specification
To estimate adjusted associations between patient characteristics and adherence, we fitted a multivariable mixed-effects logistic regression model. The dependent variable was adherence (CMA ≥ 0.80). Because patients can appear multiple times when exposed to multiple pharmacological classes, a random intercept for patient ID was included to account for within-patient correlation. The random-effects structure therefore consisted of a patient-level random intercept only (1|patient ID).
The fixed-effect structure included age category and sex based on clinical relevance and previous literature identifying these variables as key determinants of adherence [
16]. Route of administration was excluded due to structural collinearity with pharmacological class (e.g., montelukast is exclusively oral; LAMA therapies are exclusively inhaled).
Model diagnostics were performed to assess the adequacy of the mixed-effects logistic regression. Given the large dataset, diagnostics for the random intercept were based on a random subsample of 5000 patient-level estimates to ensure computational feasibility. The distribution of these random intercepts was approximately symmetric, with no evidence of multimodality or extreme deviations. Multicollinearity among fixed effects was evaluated using generalized variance inflation factors (GVIF), all of which were below 1.05, indicating an absence of problematic collinearity. Overdispersion was assessed using the Pearson residual dispersion ratio (value: 0.83), which did not indicate substantial overdispersion. Overall, these diagnostics supported the adequacy of the model specification. Model significance was evaluated using Type III ANOVA (χ2 distribution).
All analyses were conducted using RStudio (R version 4.4.1) using data.table for data manipulation and the lme4 package for mixed-effects modeling.
Reference Categories
The following reference categories were selected for interpretability and clinical relevance:
- -
Age category: 21–40 years, representing a stable young-adult baseline against which adherence patterns in children, adolescents and older adults can be meaningfully compared.
- -
Sex: The male category was selected as the reference because women are consistently reported in the literature as being at higher risk of poor medication adherence [
17,
18]. Using males as the baseline therefore allows a more direct and intuitive interpretation of adherence differences among females, a key group of interest in this study.
- -
Pharmacological class: ICS, reflecting their central role in asthma management and their wide use across age strata [
4].
2.8. Sensitivity Analysis
Sensitivity analyses recalculated adherence separately for each calendar year (2020–2023) to examine temporal stability and to reduce the risk of including acute, non-chronic treatment episodes. This yearly restriction increases specificity for chronic use and allows verification that observed adherence patterns do not depend on the initial FUW.
2.9. Ethical and Data Protection
Data access, pseudonymization, and oversight procedures were approved by the NIHDI Request Evaluation and by the Information Security Committee of the National Institute for Health and Disability Insurance (CSI–INAMI), with Data Protection Impact Assessment (DPIA) validation by the Data Protection Officer of the Université libre de Bruxelles (ULB).
4. Discussion
In this nationwide cohort of more than 870,000 patients, therapeutic adherence to asthma and COPD maintenance treatments was critically low, with only 30.5% achieving CMA ≥ 0.8. This aligns closely with concerns raised in both GINA and GOLD, which highlight poor adherence as a major barrier to effective long-term respiratory disease control. Prior studies similarly report the clinical consequences of non-adherence, including poorer symptom control, reduced quality of life, and increased healthcare and societal costs driven by more frequent exacerbations and hospitalizations [
6,
7,
8,
10,
11,
16,
19,
20].
Beyond confirming previously described patterns, this study provides the first nationwide, multi-year assessment of adherence to asthma and COPD medications in Belgium using standardized CMA3 and mixed-effects modeling. The granularity of the data allows identification of high-risk subgroups (children, adolescents, and ICS users) and comparative adherence across pharmacological classes. These adherence estimates are based on pharmacy dispensing records rather than confirmed medication intake. Accordingly, the patterns described reflect dispensing behavior, and the observed trends should be interpreted within this context.
Age emerged as the strongest demographic determinant of adherence. Children and adolescents demonstrated extremely low adherence (4.0% and 15.7%), consistent with earlier studies reporting limited autonomy, parental concerns, and challenges related to inhaler technique [
21,
22,
23]. These findings strongly echo GINA, which emphasizes that adolescents exhibit some of the poorest adherence in asthma due to stigma, intentional non-adherence, and perceived lack of benefit. These early life patterns carry significant clinical implications, as pediatric non-adherence is associated with poor asthma control and reduced lung function [
11,
24]. Adolescents face additional barriers, including organizational difficulties and low perceived treatment benefit [
25,
26]. Recent evidence highlights the complex interplay between clinical, organizational and demographic determinants in pediatric populations, leading to higher care needs, increased coordination requirements and greater vulnerability to suboptimal outcomes [
27]. These findings parallel our observation of very low adherence among children and adolescents, suggesting that the broader care complexity associated with pediatric chronic conditions may contribute to the adherence gap in this age group.
In contrast, adherence increased progressively with age and peaked among adults older than 65 years, although it remained below 50%. This pattern is consistent with GOLD, which notes that COPD—predominantly affecting individuals older than 40 years—is characterized by persistent daily symptoms that may encourage more regular medication use. Conversely, asthma, particularly allergic or intermittent phenotypes common in younger patients, presents with fluctuating symptom burden, leading some patients to perceive less need for consistent controller therapy [
28]. Nonetheless, age-related barriers such as cognitive decline, polypharmacy, and reduced manual dexterity continue to limit optimal adherence in older adults [
11,
17,
29].
Together, these age- and disease-specific differences highlight a central message emphasized in both guidelines: improving adherence requires tailored strategies that account for developmental stage, symptom patterns, self-management capacity, and treatment complexity. Enhanced and individualized education, combined with systematic patient-centered follow-up, may be necessary to improve therapeutic adherence [
30]. A promising solution is the implementation of digital tools, such as mobile applications that centralize patient information, provide disease- and medication-specific educational content, offer personalized medication reminders, and enable secure communication between healthcare professionals and patients [
31,
32]. These practical interventions align with current GINA and GOLD recommendations and may offer feasible, scalable approaches to support adherence across different age groups.
Sex differences were modest, with slightly lower adjusted odds among females, in line with previous literature [
11]. GOLD highlights the role of socioeconomic and behavioral factors, such as health literacy, depression, or lower income, in shaping adherence—elements that may contribute to the observed differences [
33,
34]. In our sensitivity analysis, year-to-year variation suggests caution against interpreting sex as a fixed determinant (see
Appendix A Table A1,
Table A2,
Table A3,
Table A4,
Table A5,
Table A6,
Table A7 and
Table A8). However, broader gender-related disparities in healthcare access, highlighted by the European Institute for Gender Equality, may partly explain these trends [
35].
Beyond gender-related differences, broader social and economic determinants also play an important role in shaping adherence. Evidence shows higher risks of poor adherence among unemployed, low-income, immigrant patients and those living alone, as well as higher risks of non-use in these same groups [
36]. Lower education and low income were likewise associated with increased exacerbations and hospital admissions [
36]. Moreover, a recent study reported that triple therapies are more frequently prescribed to patients with lower income and lower educational levels, which may partly explain the higher exacerbation rates observed among socioeconomically disadvantaged groups [
37]. Together, these findings indicate that lower socioeconomic status not only undermines therapeutic adherence but also contributes to higher healthcare costs through increased use of more expensive treatments for asthma and COPD and more frequent hospital admissions.
About clinical determinants, a striking variation occurred across pharmacological classes. Adherence to ICS and LABA + ICS—despite their central role in asthma maintenance per GINA recommendations—was alarmingly low (8.1% and 23.5%). This directly mirrors GINA’s observation that ICS have some of the lowest real-world adherence across all asthma medications and that multiple daily doses are a key barrier [
38]. GINA explicitly recommends simplifying regimens whenever possible, including using once-daily ICS or LABA + ICS formulations to improve adherence. These findings also mirror earlier Belgian NIHDI data [
16], underscoring a persistent gap between guideline-recommended therapy and real-world use.
Adherence to dual bronchodilation (LABA + LAMA) was substantially higher, consistent with international real-world studies [
10] and with GOLD’s recognition that simpler bronchodilator regimens tend to achieve better persistence. Triple therapy (ICS + LAMA + LABA) showed the highest adherence (66.4%), with adjusted odds more than ninefold higher than ICS alone. These large effect sizes may partially reflect confounding by disease severity or treatment indication, as patients receiving dual or triple therapy often have more severe or uncontrolled disease, which may increase treatment engagement independently of the regimen itself. This interpretation is consistent with evidence showing improved adherence following exacerbations [
39]. This strong association corroborates evidence that single-inhaler triple therapy improves adherence and persistence compared with multiple-inhaler regimens [
40,
41,
42]. GOLD 2025 specifically emphasizes simplifying treatment regimens to reduce inhaler errors, regimen burden, and non-adherence.
Montelukast, an oral therapy, also showed high adherence, reinforcing the broader concept recognized across guidelines that simpler administration routes facilitate more consistent medication use. Although theophylline is no longer recommended by GINA, its relatively high adherence in this cohort illustrates that the simplicity of oral administration remains a powerful behavioral driver across classes and clinical profiles. This does not imply that theophylline should be reconsidered clinically but rather highlights that treatment simplification—whether inhaled or oral—is a facilitator of adherence and should be prioritized whenever safe and clinically appropriate.
A retrospective analysis conducted between 2013 and 2016 using the NIHDI database reported similarly low adherence to ICS and LABA–ICS, with rates of 7.98% and 17.56%, respectively [
16]. Compared with these findings, which reported adherence rates of 50.01% for LABA and 62.83% for LAMA, our results from the 2020–2023 period demonstrate similar adherence patterns for these classes (LABA: 53.6%; LAMA: 61.7%) [
16]. Furthermore, 50.2% of patients in our cohort were adherent to LABA–LAMA combinations, markedly higher than the 28.6% adherence to tiotropium/olodaterol reported by Moretz et al. between 2015 and 2016 [
19]. These consistencies across time periods and healthcare systems reinforce the robustness of our estimates and suggest that the observed pharmacological differences reflect enduring, real-world adherence patterns.
Several factors likely contribute to the pharmacological differences observed, including inhaler complexity, inhalation technique errors, and patient satisfaction with devices. A study conducted between 2020 and 2021 reported a non-adherence rate of 86% among patients using inhaled therapies [
43]. Multiple studies have shown that poor inhaler technique and dissatisfaction negatively affect adherence, whereas structured training and digital health tools can significantly improve it [
18,
44,
45]. A promising solution involves the integration of smart inhaler technologies into routine clinical practice. These devices incorporate connected sensors capable of monitoring inhalation technique and tracking dose usage. When linked to mobile health applications, they can provide personalized feedback to patients, thereby supporting improved self-management of chronic respiratory diseases [
18].
The most commonly described barriers to therapeutic adherence in asthma include doubts and beliefs regarding the necessity of daily controller medication, with many patients reporting a tendency to take their treatment only when symptoms are present rather than as prescribed [
28]. In COPD, low health literacy has been identified as a major obstacle to effective self-management and therapeutic adherence [
17]. Patients with COPD commonly report feeling isolated in managing their disease, lacking sufficient information about their condition and its treatments, and experiencing limited motivation to continue long-term inhaled therapies [
31]. These behavioral and perceptual barriers highlight that improving adherence requires not only pharmacological optimization but also targeted educational and supportive interventions that address patient beliefs, understanding, and engagement.
Overall, the findings closely align with international evidence showing persistently low adherence to inhaled corticosteroids, despite their central role in asthma management under GINA, and mirror GOLD’s emphasis on treatment simplification as a key strategy to improve long-term persistence. By quantifying these patterns at a national scale and identifying high-risk groups—particularly children, adolescents, and users of ICS or ICS–LABA—this study provides a population-level evidence base to inform health system planning and resource allocation strategies.
Both GINA and GOLD note that self-reported adherence systematically overestimates medication use and recommend objective measures such as dispensing records, dose counters, and electronic monitoring. By quantifying adherence using a standardized, dispensing-based metric (CMA), this study follows guideline-endorsed best practices and avoids the biases inherent to self-report. These findings support the implementation of guideline-concordant interventions, including regimen simplification, structured education, personalized follow-up, enhanced inhaler technique support, and the use of digital tools. Ultimately, integrating these evidence-based strategies into clinical practice may help reduce non-adherence and improve long-term asthma and COPD outcomes.
Strengths and Limitations
This study benefits from its nationwide scope and complete coverage of reimbursed asthma and COPD medication dispensations through the NIHDI database, ensuring excellent representativeness. The large sample size provides strong statistical power and supports detailed subgroup analysis. The use of a standardized and reproducible adherence metric (CMA3), together with multiyear sensitivity analyses, enhances robustness and methodological transparency. Importantly, the analytical strategy—based on mixed-effects modeling—adds an additional layer of rigor, ensuring that the identified determinants of adherence reflect consistent and statistically robust associations.
However, certain limitations must be considered. Dispensing data do not confirm actual medication intake, meaning measured adherence reflects availability rather than true consumption. This may introduce misclassification, with some patients appearing adherent despite irregular use or incorrect inhalation technique. One limitation is the absence of diagnostic information, which prevents distinguishing between asthma and COPD and makes it impossible to ascertain whether the dispensed medications were truly used for the intended respiratory condition. Although these two conditions share some pharmacological treatments, they have distinct pathophysiological and behavioral profiles that may influence adherence. Because diagnostic coding was unavailable, the selection of patients relied on dispensing patterns; requiring ≥3 dispensations aimed to increase the likelihood of capturing chronic respiratory therapy in line with international asthma and COPD guidelines but may have introduced selection bias by excluding patients with fewer refills, including early non-adherent individuals. At the same time, this criterion also helps exclude individuals who received only a single or sporadic prescription across the 4-year period, who are unlikely to represent true chronic disease management. It was also not possible to distinguish maintenance use from reliever use for some LABA + ICS combinations, particularly formoterol–ICS regimens recommended as as-needed therapy for mild asthma in GINA guidelines since 2019, which may contribute to exposure to misclassification. Finally, reliance on WHO-Defined Daily Doses (DDD) may underestimate exposure in children due to differences between pediatric and adult dosing standards. In the absence of pediatric-specific DDDs, adherence estimates in children should thus be interpreted with caution.