1. Introduction
In this paper, we investigate the persistence and permanence for a class of multidimensional nonautonomous delay differential equations (DDEs), which includes some structured models used in population dynamics, epidemiology, and other fields.
We start by setting the abstract framework for the DDEs which we deal with in the next sections. For 
, consider the Banach space 
 with the norm 
, where 
 is a fixed norm in 
. We shall consider DDEs written in the abstract form:
      where 
 denotes the segment of a solution 
 given by 
, the operator 
 is linear bounded, for 
, and the nonlinearities are given by a continuous function 
. For simplicity, we set 
.
Recently, there has been a renewed interest in questions of persistence and permanence for DDEs. A number of methods has been proposed to tackle different situations, depending on whether the equations are autonomous or not, scalar or multi-dimensional, monotone or nonmonotone. See [
1,
2,
3,
4,
5,
6,
7,
8,
9,
10,
11] and references therein for an explanation of the models and motivation from real world applications.
Here, the investigation concerning permanence in [
5,
6] is pursued. In [
5] only cooperative systems were considered, whereas in [
6], sufficient conditions for the permanence of systems:
      were established. Clearly, family (
2) is a particular case of (
1). In this paper, the more general framework of systems (
1) with distributed delays in both 
 and 
f is considered. Although many works only consider constant or time-varying discrete delays, it is apparent that in many contexts distributed delays are more appropriate, for instance, the maturation delay for a species is not exactly the same for all individuals, or the incubation time for a disease is within a time frame (e.g., between 3 and 14 days for Covid-19), rather than a fixed value. These situations are better portrayed by distributed delays. In fact, the use of integro-differential equations with distributed (possibly infinite) delays in predator-prey models goes back to the works of Volterra in population dynamics [
12], where typically the “memory functions” appear as 
 integral kernels. PDEs (partial differential equations) models with discrete or distributed delays have also been largely analyzed. More recently, mathematicians have proposed fractional calculus to account for memory effects, in epidemic models as well as other fields – moreover, both time-delays and fractional-order derivatives have been used simultaneously, for different types of memory [
13,
14].
The criteria for permanence in [
2,
4,
6] and other works demand that all coefficients are bounded. More recently, some authors have relaxed this restriction [
8,
9,
15,
16], though they still imposed some boundedness requirements. Here, the boundedness of all coefficients in (
1) will not be a priori assumed. We also emphasize that typically the nonlinearites 
 in (
1) are not monotone in the second variable – which is the case of Nicholson-type systems, for example. Our results extend and improve some recent conclusions in the literature [
2,
3,
9,
16,
17,
18], which mostly deal with scalar DDEs and/or cooperative 
n-dimensional models. Special attention will be given to the case where each component 
 of 
 in (
1) depends only on 
t and on the component 
i of the solution,
      
      since sharper results will be obtained for such models.
We now introduce some standard notation. In what follows, , the matrix , or simply I, denotes the  identity matrix and  For , the set  is the cone of nonnegative functions in C and ≤ the usual partial order generated by :  if and only if . A vector  is identified in C with the constant function  for . In this way, for  with , the interval  in C is the set . For , we take ; a vector  is positive if all its components are positive, and we write . We write  if  for ; the relations ≥ and > are also defined in the usual way.
For nonlinear DDEs (
1) under conditions of existence and uniqueness of solutions, 
 denotes the solution of (
1) with initial condition 
, for 
. For models inspired by real world applications, we shall consider:
      as the set of admissible initial conditions. Without loss of generality, we shall restrict the analysis to solutions 
 with 
, and assume that 
f is sufficiently regular so that such solutions are defined on 
. If the set 
 is (positively) invariant for (
1), the notions of (uniform) persistence, permanence, and stability always refer to solutions with initial conditions in 
. In this way, we say that the system is 
uniformly persistent (in 
) if there exists a positive uniform lower bound for all solutions with initial conditions in 
, i.e., there is 
 such that all solutions 
 with 
 defined on 
 and satisfy 
 for 
 and 
. The system (
1) is said to be 
permanent if there exist positive constants 
 such that all solutions 
 with 
 are defined on 
 and satisfy 
 for 
 and 
. As usual, the expression 
 means “for 
 sufficiently large". In some contexts, it will be apparent that it is more convenient to consider a proper and invariant subset 
S of 
 as the set of admissible initial conditions for (
1) (see e.g., 
Section 3.3). Here, a DDE 
 is said to be cooperative if 
 satisfies the quasi-monotone condition (Q) in [
19] (p. 78): if 
 and 
, then 
 for 
, whenever 
 for some 
i.
The remainder of this paper is divided into three sections. In 
Section 2, we establish sufficient conditions for uniform persistence and permanence for a large family of nonlinear system (
1). To illustrate the results, several applications are given in 
Section 3, such as to generalized Nicholson systems, Mackey–Glass systems, and a competitive chemostat model. Some examples and counter-examples, showing the necessity of some hypotheses, will also be presented in 
Section 3. The paper ends with a short section of conclusions and open problems.
  2. Persistence and Permanence for a Class of Nonautomous DDEs
In this section, we establish explicit and easily verifiable criteria for both the persistence and permanence of systems (
1).
Let 
 with the supremum norm be the phase space. We start with a general nonutonomous linear differential equation in 
C,
      
      where 
, 
 is the usual space of bounded linear operators from 
C to 
 equipped with the operator norm, and 
 is the Borel measurable for each 
, with 
 bounded on 
 by a function 
 in 
.
Assuming the exponential asymptotic stability of (
4), the next theorem provides conditions for the dissipativeness and extinction of perturbed nonlinear systems. Its proof is easily deduced from the variation of constant formula [
20] and arguments similar to the ones for ODEs (ordinary differential equations), thus it is omitted.
      
Theorem 1. Assume that (4) is exponentially asymptotically stable, and consider the perturbed equation:where  is continuous and S is a (positively) invariant set for (
5).
        
 - (i)
- If f is bounded, then-  ( 5- )  is dissipative i.e., all solutions of- ( 5- )  are defined on  and there exists  such that any solution  of- ( 5- )  satisfies ;
 
- (ii)
- If there exists  measurable with  such that  then all solutions  of - ( 5- )  satisfy
 
 For (
4), we now suppose that 
 is given by:
      with 
 continuous and 
 bounded linear functionals. Although it is not relevant for our results, we may assume that 
 is non-atomic at zero (see [
20] for a definition). For (
4), define the 
 matrix-valued functions:
      where
      
For (
4), the general hypotheses below will be considered:
- (H1)
- The functions  are continuous (for some ), ; 
- (H2)
- There exist a vector  and a constant  such that  for . 
Instead of (H2), one may assume:
- (H2*)
- There exist a vector  and a constant  such that  for . 
Note that the sign of the function 
 is not prescribed in (H1), however, if (H2) is fulfilled, then 
 for 
 large. With the notation in (
7), e.g., assumption (H2) above translates as: There exist a vector 
 and 
 such that 
 for all 
.
Next theorem gives some stability results selected from [
21].
      
Theorem 2. Consider the system (
4) 
under (H1), and assume one of the following sets of conditions: - (i)
- (H2) is satisfied and  are bounded functions on  for all ; 
- (ii)
- (H2*) is satisfied and  for ; 
- (iii)
- ( 4- )  is the ODE system , and (H2) is satisfied with . Then,- ( 4- ) is exponentially asymptotically stable, in other words, there exist  such that:
 Proof.  The result follows from the criteria in [
21] (Theorem 3.1).    □
 Henceforth, we consider delay differential systems written as:
      with the linear functionals 
 nonnegative (i.e., 
 for 
) and 
 continuous and satisfying same requirements formulated below. In general 
 is not monotone for the order ≤ associated with 
, and therefore (
8) is not cooperative. Recall that, by the Riesz representation theorem, the nonnegative bounded functionals 
 have a representation:
      where 
, the functions 
 are defined for 
, are continuous in 
t, left-continuous and nondecreasing in 
s, and normalized so that 
 In the case of no delays in (
9), then 
 with 
. Clearly, this framework includes the particular case of DDEs with multiple time discrete delays in both the linear and nonlinear terms.
Systems (
8) are sufficiently general to encompass many relevant models from mathematical biology and other fields. In some contexts, they are interpreted as structured models for populations distributed over 
n different classes or patches, with migration among the patches, where 
 is the density of the species on class 
i, 
 (
 is the migration coefficient from class 
j to class 
i, 
 the coefficient of instantaneous loss for class 
i, and 
 is the growth function for class 
i. DDEs where the delays intervene in the linear terms have deserved the attention of a number of researchers, e.g. as patch structured population or SIS (susceptible-infective-susceptible) multi-strain epidemic models with time delays for the dispersal among patches [
9,
11,
17]. We also refer the reader to [
1,
2,
3,
15,
19], for real interpretation of the DDEs under consideration and more applications.
In what follows, for 
 we use the notations:
To obtain the uniform persistence of (
8), we need to prescribe the behavior of 
 when 
. We shall impose that the nonlinearities satisfy the following conditions:
- (H3)
- The functions  are completely continuous and locally Lipschitzian in the second variable,  
- (H4)
- There exist , and continuous functions , such that, for : - (i)
-  for  and there exists ; 
- (ii)
- For any positive solution  -  of ( 8- ),
               
 
- (H5)
- There exists a constant  -  such that  - , where  -  is the matrix-valued function defined by:
           - 
          with  -  as above and  -  as in (H4). 
- Instead of or together with (H5), and with the some notations, we shall often assume: 
- (H5*)
- There exists a constant  such that  for . - Some comments about these assumptions are given in the remarks below. 
Remark 1. If the coefficients  are bounded, then (H5) implies (H5*). Indeed, if (H5) holds and there exists  (as a matter of fact, it suffices that  for some M), then (H5*) is satisfied with any constant . The converse is also true if  are all bounded from below by a positive constant, since in this case (H5*) implies that (H5) is satisfied with  for  such that . Similarly, one easily verifies (conf. [21]) that when the coefficients  are bounded from below by a positive constant, then (H2*) implies (H2) and that, if  are all bounded, (H2) implies (H2*). In the study of stability for nonautonous DDEs, a condition as (H2*) with  has been often presented (see e.g., [5,9]) in the equivalent form (for a positive denominator)  Analogously, (H5*) can be written as  if  for .  Remark 2. If (
10) 
holds with a function  satisfying ,  on  and , by replacing  by , respectively, we may always assume that .  The main criterion for the uniform persistence and permanence of (
8) is now established. Although its proof follows along the main ideas in [
6] (Theorem 3.3), new arguments are used to take into account the more general form of (
8): Namely, delays are allowed in the linear part, the nonlinearity 
 need not have the form (
3), the coefficients 
 are not required to be bounded below or above by positive constants, nor 
 if there are no delays in 
, and 
 may actually change sign.
Moreover, we should mention that there was an incomplete argument in [
6], finished here, since the case of a solution 
 with 
 for some 
i with 
 strictly increasing for large 
, was not addressed in [
6]. See Step 4 of the proof below and Corollary 1, for the treatment of this situation.
      
Theorem 3. For (
8)
, assume (H1), (H3), and (H4). Furthermore, let the following conditions hold: - (i)
- Either  with , for all  and  (in other words, there are no delays in - ( 4- ) ), or  are nonnegative and  are bounded on , ;
 
- (ii)
- (H5) and (H5*) are both satisfied. 
Then (
8)
 is persistent (in ). If in addition (H2) holds and  is bounded, the system is permanent.  Proof.  The proof follows in several steps.
Step 1. Write (
8) as 
, where 
,
        
It is clear that 
F is continuous, locally Lipschitzian in the second variable and bounded on bounded sets of 
. Observe that the solutions of (
8) satisfy the ordinary differential inequalities 
, thus the solutions 
 with 
 are positive for 
.
From (ii), there are 
, 
 and 
 such that:
        
Summing up these inequalities, we obtain:
        
        for 
.
Consider a positive solution 
 of (
8). For 
 as in (H4) choose 
 such that 
 is strictly increasing with 
 on the interval 
. In this way, 
 if 
. Replacing 
 by the function 
, we may also assume that 
 for all 
.
We now derive the uniform persistence of (
8) by showing in the next steps that, for any solution 
, there exists 
 such that:
        
Step 2. We first prove that the ordered interval 
 is invariant for (
8) for 
.
Note that the operators 
 are nondecreasing and 
 on 
. If 
 and 
 for some 
i, from (
13) we therefore obtain, for 
,
        
From [
19] (Remark 5.2.1), it follows that the set 
 is positively invariant for (
8).
Step 3. For 
 as before, define:
        
Let , for some  and .
We first show that  implies that .
If 
, then:
        
        and 
. Assuming that 
 and 
, since 
 for 
, we get:
        
        which is a contradiction. This shows that 
 whenever 
.
Step 4. Define the sequence:
        
For the sake of contradiction, assume that  for all . Thus, reasoning as in Step 3,  is strictly increasing. Let  be such that , for some  By jumping some of the intervals  and considering a subsequence of , still denoted by , we may consider a unique  such that . Denote . Clearly, .
If , then  is bounded and from the fluctuation lemma (taking a subsequence if necessary) we have  as . If  does not converge to ℓ,  are local minima for k large, therefore . In both cases, we have  as .
Let 
 and 
 be as in (
14). We now claim that:
        
Otherwise, suppose that there is k such that .
We distinguish two situations: Either there are no delays in (
4), or 
 are all bounded in 
 – in which case we suppose that 
 is chosen so that it also satisfies 
 where 
.
First, we treat the case of no delays in the linear part 
 of (
4). In this situation, 
 for 
. Estimate (
14) leads to:
        
        which is not possible. Thus, (
16) holds.
When delays are allowed in the linear part, we can write 
 for 
, and 
, thus we have:
        
        which is a contradiction. Thus, claim (
16) is proven.
From (
16), we obtain 
, which is not possible. Therefore, 
 for some 
k, and the result follows by Step 2.
If in addition (H2) is satisfied, from Theorem 2 the linear system (
4) is exponentially asymptotically stable (for the case of no delays in the linear functionals 
, recall that the boundedness of 
 is not required). With 
f bounded, Theorem 1 implies now that (
8) is dissipative, and therefore permanent.    □
 When 
 has the form in (
3), not only may one take 
 instead of 
 in (H4)(ii), but a slightly stronger version of the above theorem holds.
      
Theorem 4. the assertions in Theorem 3 are valid with (H4)(ii) replaced by: and (H5), (H5*) replaced by: There exist a positive vector v and:
- (h5)
- A constant  such that ; 
- (h5*)
- A constant  such that  for . 
 Proof.  For (
18) under the above hypotheses, rescaling the variables by 
, where 
 is a vector satisfying simultaneously (h5) and (h5*), we obtain a new system:
        
        where 
 and 
. Hence, (H4) is satisfied with 
 in (
19) replaced by 
. In this way, and after dropping the hats for simplicity, we may consider an original system (
8) and take 
 in (h5), (h5*). The result follows by the proof of Theorem 3.   □
 In the case of bounded nonlinearities, Theorem 1 shows that the permanence in Theorem 3 is still obtained if one replaces (H2) by the requirement of (
4) being exponentially asymptotically stable.
Remark 3. When the linearities do not have delays, the proof of Theorem 3 requires the use of assumptions (H5*) and (H5) in (
17)
, but not the boundedness of the coefficients . Moreover, as explained below, (H5) is not needed at all, unless the solution has an eventually increasing component.  These observations and Theorem 2 (iii) allow us to conclude the following:
Corollary 1. with  continuous for all , assume (H3), (H4). If then (
21) 
is persistent. If in addition  is bounded, then (
21) 
is permanent.  Proof.  Condition (
22) implies that (H5*) is satisfied, as well as (H2) with 
, hence we follow up the proof of Theorem 3.
Let 
 be such that 
 for 
 large. Take some 
 in Step 4 of the aforementioned proof. From [
11] (Lemma A6), for 
, 
, and 
 as in Step 4 of this proof, either 
 or 
 is eventually increasing. Observe that when there are no delays in the linear terms, assumption (H5) was just used in (
17), to rule out the situation of 
 eventually increasing, since in this case, the minima 
 are attained at 
 and 
.
In fact, if 
, from (
17) we get:
        
        thus a contradiction. Now, suppose that 
 is eventually increasing. We just have to reach a contradiction without using (H5). Recall that, in this situation, 
 and 
. For 
k large, as in (
17) we have:
        
If 
, we obtain 
, a contradiction. Otherwise, for a subsequence of 
 (still denoted by 
) such that 
, by taking limits in the above inequalities we obtain:
        
Again, this is not possible, since  for  and some .
Therefore, we conclude that (
21) is uniformly persistent. If 
f is bounded, the permanence follows from Theorems 1 and 2 (iii).    □
 It is apparent that a scaling, as affected in Theorem 4, allows us to consider a general positive vector 
v in (
22) if each component 
 of 
 depends only on 
t and 
.
Corollary 2. where  are continuous for all  and  satisfies (H3). Suppose that (H4) is satisfied with (19) instead of (10) and that there exists a positive vector  such that: Then (
24) 
is persistent. Moreover, if f is bounded, then (
24)
 is permanent.  If the nonlinear terms 
 in (
8) are not bounded but are sublinear at infinity, a condition stronger than (H2) still gives the dissipativeness of the system.
      
Theorem 5. Consider (
8)
, under (H1), (H3). Suppose that there exist functions  and a constant  such that, for  and : - (i)
-  for  and ; 
- (ii)
-  for ; 
- (iii)
-  for , where .Then all positive solutions are bounded. Moreover, if: 
- (iv)
-  and  for , then - ( 8- ) is dissipative.
 
 Proof.  From (i) and (iii), take  such that  and , for  with  and .
Consider any ordered interval 
 in 
, with 
. For 
 defined in (
12), if 
 and 
 with 
, we have
        
Hence, from [
19] (Remark 5.2.1) the interval 
 is positively invariant for 
. In particular, all solutions are bounded.
Next, suppose that (iv) holds. Let 
 be a solution with initial condition in 
. We claim that 
. Otherwise, there is 
i and a sequence 
 such that 
 and 
. This implies:
        
As , taking a subsequence of  if necessary, we obtain  where , a contradiction.    □
 Remark 4. Once again, in the case of (
18)
, after a scaling one can replace the unit vector  in (iii) of the above theorem by some vector . On the other hand, the above proof shows that Theorem 5 is still true with the assumption  for some  and , instead of (iv).  We end this section with two remarks, leading to more precise and general results.
Remark 5. More explicitly, we could have written the linear DDE (
4)
 as: with  continuous  and  as above, with  non atomic at zero, and apply more precise criteria for its exponential asymptotic stability, see [21]. Namely, the criteria in Theorem 2 hold with the matrix  replaced by , where  and  for . Naturally, in this case, the condition  in (ii) of Theorem 2 should be replaced by , for all i. This means that the criterion for permanence in Theorem 3 remains valid with these changes.  Remark 6. Consider nonlinearites which also incorporate a strictly sublinear negative feedback term of the form , so that (
8)
 reads as: where  are continuous and  for some continuous functions  with  bounded,  and with right-hand derivative , and (H1), (H3) hold. With  bounded functions, solutions of (
26)
 satisfy the inequalities , where  is such that  on  for all i. By comparing below and above the solutions of (
26)
 with solutions of cooperative systems [19] and from Theorem 1, it follows that (
26)
 is dissipative and that  is forward invariant for (
26)
. On the other hand, for any fixed  small, there is  such that  for . A careful analysis shows that the arguments in the proof of Theorem 3 carry over to (
26)
 if one chooses , for  as in (H5), so that (
14)
 is satisfied with  replaced by . In this way, one may conclude that the permanence results stated in Theorems 3, 4 and Corollaries 1, 2 are still valid for (
26)
. This more general framework allows in particular to consider structured models with harvesting.    4. Discussion and Open Problems
In this paper, we have proven the persistence and permanence of delayed differential systems (
8) which incorporate distributed delays in both the linear and nonlinear parts and are in general noncooperative. Moreover, not all the coefficients are required to be bounded. The main theorem, Theorem 3, extends known results in recent literature [
2,
3,
6,
7,
9,
16,
18], as it applies to a broad family of nonautonomous delay differential systems.
Once the permanence of (
8) is guaranteed, several open questions arise and should be addressed. First, it would be interesting to have explicit lower and upper uniform bounds for all positive solutions, as investigated in [
3,
4,
5,
8,
9,
16] for cooperative scalar or 
n-dimensional DDEs and in [
7,
18] for noncooperative systems. Secondly, the global stability of DDEs is a matter of crucial importance in applications, therefore a relevant task is to propose sufficient conditions forcing 
 as 
, for any two positive solutions 
 of (
8). In the case of nonautonomous noncooperative models, it is however clear that the response to these two questions depends on the specific nonlinearities. In a forthcoming paper, these topics will be addressed for generalized Nicholson systems. For periodic 
n-dimensional DDEs, it has been proven [
30] that in some settings the permanence implies the existence of a positive periodic solution. In this context, a stability result will show that such a periodic solution is a global attractor of all positive solutions.
It is worthwhile mentioning that, in the last few years, the stability of nonautonomous linear DDEs has received a great deal of attention, and several methods have been used to obtain explicit sufficient conditions for the asymptotic and exponential asymptotic stability of a general linear system (
4), see e.g., [
21,
31] and references therein. Actually, both delay independent and delay-dependent criteria for the stability of linear DDEs were given in e.g., [
21,
31], the latter also with possible infinite delays. Since the exponential stability of (
4) is a key ingredient to show the permanence of (
8), this leads us to two natural lines of future research, explained below.
The first one is to replace assumption (H2) or (H2*) – which forces (
4) to possess diagonal terms without delay which dominate the effect of the delayed terms – by a condition depending on the size of delays, in such a way that (
4) maintains the exponential asymptotic stability, and further analyze how such a condition interplays with the assumption (H5).
Another open problem is to study the persistence and permanence of systems of the form (
8) with unbounded delays. DDEs with infinite delay are surely more challenging: Not only an admissible phase space satisfying some fundamental set of axioms should be chosen, but most techniques for finite delays do not apply for such equations. There has been some recent work on the permanence for scalar nonautonomous DDEs with infinite delay, see e.g., [
23]. In the case of multidimensional DDEs with infinite delay, the work in [
5] only contemplates situations of cooperative systems, namely of the form 
 with 
 cooperative and 
 sublinear in 
. For the case of possible unbounded coefficients and nonmonotone nonlinearities in (
8), it is clear that the technique developed in the proof of Theorem 3 does not apply to systems with infinite delay, since it relies on a step-wise iterative argument on intervals of lenght 
, where 
 is the supremum of all delays. Thus, new tools and arguments to tackle the difficulty must be proposed. This open problem is a strong motivation for future investigation.
The treatment of mixed monotonicity models, in what concerns questions of permanence, is another topic deserving attention, since they appear naturally in real-world applications. In fact, there has been an increasing interest in DDEs with mixed monotonicity, where the nonlinear terms involve one or more functions with different delays e.g., of the form 
, with 
 monotone increasing in the variable 
x and monotone decreasing in 
y. As illustrated by Berezansky and Braveman [
15], though small delays are in general harmless, the presence of two or more delays in the same nonlinear function may change drastically the global properties of the solutions. The permanence and stability of DDEs with nonlinearities of mixed monotonicity have been analyzed in [
1,
8,
15,
16,
32]. As far as the author knows, only the case of discrete delays has been dealt with. New tools are required to handle the case of systems with mixed monotonicity in the nonlinear terms.