1. Introduction
Complex subjects joined by correlative conjunctions such as German
sowohl…als auch (‘both…and’),
weder…noch (‘neither…nor’) or
entweder…oder (‘either…or’) may allow for variable number agreement with the verb, as is illustrated by the examples in (1a–c) below (adapted from
Wegerer 2012).
(1) | a. | Sowohl | das | Buch | als | auch | der | Film | {wird/werden} |
| | both | the | book | as | also | the | film | is/are |
| | morgen | veröffentlicht. | | | | | | |
| | tomorrow | published | | | | | | |
| | ‘Both the book and the film will be published tomorrow.’ |
| b. | Weder | Reue | noch | Schuldgefühl | {peinigt/peinigen} | seine | Seele. | |
| | neither | regret | nor | guilt | torments/torment | his | soul | |
| | ‘Neither regret nor guilt torment(s) his soul.’ |
| c. | Entweder | der | Steuermann | oder | der | Kapitän | | |
| | either | the | helmsman | or | the | captain | | |
| | {bestimmt/bestimmen} | den | Kurs. | | | | | |
| | determines/determine | the | route | | | | | |
| | ‘Either the helmsman or the captain determine(s) the route.’ |
There has been much debate among prescriptive and descriptive grammarians as to whether singular or plural agreement is grammatically appropriate in such cases (see
Jaeger 2012 and
Wegerer 2012 for comprehensive reviews and discussion).
Wustmann (
1903), for example, states that singular noun phrases conjoined by ‘juxtaposing’ conjunctions such as
sowohl…als auch or
weder…noch should always be used with singular verbs.
Eisenberg (
1989), on the other hand, considers plural agreement the appropriate choice in cases like (1a) and singular agreement to be appropriate in (1b). The
Hennig (
2016)
Duden reference grammar considers both singular and plural agreement to be possible for additive conjunctions as in (1a,b). The conjuncts’ semantic properties are also likely to play a role in determining number agreement with correlatively conjoined subjects.
Findreng (
1971), for example, notes that the extent to which singular subjects conjoined by
weder…noch allow for plural agreement may depend on how difficult it is to construe the two conjuncts as a single unit. Regarding the disjunctive conjunction
entweder…oder in (1c), there appears to be some consensus that singular verbs should be preferred (e.g.,
Hennig 2016;
Eisenberg 1989;
Jaeger 1992;
Findreng 1971).
Few previous studies have tried to quantify German speakers’ verb number preferences for sentences containing complex subjects joined by correlative conjunctions, however.
Wegerer (
2012) carried out a questionnaire study examining a wide range of number agreement conflicts in German. Her stimulus materials also included one or two tokens each of the conjunctions in (1a–c). She found that for
sowohl…als auch coordination in sentence (1a), plural verbs were chosen over singular ones by 85% of her participants.
Weder…noch in sentence (1b) elicited a weaker plural preference of 64%. For sentence (1c) containing disjunctive
entweder…oder, plural verbs were chosen by nearly half of her participants (45%), a higher proportion than might be expected. Given the small number of experimental tokens in Wegerer’s study, and the fact that her materials were not created in a systematic fashion in a minimal-pair design, it is not clear whether her findings, including the observed differences between individual conjunctions, generalize beyond the individual examples that she tested.
The situation may become more complicated if the two conjuncts carry conflicting number features. Both
Eisenberg (
1989) and
Hennig (
2016) observe that a plural verb is usually chosen if one of the conjuncts appears in the plural. It has also been suggested that verbal agreement tends to be determined by the conjunct closest to the verb, however (e.g.,
Klein 2004). This phenomenon is commonly referred to as ‘closest conjunct agreement’ (
Nevins 2019), which has been argued to be different from the more widely studied phenomenon of agreement attraction errors (
Keung and Staub 2018). To our knowledge, German speakers’ agreement preferences for number conflict cases in correlative coordination have never been systematically examined in experimental settings.
Here we report three experiments designed to assess German speakers’ number agreement preferences with subjects joined by correlative conjunctions. Experiments 1 and 2 use acceptability judgement and timed sentence completion tasks to investigate the two additive conjunctions sowohl…als auch and weder…noch, and Experiment 3 uses a self-paced reading acceptability judgement task to examine effects of conjunct proximity on German speakers’ verb number preferences for additive sowohl…als auch and disjunctive entweder…oder. Our study addresses the following empirical questions:
How does the semantic type of conjunction affect the acceptability and processibility of singular vs. plural agreement?
How does a conjunct’s linear proximity to the verb affect speakers’ agreement preferences in number conflict cases?
How do conjunction type and conjunct proximity interact in the computation of agreement?
Our multi-experimental approach furthermore allows us to establish whether speakers’ agreement preferences remain consistent across different types of linguistic task. Following a brief review of theoretical and experimental approaches to correlative coordination, we present each of our three experiments in turn. We then discuss our results in the light of previous descriptive claims about agreement with correlatively conjoined subjects and consider the theoretical implications of our findings.
2. Theoretical and Experimental Approaches to Correlative Coordination
Several different proposals have been made in the theoretical literature regarding the structure of correlative coordination and the internal make-up of correlative conjunctions. The first element of a correlative conjunction has been argued to function as a focus particle (
Hendriks 2004) that is either base-generated in a head position (e.g.,
Zhang 2008) or adjoined to a conjunction phrase (ConjP) (
Johannessen 2005) as shown in (2) below.
(2) | …dass | [ConjP | sowohl | [ConjP [DP | der | Bruder] | [ConjP’ [Conj | als | auch ] |
| …that | | both | | the | brother | | as | also |
| [DP | die | Schwester]]]] | gesund | sind | | | | |
| | the | sister | healthy | are | | | | |
| ‘…that both the brother and the sister are healthy.’ | | | | | |
In example (2), the two conjoined noun phrases occupy the specifier and complement position within ConjP, respectively, and the conjunction phrase is assumed to carry a plural specification or
and-feature (
Johannessen 2005, p. 421). Johannessen argues that correlatives select a matching conjunction phrase, with English
both, for example, requiring a ConjP whose head carries a plural feature.
An alternative analysis to (2) has been proposed by
Schwarz (
1999) according to which correlative coordination involves an elliptical construction derived from the conjunction of two separate clauses, as indicated in (3).
(3) | …dass | sowohl | [IP der | Bruder | gesund | ist]. | als | auch |
| …that | both | the | brother | healthy | is | and | also |
| [IP die | Schwester | gesund | ist]. | | | | |
| the | sister | healthy | is | | | | |
Other approaches to number agreement with coordinated subjects include the proposal that the conjoined noun phrase’s number specification interacts with semantic information (such as the subject phrase’s notional plurality) to favour either singular or plural agreement (
Lorimor et al. 2018). A comprehensive review of theoretical approaches to agreement with coordinated subjects is beyond our study’s scope, but it is conceivable that alternative syntactic or semantic representations of correlative coordination are available to speakers of German in principle. If this is the case, then one way of accounting for the observed variation in number agreement formally would be to assume that the conjoined phrase is structurally ambiguous. For subjects containing conjoined singular noun phrases, we would expect the analysis in (2) to trigger plural agreement and the analysis in (3) to trigger singular agreement. If one of the conjoined noun phrases carries a plural feature, the analysis in (2) would again give rise to plural agreement, whilst according to the ellipsis analysis in (3), verb number should be determined by the second conjunct’s number feature.
Regardless of how variable agreement with coordinated subject may best be accounted for formally, the potential availability of alternative representations does not by itself tell us anything as to which analysis is preferred, or under what circumstances it is preferred. Evidence from sentence processing studies shows that in cases of temporary structural ambiguity, noun phrase coordination is preferred over sentential coordination (
Engelhardt and Ferreira 2010;
Frazier 1987;
Hoeks et al. 2002), and noun phrase coordination has also been found to be more frequent in corpora (e.g.,
Desmet and Gibson 2003). Both from a computational economy and from a usage-based perspective we might thus expect an analysis along the lines of (2) to be preferred, other things being equal.
The computation of number agreement may also be affected by differences in the semantic structure of individual conjunctions. While
sowohl…als auch (‘both…and’) is clearly additive,
weder…noch (‘neither…nor’) might be considered to be disjunctive (e.g.,
Zamparelli 2019, p. 142).
Wurmbrand (
2008), however, argues that
neither…nor is also semantically additive and differs from other additive conjunctions only in containing a negation. An unequivocal example of a disjunctive conjunction is
entweder…oder (‘either…or’), which normally has an exclusive reading.
Speakers’ number agreement preferences with correlative coordination have rarely been examined experimentally.
Peterson (
1986) carried out a forced-choice sentence completion task to assess English speakers’ agreement preferences for subject phrases conjoined by disjunctive connectors. For number conflict cases as in (4) involving
either…or, participants’ agreement choices indicated considerable uncertainty.
(4) | | a. | Either this tree or those shrubs {has/have} to be cut down. |
| | b. | Either your cats or my dog {has/have} eaten all the daisies. |
Peterson attributed this to the interplay of a set of potentially competing agreement ‘strategies’ whose relative strength might differ from speaker to speaker. These include a strategy to choose plural agreement if one of the conjuncts is plural (
Plural Wins), a potentially conflicting strategy that favours agreement with the closest conjunct (
Proximity) as well as a strategy favouring agreement with the first conjunct (
First Conjunct Wins). Although for both (4a) and (4b), plural agreement was preferred, the presence of a second singular conjunct in (4b) increased the number of singular responses by more than half relative to (4a).
Peterson (
1986, p. 240) concluded that for subjects conjoined by
either…or that carry conflicting number features, the
Plural Wins strategy is stronger than
Proximity, while the
First Conjunct Wins strategy is the weakest one. However, as
Peterson’s (
1986) stimulus materials only included a few tokens of the kind shown in (4), it is unclear whether his observations extend to correlative coordination more generally. Subsequent experimental studies using better controlled materials have found strong conjunct proximity effects for subjects conjoined by disjunctive
or but did not examine correlative conjunctions (
Haskell and MacDonald 2005;
Keung and Staub 2018).
Disjunctively coordinated phrases might be processed differently depending on the presence or absence of an initial correlative particle.
Staub and Clifton (
2006) observed that for sentences such as
{Either/Ø } John borrowed a rake or his wife bought one, the presence of
either facilitated the processing of the second (sentential) conjunct. The authors suggested that
either signals an upcoming disjunction, leading the parser to generate a conjunction phrase in anticipation and thus speeding up processing, relative to phrases or sentences conjoined by
or. Variability in speakers’ agreement choices and a stronger reliance on conjunct order for disjunctive compared with additive conjunctions (
Keung and Staub 2018) would be expected if conjunction phrases headed by a disjunctive connector are unspecified for number (compare e.g.,
Peterson 1986,
2004;
Foppolo and Staub 2020), so that verbal agreement must be determined based on other factors including linear order.
Although little systematic research has been carried out on agreement with correlatively conjoined subjects, empirical findings from studies on other types of coordination suggest that speakers’ agreement preferences might best be captured by constraint-based models of grammar which allow for individual constraints to be weighted (see
Jessen et al. n.d.) or by multiple-constraint models of agreement processing (e.g.,
Haskell and MacDonald 2003). Rather than seeking to adjudicate between individual theoretical approaches to correlative coordination, our study’s primary objective was to strengthen the empirical base that informs linguistic theorizing. We consider the potential implications of our results for the computation of agreement with correlatively conjoined subjects in our General Discussion.
5. Experiment 3: Self-Paced Reading
In Experiment 3 we used a self-paced reading acceptability judgement task to obtain both a processing measure of German speakers’ agreement preferences and their end-of-sentence evaluations, and to examine the extent to which these are modulated by conjunct proximity and conjunction type. As the results from Experiments 1 and 2 support claims to the effect that
sowohl…als auch (‘both…and’) and
weder…noch (‘neither…nor’) are essentially of the same semantic type (
Wurmbrand 2008), we decided to compare additive
sowohl…als auch with the disjunctive connector
entweder…oder (‘either…or’) here. This also allowed us to test whether agreement with disjunctively conjoined subjects is more strongly influenced by conjunct order than agreement with additively conjoined subjects, as has been reported by
Keung and Staub (
2018) for English non-correlative
or vs.
and. This prediction can be derived from the claim that disjunctively conjoined subjects lack a number specification (e.g.,
Foppolo and Staub 2020), so that number agreement must be determined by other factors including conjunct order.
5.1. Method
5.1.1. Participants
Thirty-four adult native German speakers were recruited from the Potsdam and Berlin area via the University’s participant database and through personal contacts, one of whom was excluded because of their low acceptance rate of grammatical filler sentences (<50%). The remaining 33 participants (eight male) had a mean age of 29.4 years (SD: 14.1, range 18–71), had normal or corrected-to-normal vision and reported no language or neurological disorder. They all reported to have been raised in monolingual German-speaking households. As was also the case in Experiments 1 and 2, our participants’ educational level was generally rather high: 23 participants held a high school diploma and were studying for a university degree at the time of testing, nine had completed a university degree, and one had completed vocational training. They gave consent prior to the experiment in the same way as in Experiments 1 and 2.
5.1.2. Materials
We adapted the stimulus items from Experiment 1 to create 24 stimulus sets as shown in
Table 8. We used main clauses instead of embedded ones to ensure that the finite verb appeared sentence-medially rather than sentence-finally. This was important because in self-paced reading tasks, reading times at the sentence-final segment may be elevated due to sentence-final ‘wrap-up’ processes taking place which mask or interfere with processing effects resulting from the experimental manipulation under investigation. All experimental sentences started with a complex subject phase conjoined with
sowohl…als auch (‘both…and’) or
entweder…oder (‘either…or’). The finite verb was either singular
ist (‘is’) or plural
sind (‘are’). Manipulating conjunction type, verb number and the relative ordering of singular and plural conjuncts yielded a total of eight experimental conditions. As Experiment 3 sought to investigate the interaction between conjunction type and conjunct proximity, we only included number conflict conditions here. The experimental stimuli were distributed across eight presentation lists, pseudo-randomised and mixed with 24 sentences from a different experiment investigating verbal agreement with pseudo-partitive subjects and 25 filler sentences with varying structures, resulting in a total number of 73 sentences per list.
5.1.3. Procedure
We programmed the experiment to be run on Ibex Farm (
Drummond 2013) using the non-cumulative moving-window technique (
Just et al. 1982). Experimental and filler items were presented in black letters against a white background in 16 px Times New Roman font. One word was presented at a time (with
als auch presented as a single segment) and was replaced by underscores when a participant pressed the space bar to bring up the next word. Underscores for the whole sentence remained visible during each trial. The final word in a sentence appeared with a full stop, and after pressing the space bar again, participants had to provide a binary acceptability judgement by pressing J for ‘yes’ or K for ‘no’, or by clicking on one of the two answer options shown on screen. The main experiment was preceded by eight practice trials. There were no pre-programmed breaks during the experiment, which could be completed in about 20 min. Participants received a link to the experiment and completed it remotely. A progress bar shown above the stimulus sentences allowed them to keep track of their progress during the experiment.
5.1.4. Data Cleaning and Analysis
Excessively long reading times of above 2000 ms and extremely short reading times below 200 ms were removed (affecting 0.71% of the data), following the suggestions of
Jegerski (
2014). From the remaining data residual reading times (RRT) were calculated with linear modelling on the log-transformed reading times, with word length as the predictor. RRTs were calculated on all items other than those that were excluded prior to analysis. RRTs were analysed for the critical verb (Segment 7:
ist vs.
sind) and for the two adjacent presentation segments, the pre-critical Segment 6 and the spillover Segment 8.
Statistical analyses were conducted on RRTs using a series of linear mixed-effects models with random slopes by Item and Participants (compare Experiment 2). Fixed factors included conjunction (
sowohl…als auch vs.
entweder…oder), conjunct order (SP vs. PS) and verb number (singular vs. plural). RRT at the pre-interest region was added as a co-variate so as to control for potential effects of this region on a given interest region (
Bartek et al. 2011). Participants’ end-of-sentence acceptability judgements were analysed using generalized linear mixed-effects models similar as described above for Experiment 2. For this experiment we used a bottom-up approach to find the best-fit model. First, we ran a model with empty random structure, and then iteratively added factors by Item and/or by Participant. If a factor did not improve the model, we replaced it with the next factor, and so forth. If the model improved, we added another factor, and as a last step we also added interactions between factors. This was continued until adding a factor and/or an interaction did not improve the model according to its AIC, or if the model did not converge any more. The best-fit model for each analysis is reported in the Results section.
5.2. Results
We first consider the reading time results.
Table 9 provides an overview of participants’ mean raw reading times per word and condition, and
Table 10 shows the mean RRTs for the critical verb (Segment 7). A summary of the statistical analyses for this region is provided in
Table 11. The results show a significant main effect of verb number reflecting shorter RRTs for plural compared with singular verbs but no other main effects or interactions. The analyses of RRTs for the pre-critical and spillover segments yielded no significant main effects or interactions.
A summary of participants’ end-of-sentence acceptability judgements is shown in
Table 12, and the statistical results are presented in
Table 13. Plural verbs were overwhelmingly preferred, but singular verbs were accepted more readily if the second conjunct was singular rather than plural. This was reflected in a significant interaction between verb number and conjunct order, which we found in addition to a significant main effect of verb number. Sentences containing plural verbs were accepted less often for
entweder…oder compared with
sowohl…als auch, but the main effect of conjunction did not prove significant. There were no other main effects or interactions.
5.3. Summary and Discussion
The results from Experiment 3 confirm once again that if the two conjuncts differ in their grammatical number, German speakers prefer plural over singular verbs. During online reading, encountering a singular rather than a plural verb disrupted processing in the same way for both additive sowohl…als auch and disjunctive entweder…oder irrespective of conjunct order. The latter factor only affected participants’ end-of-sentence judgements. As was also the case in Experiment 2, we found no reliable effects of conjunction type. This supports the hypothesis raised above that semantic factors are less likely to affect agreement computation in processing tasks or in tasks with added processing pressure, compared with untimed tasks. The results from Experiment 3 will be further discussed in the next section, together with those from Experiment 1 and 2.
6. General Discussion
Agreement with coordinated subjects is influenced by several syntactic and semantic factors (e.g.,
Corbett 2006) as well as by usage frequency (
Goschler 2014;
Lorimor et al. 2018). The present study focused on two of these factors, examining how the semantic type of conjunction and a conjunct’s linear proximity to the verb affect German speakers’ number agreement preferences with correlatively conjoined subjects. We can report three main findings: (i) plural agreement is generally preferred, (ii) conjunct proximity affected participants’ acceptability judgements and production choices but not their online reading times and (iii) semantic differences between individual conjunctions only affected participants’ offline acceptability ratings. We will discuss each of these findings in turn.
6.1. Preference for Plural Agreement
Our finding that plural agreement is preferred over singular agreement was consistent across all three experiments. We observed a general plural agreement preference not only for number conflict cases but also when two singular noun phrases were conjoined (Experiments 1 and 2), as well as during online reading (Experiment 3). Participants’ plural agreement preference was stronger for
sowohl…als auch (‘both…and’) than for the negative-additive conjunction
weder…noch (‘neither…nor’) in Experiment 1, as was previously reported by
Wegerer (
2012) for a small number of stimulus items. Our finding that plural agreement was preferred for double-singular subjects for both conjunctions fails to confirm claims to the effect that singular agreement is more appropriate or preferred for subjects conjoined by
weder…noch (e.g.,
Eisenberg 1989).
Although we could not measure directly how correlatively conjoined subjects were syntactically encoded, note that a general plural agreement preference would be expected for both double-singular subjects and number conflict cases according to the ConjP analysis in (2) above, which involves noun phrase coordination, under the assumption that the ConjP carries a plural feature (
Johannessen 2005). As the ConjP analysis in (2) is structurally more economical than the alternative analysis in (3), which involves clausal coordination and ellipsis, the former should be preferred from an economy perspective, other things being equal. This might be the reason why plural agreement is preferred for two singular noun phrases linked by additive conjunctions even if a conjunction is negative-additive. We also found plural agreement easier to process and more likely to be accepted than singular agreement in number conflict cases in Experiment 3, even for disjunctively conjoined subjects, a finding we will discuss below.
6.2. The Role of Conjunct Proximity
Previous experimental studies on non-correlative coordination in English have revealed clear effects of linear order on speakers’ number agreement preferences (e.g.,
Haskell and MacDonald 2005;
Keung and Staub 2018). Our results show that closest conjunct agreement is more limited than might have been expected, however, both in the light of previous findings and according to what some scholars have claimed for present-day German (e.g.,
Klein 2004). In Experiment 1, we found an asymmetrical proximity effect, with singular second conjuncts increasing the acceptability of singular agreement but no corresponding increase in the acceptability of plural agreement if the second conjunct was plural. Conjunct proximity affected participants’ performance in a similar way in Experiment 2, with more singular responses being provided if the second conjunct was singular (PL-SG) compared with when it was plural (SG-PL). This finding fits with
Peterson’s (
1986) observation on agreement with
either…or coordination in English. Singular second conjuncts also gave rise to elevated response times relative to plural second conjuncts, indicating that participants took longer to decide on a verb form in the PL-SG than in the SG-PL conditions. Interestingly though, we found no conjunct proximity effects in the analysis of participants’ online reading times in Experiment 3. Conjunct proximity only affected participants’ end-of-sentence judgements, such that a singular second conjunct increased the likelihood of a singular verb being considered acceptable, as was also the case in Experiment 1.
For number conflict cases, agreement with the second conjunct would be expected according to an analysis along the lines of (3) above involving clausal coordination plus ellipsis, although this analysis does not by itself account for the observed singular-plural asymmetry. The absence of any conjunct proximity effects during online processing in Experiment 3 could be taken to indicate that comprehenders’ initial (and presumably, unconscious) agreement computation is mediated by a ConjP analysis that involves noun phrase coordination (2), on the assumption that ConjPs trigger plural agreement by default. In Experiment 3, plural default agreement was reflected in overall shorter processing times for plural than for singular verbs. The presence of an initial correlative particle (
sowohl or
either) might have led to the generation of a ConjP, possibly including its default [+plural] specification, prior to participants’ processing of the second conjunct (compare
Staub and Clifton 2006) and might also have triggered the expectation of a plural verb.
We observed conjunct proximity effects in production (i.e., sentence completion) and whole-sentence acceptability measures only. Note that in end-of-sentence judgement tasks—but not during online reading—participants had time to reflect upon their agreement preference, to consult their metalinguistic knowledge, and possibly even to revise their initial encoding of the subject phrase. Similarly, in the forced-choice sentence completion task used in Experiment 2, two words followed the presentation of the subject phrase (e.g., …dass sowohl der Vater als auch die Söhne einkaufen gegangen __; lit. ‘that both the father and the sons shopping gone __ ‘). This might have given participants some time to plan their response ahead of being prompted to provide it, possibly switching from analysis (2) to an analysis along the lines of (3) on some occasions. The materials used in Experiment 3, in contrast, contained singular or plural auxiliaries in sentence-medial position that directly followed the subject phrase, leaving little time for reanalysis or conscious reflection during processing. Alternatively, the conjunct proximity effects seen in Experiment 2, which used externally paced or ‘speeded’ stimulus presentation, may have come about as a result of processing constraints that led participants to focus more on the number marking of the local noun phrase than they did during self-paced reading.
The observed selectivity of linear order effects, with conjunct proximity facilitating singular but not plural agreement, and the absence of such effects in our online processing measure in Experiment 3 argue against conjunct proximity effects being the result of faulty memory retrieval, which has been proposed as a likely cause of agreement attraction errors (e.g.,
Staub 2009).
6.3. Effects of Conjunction Type
Semantic differences between the conjunctions under investigation had surprisingly little influence on participants’ performance patterns. Conjunction type only affected the degree to which plural agreement was preferred in our scalar rating task (Experiment 1), with negative-additive
weder…noch showing a weaker preference for plural agreement than additive
sowohl…als auch. No effects of conjunction type were found in Experiment 2, with both
sowohl…als auch and
weder…noch eliciting significantly more plural than singular agreement choices. These findings are consistent with
Wurmbrand’s (
2008) proposal that
weder…noch is an additive rather than a disjunctive conjunction.
In Experiment 3 we compared two conjunctions that differed more strongly in their semantic make-up, additive
sowohl…als auch and disjunctive
entweder…oder (‘either…or’). Unlike subject phrases containing an additive conjunction, subject phrases involving a disjunctive connector have been argued to be unspecified for number (e.g.,
Foppolo and Staub 2020). We thus expected subjects linked by
entweder…oder to yield larger conjunct proximity effects compared with subjects linked by
sowohl…als auch, which we assume to be specified as [+plural]. This prediction was not borne out, however: Effects of conjunct order were absent from our reading-time data, and participants’ end-of-sentence acceptability judgements showed an effect of conjunct order that was unmodulated by conjunction type. Although we did not run a separate acceptability judgement task for the conjunction
entweder…oder that was comparable to Experiment 1 in that it also tested double-singular conditions, recall that
Wegerer (
2012) found a 45% acceptance rate for plural agreement for sentences of this type. This figure is much higher than we would expect given that the disjunctive nature of
entweder…oder makes it difficult to conceive of the two subject parts as a plurality.
Taken together, our results indicate that plural agreement (i) is the default agreement for subjects conjoined by a positive or negative-additive correlative conjunction regardless of the number features carried by the individual subject parts and (ii) is also the preferred agreement option for subjects conjoined by disjunctive entweder…oder in number conflict cases.
The fact that effects of conjunction type were seen in Experiment 1 only is likely to be due to differences in the nature of our experimental tasks. Being asked to evaluate a sentence’s acceptability in the absence of any processing pressure in Experiment 1, participants were able to consider and weigh up both grammatical and semantic cues before providing their judgements. The latter include the presence of negation in the semantic representation of weder…noch, which may have made it more difficult to interpret the subject phrase as denoting a set of multiple individuals compared with subjects conjoined by sowohl…als auch. In timed or processing tasks as in Experiments 2 and 3, on the other hand, processing pressure may prevent details of a coordinating conjunction’s semantic make-up from influencing agreement choices.
Our observation that conjunction type only affected participants’ offline acceptability judgements—but none of our other experimental measures–does not necessarily mean that semantic factors have no influence on initial agreement computation. One factor that we did not investigate here is the subject phrase’s notional plurality, for example, which
Brehm and Bock (
2017) found to affect English speakers’ verb form choices in a timed sentence completion task similar to our Experiment 2 (compare also
Lorimor et al. 2018;
Lorimor et al. 2016).
6.4. Implications for Theoretical Modelling
Our finding that participants’ plural agreement preference was gradient rather than categorical and was modulated by conjunction type and conjunct order indicates that default plural agreement interacts with other factors in determining the acceptability of plural vs. singular verb forms and speakers’ production choices. We suggest that variable number agreement with conjoined subjects can best be accounted for by constraint-based models of grammar (e.g.,
Legendre et al. 1990;
Pater 2009;
Smolensky et al. 2014), which are similar in spirit to
Peterson’s (
1986) proposal of different strategies interacting in determining speakers’ agreement choices. Rather than assuming categorical distinctions between ‘grammatical’ and ‘ungrammatical’ forms, this kind of approach to (morpho-)syntactic variation allows for different variants to be grammatically licit whilst also accounting for the relative likelihood that a given variant is chosen; compare e.g., (
Jessen et al. (
n.d.) for modelling variable number agreement with pseudo-partitive subjects in terms of weighted interacting constraints.
Focusing on disjunctively coordinated subjects,
Peterson (
1986) tried to determine a hierarchy of different constraints guiding speakers’ agreement choices.
Plural Wins favours plural over singular agreement,
Proximity favours agreement with the closest conjunct, whilst
First Conjunct Wins favours initial conjunct agreement.
Table 14 provides an overview of the predictions made by each of these constraints for our number conflict conditions.
Our results are broadly in line with
Peterson’s (
1986) findings on English reported in
Section 2. The acceptability ratings we obtained in Experiment 1 showed that singular agreement was generally deemed worse than plural agreement, in accordance with the
Plural Wins constraint. At the same time, a singular second conjunct improved the rating of sentences with singular verbs compared with those containing a singular first conjunct, suggesting that the
Proximity constraint also carries some force. Evidence for a general plural preference modulated by conjunct order were also found in Experiments 2 and 3. The rating pattern we observed in Experiment 1 (SPS < PSS < SPP = PSP) indicates that
Plural Wins interacts with
Proximity but carries relatively more weight than the latter in determining German speakers’ agreement preferences in declarative sentences of the kind we examined. The
First Conjunct Wins constraint cannot account for the observed gradient preference pattern, suggesting that it does not carry much weight.
Clearly though, constraints other than those discussed above also play a role in guiding speakers’ agreement choices. The results of Experiment 1 show that the semantic type of conjunction can modulate German speakers’ general plural agreement preference, for example. This finding indicates that the degree to which a complex subject can be conceived of as a plurality also needs to be factored into the picture (compare
Smith et al. 2018). Whether the agreeing verb follows or precedes the subject phrase—a factor that we did not investigate here—may play a role as well.
Our results further suggest that models of agreement computation should also incorporate processing-related constraints. Recall that we observed task effects such that the type of conjunction only affected speakers’ performance in Experiment 1, an offline metalinguistic task, but not in the presence of processing pressure. The absence of any semantic effects in Experiments 2 and 3 could be taken to indicate that semantic differences between correlative conjunctions are only taken into account during later, conscious stages of agreement computation but not initially or if processing resources are being taxed.