1. Introduction
Medicine prescribing and the use of medicines in paediatric patient care have been a global issue for a number of years, with high rates of off-label prescribing seen in paediatric patients in a number of studies [
1,
2,
3,
4,
5,
6]. In general, studies indicate that the global level of off-label or unlicensed use of medicines among hospitalised children ranges from 12 to 70% for prescriptions and can reach up to 100% in some studies [
7,
8]. Recent reviews also suggest that the unlicensed use of medicines can account for up to 75% of medicine use among hospitalised children in some studies [
8]. Having said this, Oshikoya et al. (2017) reported off-label prescriptions of only 7.7% among children with chronic diseases attending specialty paediatric clinics in Nigeria [
9]. However, the potential for drug–drug interactions was higher among paediatric patients in an earlier study [
10]. In addition, there were considerable concerns with the off-label use of pentazocine among paediatric surgical patients in Nigeria, and most children experienced between two and seven adverse events [
11]. Developing countries, including South Africa, are acutely affected by off-label and unlicensed use of medicines because people aged between 0 and 18 years constitute an appreciable proportion of the population, and they are more prone to infectious diseases [
12,
13,
14,
15]. For instance, Southern Africa has a high proportion of children born to mothers with HIV, which is very different from higher-income countries [
16].
The high rates of both off-label and unlicensed use of medicines globally are mainly due to the paucity of clinical trials in children [
4,
6,
17]. The absence of thorough and careful medicine regulatory registration evaluation in paediatrics has also been cited as contributing to off-label prescribing; however, the WHO’s Vigi-Base system is being increasingly used to identify paediatric safety signals [
18,
19]. The absence of clinical trials in paediatric patients due to economic and ethical concerns further complicates the medicine approval process for this vulnerable population [
6,
20,
21]. Encouragingly, we are now seeing an increase in paediatric biobanks to enhance research, including translational research, for children [
22]. Since the recognition of paediatrics as “therapeutic orphans” in the late 1960s and continuing [
23,
24], there has been global acceptance of the requirement to undertake clinical trials in infants and children to improve their health [
25]. Encouragingly, following the promulgation of the Paediatric Research Equity Act of 2003 (PREA) and the Best Pharmaceutical for Children Act (BPCA) of 2003—updated in 2022 to develop age-appropriate medicines—there have been significant changes in paediatric labelling, with these acts addressing previous laws restricting pharmaceutical companies from marketing medicines for children without research data to prove safety for use in children.
Prescribing off-label and unlicensed medicines can be unavoidable when there is no other option, with off-label use regularly included in paediatric guidelines [
26]. This includes managing children with tuberculosis (TB), where there are currently no age-appropriate formulations suitable for preventing and treating tuberculosis among the paediatric population in South Africa, despite several such formulations now being commercially available in other parts of the world [
27]. Here, the benefit of treating TB using adult formulations appears to outweigh the risks; however, paediatric formulations are preferable, although these are currently unavailable in South Africa [
27,
28]. However, potential issues with the acceptability/swallowability of adult formulations, their dosing, and their side effects can adversely affect subsequent efficacy and safety.
However, despite changes in these acts, providing high-quality, safe, and efficacious medicine remains a problem for children. This is because paediatric patients cannot be compared with adult patients because their pharmacokinetics and pharmacodynamics change throughout infancy. The continued use of medicines approved only for prescribing in adults and their subsequent use in children leaves considerable uncertainty about their relative efficacy and safety [
2,
29,
30]. Consequently, there is an urgent need for accelerated research and development of age-appropriate medicines to ensure their safe and effective use in paediatric patients.
While such off-label/unlicensed practices are well-characterised in several developed countries and regions, there are concerns about limited studies in developing countries, including South Africa [
2,
30]. The lack of studies in developing countries is a concern, especially with, for instance, an appreciably greater prevalence of infectious diseases, including HIV and TB, in developing versus developed countries. Consequently, we sought to start addressing this information gap by providing information on the use of medicines in paediatric patients aged 0–2 years of age in the public sector of South Africa. The findings can be used to guide key stakeholder groups in South Africa and other developing countries on suggested ways to improve the management of these young children in South Africa and beyond.
3. Results
After receiving ethical approval from all the potential academic hospitals, access to data was denied by the clinicians at one of the four academic hospitals as they feared that the study findings might be used as evidence during litigation despite the anonymity of the data. Overall, 184 (78.6%) of the envisaged 234 samples of paediatric patient files were subsequently accessed from three of the four academic hospitals.
3.1. Demographics
Among the 184 paediatric patient files that were reviewed, 592 medicines were prescribed, translating to an average of 3 medicines per patient file. A total of 79.3% of the files were for children between the ages of 0 and 1, as indicated in the study population (
Table 1). The mean weight of the study population was 4.62 kg (SD ± 3.63 kg), with a little more than half (51.6%) of the patients being male and the majority, 96.7%, African.
3.2. Prevalence of Off-Label/Unlicensed Use in Children (0–2 Years)
The prevalence of off-label or unlicensed medicine use in children aged 0–2 years included in this study was 36% (213/592). Overall, 177 medicines (29.9%, n = 592) were prescribed off-label, while 36 (6.1%, n = 592) were categorised as unlicensed. Off-label prescribing was most prevalent among neonates aged 0–28 days, with 84 cases (39.4% of the 213 cases). On the other hand, unlicensed medicine use was most prevalent among infants aged between 29 days and 1 year, with 17 cases (8.0% of the 213 cases), as illustrated in
Figure 1.
3.3. The Top 10 Most Prescribed Medicines at ATC Level 5, Chemical Substance, or INN
Six of the top ten most prescribed medicines were off-label or unlicensed (
Table 2).
It is worth noting that the use of off-label and unlicensed medicines was not mutually exclusive. In fact, every single paediatric patient (n = 184) included in this study received at least one off-label or unlicensed medicine during their hospital stay. The most frequently prescribed off-label medicine was intravenous caffeine (5.2%, n = 31 of the 592). On the other hand, the medicine that was predominantly used in the unlicensed category was multivitamin syrup/drops, accounting for 6.4% of the cases.
3.4. Off-Label Use by Age Group
Off-label medicine use varied by age group.
Table 3 provides an overview of the top 10 off-label medicines stratified by age group.
In children aged 0–28 days, ampicillin injections were the most frequently prescribed off-label medicine, with a total of 15 cases, accounting for 7.0% of all medicines (n = 512). Caffeine citrate injections were the second most prevalent off-label medicine, with 11 cases (5.2%). Additionally, gentamicin injections were identified as a prevalent off-label medicine exclusively among the 0–28-day age group, with a total of nine cases (4.3%).
Injections were the most common (80%) dosage form of off-label medicines used in this age group. In contrast, oral dosage forms—tablets, capsules, and syrups—were most common (90%) in infants. Consequently, most medicines were not established for use in neonates or manipulated in infants.
3.5. Unlicensed Medicine Use by Age Group at the ATC Level 4 Chemical Subgroup
The most used unlicensed medicine across all ages was multivitamins (A11), and probiotics (A07) were the medicines mostly used unlicensed in infants aged from 29 days to two years. In children aged 0–28 days, multivitamins were mostly used unlicensed, with 12 cases (5.8% of 213). Again, in children aged 29 days to one year, multivitamins were the most common unlicensed medicine with 11 cases (5.3% of 213), followed by probiotics in 2 cases (0.9% of 213). Lastly, in children aged 1 to 2 years, multivitamins were the most common unlicensed medicine with five cases (2.3% of 213), followed by probiotics with two cases (0.9% of 213), as indicated in
Table 4.
3.6. Conditions Associated with Off-Label and Unlicensed Medicines by ICD-10 Codes
The data presented in
Table 5 highlight the most common medical conditions, as indicated by their corresponding ICD-10 codes, in which medicines were used off-label or unlicensed. These were identified based on their frequency within the dataset and comprised 81.7% of diagnosed medical conditions in the sample with off-label or unlicensed medicine use.
Bacterial infections (ICD-10 code A49.9) were the most prevalent, accounting for 26.8% of the cases. Within this category, the majority of cases were prescribed off-label or unlicensed medicines in all age groups, with the highest proportion in the 0–28-day age group (61.4%).
3.7. Off-Label and Unlicensed Medicine Use by Therapeutic (ATC Level 2) and Age Groups
The most common (81.8%) off-label and unlicensed medicines are shown in
Table 6.
Anti-bacterial for systemic use (ATC code J01), used off-label, was the most prevalent medicine category, comprising 26.3% (56/213) of all off-label and unlicensed medicines (n = 213). The off-label use of this category was highest in the 0–28-day age group (62.5%). The next most frequent medicine group, accounting for 17.4% (37 cases) of all off-label/unlicensed medicines, were vitamins (ATC code A11). Vitamins were unlicensed and mostly prescribed to infants aged 29 days–1 year.
No statistically significant associations were found between patient demographics/health-related variables and off-label/unlicensed use using binary logistic regression analysis. The Chi-Square Tests between the reason for off-label/unlicensed use and patient demographics (age categories and patient weight) were found to be statistically significant with a p-value of <0.001.
4. Discussion
To the best of our knowledge, this is the first study to report the prevalence of off-label use and unlicensed medicine use among the paediatric population aged zero to two years in South Africa. The frequency of unlicensed and off-label medicine prescribing in our study is consistent with some of the published literature and can be considered high [
21,
32,
33,
41,
42,
43,
44,
45,
46,
47,
48,
49,
50,
51]. We have seen in published studies among LMICs that off-label use among hospitalised paediatric patients can account for up to 99.5% or more of prescriptions [
4,
6,
7,
8,
15,
35,
43,
50,
51,
52,
53,
54]. However, whilst the percentage of off-label prescribing in our study was appreciably lower than the rates seen in a number of LMICs at 36% for off-label/unlicensed use, this does not negate potential concerns in a number of these very young infants. This practice can pose a risk because it can adversely affect young infants if, for instance, doses and their implications are not properly regulated in hospitals [
4,
6,
7]. Very young infants are more susceptible to side effects when prescribed off-label medicines due to differences in pharmacokinetics and pharmacodynamics compared to adults [
43]. This prescribing trend is particularly prevalent in infants aged 0–28 days, with 44% of infants in our study receiving off-label or unlicensed medicines. This rate is higher than in older infants and is consistent with global studies [
54,
55,
56]. The heightened risk stems from the fact that neonates’ renal and hepatic functions are not fully developed [
13,
21,
50,
53,
56,
57,
58]. Furthermore, there is a limited evidence base for the safety and efficacy of these medicines in very young infants [
35,
59,
60,
61,
62].
We saw an average of three medicines prescribed per infant in our study, similar to other studies [
31,
53,
63]. However, this was much higher than in Norway (0.8) and Spain (1.5) [
64], and slightly lower than in Italy (3.7) [
65], Malaysia (where the median number was 4 [
63]), and Indonesia (where the median number of medicines prescribed was 9 [
54]). Overall, paediatric patients are exposed to a high number of off-label and unlicensed medicines, which could lead to suboptimal clinical efficacy and unanticipated side effects. This needs to be addressed going forward, enhanced by regularly reviewing the evidence base for their use [
66]. This is because for many medicines typically prescribed in neonatal and young infant ICUs, safety and efficacy data for neonatal pharmacotherapy are lacking, with an appreciable number of neonates in ICUs being prescribed medicines that are not approved or are used off-label [
4,
7,
43,
67]. Neonatal pharmacotherapy and prescribing practices require special attention, primarily because, as mentioned, neonates have unique pharmacokinetic and pharmacodynamic profiles compared to older children and adults. These differences can influence drug absorption, distribution, metabolism, and elimination [
68,
69]. Consequently, the efficacy and safety of medications in neonates can vary significantly from other populations [
29,
70]. Accurate dosing, vigilant monitoring, and a comprehensive understanding of the drug’s effects are essential to prevent potential adverse reactions [
71] and to ensure therapeutic efficacy in this very young population. Consequently, healthcare professionals must remain updated on the latest research, guidelines, and recommendations related to neonatal pharmacotherapy [
17,
69,
72]. This is very important for tertiary hospitals in the public healthcare system in South Africa and beyond going forward.
In our study, similar to others [
13,
35,
50,
73,
74,
75,
76], systemic antibiotics were the most frequently prescribed medicines, especially among neonates. This high use of antibiotics reflects the fact that the top indication for off-label or unlicensed use in medicines in our study was for bacterial infections at 26.8%, higher than studies in Spain at 12.0% [
42], France at 22% [
45], and Uganda at 18.9% [
77]. However, this study found lower use compared to studies conducted in the Western Cape, South Africa, which had a rate of 39% [
78], and Jordan, where the rate of bacterial infections was 54.1% [
79]. This high rate of antibiotic prescribing is perhaps not surprising, as academic hospitals typically treat more premature children with low birth weight and sepsis than secondary or community hospitals [
80]. However, it is important to fully monitor the prescribing of antibiotics in this population because sepsis is the leading cause of neonatal death globally, killing more than 1 million neonates worldwide each year, with appreciably higher mortality rates in LMICs [
81,
82,
83]. This results in antibiotics being among the most commonly prescribed drugs in neonatal intensive care units [
84,
85,
86]. Proper dosing of antibiotics is critical as under- or over-dosing can increase antimicrobial resistance (AMR) [
56,
87], which is a concern with mortality from AMR growing globally, with the highest mortality rates from AMR currently seen in sub-Saharan Africa [
88]. In addition, an estimated 31.0% of neonatal sepsis deaths are currently due to AMR and are rising [
89]. In addition, under- or over-dosing medicines (including antibiotics), which may result from their off-label or unlicensed use, is a concern, as this poses a risk of reduced effectiveness, increased adverse reactions, or both, along with potentially increasing AMR [
75,
87]. We have seen antimicrobial stewardship (ASP) programmes effectively introduced in hospitals across Africa in recent years to improve antimicrobial prescribing, with hospital pharmacists playing a key role [
90,
91,
92,
93]. These ASP exemplars should provide guidance to key stakeholder groups in South Africa and beyond to address the inappropriate use of antibiotics alongside rising AMR on the continent.
There was also appreciable prescribing of caffeine in our study. Thomas (2014) classified caffeine as unlicensed in all dosage formulations [
49]. However, at the time of our study, caffeine was registered with the regulators in South Africa as an injectable but was prescribed and administered orally. It is worth noting that there is currently no commercially available oral solution specifically formulated for caffeine in South Africa. Nevertheless, the Department of Health strongly recommends the oral route of administration for caffeine as per EML guidance [
94,
95,
96,
97,
98,
99]. Vitamins were also the most common medicine used unlicensed or unapproved in our study. This was due to a lack of marketing authorisation for vitamins from the regulatory body in South Africa. Currently, the South African Health Products Regulatory Authority classifies vitamins as dietary supplements. Previously, they were considered food/dietary supplements and did not undergo the same registration process as conventional medicines. Consequently, this might be the justification for unlicensed medicine status. This again needs to be looked at in light of their considerable use among this patient population in South Africa.
Age, route of administration, and dosage were the most common reasons for off-label prescribing in our study, similar to previous studies [
7,
32,
49,
100]. Due to the lack of suitable oral drug forms for neonates and young children, tablet splitting and dissolution in sterile liquids before administration are common, as seen in other studies [
101]. However, both within and outside hospitals, the practice of tablet splitting or dissolution can place nurses and caregivers in the difficult situation of having to prepare and administer the medications according to current recommendations [
102]. Furthermore, child acceptance of these manipulated medicines could be compromised [
103]. It is also difficult for physicians to adjust dosages over time to ensure the adequate safety and efficacy of the prescribed medicines because the predominant method of manipulation is mixing with liquid and food. Alongside this, for certain medicines, food–drug interactions can appreciably affect their bioavailability and therapeutic efficacy, which needs to be considered when administering them [
101,
102]. Drug delivery and uptake can also be influenced by the medicine’s swallowability, taste, smell, texture, and appearance, which can be altered when adjusting or diluting doses [
103,
104], potentially leading to worse outcomes as a result. Consequently, this again needs careful monitoring.
The role of Drug and Therapeutic Committees (DTCs) in promoting rational and evidence-based prescribing practices is also pivotal, especially in addressing the current lack of rigorous regulatory evaluation of paediatric formulations [
105]. We have seen the role of DTCs grow in South Africa compared with other African countries; however, more needs to be accomplished going forward [
106,
107,
108,
109,
110]. Standard Operating Procedures (SOPs) can aid DTCs in streamlining and regulating inappropriate medication use, particularly concerning dosing for young infants, and preventing adverse drug reactions [
110]. Monitoring adherence to these SOPs elevates the quality of care and strengthens the feedback loop, which is essential for continuous improvement.
Collaboration between DTCs and regulatory authorities, including SAHPRA, is paramount to bolstering the impact of these endeavours. Such a partnership would ensure up-to-date information on drug safety, efficacy, and quality for paediatric populations. By prioritising clinical trials tailored to the paediatric population and addressing issues related to off-label and unlicensed medication use, a comprehensive understanding of drug effects and risks can be established for this vulnerable group. Ultimately, by harnessing the synergy of DTCs and SAHPRA, South Africa has the potential to be a beacon for evidence-based paediatric medicine administration, extending best practices across the African continent. This is similar to the situation seen with the implementation of national action plans to reduce AMR across Africa, with ongoing activities in South Africa being more advanced than those seen in a number of other African countries and providing direction [
90,
105,
110,
111,
112,
113,
114,
115,
116,
117].
We are aware of a number of limitations with this study. Firstly, as this was a PPS study design, we only recorded medicines prescribed that day. Consequently, we were unable to link any off-label or unlicensed medicine with any contribution to any adverse drug reaction. Furthermore, this pilot study was conducted in only one province. However, despite these limitations, we believe the findings are robust.