Abstract
For the sake of providing insight into the use of nonstandard techniques à la A. Robinson and into Luxemburg’s nonstandard hull construction, we first present nonstandard proofs of some known results about -algebras. Then we introduce extensions of the nonstandard hull construction to noncommutative probability spaces and noncommutative stochastic processes. In the framework of internal noncommutative probability spaces, we investigate properties like freeness and convergence in distribution and their preservation by the nonstandard hull construction. We obtain a nonstandard characterization of the freeness property. Eventually we provide a nonstandard characterization of the property of equivalence for a suitable class of noncommutative stochastic processes and we study the behaviour of the latter property with respect to the nonstandard hull construction.
MSC:
Primary: 03H05; Secondary: 46L05 46S20
1. Introduction
In this work we apply nonstandard techniques à la Abraham Robinson to -algebras, -probability spaces (also known as noncommutative probability spaces) and noncommutative stochastic processes.
Our starting point is the nonstandard hull construction due to Luxemburg [1]. For the sake of completeness, in Section 2 we briefly outline such a construction in the case of a -algebra. Functional analysts are probably more familiar with the ultraproduct construction (see [2]), which is an important tool in the study of -algebras (see also [3] or [4]). Actually, every ordinary ultraproduct of -algebras can be realized as the nonstandard hull of some internal -algebra. Therefore, we loosely say that we deal with ultraproducts of -algebras.
Concerning the terminology that we adopt throughout this paper, we use the attribute “ordinary”, rather than “standard", when referring to some mathematical notion which is familiar to most mathematicians. The reason being that the term “standard” has a precise technical meaning in the framework of nonstandard techniques. We refer the reader to [5] as a valuable reference for the relevant notions and for the construction of nonstandard universes. We also mention [6] [§1] for a concise axiomatic introduction to the subject.
We stress that we may almost completely rewrite this paper in ultraproduct language or, gearing towards logic, within the framework of continuous logic (see [7]). In our opinion we get slightly more generality by working with nonstandard hulls. Indeed, most of the results in this paper apply to the internal -algebras and not just to the standard ones (the latter being the nonstandard extensions of ordinary -algebras). Admittedly, our approach is motivated by our familiarity with the nonstandard techniques and by our belief that, in many cases, a nonstandard proof is simpler and more intuitive than a proof of the same result written in ultraproduct language.
As for the paper’s contents, we begin by saying that a significant amount of the material that we present in the first part stems from questions or problems posed in [8]. Actually, we devote Section 3 to nonstandard proofs of three known results which are related to the content of [8]. While not strictly pertinent to noncommutative probability, we present those proofs mostly to give insight on the use of nonstandard techniques in the nonstandard hull framework. In Section 3, we occasionally point out what seem to be inaccuracies or mistakes in [8].
In Section 4 we provide results about weights that are defined on nonstandard hulls and we prove a weak property of normality for a class of those weights, thus extending a result obtained in [8].
In Section 5 we deal with -probability spaces. After some preliminary results about states, we show that the property of freeness of a family of subalgebras is preserved by forming the nonstandard hull of a -probability space. We introduce the nonstandard notion of almost freeness and we show that it coincides with freeness on standard families of subalgebras of a standard -probability space, thus obtaining a nonstandard characterization of the ordinary freeness property.
In Section 5 we also obtain a nonstandard characterization of the noncommutative notion of convergence in distribution and we provide an elementary nonstandard proof that the property of *-freeness is preserved by convergence in *-distribution. In the last part of Section 5, we investigate the behaviour of the free product of -probability spaces with respect to the nonstandard hull construction.
In Section 6 we apply the results from the previous section. After recalling the notion of stochastic process over a -algebra given in [9], we extend the nonstandard hull construction to an internal noncommutative stochastic process. In this setting we deal with the notion of equivalence. We provide nonstandard versions of the reconstruction theorem in [9] and of other results therein. In this regard, we notice that, in light of the above-mentioned relationship between nonstandard hulls and ultraproducts, the nonstandard hull of an internal noncommutative stochastic process should be related to some sort of ultraproduct construction that applies to a family of ordinary noncommutative stochastic processes. We could not find any reference to such a construction in the literature. Eventually, we briefly discuss the adaptedness and the Markov properties in the framework of noncommutative stochastic processes, with special attention to the case of the nonstandard hull of an internal process.
In the mostly speculative Section 7, we try to make sense of the belief that a nonstandard universe does, or should have, physical significance on its own (see [10], for instance). We translate nonstandardly a result on the approximation of a Fock space by means of a sequence of so-called toy Fock spaces and we give a presentation of the nonstandard hull of an internal Fock space.
Finally, we point out that the ultraproduct construction is extensively used in [10]. In our opinion, the nonstandard techniques allow for simpler and more natural proofs of a large number of results given therein.
2. Preliminaries
We refer mostly to [11] for the basics of the theory of -algebras. All -algebras are assumed to be unital. We denote an algebra unit by 1. The term subalgebra always stands for -subalgebra. Similarly, the term homomorphism of -algebras always refers to a *-homomorphism.
As in [11], we use the term inner product rather than hermitian product.
We assume that the reader is familiar with the notions and the basic techniques of nonstandard analysis as introduced, for instance, in [5]. The reader who is interested in an axiomatic presentation of those techniques may refer to [6] [§1].
Here we just recall that a nonstandard universe allows to properly extend each infinite mathematical object X under consideration of an object in a way that X and satisfy the same properties which are definable by means of bounded quantifier formulas in the first order language of set theory. This property is referred to as the Transfer Principle.
We warn the reader that the notation for the nonstandard extension of an ordinary mathematical object should not be confused with denoting the adjoint of some element whenever the latter makes sense.
Sets of type are called standard. An element of some standard set is called an internal set. If are internal sets, by we denote the internal set of all internal B-valued functions defined on
Relative to a nonstandard universe one can formulate the internal equivalents of all ordinary mathematical notions. Intuitively, to each property P which is bounded quantifier-definable (possibly with parameters) in the language of set theory there corresponds a property and the Transfer Principle ensures that a set X satisfies P if and only if its nonstandard extension satisfies Therefore we can consider, for instance, continuity; compactness, etc. For simplicity, we will omit the initial “star” when it is clear that the property under consideration applies to some internal set.
A nonstandard universe also contains sets which are not standard. This is ensured by the so-called κ-saturation property: for some uncountable cardinal which is sufficiently large for our purposes, we require that every family of cardinality smaller than of internal sets with the finite intersection property has nonempty intersection. It can be proved that, for every as above, there exists some -saturated nonstandard universe (see, for instance, [12]).
In the following we will also make use of Keisler’s Internal Definition Principle: In every nonstandard universe, a bounded quantifier formula in the first order language of set theory with internal parameters defines an internal set.
The so-called Overspill Lemma is a straightforward consequence of -saturation. We formulate the former relative to : Any internal subset of that contains arbitrarily large finite (in absolute value) hypercomplex numbers also contains some infinite hypercomplex (i.e., some infinite element in ).
We assume that some sufficiently saturated nonstandard universe has been fixed throughout this paper and we briefly recall the nonstandard hull construction (see [1]). As we mentioned in the Introduction, the nonstandard hull is a slight generalization of the ultraproduct construction in functional analysis. In this paper we prefer the former construction because, assuming familiarity with the nonstandard techniques, it is much simpler than the ultraproduct.
Let A be an internal -algebra. The nonstandard hull of A is the ordinary -algebra defined by letting:
- (1)
- (2)
- for if
- (3)
- for
- (4)
We define operations on as follows:
and norm by , for all and all .
It can be easily verified that the operations on are well defined and that is a -algebra. If we let In particular, if B is a subalgebra of A then is a subalgebra of
Let A be an ordinary -algebra. Under the assumption that the set of individuals of our nonstandard universe is a superset of we have that Furthermore, by identifying with we have that A is a -subalgebra of As is customary, we write for
If is a homomorphism of ordinary -algebras, we let
Since homomorphisms are norm-contracting, the map is well-defined. Furthermore, it is straightforward to verify that it is a homomorphism.
All the above assumptions and notations are in force throughout this paper.
Similarly to the above, one defines the nonstandard hull of an internal Hilbert space It is a straightforward verification that is an ordinary Hilbert space with respect to the standard part of the inner product of Furthermore, let be the internal -algebra of bounded linear operators on some internal Hilbert space H and let A be a subalgebra of Each can be regarded as an element of by letting for all of finite norm. (Note that is well defined since a is norm–finite.) Therefore we can regard as a -subalgebra of
3. Three Known Results
The results in this section can be rephrased in ultraproduct language and can be proved by using the theory of ultraproducts. The nonstandard proofs that we present below show how to apply the nonstandard techniques in combination with the nonstandard hull construction.
3.1. Infinite Dimensional Nonstandard Hulls Fail to Be von Neumann Algebras
In [8] [Corollary 3.26] it is proved that the nonstandard hull of the in internal algebra of bounded linear operators on some Hilbert space H over is a von Neumann algebra if and only if H is (standard) finite dimensional. Actually, this result can be easily improved by showing that no infinite dimensional nonstandard hull is, up to isometric isomorphism, a von Neumann algebra. It is well-known that, in any infinite dimensional von Neumann algebra, there is an infinite sequence of mutually orthogonal non-zero projections. Hence one may want to apply [8] [Corollary 3.25]. Albeit the statement of the latter is correct, its proof in [8] is wrong in the final part. Therefore we begin by restating and reproving [8] [Corollary 3.25] in terms of increasing sequences of projections. We denote by the set of projections of a -algebra
Lemma 1.
Let A be an internal -algebra and let be an increasing sequence of projections in Then there exists an increasing sequence of projections in such that, for all
Proof.
We recursively define as follows: As we pick any projection such that (See [8] [Theorem 3.22(vi)].) Then we assume that in are such that for all Again by [8] [Theorem 3.22(vi)], we can further assume that for some . By [11] [II.3.3.1], we have namely Hence, by Transfer of [11] [II.3.3.5], for all there is such that and By Overspill, there is such that and We let □
Then we immediately get the following:
Corollary 1.
Let A be an internal -algebra of operators and let be a sequence of non-zero mutually orthogonal projections in Then is not a von Neumann algebra.
Proof.
From we get an increasing sequence of projections in A by letting for all By Lemma 1, there exists an increasing sequence of projections in From the latter we get a sequence of non-zero mutually orthogonal projections, by letting and Finally, [8] [Proposition 3.22] applies. □
Proposition 1.
The following are equivalent for an internal -algebra of operators A:
- A is (standard) finite dimensional;
- is a von Neumann algebra.
Proof.
This is a straightforward consequence of the fact that A is isomorphic to a finite direct sum of internal matrix algebras of standard finite dimension over and that the nonstandard hull of each summand is a matrix algebra over of the same finite dimension.
Suppose is an infinite dimensional von Neumann algebra. Then in there is an infinite sequence of mutually orthogonal non-zero projections, contradicting Corollary 1. Therefore is finite dimensional and so is □
A straightforward consequence of the Transfer Principle and of Proposition 1 is that, for an ordinary -algebra of operators
It is worth noticing that there is a construction known as tracial nostandard hull which, applied to an internal -algebra equipped with an internal trace, returns a von Neumann algebra. See [8] [§3.4.2]. Not surprisingly, there is also an ultraproduct version of the tracial nostandard hull construction. See [13].
3.2. Real Rank Zero Nonstandard Hulls
The notion of real rank of a -algebra is a non-commutative analogue of the covering dimension. Actually, most of the real rank theory concerns the class of real rank zero -algebras, which is rich enough to contain the von Neumann algebras and some other interesting classes of -algebras (see [11,14] [V.3.2]).
In this section we prove that the property of being real rank zero is preserved by the nonstandard hull construction and, in case of a standard -algebra, it is also reflected by that construction. Then we discuss a suitable interpolation property for elements of a real rank zero algebra.
Eventually we show that the -algebras introduced in [8] [§3.5.2] are exactly the real rank zero -algebras and we briefly mention further preservation results.
We recall the following (see [14]):
Definition 1.
An ordinary -algebra A is of real rank zero (briefly: ) if the set of its invertible self-adjoint elements is dense in the set of self-adjoint elements.
In the following we make essential use of the equivalents of the real rank zero property stated in [14] [Theorem 2.6].
Proposition 2.
The following are equivalent for an internal -algebra A:
- (1)
- (2)
- for all orthogonal elements in there exists such that and
Proof.
: Let be orthogonal elements in By [14] [Theorem 2.6(v)], for all there exists a projection such that and By [8] [Theorem 3.22], we can assume Being arbitrary, from and by saturation we get the existence of some projection such that and Hence and
: Follows from in [14] [Theorem 2.6]. □
Proposition 3.
Let A be an internal -algebra such that Then
Proof.
Let be orthogonal elements in By [8] [Theorem 3.22(iv)], we can assume that and Hence for some positive infinitesimal By Transfer of [14] [Theorem 2.6 (vi)], there is a projection such that and Therefore and and we conclude by Proposition 2. □
Proposition 4.
Let A be an ordinary -algebra. The following are equivalent:
- (1)
- (2)
- (3)
Proof.
holds by Transfer and holds by Proposition 3. Therefore it remains to prove As usual, we assume that A is a subalgebra of and we identify with We show that [14] [Theorem 2.6 (vi)] is satisfied. Let and be such that Then for some By assumption there is such that and By [8] [Theorem 3.22], we assume Hence and By Transfer, there exists such that and □
Question 1.
In Proposition 3, does the converse implication hold for any internal -algebra?
Let A be an ordinary -algebra and let We write if (equivalently: ). In [11] [V.3.2.16], the author introduces an interpolation property for positive elements in a -algebra of real rank zero such that In [11] [V.3.2.17], he proves such property under the additional assumption that there is a positive element c such that Actually, the interpolation property holds, under no additional assumption, in all nonstandard hulls having real rank zero.
Proposition 5.
Let A be an internal -algebra such that and let with and Then there exists a projection such that If then also satisfies
Proof.
From we get Since from we get By Proposition 2 there exists such that and namely
Concerning the final claim, it is a general fact that if are positive elements in a -algebra and then To prove that, work in the commutative -subalgebra generated by and use the Gelfand transform. (See [11] [Theorem II.2.2.4]).
If follows that, assuming we immediately get from □
Next we recall the definition of -algebra from [8] [§3.5.2]: a -algebra A is a -algebra if every self-adjoint element from A is the norm limit of real linear combinations of mutually orthogonal sequences of projections. Notice that the complex linear span of the projections is dense in a -algebra.
Actually, the -algebras are exactly the real rank zero algebras:
Proposition 6.
The following are equivalent for an ordinary -algebra A:
- (1)
- (2)
- A is a -algebra.
Proof.
We use the functional calculus (see [11] [Corollary II.2.3.1]). If has finite spectrum then is a linear combination with real coefficients of mutually orthogonal projections in and the conclusion follows.
We verify (1) in the form of the equivalent condition [14] [Theorem 2.6 (ii)], simply by noticing that, if is a tuple of mutually orthogonal projections and then Hence, by (2), the self-adjoints of finite spectra are dense in □
In light of the previous proposition, we may regard that of Proposition 3 as a simpler proof of [8] [Theorem 3.28]. One may object that the proof of Proposition 3 heavily relies on [14] [Theorem 2.6] and ask for a more direct proof of [8] [Theorem 3.28]. Here is one:
Proposition 7.
Let A be an internal -algebra. Then
Proof.
Let By [8] [Theorem 3.22], we assume Let be an invertible element such that By polar decomposition (see, for instance, [8] [Proposition 3.13]), let be the unique unitary element such that Let and let Since is invertible then d is invertible and It suffices to prove that to conclude that is invertible in By the functional calculus, Hence
Summing up: For all there exists an invertible such that Hence the conclusion. □
Further preservation results that can be easily established are the following:
- (1)
- An ordinary -algebra is projectionless if it has no projection different from It is easy to verify that, if p is a projection in an internal -algebra, implies (hence ). From [8] [Theorem 3.22(vi)] it then follows that the property of being projectionless is preserved and reflected by the nonstandard hull construction.
- (2)
- An ordinary -algebra has stable rank one if its invertible elements form a dense subset (see [11] [V.3.1.5]). The same proof as in Proposition 7 shows that the property of an internal -algebra of having stable rank one is preserved by the nonstandard hull construction. Furthermore, an analogous of Proposition 4 can be proved with respect to the stable rank one property, by using [8] [Corollary 3.11].
3.3. Nonstandard Hulls of Internal Function Spaces
In this section, we extend the description given in [15] of the nonstandard hull of the internal Banach algebra of -valued continuous functions on some compact Hausdorff space to the case when A is the internal -algebra of -valued continuous functions on some compact Hausdorff space For let be defined as follows: for all It is easy to verify that the nonstandard hull of A is formed by equipped with the operations inherited by In particular, and (In the latter equality, denotes the adjoint.)
By the Gelfand-Naimark Theorem, the commutative -algebra is isometrically isomorphic to the ordinary -algebra where Y is the compact Hausdorff space of nonzero multiplicative linear functionals on equipped with the topology induced by the weak-topology on the dual of The natural isomorphism known as the Gelfand transform, is defined as follows: Let Then
(see [11] [II.2.2.4]).
To each we associate the multiplicative linear functional
(In order to verify that satisfies the required properties, the assumption is crucial.) Let By Transfer of Urysohn’s Lemma there exists an internal continuous function such that and It follows that
In general, the internal topology on X is not an ordinary topology, but forms a basis for an ordinary topology on that we denote by Q since it was named Q-topology by A. Robinson.
We notice that, for all the map is continuous with respect to the Q-topology. Actually, let be the open ball of radius r centered at Then
and the latter is open in the Q-topology.
We let and we denote by the topology induced on by the weak -topology on the dual of Keeping also in mind the notation previously introduced, we prove the following:
Proposition 8.
The function that maps x to the multiplicative linear functional defined as in (1) is a homeomorphism. Moreover, the set is dense in
Proof.
We have shown above that is one-one.
Let By definition of the weak -topology, to prove the continuity of it suffices to verify that, for all and all the set is Q-open: This is straightforward from the already established continuity of
To prove that is an open map, it suffices to show that, for each internal open set the set is -open. We fix By Transfer of Urysohn’s Lemma, there exists a -valued such that and for all The set
is -open and contains Moreover, for all if and only if Hence It follows that is -open.
Concerning the second part of the statement, let us assume that there exists which does not belong to the closure of By Urysohn’s Lemma, there exists a -valued such that and Let be such that where is the Gelfand transform defined above. Since
then Being an isometry, we get a contradiction with □
4. Noncommutative Loeb Theory
At first reading, the title of this section may sound somewhat obscure. To clarify it, we recall that a Loeb probability measure is an ordinary probability measure that is obtained from an internal finitely-additive probability measure. See [5] or [6]. We recall that a -probability space is a pair where A is a -algebra and is a state, namely a positive linear functional with the property that
In short: States are the noncommutative counterparts of probability measures. In the following we deal with the problem of obtaining an ordinary weight from an internal one. Moreover, weights are closely related to states. Hence the title of this section.
We begin by recalling some notions and elementary facts relative to an ordinary -algebra
A weight is an additive, positively homogeneous function i.e., for all and all with the convention that (so that ).
Let be a weight. From the inequality (see [11] [II.3.1.8]), it follows that Therefore condition is equivalent to A weight is finite if it satisfies one of those two equivalent properties.
A finite weight extends uniquely to a positive linear functional on usually denoted by the same name. This is because each can be uniquely written as for some positive each of norm (Recall that and see, for instance, [8] [Corollary 3.21].) Conversely, every positive linear functional on A yields a finite weight.
A weight is normal if for any uniformly norm-bounded increasing net such that exists in then
Let be a cardinal. We say that a weight is -normal if the previous property holds for any uniformly norm-bounded directed family with
For the rest of this section, if not otherwise stated, A is assumed to be an internal -algebra.
Following nonstandard terminology we say that an internal weight is S-continuous if for all We recall the following (see [8] [Lemma 4.4]):
Lemma 2.
The following are equivalent for an internal weight :
- (1)
- ϕ is S-continuous;
- (2)
- (3)
- for all if then
For benefit of the reader who wants to check the proof of Lemma 2 given in [8], we point out that [8] [Proposition 3.12] lacks the crucial assumption (which is trivially satisfied if are positive elements). Actually, as it stands, [8] [Proposition 3.12] is wrong, even for commutative internal algebras: Let be the internal -algebra of -valued functions on some compact space X an let be such that Let be the constant functions and Then but there is no that satisfies and
Let be an internal S-continuous weight. By Lemma 2, takes values in (we will say that it is a finite weight). As previously noticed, we can extend to an internal positive linear functional defined on that we still denote by By transfer of [16] [Theorem 4.3.2], we have It follows from Lemma 2(2) that Hence there is a one-to-one correspondence between the internal S-continuous weights and the internal positive linear functionals of (standard) finite norm.
By Lemma 2(3), from an internal S-continuous weight we can define a map
Clearly is additive and positive homogeneous, hence a (finite) weight. It can be regarded as a noncommutative Loeb integral operator (see the discussion in [8] [§4.4]).
Here is an example of an internal weight which is not the nonstandard extension of any ordinary weight: Let and let be the internal -algebra of matrices on Let be the normalized trace defined by By Lemma 2, tr is S-continuous. Notice that the non-normalized trace is not S-continuous.
Next we want to prove that every S-continuous internal weight in a -saturated nonstandard universe is -normal, thus strengthening [8] [Theorem 4.5] (see [8] [Question 11]). We point out that, in the following result, differently from [8] [Theorem 4.5], the internal weight is not required to be normal and the internal -algebra is not necessarily commutative.
Let . We write if or
Theorem 1.
Let be an internal S-continuous weight in a κ-saturated nonstandard universe. Then the weight defined in (2) is κ-normal.
Proof.
By Transfer of the Gelfand–Naimark Theorem ([11] [Corollary II.6.4.10]), we assume that A is a subalgebra of the internal -algebra for some internal Hilbert space As remarked at the end of Section 2, we regard as a subalgebra of where is the nonstandard hull of
We denote by the unit ball centered at the origin of By [11] [I.2.6.7], the following are equivalent for :
- (1)
- (2)
- for all
- (3)
- for all and
Let be an infinite norm-bounded directed family with Let L be a norm-bound for the elements of Let be formed by picking exactly one representative for each element in so that
Let Since F is norm-bounded, R is finite.
We claim that there exists such that for all and To prove this, let be the set of finite subsets of Notice that For each and each let be the internal subset of A whose elements x satisfy the following properties:
- (a)
- (b)
- for all and all and
- (c)
By directness of the equivalence above and the definition of the are nonempty. Moreover they have the finite intersection property, since
By -saturation, we let Then satisfies the required conditions. It follows that for all Being a -upper bound of if exists in then
Therefore is -normal. □
With reference to the previous theorem, it is straightforward to check that the weight is -completely additive, namely if I is a set of cardinality and is a family of elements of such that is defined, then
We briefly comment on [8] [Question 11]. If an internal weight is not S-continuous and is such that , then there exists such that Hence only when is the so-called degenerate weight (namely satisfies and for ), it is possible to define a weight as in (2). In such case, itself is the degenerate weight.
5. Nonstandard Noncommutative Probability
In this section we will be mostly concerned with an important part of noncommutative probability known as free probability. The latter was initiated by Voiculescu to attack a problem in the theory of von Neumann algebras. See [17].
In Section 4, we already recalled the definition of -probability space (briefly: ps). We recall the following definitions.
A state is faithful if
A state is tracial if
We notice that, by Lemma 2, the state in an internal ps is S-continuous. Therefore, by defining as in (2) above, we have that is an ordinary ps. We will use this fact without further mention.
We say that an internal state is S-faithful if
We have the following characterization of faithfulness:
Proposition 9.
Let be an ordinary state. The following are equivalent:
- (1)
- ϕ is faithful;
- (2)
- is S-faithful;
- (3)
- is faithful.
Proof.
We assume (1). Let be such that Then there exists some nonnegative infinitesimal such that Hence From the equality we get
We assume (2). Let We get the following chain of implications:
Since we can assume without loss of generality that A is a subalgebra of and that extends the result is straightforward. □
We say that an internal state is S-tracial if
We leave the straightforward proof of the following to the reader.
Proposition 10.
Let be an ordinary state. The following are equivalent:
- (1)
- ϕ is a tracial state;
- (2)
- is S-tracial;
- (3)
- is a tracial state.
To help the reader’s intuition, we stress that, in a ps the elements of A play the roles of random variables, whose expectation is given by
Next we formulate the property of free independence (for short: freeness). See [17] [Proposition 3.5] for insights about such notion.
Definition 2.
Let be an ordinary ps. A family of -subalgebras of A is free if for all all and all such that and it holds that
We stress that freeness depends on the state Therefore, in the previous definition, it would be more appropriate to say that the family is free with respect to Usually it is the context that prevents any ambiguity.
Notice that Definition 2 makes sense also for a family of unital *-subalgebras of
Notational convention. A family of -algebras is actually a function B defined on Therefore we denote its nonstandard extension which is a function defined on by For notational simplicity we write for Without loss of generality, we can further assume that
The above notation and assumption are in force throughout this section.
The chain of equivalences in the following result provides a nonstandard characterization of freeness and proves that the latter is preserved and reflected by the nonstandard hull construction.
Proposition 11.
Let be an ordinary ps and let be a family of -subalgebras of The following are equivalent:
- (1)
- is free;
- (2)
- there exists some for which the following holds: For all all internal and all internal such that if then
- (3)
- is free with respect to
Proof.
is a consequence of Transfer.
Regarding we fix N as in Let and be such that and Then for all Let Therefore and for all It follows by assumption that Since we get Therefore
The proof of is straightforward from for all □
The proof of the previous proposition naturally leads to formulating a nonstandard variant of the notion of freeness.
Definition 3.
Let be an internal ps. A family (not necessarily internal) of internal -subalgebras of A is almost free if, for all all and all whenever and then
Proposition 12.
Let be an ordinary ps and let be a family of subalgebras of The following are equivalent:
- (1)
- is free.
- (2)
- is almost free.
Proof.
Let and be such that and Since for all then We notice that where S is a standard finite sum of terms each having infinitesimal norm. Therefore as required.
The following chain of implications holds: is almost free is free is free is free. The leftmost implication is straightforward and the middle one holds by Proposition 11. The rightmost implication holds by Transfer. □
Corollary 2.
Let be as in Proposition 12. Then is free if and only if is almost free.
Let be an internal ps and let be an internal free family of subalgebras of Notice that the same proof as in Proposition 12 shows that is almost free.
Noncommutative probability has its own notion of convergence in distribution (see [17]):
Definition 4.
Let and be ordinary ps. For each let be a sequence in and let be a sequence in We say that
- (1)
- converges in distribution to a if, for all and all
- (2)
- converges in *-distribution to a if for all all and all
We stress that, in the previous definition, the “*” refers to the adjoint operator.
With the notation of Definition 4 in force, let for some and let be the extension of defined by for all Similarly, let be the extension of a obtained by letting We make the trivial observation that converges in *-distribution to a if and only if converges in *-distribution to From now on we assume that and a satisfy the following property:
Let be the nonstandard extension of Without loss of generality we assume We give the following nonstandard characterization of convergence in distribution. A similar characterization applies to convergence in *-distribution.
Proposition 13.
With the notation of Definition 4 in force, and under the subsequent assumptions, the following are equivalent:
- (1)
- converges in distribution to
- (2)
- there exists such that the following holds for all internal N-tuples in :
Proof.
For we denote by the internal set formed by all internal tuples in
From (1) we get by Transfer and Overspill that the internal set
properly contains Any witnessing the proper inclusion satisfies the required property.
Let be positive natural numbers. From (2), recalling , we get that
Hence, by Transfer and by arbitrariness of , we get (1). □
Definition 5.
Let be an ordinary ps and let be a family of subsets of A and let be the unital -algebra generated by for We say that is *-free if is free.
A sequence is *-free if so is
We have already noticed that the notion of freeness can be formulated with reference to a family of *-subalgebras of a given -algebra A in a ps Actually the following holds:
Proposition 14.
Let be an ordinary ps. Let be a family of unital *-algebras of A and, for each let be the -algebra generated by Then is free if and only if so is
Proof.
In order to establish the nontrivial implication we apply Corollary 2. Let and be the nonstandard extensions of the two families with the same names. Let and be such that and Since is in the internal closure of there exists some such that Hence for each By almost freeness of we get that Since we finally get Having established that is almost free, we are done by Corollary 2. □
We apply the latter proposition and previous results to give an elementary nonstandard proof of the following known fact:
Proposition 15.
Let and be ps. For each let be a *-free sequence in If converges in *-distribution to then a is *-free.
Proof.
For notational simplicity let us consider the case when For let and
Let and let and be elements in the unital *-algebras generated by and respectively. Let us assume that and We claim that Once more for the sake of simplicity, let us assume and let (The argument below immediately extends to any positive )
Recalling how the *-algebra generated by is obtained, we associate to u a sequence where belongs to the *-algebra generated by and is defined from in the same way as u is defined from By assumption we have We do the same with
Let us denote by and the nonstandard extensions of and respectively.
Next we use the nonstandard characterization of convergence of a sequence. Let and be the nonstandard extensions of and respectively. For all we have and By Corollary 2 we get that for all Hence □
Next we investigate the behaviour of the free product of -probability spaces with respect to the nonstandard hull construction. We begin by recalling the definition of free product (see [18] [Definition 7.10]):
Definition 6.
Let be a family of ordinary ps such that the functionals are faithful traces. A ps with ϕ a faithful trace, is called a free product of the family if there exists a family of norm-preserving unital homomorphisms with the following properties:
- (1)
- for all
- (2)
- the -subalgebras form a free family in
- (3)
- generates the -algebra A.
It can be shown that a free product of the family as in Definition 6 does exist. The assumption of faithfulness is just a technical simplification. Furthermore, and the family are unique up to isomorphism. See [18] [Theorem 7.9].
Theorem 2.
Let be an ordinary family of ps such that the functionals are faithful traces. Let be the free product of the family with norm-preserving unital homomorphisms as in Definition 6. If the -algebra is generated by then is the free product of the family with norm-preserving unital homomorphisms
Proof.
At the beginning of Section 5 we have already observed that if is an ordinary ps then so is Moreover, if is faithful so is by Proposition 9. Furthermore, if is tracial so is : let Then where the middle equality holds by Transfer. Hence We leave it to the reader to verify that if is norm-preserving so is
In light of the previous considerations and of the assumption that is generated by we are left to show that (1) and (2) of Definition 6 are satisfied by and Condition holds for all by Transfer and by definition of
Eventually, the family is free with respect to by Proposition 11. □
With reference to the proof of the previous theorem, we point out that we do not use the explicit construction of the free product outlined in [18] [Lecture 7]. We just make use of the universal property of that construction.
Regarding the assumption in the statement of Theorem 2 that the -algebra is generated by we notice that the other assumptions only ensure that the -algebra generated by is a subalgebra of Actually, if is an internal family of -subalgebras of the internal -algebra A such that generates it might be that generates a proper -subalgebra of as the following shows.
Example.
Let and let Let us denote by the internal -algebra of internal functions equipped with the supremum norm and with componentwise addition, multiplication and conjugation. Let be the unit of and, for let be the function in that takes value 1 on i and 0 elsewhere. Clearly, is internally generated by where is the -algebra generated by for Let be defined as follows:
We observe that the ordinary -algebra generated by is just the -algebra generated by and we show that does not belong to the latter.
First of all, we introduce a convenient presentation of We associate to each f in the map
Notice that is well-defined because for all The set
is closed under componentwise addition, multiplication and conjugation. It can be easily verified that, equipped with the supremum norm, A becomes a -subalgebra of the ordinary -algebra of complex valued functions defined on the discrete space A little bit of work is only required to prove that A is closed. We sketch the relative proof to highlight the use of a fairly routine nonstandard argument.
Let be a Cauchy sequence in Let be such that for all Let be a strictly increasing sequence of natural numbers with the following properties:
- (a)
- for all
- (b)
- for all it holds that
For each positive natural number we let be the internal set of (internal) sequences of elements of with the following properties:
- (1)
- for all
- (2)
- for all
- (3)
- for all
Each is internal, by the Internal Definition Principle. It is easily seen that the family has the finite intersection property. By saturation, there exists Let By definition of for all and all Then converges to
Having established that A is a -algebra, it is straightforward to verify that the map
is an isometric isomorphism. From now on we deal with We regard the maps and the ’s, as elements of Finally, we prove that v does not belong to the -algebra generated by First of all we notice that every element in the ordinary *-algebra B generated by is a constant function on all but finitely many points. For the sake of contradiction, let be such that Let and be such that From we get a contradiction. Hence v does not belong to the norm-closure of
Let be a directed partially ordered set. If for all there exists such that and then the extra assumption in Theorem 2 is satisfied, as a consequence of the following:
Proposition 16.
Let be an internal directed set. Let be an internal family of subalgebras of an internal -algebra B with the property that for all there exists such that and
If B is generated by then is generated by Actually,
Proof.
Notice that is an internal *-algebra. From the assumption that B is generated by it follows that for each there exist and such that Hence and so The converse inclusion is trivial. □
6. Nonstandard Noncommutative Stochastics
We begin with the definition of stochastic process over a -algebra given in [9]:
Definition 7.
Let B be a -algebra and let T be a set. An ordinary noncommutative stochastic process (briefly: nsp) over B indexed by T is a triple where
- (a)
- is a ps;
- (b)
- for each is a -algebra homomorphism with the property that
The stochastic process is full if the -algebra A is generated by
Notice that, in [9], all nsp’s are assumed to be full. Fullness is needed in the proof of [9] [Proposition 1.1].
Let us recall some notation and terminology from [9]: Let be an ordinary nsp and, for all let We define the map by letting The -correlation kernel is the function
It is straightforward to verify that is conjugate linear in each of the ’s components and linear in each of the ’s components. (This is the usual convention in Physics.)
We endow with the supremum norm and we denote by its unit ball. As is usual with sesquilinear forms, we define the norm of for as follows:
We recall the following definition from [9]:
Definition 8.
Let be ordinary nsp’s and let be the GNS triples associated to for (see [11] [II.6.4]). The processes and are equivalent if there exists a unitary operator such that
The following is a characterization of equivalence between full nsp’s (see [9] [Proposition 1.1]).
Proposition 17.
For let be ordinary full stochastic processes. The two processes are equivalent if and only if, for all all and all it holds that
We make use of Proposition 17 to give a nonstandard characterization of equivalence.
Theorem 3.
For let be ordinary full nsp’s. Let be the nonstandard extension of The following are equivalent:
- and are equivalent;
- there exists such that, for all internal and all internal
Proof.
is a straightforward consequence of Proposition 17 and of Transfer.
Concerning the converse implication, let N be as in (2). We fix Let . We extend them to internal sequences of length N by letting, for instance, Then
Therefore
By Transfer we get
Being n arbitrary, by Proposition 17 we get that and are equivalent. □
The content of Theorem 3 is that a full nsp is determined, up to equivalence, by the internal family of correlation kernels of the process for some infinite hyperatural
The reader who is familiar with the notion of stochastic process, as introduced for instance in [19], is invited to read the commentary on [9] [Section 1] to make sense of Definition 7. In short, let be an ordinary stochastic process, where the ’s are measurable functions defined on a probability space with values in some measurable space Let be defined by for all
It can be shown that the triple
where for all and all forms a nsp in the sense of Definition 7. Furthermore, under additional assumptions on a nsp, one can associate to the latter an ordinary stochastic process.
Let be an internal nsp. For all the map defined by is well-defined because -algebra homomorphisms are norm contracting. It is straightforward to verify that the nonstandard hull of is an ordinary nsp. We point out that the -algebra generated by is a subalgebra of but, in general, fullness of is not inherited by In this regard, see the Example in Section 5 and the discussion preceding it. The following is a sufficient condition for preservation of fullness.
Proposition 18.
Let be an internal linearly ordered set and let be an internal full nsp with the property that, for all in is a subalgebra of Then is an ordinary full nsp.
Proof.
An immediate consequence of Proposition 16. □
Next we provide a nonstandard characterization of equivalence between nsp’s of the form
We make a preliminary remark. Let be an internal ps and let be the associated internal GNS triple, where is the cyclic vector of the representation. As we already remarked at the end of Section 2, we can identify with a -subalgebra of It can be easily verified that
is a *-homomorphism and that, for all where denotes the inner product on
In order to conclude the verification that is a GNS triple for we prove the following result, which is actually stronger than what we need:
Proposition 19.
Let be as above. Then
Consequently, is a GNS triple for
Proof.
Following [11] [II.6.4], let By the GNS construction, we have that is the image of the unit of A in and that is the left multiplication operator by a on Moreover is an inner product space with respect to defined by
Furthermore, H is the Hilbert space completion of and the set
is dense in
Let Then there exists such that and, by definition of norm on a quotient space, there exists also such that It follows that is finite. Furthermore
Therefore there exists some such that For such a b it holds that □
Theorem 4.
Let be internal nsp’s over the -algebra B such that and are full. Let be the internal GNS triples associated to for The following are equivalent:
- (1)
- the processes and are equivalent according to Definition 8;
- (2)
- there exists an infinite hypernatural N such that, for all the -correlation kernels relative to respectively satisfy the property (namely, .
Proof.
(1)⇒(2) For let be the set
By the Internal Definition Principle, each is internal. It follows from [9] [Proposition 1.1] that the family has the finite intersection property. By saturation, Any N in the common intersection is an infinite hypernatural with the property that, for all and all Recalling that the supremum of an internal set of infinitesimals is itself an infinitesimal, we get that, for all as required.
(2)⇒(1) Let N be as in (2) and let be arbitrarily chosen. By [9] [Proposition 1.1] and by linearity it suffices to prove that
Let and let We extend them to internal sequences of length N by letting
From we get immediately that □
The content of Theorem 4 is that the nonstandard hull of an internal, full nsp is determined, up to equivalence, by the internal family of correlation kernels of for some infinite hypernatural
When is an ordinary nsp we write for (The context will prevent any ambiguity.) Notice that if is indexed by set then is indexed by
We prove that, under the additional assumption of fullness, equivalence of nsp’s is preserved and reflected by the nonstandard hull construction.
Proposition 20.
Let be ordinary full nsp’s such that their nonstandard hulls are also full. Then and are equivalent if and only if and are equivalent.
Proof.
Let us assume that and are equivalent. Notice that if u is an internal unitary operator then is well-defined and unitary. Moreover equalities are preserved by the nonstandard hull construction. By Transfer of Definition 8 it is thus straightforward to prove that and are equivalent. Notice that we do not need the fullness property for this implication.
Regarding the converse implication, for all and all let us write for Let us assume that and are full. By Proposition 17, we have that Then, for all
By Transfer we get
Eventually, by applying Proposition 17 again, we get that and are equivalent. □
Next we provide a nonstandard version of the Reconstruction Theorem ([9] [Theorem 1.3]). Let B be an internal -algebra and T an internal set. We let If we let be the sequence obtained by removing the K-th component from the tuple Same meaning for when and Furthermore, we let If we let be the time sequence obtained by inserting the component between and We denote by the length of the sequence and by the element in for some (the context will prevent any ambiguity).
Let Inspired by the notion of -correlation kernel previously introduced (see also [9] [Proposition 1.2]), we say that an internal family of maps is an N-system of correlation kernels over B if it satisfies the following properties (when not specified, quantifications refer to internal objects):
- CK0N
- for all and all it holds that
- –
- and
- –
- if and then
- CK1N
- for all , all all norm-finite such that and it holds that
- CK2N
- for all all and all internal sequences and it holds that
- CK3N
- for all
- CK4N
- for all such that and all it holds that
- –
- for all all norm-finite such that and the mapis approximately conjugate linear, namely: For all and all
- –
- for all all norm-finite such that and the mapis approximately linear (see above);
- CK5N
- for all and all norm-finite the map defined by approximately factors through the map namely: There exists some internal map such that, for all
- CK6N
- for all all all and all if then
A 1-system of correlation kernels is a family of maps that satisfies CK0 and CK2–CK5
Notice that the definition of a system of correlation kernels given in [9], strict equalities are required. We do not impose that condition because we claim that an N-system, for some suffices to reconstruct an unique ordinary nsp. We prove that after a preliminary construction.
Let and let be an internal -system of correlation kernels over an internal -algebra We define an N-system as follows: we fix and, for each we let
By CK1, a different choice of amounts to an infinitesimal perturbation in the value of
The verification that satisfies properties CK0– CK6 is straightforward. Thus we can repeat the construction and, by internal induction, we get a family of K-systems of correlation kernels, one for each Let
We notice that, for all holds. By CK0, the map
is well-defined for all We let
The following holds:
Theorem 5.
Let N be an infinite hypernatural, T an internal set and let be an internal -system of correlation kernels over some internal -algebra There exists an ordinary nsp whose family of correlation kernels is the family defined above. Moreover such is unique up to equivalence.
Proof.
We verify that the family is a projective system of correlation kernels over indexed by according to [9]. Equalities up to an infinitesimal turn into equalities when taking the nonstandard part. First of all we notice that satisfies property CK1 as a consequence of the validity of CK1 Concerning CK2, it suffices to keep in mind that the standard part of the sum of finitely many finite addends is the sum of their standard parts.
The only property whose verification requires a little bit of work is CK5. We fix and We notice that the map is well-defined by CK0 We prove that it factors through the map Let be as in CK5 relative to From and from CK0 we get and whenever Hence is well-defined.
Let We have:
By arbitrariness of we get
The remaining properties are easily verified.
Finally, we get the existence of an ordinary nsp with the required properties from [9] [Theorem 1.3]. Notice also that the proof of the latter theorem ensures that is full. □
Let N be an infinite hypernatural. As already anticipated, the content of Theorem 5 is that an N-system of correlation kernels contains enough information to uniquely reconstruct, up to equivalence, an ordinary nsp whose family of correlation kernels is determined by the N-system.
Let be the nonstandard hull of some internal nsp Admittedly, it is a limitation that the time set T of is an internal set. This rules out many familiar sets. To overcome such restriction, we may suitably choose
One possibility is to fix some infinite hypernatural M and to let Then, for all we let and we define as follows: . In this way, the time set of is the real unit interval. We may also make the additional assumption that the internal process is S-continuous, namely that, for all implies Under S-continuity, it follows that, for all and all if and then
Another possibility is to fix the factorial M of some infinite hypernatural number and to define T as above. Thus the set contains all the rationals in the unit interval. Under the assumption of S-continuity, the map defined by is a well-defined -algebra homomorphism (see above). Therefore we get an ordinary nsp whose time set forms a dense subset of the real unit interval.
Alternatively, we may let for some infinite hypernatural M or and consider the ordinary nsp
Next we discuss the Markov property relative to a nsp and we formulate sufficient conditions for recovering an ordinary Markov nsp from an internal one.
We begin by recalling the definition of conditional expectation in the noncommutative framework. Let A be an ordinary -algebra and let be a -subalgebra of A mapping is called a conditional expectation if
- (1)
- E is a linear idempotent map onto
- (2)
It is straightforward to check that holds for a conditional expectation Moreover, the following hold (see [20]):
- (a)
- for all and all
- (b)
- for all
- (c)
- E is positive.
Let T be a linearly ordered set. We say that a nsp is adapted if, for all in is a -subalgebra of By adopting this terminology, the content of Proposition 18 is that fullness of an adapted nsp is preserved by the nonstandard hull construction.
Definition 9.
Let T be a linearly ordered set. The adapted process is a Markov process with conditional expectations if there exists a family of conditional expectations such that, for all the following hold:
- E2
- E3
Definition 9 is a restatement in the current setting of the definition of Markov nsp with conditional expectations in [9] [§2.2]. By property (a) above it follows immediately that property E1 in [9] [§2.2] holds and that, for all
For all let be the -algebra generated by It is straightforward to check that the Markov property
- introduced in [9] [§2.2] does hold for a Markov process as in Definition 9. Notice also that, for condition E3 always holds.
Let be as in Definition 9. By letting for in we get a family of conditional expectations satisfying
- (1)
- for all
- (2)
- for all in Tas well as the Markov property M in [9]. It follows that the statement of [9] [Theorem 2.1] (with the exception of the normality property) and subsequent results do hold for and In particular the quantum regression theorem [9] [Corollary 2.2.1] does hold.
So far for the ordinary setting. Next we fix the factorial N of some infinite hypernatural number and we let Let be an internal S-continuous adapted Markov process with an internal family of conditional expectations.
We have previously remarked that the ordinary nsp is well-defined and that Furthermore, holds for all and the map given by is a well-defined conditional expectation. Under the assumption that the family is S-continuous, namely whenever it follows that the map defined by is well-defined. Moreover, the family satisfies E2 and E3 of Definition 9 and the Markov property M Hence is an ordinary adapted noncommutative Markov process with conditional expectations. It seems that the adaptedness property of the internal process is needed in order to get the above conclusion, due to the already mentioned fact that the nonstandard hull construction, in general, does not behave well with respect to the operation of forming the -algebra generated by family of subalgebras of a given algebra.
7. Nonstandard Fock Spaces
In most cases nonstandard universes are used to derive results about the standard universe. Some authors go beyond that. For instance, in [10], the author contends that “a nonstandard universe has physical significance in its own right" and, more specifically, “the states and observables of the nonstandard Fock space have physical significance”. Admittedly, the author does not elaborate much on his statements in quotations.
In this short section we derive from standard results that each element of the nonstandard extension of the free Fock space is infinitely close to some “simple” element of a nonstandard free toy Fock space, in a sense that we make precise in the following.
Let H be a complex Hilbert space. We let
where, for is the n-fold tensor product of H and is a one-dimensional space which is often denoted by Here is a distinguished unit vector, called the vacuum vector. Recall that the elements of are of the form with for all and where is the norm on The space is equipped with the norm defined by
In the following by the free Fock space we mean the space We denote the latter by Regarding the physical import of we just say that it describes the quantum states of a number of identical particles from the single particle Hilbert space
We write an element as where is the vacuum vector and, for all
Next we introduce the free toy Fock space. For each let be an isomorphic copy of and let be the standard basis of (Here and in the following we write vectors as column vectors.) The free toy Fock space is defined as
where is the identification of the vacuum vectors As pointed out in [21], there is a one-to-one correspondence between the orthonormal basis of which is naturally associated to the construction of the latter and the set of all finite sequences and
It can be shown quite easily that can be embedded into (see [21] [§5]). More interestingly for us, in [21] [§6] the authors construct a sequence of toy Fock spaces that approximate We recast the authors’ main result in the framework of a nonstandard universe. First of all we notice that, by transfer, the nonstandard extension of is the internal norm closure of the internal direct sum of the Hilbert spaces
Let and let be an internal partition of such that, for all For each let be the normalized characteristic function of the interval namely the function
We form the internal toy Fock space
where the innermost direct sum is intended to range over all internal N-tuples of hypernaturals such that
Let be the internal orthogonal projection onto We apply [21] [Theorem 1(1)] to the sequence of partitions where has constant step By Transfer and by the nonstandard characterization of convergence of a sequence we get that for all It follows that, up to an infinitesimal displacement, we can regard each as a hyperfinite (hence: A formally finite) sum of pairwise orthogonal elements, each belonging to some of the direct summands that occur in the definition of Moreover, since the supremum of an internal set of infinitesimals is itself an infinitesimal, we also get Hence, by passing to nonstandard hulls and by writing for as is usual, the map defined by for is just As a consequence we get that Notice that the latter equality provides an equivalent definition of In particular, every element of can be lifted to some hyperfinite sum of the form described above.
By similar arguments, and in light of [21] [Theorem 1(2)], we can approximate up to an infinitesimal displacement the creation and the annihilation operator on by means of hyperfinite sums involving the discrete counterparts of those operators defined on See [21] for details.
Funding
This research received no external funding.
Conflicts of Interest
The author declares no conflict of interest.
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