1. Introduction
It can be said that the Algebraic Theory of Quadratic Forms was founded in 1937 by E. Witt, with the introduction of the concept of the Witt ring of a given field, constructed from the quadratic forms with coefficients in the field: given F, an arbitrary field of characteristic , , the Witt ring of F, classifies the quadratic forms over F that are regular and anisotropic, being in one-to-one correspondence with them; thus, the focus of the theory is the quadratic forms defined on the ground field where all their coefficients are invertible. In this way, the set of orders in F is in one-to-one correspondence with the set of minimal prime ideals of the Witt ring of F, and more, the set of orders in F provided with the Harrison’s topology is a Boolean topological space that, by the bijection above, is identified with a subspace of the Zariski spectrum of the Witt ring of F.
Questions about the structure of Witt rings could only be solved about three decades after Witt’s original idea, through the introduction and analysis of the concept of Pfister form. The Pfister forms of degree , in turn, are generators of the power of the fundamental ideal (the ideal determined by the anisotropic forms of even dimension).
One of the most emblematic results in the algebraic and abstract theories of quadratic forms is the so-called Arason–Pfister Hauptsatz (APH), whose historical context is as given below.
In his seminal 1970 paper [
1], John Milnor posed two central problems related to fields of characteristics different from 2—both of which were positively resolved in many cases within the same work. One of the questions was related to the so-called Milnor conjectures for the graded cohomology ring and the graded Witt ring, which were eventually resolved by Voevodsky and collaborators around 2000. The other question asked whether for every such field
F, the intersection
contains only
, where
is the n-th power of the fundamental ideal
of the Witt ring of
F (
{even-dimensional anisotropic forms over the field
).
In the subsequent year, J. Arason and A. Pfister solved this question as an immediate Corollary of what is now known as “Arason–Pfister Hauptsatz” (APH), as stated in [
2]:
Let be an anisotropic form. If , then .
The theory of special groups, an abstract (first-order) theory of quadratic forms developed by Dickmann and Miraglia in the mid-1990s, allows a functorial encoding of the algebraic theory of quadratic forms of fields (with char
). This theory has proven effective in attacking and resolving various open problems involving the theory of quadratic forms, see, e.g., [
3,
4].
In [
5], Dickmann–Miraglia restated the APH to the setting of special groups and, employing Boolean-theoretic methods to define and calculate the Stiefel–Whitney and the Horn–Tarski invariants of a special group, established a generalization of the APH to the setting of
reduced special groups, in particular providing an alternative proof of the APH for formally real Pythagorean fields.
The difficulty in attacking APH for general special groups lies in the fact that the methods available for reduced special groups (the invariants) and for special groups arising from fields (quadratic and transcendental extensions, valuations and so on) do not admit a clear generalization for the class of all special groups.
In the present work, we provide a new proof of the Arason–Pfister Hauptsatz for reduced special groups. More specifically, we prove the content of Theorem 12:
Theorem 1 (Arason–Pfister Hauptsatz). Let G be a reduced special group, then holds for all . In more detail: for each and each non-zero (), regular and anisotropic form , if , then .
Our proof completely avoids the use of the Horn–Tarski and Stiefel–Whitney invariants developed in [
3]. Instead, we use Marshall’s quotient, inspired by the techniques developed by Murray Marshall in [
6] for multirings. We finish this short paper by pointing out the difficulties in dealing with the general case and providing some perspectives on how to attack the general problem.
2. Preliminaries
For the benefit of the reader, we provide some basic definitions and results concerning the theory of special groups.
Definition 1 (Extension of a Relation)
. Let A be a set and ≡ a binary relation on . We extend ≡ to a binary relation on , by induction on , as follows:
- (i)
is the diagonal relation
- (ii)
.
- (iii)
if , if and only there are such that
Whenever clear from the context, we frequently abuse notation and indicate the aforementioned extension ≡ by the same symbol.
Definition 2 (Special Group, 1.2 of [
5])
. A special group is a tuple , where G is a group of exponent 2, i.e., for all ; is a distinguished element of G, and is a relation (the special relation), satisfying the following axioms for all :- SG0
≡ is an equivalence relation on ;
- SG1
;
- SG2
;
- SG3
imply ;
- SG4
imply ;
- SG5
For all , imply .
- SG6 (3-transitivity)
the extension of ≡ for a binary relation on (as in 1) is a transitive relation.
Definition 3 (1.1 of [
5])
. A map between pre-special groups is a morphism of pre-special groups or PSG-morphism if is a homomorphism of groups, and for all A morphism of special groups or SG-morphism is a PSG-morphism between the corresponding pre- special groups. f will be an isomorphism if the function f is bijective and both are PSG-morphisms.
A special group, G, is formally acknowledged if it admits some SG-morphism . The category of special groups, respectively, reduced special groups, and their morphisms will be denoted by and , respectively.
Example 1 (The trivial special relation, 1.9 of [
5])
. Let G be a group of exponent 2 and take as any element of G different of 1. For , define if and only if . Then, is an SG [5]. In particular, is a reduced special group. Example 2 (Special group of a field, Theorem 1.32 of [
5])
. Let F be a field. We denote , and . Let . In the case of F, take as a subgroup of , then . Note that and are groups of exponent 2. In [5] they prove that and are special groups with the special relation given by usual notion of isometry, and is always reduced. A group of exponent 2, with a distinguished element , satisfying the axioms SG0–SG3 and SG5 is called a proto-special group; a pre-special group is a proto-special group that also satisfies SG4. Thus, a special group is a pre-special group that satisfies SG6 (or, equivalently, for each , is an equivalent relation of ).
A n-form (or form of dimension ) is an n-tuple of elements of a pre-special G. If and , then and .
An element is represented on G by the form , in symbols , if there exists such that . A pre-special group (or special group) is:
formally real if (Here, the notation means the form where for all . In other words, is the form with n entries equal to 1);
reduced if it is formally real and, for each , if .
Definition 4 (2.1 of [
5])
. Let G be a special group. A Pfister form over G is a quadratic form φ of the type , where and , or the form , if . The integer n is called the degree of φ and written . If the coefficients of φ happen to belong to a subgroup Δ
of G, we say that φ is Pfister over Δ
.Since the Pfister form φ contains 1 as a coefficient, we may write φ as . The subform is called the pure subform of φ.
Proposition 1 (Basic properties of Pfister forms (2.2 of [
5]))
. Let G be a special group, a Pfister form over G of degree and . Then,- (i)
.
- (ii)
.
- (iii)
.
- (iv)
If , then , with .
- (v)
An isotropic Pfister form is hyperbolic.
- (vi)
. Hence, is a subgroup of G. If ψ is a Pfister form over G, then .
- (vii)
If , then .
- (viii)
and is hyperbolic.
- (ix)
and .
- (x)
.
- (xi)
hyperbolic .
- (xii)
The following are equivalent:
- (a)
G is a reduced special group.
- (b)
and for every Pfister form φ over G of degree and :
- (c)
and for every Pfister form φ over G and
Remark 1 (Notations and Facts)
. Let G be a fixed special group. Here, we summarize some notations and results about Witt equivalence, Witt ring, and the powers of fundamental ideal of the Witt ring. For more details, see for instance [5,7,8,9]. Let be forms on G. We can say that φ and ψ are Witt equivalent, denoted , if there exist non negative integers such that By Witt’s Decomposition Theorem, if φ is a form on G, there are unique forms (up to isometry) with , anisotropic, hyperbolic and totally isotropic. We define .
The Witt ring of G, , is the set of equivalence classes of forms modulo , with sum and product endowed form ⊕ and ⊗, respectively. The fundamental ideal, , is the ideal determined by even dimensional anisotropic forms.
For each consider the statement:
: For each , a non-empty (), regular () and anisotropic form, if , then .
Let ψ be a Pfister form. Then, ψ is hyperbolic if it is isotropic. Moreover, if G is reduced and , then ψ is hyperbolic.
is additively generated by the Pfister forms of degree n.
If , then , where and for all . Moreover, if φ is anisotropic, we will suppose without loss of generality that for all .
Let with for suitable Pfister forms . If φ is anisotropic, then for all positive integers m with and all the form is anisotropic.
3. Marshall’s Quotient of a Special Group
Here, we present the main ingredient of the paper, that are inspired by the techniques developed by Murray Marshall in [
6] in the setting of multirings.
Let
G be a special group and let
be such that
. Denote
Note that, since every special group is an exponent 2 group, the condition and implies that S is a subgroup of G.
Lemma 1. Under the above circumstances, the relation ∼ is an equivalence relation.
Proof. Let . Of course ∼ is reflexive and symmetric as a consequence of reflexivity and symmetry of equality. Now, suppose and , saying and with . Then, and imply with . Then, ∼ is transitive. □
Elements in
will be denoted by
,
. Then,
means
and we denote
We call
the Marshall quotient of G by S.
Lemma 2. The set is a group with the operation inherited from G.
Proof. Let
with
and
, saying
and
. Then
Then,
. Moreover, we have an operation in
given by the rule
. The fact that this operation provides a group structure on
is an immediate consequence of the group properties holding in
G. □
Our next step is to define a structure of special group over . Note that if , then . Thus, we may always suppose that .
We proceed by steps. First, for
define
and
Theorem 2. With the above notations, satisfies the axioms [SG1]–[SG5] of Definition 2.
Proof. We verify axioms [SG1]–[SG5].
- SG1
follows directly from the definition of .
- SG2
Since for all and , it follows that , hence .
- SG3
follows directly from the definition of .
- SG4
Let
. Then
In particular, . Moreover, imply, by axiom SG4 for G, that , with , which proves that .
- SG5
Since
provide
we obtain that
imply
for all
.
□
Of course, the relation
is transitive and symmetric: Let
. Since
, we have
which means that
(
is reflexive). Now, let
. This means that
and
. Then,
and
for suitable
. Hence, we get
This means that
(
is symmetric).
Unfortunately, axioms [SG0] (the transitive condition) and [SG6] do not hold for a general S.
Since our main goal here is to discuss what should be a quadratic extension for special groups (and not deal with the most general quotient available), we christen the following Definition.
Definition 5. Let G be a special group and . We say that S is a Dickmann–Miraglia subset of G (or DM-subset for short) if and the above described structure on , provides a special group.
The terminology “Dickmann–Miraglia” subset suits two purposes: (1) it pays homage to professors Maximo Dickmann and Francisco Miraglia, the creators of the special group theory; (2) it makes the notation coherent with other papers in the area, for example, [
10]. Moreover, the Axioms [DM 0]–[DM 3] in [
10] (in the language of hyperfields) provides a general description of DM-subsets.
The next step is to investigate the relations between the Pfister quotient defined and developed in Chapter 2 of [
5] and the Marshall’s quotient. We recover some terminology and results from Chapter 2 of [
5].
Definition 6 (2.15 of [
5])
. Let G be a special group. A collection of Pfister forms is said to be (upward) directed if for every , there exists such that .A subgroup Δ of G is a Pfister subgroup if there is a directed family of Pfister forms over G such that .
Note that if is a Pfister form, then is a Pfister subgroup, as is directed.
Proposition 2 (2.18 of [
5])
. Let G be a special group and Δ
a Pfister subgroup of G, , a directed family of Pfister forms. For , the following are equivalent:- (a)
.
- (b)
There is a such that .
Lemma 3 (2.19 of [
5])
. Let G be a special group and φ a Pfister form over G.- (a)
For , the following are equivalent:
- (i)
.
- (ii)
There are such that and .
- (b)
Conditions (i) or (ii) imply .
Lemma 4 (2.20 of [
5])
. Let G be a special group and let be anisotropic Pfister forms over G, such that . Then, for all forms over G, Proposition 2 with Lemmas 3 and 4, yield
Proposition 3 (2.21 of [
5])
. Let G be a special group and Δ
a Pfister subgroup of G, determined by the directed family of Pfister forms over G. Then, is a special group, and the quotient map is a morphism of special groups. Further, in if . Moreover, in this situation we have- (a)
If are n-forms in G, then if there is a Pfister form in such that .
- (b)
If is a morphism of special groups satisfying , then there is a unique SG-morphism such that .
Concerning the Marshall’s quotient under Pfister subgroups, we have a similar result to the Pfister quotients in [
5].
Theorem 3. Let G be a special group and be a Pfister subgroup.where is a directed family of Pfister forms. Then,In particular is a special group. Proof. What remains is to check the Axioms [SG0] and [SG6]. Transitivity of the relation
follows from Lemma 4, using Proposition 2. Likewise, Axiom [SG6] is an immediate consequence of Equation (
1), which is proven by induction on
n, using Lemma 4 and Proposition 2. □
Theorem 4 (Universal Property of Marshall’s Quotient). Let be special groups and a DM-subset of G. Then, for every SG-morphism such that , there exists a unique morphism such that the following diagram commute:
where is the canonical projection . Proof. Note that if
, saying
, we have (under the hypothesis that
) that
Then we are able to define
. It is straightforward to prove that
is the unique morphism such that
. □
Using the Universal Properties of Marshall’s Quotient (Theorem 4) and Pfister’s Quotient (Proposition 2.21, Chapter 2 of [
5]) we obtain the following.
Theorem 5. Let G be a special group and be a Pfister subgroup of G. Then, We have an interesting (and non obvious) consequence of the Universal Property.
Proposition 4. Let G be a special group and be Pfister subgroups of G with . Then, there exists a unique surjective morphism in the sense of Universal Property.
Proof. Let
and
be the quotient morphisms. Since
the Universal property Theorem 4 provides a unique morphism
such that
. Since both
and
are surjective, it follows that
is also surjective. □
The following was unexpected: for , it was desired to obtain an injective morphism , but Proposition 4 provides a morphism in the reverse direction.
4. Quadratic Extensions of Special Groups
Let
G be a special group and let
. Note that
is a Pfister subgroup of
G. We define
Theorem 6. Let G be a special group and . Then, Proof. Here, we will deal with many quotients. In order to simplify the proof, let us denote the following:
In this sense, the quotient morphisms
and
are given, respectively, by
and
.
We have morphisms
and
given, respectively, by the rules
and
. We check for
; the case for
is analogous. Let
with
. Then,
for some
which imply (after application of the morphism
) that
with
. In particular,
. Then
Then, the rule
in fact defines a function
. The fact that
is a morphism follows directly then.
Hence, we have a morphism with . The Universal Property Theorem 4 provides a unique morphism such that . Similarly, there exists a unique morphism such that . The universal property Theorem 4 forces and . □
By Theorem 6, we may now define iterated quadratic extensions generalizing .
Definition 7. For , we define recursively: Later in this paper, we will show that this definition is independent (up to isomorphism) of the order of the “roots” .
Theorem 7. Let G be a special group, and . Then Furthermore, we have another (and more significant) description for .
Proof. We import the terminology of Equation (
3) of the proof of Theorem 6. Using Equation (
1) (Theorem 3) and Equation (
2), we have
Since
,
and
are Pfister forms and both
and
are subsets of
, using Equation (
1) (Theorem 3), Equation (
2), Lemma 4 and Equation (
4) (above), we get
In particular, by the Universal Property Theorem 4 we have a unique morphism
given by the rule
. On the other hand, Equations (
4) and (
5) provide a morphism
given by
, for which
. Then, there exists a unique morphism
, given by the rule
and such that
(here
is the quotient morphism).
The Universal Property Theorem 4 forces and . □
Using Theorems 6–8 with an inductive argument we get the following description.
Theorem 9. Let . Then This leads to the following interesting Corollary of Theorem 9 (remember Equation (
1) in Theorem 3!):
Corollary 1. Let G be a special group and . Then,if Based on these results, we introduce the following.
Definition 8. Let G be a special group and be a Pfister form. We define: 5. A New Proof of Arason–Pfister Hauptsatz
In the sequel, our objective is to characterize for a special group G, whether in in terms of the equations in G.
Theorem 10. Let G be a special group and . Then, in if there is with (or or even ).
Proof. Using the Definition of and the Marshall quotient we have (in ) if for some (and since , we have assumed and , or ). □
Theorem 11. Let G be a special group and . Then, in if there is such that (or or even ).
Proof. We proceed by induction. The case is just Theorem 10 (since ). Now, suppose the result is valid for n. Here, we denote elements in by ; and elements in by ().
Let
in
. Since
by Theorem 10 we have
for some
. By induction hypothesis, we get
with
and
.
Now, since
, we have
Using Corollary 1, we have
which implies that
. Similarly,
. Since Pfister forms are multiplicative, we conclude that
with
, completing the proof. □
Corollary 2. Let G be a reduced special group and φ be a Pfister form, say with . If φ is anisotropic () then is formally real.
Proof. Since
, by Separation Theorem (Theorem 2.11, Chapter 2 of [
5]), there is a maximal saturated subgroup
such that
and
. Then,
and by the Universal Property of Pfister quotient Theorem 4, there exists a morphism
. Thus,
and
is formally real. □
Before we proceed with the proof of the main Theorem 12, let us establish some notation. Let
G be a special group and
be an anisotropic form. As we already have seen in Remark 1, for an anisotropic form
, we can suppose without loss of generality that
with
an anisotropic Pfister form (
). Recall (Definition 8): If
, we have
If
is a form over
G, we denote
the quotient form over
. In this sense, for
we have
where
. Note that
.
We can suppose without loss of generality that for some positive integer , we have , with anisotropic Pfister forms (see Remark 1).
Definition 9. Let G be a special group, anisotropic Pfister forms and . The Arason–Pfister sequence of φ over G, , is defined recursively by:where means the class of the form in , with hyperbolic over and , or (reindexing if necessary) anisotropic (over ) (The idea behind Arason–Pfister sequences is making iterate quotients by all the anisotropic forms in until we achieve r steps or are left only the isotropic ones). We also denote elements (and forms) in by , (, ψ form over G). Note that for all
we have
Lemma 5. Let G be a formally real special group, anisotropic Pfister forms andwith Arason–Pfister sequence . Then: - (i)
there exists the minimum such that is anisotropic for all and for all (which means hyperbolic over );
- (ii)
There exists a maximum such that is anisotropic over for all (Observe that if condition (ii) holds, then is also anisotropic over for all ).
Definition. This unique is called the Arason–Pfister index of .
Proof. We proceed by induction on r. If , then condition (ii) holds (just take ).
Let , with . We have two cases:
- (I)
isotropic over . Then, condition (i) and (ii) holds with .
- (II)
anisotropic over . Then, condition (ii) holds with .
Now suppose the result valid for () and let and be anisotropic Pfister forms over G. Note that
In other words, is the Arason–Pfister sequence of over . By the induction hypotheses, there exist an index from which one condition (i) or condition (ii) holds over . This implies that condition (i) or condition (ii) holds over G with . □
Theorem 12 (Arason–Pfister Hauptsatz). Let G be a reduced special group, then holds, for all . In more detail: for each and each non-zero (), regular and anisotropic form , if , then .
Proof. If in G the result is trivially valid. Then, we can suppose . Additionally, since is a non-zero regular anisotropic form in we can suppose without loss of generality that for some positive integer , we have , with anisotropic Pfister forms (see Remark 1).
We proceed by induction on r. If , then , with .
If , we have some cases to consider:
- I
is hyperbolic. Then, , which means
By Witt’s cancellation, we get
Since hyperbolic forms are zero in the Witt ring, we get
(see Remark 1) and
by the quotient morphism
. Putting this together, we arrive at
- II
is anisotropic. Then, is an anisotropic Pfister form (see Remark 1) and .
- III
is isotropic and not hyperbolic. Observe that this means that
is isotropic over . If is anisotropic over , then is a formally real reduced special group and is isotropic, contradiction. Then, is isotropic over , which means
Let and suppose the result valid for . Then,
We already know that
. Then we have three cases:
- I
is hyperbolic. Then, , which means
By Witt’s cancellation we get
Since hyperbolic forms are zero in the Witt ring, we get
- II
is anisotropic. Since is also anisotropic (see Remark 1), by induction hypothesis we have .
Moreover,
- III
is isotropic and not hyperbolic. Let be the Arason–Pfister sequence of over G (see Definition 5) and p its Arason–Pfister index (see Lemma 5). We have two subcases to consider:
Condition (i) of Lemma 5 holds for p. Then, means that is formally real for all and hyperbolic over . Then,
is hyperbolic, which means
By Witt’s cancellation we get
Since hyperbolic forms are zero in the Witt ring, we get
Condition (ii) of Lemma 4.6 holds for p. In particular, is anisotropic over . By induction hypothesis . Then
□
The classical (and equivalent) way to state Theorem 12 is the following: if a form
belongs to
and
then
must be a hyperbolic form (see for instance [
9]).
6. Final Remarks and Further Research
We have obtained a new proof of Arason–Pfister Hauptsatz in the same abstract setting of the proof presented in [
5]—the class of reduced special groups–, but avoiding completely the use of Horn–Tarski and Stiefel–Whitney invariants for
n-ary isometry.
On the other hand, extending the Arason–Pfister Hauptsatz to arbitrary (or, at least, formally real) special groups remains a central challenge, specially because we do not have an analogous of Corollary 2 for general special groups. Possibly approaches require either a generalization of the quotient techniques or the development of some notion of “transcendental extensions” for special groups.
Since Marshall’s original notion of quotient arose in the context of real reduced hyperfields [
6], it would be fruitful to explore whether our constructions admit natural reformulations in terms of hyperstructures or real spectra, possibly leading to a unified approach to abstract quadratic form theories.
The theory of special groups, their quotients, and associated invariants might benefit from a reinterpretation in categorical terms—e.g., through the lens of topos theory, or model categories. These perspectives may yield further structural results and pave the way for homotopical generalizations.
The explicit structure of Marshall’s quotient and quadratic extensions suggests algorithmic possibilities for detecting isotropy and computing dimensions in abstract settings, which could be valuable in calculations involving special groups.
The categorical tools introduced here may allow for AP-type results in settings beyond classical quadratic forms—for example, in hermitian or sesquilinear form theories, especially defined over (non-commutative) hyperfields and multirings endowed with involution [
11].