The optimal step toll scheme is an alternative to the optimal time-varying toll scheme and can be further divided into optimal one-step, two-step, …, n-step toll schemes. Although the optimal n-step toll scheme cannot eliminate the total queueing time for all users at the bottleneck entrance, it can reduce the total queueing time prior to the toll implementation by a factor of . The following Sections will introduce the results of the derivation for user types, their quantities, and related information after the implementation of each version of the optimal step toll scheme.
4.3.1. Optimal One-Step Toll Scheme
After the implementation of the optimal one-step toll scheme, the types and numbers of all users, along with related information, are shown in
Figure 4 and
Table 5. User types can be divided into five main categories: {1}: free-of-toll and early arrival, {2}: paying the toll and early arrival, {3}: paying the toll and late arrival, {4}: toll evaders (unwilling to pay) and late arrival, and {5}: free-of-toll and late arrival. Their arrival time distributions correspond to the periods
,
,
,
and
, respectively. Two critical moments appear in the first and fourth time periods:
and
, which are related to the deliberate behavior of users in the specific periods before the start and the end of the tolling period. The roles of these two critical moments are explained in detail below, along with the corresponding formulas.
In the queuing pricing model, since the usage flow through the queuing period always remains at the service capacity (
) of the bottleneck, the first user to pay at
must follow immediately behind the last user who does not need to pay before
in entering the bottleneck (or reaching their destination). Therefore, their early arrival times are almost the same. Since both must bear the same equilibrium cost (
), and the first user to pay at
incurs no queuing cost (as
is exactly on the left boundary of the optimal time-varying toll triangle, resulting in zero queuing time), the queuing time cost for the last non-paying user before the toll starts must be equal to the toll amount,
ρ. This also means the last non-paying user must arrive
hours earlier than the first paying user. Assuming the arrival time of the former is
, then in the time period
hours before
(i.e., the interval (
,
)), no users should arrive at the bottleneck entrance, and thus no queuing time cost line exists during this period. This situation can be seen as a deliberate hedging behavior by non-paying users to avoid the dilemma of facing toll charges while still waiting in line. From this, we can deduce that the no-arrival period (
,
) represents the process of the queuing line dissipating to zero at the bottleneck entrance, ensuring that the paying user at
can enter the bottleneck without queuing. In summary, after the implementation of the optimal one-step toll scheme, the time value of
can be expressed as follows:
In contrast, the cost of the last user who pays at
and does not need to queue (since
is exactly on the right side of the optimal time-varying toll triangle, the queuing time is zero at this moment) will, in equilibrium, be equal to the cost of the first user who does not need to pay after
and follows directly behind him (her). The lateness of both users is almost the same, so the queueing time cost of the first non-paying user after the toll ends will be equal to the toll amount,
ρ. However, this situation is impossible unless the first non-paying user had already been waiting for
hours before
. Let his (her) arrival time be
; it can be understood that a group of users unwilling to pay the toll deliberately start queuing near the bottleneck entrance in sequence from
) and wait until the toll ends before entering. Since the first non-paying user enters the bottleneck immediately after the last paying user when the toll ends (
) without having to queue, his (her) queuing time cost at the temporary stop near the bottleneck entrance is
(
). Therefore, after implementing the optimal one-step toll scheme, the time value of
can be expressed as follows:
In
Table 5, the boundary point (
) between early and late arrivals appears in the third and fourth time periods. As shown in
Figure 4,
is exactly located at the intersection of
and
, representing the bottleneck entrance arrival time that allows users to enter the bottleneck (or arrive at the workplace) on time after implementing the optimal one-step toll scheme. Using the Point–Slope form, the time value of
can be expressed as follows:
Next, we will discuss the calculation formulas for the queuing time costs of the aforementioned five types of users. The cost function of the first type of early-arriving user (distributed in the interval ) (as shown in Equation (4)) must be the same as the cost function of the first user ( of the early arrivals under equilibrium conditions. Since = 0, the queuing time cost formula for the first type of user can be derived as . Similarly, the queuing time cost formula for the second type of user () can be derived as .
For the last three types of late-arriving users, the cost function of the third type of user (distributed in the interval ) (as shown in Equation (6)) must be the same as the cost function of the first user () of the late arrivals under equilibrium conditions. Since = , the queuing time cost formula for the third type of user can be derived as . Similarly, the queuing time cost formulas for the fourth type of user () and the fifth type of user () can be derived as and , respectively.
For details on the queuing time cost formulas of the five types of users, as well as the representative line segments and their characteristics, refer to columns 3 to 5 of
Table 5. Any point on the blue line segments above the horizontal axis in
Figure 4 represents the queuing time costs for these five types of users. Since the slopes of the queuing time cost line segments for all early-arriving users before and after the toll implementation are the same, as shown in
Figure 4,
overlaps with
, and
is parallel to
. Similarly, since the slopes of the queuing time cost line segments for all late-arriving users before and after the toll implementation are also the same,
is parallel to
, and
(or
) overlaps
.
Next, we will discuss the number of users arriving, as shown in
Table 5. Since the slope of the queuing time cost line segments
for the early-arriving users (either the first or second type) after the toll implementation is the same as that of early-arriving users before the toll implementation, the hourly arrival volume and total arrival volume for each of the two types of users are
and
, respectively, and the total arrival volume for either the first or second type of users is
times the total number of users (
).
In contrast, since the slope of the queuing time cost line segments
for the late-arriving users (either the third, fourth, or fifth type) after the toll implementation is the same as that of late-arriving users before the toll implementation, the hourly arrival volume for each of the three types of users is
. The total arrival volume for the third type of users is
, which is
times the total number of users (
). Subsequently, the total arrival volumes for the fourth and fifth types of users are
and
, respectively, accounting for
and
of the total number of users (
). As shown in
Table 5, the total arrival volume for the fourth-type users is
times that for the fifth-type users, with the former being greater than the latter.
The aforementioned results regarding user types and their arrival volumes can be analyzed using the lower part of the horizontal axis in
Figure 4. User types {1}−{2} and {3}−{5} respectively represent early- and late-arriving users at the bottleneck entrance. The arrival areas for all user types {1} to {5} are respectively distributed over
,
,
,
, and
.
According to
Figure 4, since
overlaps with
, the hourly arrival volume (i.e.,
) during the interval (
) is the same as the early arrival period (
) before the toll implementation. Additionally, since there are no users arriving during the interval (
), the hourly arrival volume for that period is zero, and no blue line segment exists.
Furthermore, as shown in
Figure 4, since
is parallel to
and
is parallel to
, the hourly arrival volumes for tolled users during the intervals (
) and (
) are
and
, respectively, which are the same as the early and late arrival periods before the toll implementation.
Notably, during the arrival period (), in addition to the tolled users, there is also a group of users, with a total of , who queue sequentially near the bottleneck entrance and enter after the end time of the toll (. Since of these toll-evading users overlaps with , their hourly arrival volume is also , making the hourly arrival volume during the period () increase to . Moreover, since overlaps with , the hourly arrival volume of toll-free users during the interval () is the same as the late arrival period () before the toll implementation.
In
Figure 4, the area of the different regions corresponding to user types {1} to {5} represents the total number of arrivals for each type. These values can be obtained as follows:
,
,
,
, and
. By comparing these data, we can determine that the order of the total number of arrivals for each user type is {1} = {2} > {3} > {4} > {5}. Accordingly, it is clear that half of all users will choose to pay to enter the bottleneck after the toll implementation, such as user types {2} and {3}. Among all tolled users, the proportion of those choosing to arrive early (including on time), represented by user type {2}, accounts for
, while those choosing to arrive late, represented by user type {3}, account for
. Among the remaining half of non-paying users, the proportion of those choosing to arrive early, represented by user type {1}, also accounts for
, while the proportion of those choosing to arrive late, represented by user types {4} and {5}, also accounts for
.
Meanwhile, as shown in
Figure 4, the total arrivals and the distribution of arrival times for each user type after the toll implementation can be easily observed. The arrival periods of early users {1} and {2} are closely adjacent to the time period with no arrivals (
,
), with the total number of arrivals on each side being exactly half of the total early arrivals. The arrival periods of late users {3}, {4}, and {5} are positioned next to the right of user {2}, with a two-layer stacked shape as the distinctive feature. Users {3} and {5} are positioned in the lower layer (the first layer), while user {4} is in the upper layer. The total arrivals of user {3} account for 50% of the total late arrivals, while the remaining 50% of late arrivals are made up of users {4} and {5}, with the former having a more arrivals than the latter.
The above information enables policymakers to understand that after the implementation of the optimal one-step toll scheme, in addition to a specific period with no user arrivals, there are five different types of users. Furthermore, the queuing time costs borne by each user type at the bottleneck entrance, as well as the data on the number of arrivals and distribution intervals for each user type, have been clearly determined in the aforementioned analysis. Policymakers can refer to
Figure 4 and
Table 5 to accurately grasp these data and information, facilitating the formulation of related supporting measures and the precise allocation of various resources (including manpower and materials).
4.3.2. Optimal Two-Step Toll Scheme
After implementing the optimal two-step toll scheme, the types and numbers of all users, along with relevant information, are shown in
Figure 5 and
Table 6. User types can be categorized into the following eight groups: {1} toll-free and arriving early, {2} paying a low toll (
) and arriving early, {3} paying a high toll (
) and arriving early, {4} paying a high toll (2
) and arriving late, {5} avoiding high toll (paying low toll) and arriving late, {6} paying a low toll (
) and arriving late, {7} avoiding low toll (unwilling to pay) and arriving late, and {8} toll-free and arriving late. The arrival time periods for these groups are as follows:
,
,
,
,
,
,
, and
.Within these periods, four critical times emerge:
,
,
, and
. The first two and the latter two are related to users’ intentional behavior in specific periods just before and just after the start and end of the toll scheme. The roles and formulas associated with these four critical times are introduced in detail below.
Definitions and derivations of
and
under the optimal two-step toll scheme can be referenced in the explanation of Equation (22) in
Section 4.3.1. Since
and
are precisely located on the left line of the optimal two-step tolling triangle, users who arrive and pay at
and
will experience no queuing. Consequently, the non-user intervals (
,
) and (
,
) represent the dissipation process of the queue in front of the bottleneck entrance, eventually reducing it to zero. Therefore, the time values of
and
under the optimal two-step toll scheme can be expressed as follows:
Similarly, the definitions and derivations of
and
can be referenced in the explanation of Equation (23) in
Section 4.3.1. Due to users’ intentional avoidance behavior, there will be a group of users avoiding the high toll
(willing to pay only the low toll
) and another group avoiding the low toll
(unwilling to pay at all). These users begin queuing sequentially at the temporary waiting area near the bottleneck entrance from
) and
), respectively, waiting until the high- and low-toll periods end before entering the bottleneck. Thus, the time values of
and
under the optimal two-step toll scheme can be expressed as follows:
In
Table 6, the fifth and sixth periods indicate the boundary point of early and late arrivals (
). As shown in
Figure 5,
is located precisely at the intersection of
and
, representing the arrival time that allows users to enter the bottleneck (or arrive at the workplace) on time under the optimal two-step toll scheme. Using the Point–Slope form, the time value of
can be expressed as follows:
Subsequently, we analyze the calculation formulas for the queuing time costs associated with the eight categories of users mentioned above. For these categories of early- and late-arriving users, please refer to the derivation of queuing time costs for all users described in
Section 4.3.1. Accordingly, the calculation formulas for the queuing time costs of these eight types of users are represented as follows:
,
,
,
,
,
, and
. For further details on the cost line segment and line segment characteristics of these eight types of users, please refer to Columns 3 to 5 in
Table 6. In
Figure 5, each point on each blue line segment above the horizontal axis and its corresponding height represents the queuing time cost for these eight types of users. As shown in
Figure 5, the slopes of segments
,
, and
for early-arriving users are consistent with
, while the slopes of
,
,
,
, and
for the late-arriving users match
.
Next, by referring to the detailed explanations of
Table 5 in
Section 4.3.1, we can infer the arrival volumes of all types of users in
Table 6. After implementing the optimal two-step toll scheme, the hourly arrival volume and the total arrival volume for all early-arriving users (the first to third categories) in
Table 6 are
and
, respectively. The total arrival volume for each category of early-arriving users is
of the total number of users (
N). On the other hand, the hourly arrival volumes for all late-arriving users (the fourth to eighth categories) is
, though the total arrival volume varies by category. In
Table 6, the total arrival volume for the fourth category of users is
, which represents
of the total number of users (
N). For the fifth or seventh categories and the sixth or eighth categories, the total arrival volumes are
and
, respectively, accounting for
and
of the total number of users (
N). The former exceeds the latter by a factor of
.
The above results regarding the user types and their arrival volumes can be analyzed based on the lower part of the horizontal axis in
Figure 5. User types {1}−{3} and {4}−{8} represent users who arrive early and late, respectively, at the bottleneck entrance. Their arrival areas are distributed within their respective blue rectangular blocks. According to
Figure 5, since
,
, and
overlap or are parallel with
, the hourly arrival volume (
) for the periods (
), (
) and (
) is the same as that during the early arrival period (
) before toll implementation. Additionally, since no users arrive during the periods (
) and (
), the hourly arrival volume for each period is zero, and no blue blocks exist for these two periods.
Similarly, based on
Figure 5, as
,
,
,
, and
are parallel or overlap with
, the hourly arrival volume (
) for the five periods (
), (
), (
), (
), and (
is the same as that during the late arrival period (
,
) before toll implementation. Notably, during the arrival periods (
) and (
), besides the tolled users, there are two groups, each with a total of
users, queuing sequentially at temporary waiting areas near the bottleneck entrance, waiting for the lower toll or toll-free time to enter. Consequently, the hourly arrival volumes for both (
) and (
) periods increase to
, and for the period (
), the hourly arrival volume even rises to
.
In
Figure 5, the areas of different zones for user types {1} to {8} illustrate the total arrival volumes for each user types. Based on
Table 2, these values can be determined as follows:
,
,
,
,
,
,
, and
. By comparing these values, the order of total arrival volume for each user type is obtained as follows: {1} = {2} = {3} > {4} > {5} = {7} > {6} = {8}. These results reveal that, after implementing the optimal two-step toll scheme, two-thirds of all users will choose to pay for entry into the bottleneck. Among these, the proportion of users opting for the low toll (
) is one-third. Within this group, those who choose to arrive early (or on time), represented by user type {2}, make up
, while those who choose to arrive late, represented by user types {5} and {6}, make up
.
Similarly, the proportion of users paying the high toll () is also one-third. Among them, the proportion of those arriving early (or on time), type {3}, is , while those arriving late, type {4}, is . For the remaining one-third of non-paying users, the proportion of early arrivals, type {1}, is , while the proportion of late arrivals, types {7} and {8}, is .
As shown in
Figure 5, the arrival blocks and time distribution characteristics of various user types under the optimal two-step toll scheme can be clearly observed. The distribution periods of early-arriving users {1} and {2} are adjacent to the left and right sides of the first non-user arrival period (
,
), with each side’s arrival volume accounting for exactly one-third of the total early arrival volume before the toll implementation. Similarly, the distribution periods for early-arriving users {2} and {3} are adjacent to the left and right sides of the next non-user arrival period (
,
), where each side’s arrival volume also accounting for one-third of the total early arrival volume before the toll implementation. On the other hand, the distribution periods of late-arriving users {4} to {8} are adjacent to the right side of {3}, displaying a distinct three-layered pyramid shape. Users {4}, {6}, and {8} are positioned on the lower level (first layer), user {5} occupies the middle level (second layer), and user {7} spans both the middle and top layers (third layer). The arrival volume of user {4} constitutes one-third of the total late arrival volume prior to the toll implementation, and the combined arrival volume of either users {5} and {6} or users {7} and {8} also each account for one-third of the total late arrival volume prior to the toll implementation.
The information above enables policymakers to understand that, after implementing the optimal two-step toll scheme, there are not only two specific time intervals without user arrivals but also eight distinct user types. Furthermore, the queuing time costs incurred by each user type before entering the bottleneck, along with data on the arrival volumes and distribution intervals of different user types, have been clearly determined in the above analysis. Policymakers can utilize
Figure 5 and
Table 6 to accurately grasp these data and insights, facilitating the formulation of relevant support measures and the precise allocation of resources.
4.3.3. Optimal Three-Step Toll Scheme
The derivation process for the optimal three-step toll scheme is similar to that in
Section 4.3.1 and
Section 4.3.2; therefore, the derivation process is omitted in this Section. Only relevant figure and table are presented for reference by users and policymakers.
As shown in
Figure 6 and
Table 7, the user types after the implementation of the optimal three-step toll scheme can be categorized into eleven types: {1} toll-free and arriving early, {2} paying a low toll (
) and arriving early, {3} paying a medium toll (
) and arriving early, {4} paying a high toll (
) and arriving early, {5} paying a high toll and arriving late, {6} avoiding high toll (paying medium toll) and arriving late, {7} paying a medium toll and arriving late, {8} avoiding medium toll (paying low toll) and arriving late, {9} paying a low toll and arriving late, {10} avoiding low toll (unwilling to pay) and arriving late, and {11} toll-free and arriving late.
Moreover, the distribution of the above eleven arrival time periods is as follows: , , , , , , , , , , and . Among these time periods, there are six key moments: , , , , and . The first three and the last three are respectively related to the deliberate behaviors of users in the specific time periods before the start and the end of charging. Referring to the derivation process related to user avoidance behaviors in the optimal one- and two-step toll schemes, the time values of the six moments under the optimal three-step toll scheme can be obtained.
4.3.4. Optimal n-Step Toll Scheme
To understand the types, quantities, and related information for all users under the optimal
n-step toll scheme, one only needs to compare the derived results from the optimal one-, two-, and three-step toll schemes. By comparing
Table 5,
Table 6 and
Table 7, user classifications under the optimal
n-step toll scheme can be categorized as follows: {1} toll-free and arriving early, {2} paying
and arriving early, {3} paying
and arriving early, {4} paying
and arriving early, …, {
n + 1} paying
and arriving early, {
n + 2} paying
and arriving late, {
n + 3} avoiding
(paying
) and arriving late, {
n + 4} paying
and arriving late, {
n + 5} avoiding
(paying
) and arriving late, {
n + 6} paying
and arriving late, {
n + 7} avoiding
(paying
) and arriving late, {
n + 8} paying
and arriving late, {
n + 9} avoiding
(paying
and arriving late, …, {2
n + 1} paying
and arriving late, …, {3
n + 1} avoiding
(unwilling to pay) and arriving late, and {3
n + 2} toll-free and arriving late. In total, there are (3
n + 2) user groups, as shown in
Table 8, including
n groups of toll-paying early arrivals,
n groups of toll-paying late arrivals (in light blue), and
n groups of opportunistic late arrivals, along with two groups exempt from toll and arriving either early or late. For the arrival periods of each user type, please refer to the first column of
Table 8.
Among the arrival periods for the aforementioned (3
n + 2) groups of users, there are 2
n critical moments:
,
,
, …,
and
,
,
, …,
. The former and the latter are associated with the deliberate behavior of users in the
n specific periods before the toll begins and ends, respectively. Based on the derived results from the optimal one-, two-, and three-step toll schemes regarding the deliberate avoidance behavior of early-arriving users, this can be extended to the optimal
n-step toll scheme. Thus, there will be
n periods with no user arrivals: (
,
), (
,
), …, (
,
), and each period’s length is equal to the lowest toll (
) divided by the hourly queuing time cost (λ). Specifically, under the optimal
n-step toll scheme, there exists a period with no user arrivals (
) before the start time of each different toll. The duration of this period is
, ensuring that users arriving at the exact start time of each different toll (precisely on the left side of optimal time-varying toll line) can enter the bottleneck without queuing. Consequently, each no-arrival period will result in the complete dissipation of the queuing line in front of the bottleneck entrance. Based on the above analysis and the values provided in
Table 2, the start time of each no-arrival period can be expressed as follows:
Similarly, based on the previously derived results for the deliberate avoidance behavior of late-arriving users under the optimal one-, two-, and three-step toll schemes, this approach can be extended to the optimal
n-step toll scheme. Consequently, there will be
n opportunistic arrival intervals: (
,
), (
,
), …, (
,
). During these intervals, users will deliberately avoid entering the bottleneck to evade higher tolls and instead wait until the next step with a lower toll (or toll-free) before entering. The duration of each of these intervals is also determined by the minimum toll (
) divided by the hourly queuing time cost (λ). Specifically, prior to the end time of each different toll, there is an opportunistic arrival interval (=
with a duration of
, ensuring that users arriving exactly at the end time of each different toll (precisely on the right side of optimal time-varying toll line) can enter the bottleneck without queuing. This indicates that each opportunistic arrival interval can fully clear any queue of users willing to pay a higher toll at the bottleneck entrance. Based on the above analysis and the values in
Table 2, the starting time of each late arrival interval for each group of users who intentionally avoid entering the bottleneck can be expressed as follows:
In
Table 8, the boundary point (
) between the (
n + 1) and (
n + 2) time intervals represents the arrival time at the bottleneck entrance that allows users to enter the bottleneck on time (or arrive at the workplace punctually) under the optimal
n-step toll scheme. Using the Point–Slope form, the time value of
can be expressed as follows:
According to
Table 8, under the optimal
n-step toll scheme, the hourly arrival volume and total arrival volume for all early-arriving users (types 1 through
n) are
and
, respectively. The total arrival volume for each type of early-arriving user is
of the total number of users (
N). On the other hand, for all late-arriving users (types {
n + 2} through {3
n + 2}), the hourly arrival volume is
, though the total arrival volume differs for each user type. The total arrival volume for type {
n + 2} users is
, which is
of the total number of users (
N). The total arrival volumes for type {
n + 3}, {
n + 5}, {
n + 7}, … or {3
n + 1} users as well as type {
n + 4}, {
n + 6}, {
n + 8}, …or {3
n + 2} users are
and
, respectively, accounting for
and
of the total number of users (
N). The former group is
(greater than 1) times the latter group. Additionally, the combined total arrival volume for type {
n + 3} and {
n + 4} users, type {
n + 5} and {
n + 6} users, …, or type {3
n + 1} and {3
n + 2} users is equal to the total arrival volume for type {
n + 2} users, which is
of the total user population. Finally, based on
Table 8, the total arrival volume ranking among user types is as follows: {1} = {2} = {3} = …. = {
n + 1} > {
n + 2} > {
n + 3} = {
n + 5} = {
n + 7} = …. = {3
n + 1} > {
n + 4} = {
n + 6} = {
n + 8} = …. = {3
n + 2}.
According to
Table 8, a proportion of
of all users would choose to pay to access the bottleneck under the optimal
n-step toll scheme. The proportion of users opting to pay the toll at each step is
. Among these paying users, the proportion choosing to arrive early (including on time) is
, while those choosing to arrive late account for
. For the remaining
of non-paying users, the proportion who arrive early is also
, and those who arrive late account for
.
Although it is challenging to show a figure related to the queuing time costs and total arrival volumes for each user type after implementing the optimal
n-step toll scheme, the structure of the arrival volumes and time distribution for each user type can be anticipated based on the regular patterns observed from
Figure 3,
Figure 4 and
Figure 5. The distribution intervals of the two consecutive groups of early-arriving users are located on either side of a period with no user arrivals, continuing up to the types {
n} and {
n + 1} users, where early-arriving users are distributed on both sides of the interval (
,
) with no arrivals. The total volume on each side exactly represents
of the total number of users (
N).
On the other hand, the distribution periods for late-arriving users, from type {n + 2} to {3n + 2} users, are positioned adjacent to the right of type {n + 1} users, forming a distinct (n + 1)-layer pyramid structure. The bottom layer of this (n + 1)-layer pyramid includes types {n + 2}, {n + 4}, {n + 6}, …, and {3n + 2} users. The second layer has one fewer type of users than the bottom layer, consisting of types {n + 3}, {n + 5}, {n + 7}, …, and {3n + 1} users. The third layer contains one type fewer than the second, including the remaining types from the second layer: types {n + 5}, {n + 7}, {n + 9}, …, and {3n + 1} users. The fourth layer similarly reduces by one type of users compared to the third layer, encompassing the remaining types from the third layer: types {n + 7}, {n + 9}, {n + 11}, …, and {3n + 1} users. This sequential reduction continues upward, stacking until only the type {3n + 1} users remain at the top of the pyramid structure.
The information derived from
Table 8 enables policymakers to understand that, following the implementation of the optimal
n-step toll scheme, in addition to
n specific time intervals with no user arrivals, there are also (3
n + 2) distinct types of users. According to
Table 8, policymakers can accurately determine the queuing time costs incurred by each user type before entering the bottleneck, along with data on arrival volumes and distribution intervals. This information facilitates the development of supporting measures and the precise allocation of resources.