1. Introduction
In recent years, remarkable progress has been made in interdisciplinary research between ecology and mathematics. Through the construction of differential equation systems, researchers have conducted in-depth investigations into complex behaviors such as species interactions, disease transmission, and resource competition. With the increasingly widespread application of optimal control theory in biomathematics, scholars have gradually focused on how to design optimal strategies within the framework of mathematical models to achieve the collaborative optimization of ecological balance and resource utilization. Against this research background, the close interaction between prey and predator has become a core research issue.
In natural ecosystems, the interactions between prey and predator are often influenced by diseases, especially since the population dynamics of a prey population after infection may differ significantly from those in a healthy state. Therefore, considering the factor of disease infection in prey populations can significantly increase the complexity of prey–predator model and make the research more realistic. In recent years, the application of epidemiology in population biology has received extensive attention and made important progress.
In the study of the dynamic behavior of prey–predator ordinary differential equation model with infected prey, the main focus is on the equilibrium points of the model, their stability, and the system’s response to external disturbances. By analyzing the equilibrium points (such as steady states) and their stability (such as local or global stability), the long-term behavioral patterns of prey–predator models with infected prey are revealed. For example, in 1999, Chattopadhyay, Joydev, and Ovide Arino [
1] assumed that the disease only spreads within the prey population, is non-hereditary, and infected prey cannot recover or develop immunity, and the predator population primarily preys on infected prey. They mainly investigated theoretical issues such as the existence and boundedness of solutions, as well as the stability of equilibrium points. Additionally, they simplified the three-dimensional system to a two-dimensional system for analysis and generalized the results back to the original system. In 2001, Xiao, Y. and Chen, L [
2] studied a class of prey–predator model where prey is infected and predators prey on infected prey, introducing time-delay factors, particularly the gestational delay of predator. Using delay differential equations, they analyzed non-negativity, the global stability of solutions, permanence, and the impact of time delays on system stability. Notably, they also explored Hopf bifurcation phenomena caused by time delays and demonstrated the dual role of time delays in system stability (both destabilizing and stabilizing effects). In 2011, Niu X, Zhang T, Teng Z [
3] investigated a non-autonomous eco-epidemiological model involving infected prey, where the parameters of the ecosystem change over time. The research focused on the asymptotic behavior of the system, especially the stability and periodicity of long-term behavior, and explored the long-term dynamic effects of disease transmission on prey and predator populations.
However, ordinary differential equation (ODE) models overlook the impact of spatial heterogeneity on research, which has motivated researchers to introduce spatial distribution into models and construct more complex partial differential equation (PDE) models. For example, in 2010, Li, Jianjun, and Wenjie Gao [
4] studied a class of prey–predator reaction-diffusion model with infected prey. In 2018, Pan M, Yang J, Lin Z [
5] analyzed a non-autonomous eco-epidemiological diffusion model involving infected prey, and the model is shown as follows:
Here,
S is the population density of susceptible prey,
I is the population density of infected prey,
P is the population density of predator,
are the diffusion coefficients of susceptible prey and infected prey populations, respectively,
is the diffusion coefficient of predator population,
is the recruitment rate of the prey population at time
t (including birth rate and migration rate),
is the conversion rate of susceptible prey to infected prey at time
t,
is the mortality rate of susceptible prey at time
t,
is the mortality rate of infected prey at time
t,
is the predation rate of predator preying on infected prey at time
t,
is the intrinsic growth rate of the predator population at time
t,
is the environmental maximum carrying capacity of the predator population at time
t,
is the conversion rate of predator preying on infected prey into predators at time
t,
x is the spatial location,
is a fixed and bounded domain in
with smooth boundary
, and
are the initial values of the population densities of susceptible prey, infected prey, and predator, respectively. This study mainly analyzes the impact of disease transmission in the prey population on the long-term dynamic behavior of the system. The results show that disease transmission is dominated by
when the conversion rate
is large enough, and the disease spreads; conversely, it dies out.
With the deepening understanding of disease transmission mechanisms in ecosystems, control measures such as isolation and treatment have increasingly attracted the attention of scholars as prevention and control measures. These control strategies can not only reduce the spread rate of diseases in prey populations but also indirectly influence the dynamic changes of predator populations by optimizing the health status of prey. Therefore, how to design and optimize these control strategies through optimal control methods has become an important topic in current interdisciplinary research between ecology and mathematics. For example, in 2018, RUD Amalia and DK Arif [
6] proposed a prey–predator mathematical model with infection and harvesting, where infection and harvesting only occur in the prey population, assuming that prey infections do not spread to predator. Using Pontryagin’s maximum principle, they explored the optimal control problem aimed at maximizing the density of susceptible prey populations while minimizing control costs. In the same year, JSH Simon and JFT Rabago [
7] studied the optimal control problem of a prey-predator model with infected prey. Considering disease transmission in the prey population, they investigated the optimal control problem targeting the minimization of both the density of infected prey and control costs, and conducted numerical simulations using numerical methods. In 2019, A Hugo and E Simanjilo [
8] studied an eco-epidemiological model with isolation control strategies, as shown in the following model:
Among them,
S is the population density of susceptible prey,
I is the population density of infected prey, and
Y is the population density of the predator, respectively.
r is the intrinsic growth rate,
k is the environmental carrying capacity,
is the rate of transmission,
m is half-saturation constant, and
are the predation coefficients with susceptible prey and infected prey, respectively.
a is the death rate caused by disease or by predation,
are the natural death rate and the predator’s death rate, respectively.
q is the efficiency with which prey is converted into predator.
is the isolation control rate for susceptible prey and infected prey, and
is the isolation control rate for infected prey and predator, respectively.
t represents time and
x represents the spatial location. The main research objective is to find the control functions
and
that minimize both the density of the infected prey population and the control costs. The objective functional is defined in the following form:
Among them,
is the final time.
B is the cost required for infected prey, and
are the relative cost weights corresponding to the two control functions, respectively. The study results indicate that the isolation of infected individuals plays a crucial role in disease elimination. In 2024, Mekonen Kassahun Getnet and Abayneh Fentie Bezabih [
9] studied a scenario where both prey and predator populations are infected, with the specific model described as follows:
Among them,
s is the population density of susceptible prey,
I is the population density of infected prey,
y is the population density of susceptible predator, and
z is the population density of infected predator, respectively.
r is the intrinsic growth rate,
k is the environmental carrying capacity,
is the rate of transmission,
are the predation coefficients with susceptible prey and infected prey, respectively.
are the fatality rates of infected prey and infected predator, respectively.
q is the transformation of eaten prey to predation,
is the convolution rate, and
is the natural death rate of the susceptible predator, respectively.
represents preventive measures such as isolation, patient tracking, and reducing interaction rates with infected individuals,
denotes providing medical care for all infected cases, respectively.
t represents time,
x represents the spatial location. The main research objective is to find the control functions
and
that minimize the population densities of infected prey and predator, as well as the control costs. The objective functional is defined in the following form:
Among them, is the final time. correspond to the weights of infected prey and infected predator, respectively, correspond to the relative costs necessary for control, respectively. Numerical simulations using numerical methods shown that the control effect of is superior to that of .
Considering the impact of spatial heterogeneity on the research, we introduce spatial distribution into the model and construct a more complex partial differential model. In 2019, TY Miyaoka, S Lenhart, and JFCA Meyer [
10] investigated the optimization of vaccination strategies in a vector-borne reaction-diffusion model to address Zika virus transmission. In 2020, F Dai and B Liu [
11] studied the optimal control problem in a general reaction-diffusion eco-epidemiological model where prey may be infected. By integrating prey-predator dynamics with disease transmission in prey, reaction-diffusion equations were used to describe the spatial and temporal evolution of populations and diseases. Through optimal control theory, the results shown that adopting optimal control strategies can effectively reduce disease transmission in prey populations and improve the overall stability of the prey–predator system. In 2020, PT Sowndarrajan, N Nyamoradi, and L Shangerganesh [
12] conducted a mathematical analysis of optimal control problems in a prey–predator model with infected prey, considering disease transmission in prey populations and examining how different optimal control strategies affect the dynamics of predator and prey populations. In 2024, ES Baranovskii, RV Brizitskii, and ZY Saritskaia [
13] studied the optimal control problem for a more general reaction-diffusion model. However, their paper focused on a single time-independent equation, while this paper investigates a class of coupled systems comprising three time-dependent convection-diffusion equations.
In this paper, we study the optimal control problem of a class of prey–predator dispersal model with isolation and treatment of predator infection, and the problem equation is as follows:
where
is a bounded smooth domain of
,
,
. Furthermore,
,
,
are all nonnegative functions and
k is a function which is greater than zero.
The variable t represents time, x represents the spatial location. The functions S, I, and Y represent the densities of the susceptible prey, the infected prey, and the predator, respectively. The functions , , and represent the diffusion coefficient of susceptible prey, the infected prey, and the predator, respectively. The function A represents the birth rate of susceptible prey. The function represents the infection rate of susceptible prey. The function d represents the death rate for susceptible prey. The function , represent the prey rate of susceptible prey and infected prey, respectively. The function c represents the natural and disease-induced death rate for infected prey. The function r represents the growth rate of the predator. The function k represents the carrying capacity for the predator. The functions , represent the conversion rate of a predator which is susceptible prey to another predator and infected prey to predator, respectively. The function , , represent the initial value of the population density of susceptible prey, infected prey, and predator, respectively.
The function represents the isolation rate of infected prey, and the function represents the cure rate of drug treatment for infected prey, respectively.
Suppose
is the control, and the admissible control set
is defined by
where
represents the upper bound of control
The objective functional is defined by
where
,
,
w represents the weight factor,
is the price for isolating infected prey, and
is the price for drug treatment for susceptible and infected prey, respectively. The functional
J represents the population density and isolation of infected forage populations, as well as the cost of treatment. Our goal is to seek
such that the objective function
J reaches its minimum.
To simplify the following proof process, the system (1)–(5) is denoted in the following form:
Among them, the function represents the functions , and Y, respectively. The function represents the function , and , respectively. The function represents the functions , and , respectively. The function represents the functions c and , respectively. The function represents the functions , and , respectively. Due to the strong coupling nature of the system of equations, studying the well-posedness, optimal control problems, and numerical calculations of this system presents certain difficulties and complexities.
The paper is organized as follows. In
Section 2, we establish the well-posedness of the system (8)–(12). In
Section 3, we prove the existence of the optimal controls, derive the first order necessary condition and obtain the formula of the optimal control by optimality system. In
Section 4, we prove the local uniqueness of the optimal control. In
Section 5, we present numerical experiments for Neumann boundary condition. In
Section 6, we provide a summary of the key findings from this study and outline potential directions for future research.