Abstract
This work addresses closed-form expressions for the distributions of the magnetic quantum numbers M and of total angular momentum J for non-equivalent fermions in single-j orbits. Such quantities play an important role in both nuclear and atomic physics, through the shell models. Using irreducible representations of the rotation group, different kinds of formulas are presented, involving multinomial coefficients, generalized Pascal triangle coefficients, or hypergeometric functions. Special cases are discussed, and the connections between (and therefore ) and mathematical functions such as elementary symmetric, cyclotomic, and Jacobi polynomials are outlined.
1. Introduction
The problem of determining the number of states corresponding to a given pair, where J represents the magnitude of the total angular momentum operator and M is the eigenvalue (in units of ℏ) of its projection along the z-axis () in the case of indistinguishable particles, was first addressed by Bethe in 1936 for nuclear systems [1]. The total angular momentum of N fermions
is the addition of the intrinsic angular momenta of each fermion. The one-electron states are defined by , where . Multielectron states of the ion are represented by . The notations and are introduced to represent the number of levels and states, respectively, with the same value of J (or M) in common. The study of the distribution of quantum number J in an atomic system is somewhat cumbersome, in particular because J is not the eigenvalue of any simple operator. Furthermore, there is no simple rule on J to account for the Pauli exclusion principle in configurations with more than two equivalent fermions. It is usually more convenient to study the distribution of the projection M of J, because M is the eigenvalue of the one-fermion operator and is thus additive with respect to the magnetic quantum numbers of all the electrons:
The Pauli exclusion principle can be handled through the combinatorics, by searching for all the possibilities to populate the one-electron states (Figure 1 shows an example of a state of a single-j shell corresponding to ). For a general configuration made of r shells
the total degeneracy is
Figure 1.
Example of a state of a single-j shell corresponding to .
The single-j shell (corresponding to and ) is a model system and a cornerstone of nuclear structure studies [2]. Many aspects of this paradigm have been investigated, such as symmetries [3], two-body random Hamiltonians [4,5], isospin relations, and the J-pairing interaction (see, for instance, Refs. [6,7]). The enumeration of M-states and J-levels has been the subject of numerous studies over the years within the context of nuclear physics. For example, in a study on the quantum Hall effect [8], Ginocchio and Haxton derived a simple formula for in the case of , which is also equal to for . Zhao and Arima found empirical formulas for for three, four, and five particles [9] for specific J values. Zamick and Escuderos interpreted the Ginocchio–Haxton formula using a combinatorial approach for with [10], and Talmi derived a recursion relation for of n fermions in a j orbit in terms of fermions in a orbit [11]. In Refs. [12,13,14], the authors extended the studies for and to determine the number of states with a given spin J and isospin T. The number of states for a given spin was found to be closely related to the sum rules of many six-j and nine-j symbols, as well as coefficients of fractional parentage [15,16,17,18,19,20]. In particular, Zamick and Escuderos identified a relationship between coefficients of fractional parentage obtained from the principal-parent method and from a seniority classification. They applied this relationship to Redmond’s recursion relation formula [21,22], transformed it to the seniority scheme, and used it to determine the number of spin-J states for (a result previously obtained by Zhao and Arima [9]). Bao et al. derived recursive formulas by induction with respect to n and j and applied them to systems of two, three, and five identical particles [23]. A couple of years ago, we proposed new recursion relations for obtained using generating functions [24,25]. We also studied the statistical properties of the distributions using the cumulants [26,27], as well as the odd–even staggering (the number of odd-J states is larger than the number of even-J states) [25]. In addition, it is worth mentioning that we obtained analytical expressions of the total number of J levels for identical particles in a single-j shell using coefficients of fractional parentage [28] for and .
The enumeration of M-states and J-levels is also of fundamental and practical interest for atomic physics and the statistical modeling of hot-plasma atomic spectral properties, such as emission and absorption spectra (see for instance [29,30] and references therein) or the Auger effect [31]. It is not so common for the same model to apply to both nuclear and atomic physics.
Obtaining general analytical expressions for and is a very difficult task. In Ref. [32], we derived analytical expressions in the case of three, four, and five fermions (i.e., configurations , and ) using recursion relations. Very recently, we developed a general method yielding closed-form expressions of , whatever the number of fermions (electrons in the case of atomic physics, neutrons and protons in the framework of nuclear physics), as linear combinations of piecewise polynomials and congruences, and presented illustrations of up to six fermions [33]. The distributions and for four fermions in a shell are displayed in Figure 2 and Figure 3, respectively. The corresponding analytical expressions for , obtained in Ref. [32], are recalled in Appendix A.
Figure 2.
Distribution of magnetic quantum number M (angular momentum projection) for and .
Figure 3.
Distribution of total angular momentum J for and .
In the present work, we focus on a particular case, a configuration made of n single-j shells, with each shell being populated with a single fermion and each having its own value of j. In such a situation, we could derive two analytical expressions, the first one involving multinomial coefficients and the second one, more compact and more satisfactory from a practical point of view, based on generalized Pascal triangles, i.e., products of simple binomial coefficients.
In Section 2, the distributions of angular momentum J and its projection M in a general configuration made of single-j shells are introduced, the Sunko algorithm is explained and illustrated [34,35], and useful expressions in terms of Gaussian polynomials (or q−binomial coefficients) [36], symmetric functions and cyclotomic polynomials [37] are outlined. In Section 3, integral expressions of and in the case of a configuration made of non-equivalent fermions in single-j orbits (corresponding to and , in Equation (2)) [38,39,40] are derived in the framework of group theory, using irreducible representations of (or of the Lie group ; see Appendix B), and exact expressions involving multinomial coefficients are deduced. In Section 4, exact expressions in terms of generalized Pascal triangle coefficients are given. Special cases for are presented in Section 5 in terms of hypergeometric functions, and sum rules over angular momentum J are given in Section 6. Expressions for the total number of levels in a configuration and possibilities offered by the Molien functions are explained in Appendices Appendix C and Appendix D, respectively.
2. Characterization of the Magnetic Quantum Number Distribution
2.1. Generalities
Since the quantum number J is the eigenvalue of no simple operator, its mathematical study is tedious. Therefore, it is more appropriate to study the distribution of the magnetic quantum number M. The number of levels with angular momentum J in a configuration can be obtained from the M values by means of
where P represents the distribution of the angular momentum projection M. Let us consider a system of N identical fermions in a configuration consisting of a single orbital j (which is a half-integer) of degeneracy , with being the angular momentum projection of electron state i (). The following constraint must be satisfied:
where is the number of fermions in state i ( or 1 ). is the number of N-electron states such as
The latter condition can be formulated in an alternative way: if we have N fermions of spin j, the number of possible states with total projection M is equal to the number of all arrangements of length for which
where () are the single-particle projections ranging from to j. The maximum total angular momentum is
and the minimum angular momentum is 0 if N is even and if N is odd.
2.2. Binomial Coefficients and the Sunko Algorithm
Let us consider a single-j shell populated by N fermions (in other words, a configuration ). In this case, is in fact the coefficient of in
where
One also has (see Ref. [26], Equations (3.1)–(3.4))
which amounts to the derivative of a rational fraction. Since Equation (6) is not very convenient in practice, Sunko and Srvtan suggested writing (omitting the factor and replacing by ) [34,35]
where the and are connected by the determinantal identity [41]
or equivalently
The point is that it is easy to obtain a closed-form expression for the s of a Gaussian polynomial because its logarithm is a simple expression. Using the expansion of , one obtains (setting and )
where means that s is divided by m, and we have
with and for . If we consider the example : and , corresponding to and , the maximum value of J is and therefore
The parameters and are given in Table 1 and the values of are in Table 2. For instance, if ,
Table 1.
Parameters and required by Sunko’s method in the case.
Table 2.
Distribution of in the case.
As concerns the first sum in Equation (9), the only divisors of 4 between 1 and 3 are 1 and 2. This sum is equal to 1 + 2 = 3. The second sum in Equation (9) is equal to 0, because there are no divisors of 4 between 6 and 8. Thus, . In the same way, for , one has to calculate
As concerns the first sum in Equation (10), the only divisor of 7 between 1 and 3 is 1. This sum is equal to 1. The second sum in Equation (10) is equal to 7, because the only divisor of 7 between 6 and 8 is 7. Thus, . Once the is known, the can be obtained by the recurrence relation (8).
Considering the example , one has and
The parameters and are listed in Table 3 and Table 4. The corresponding values of are displayed in Table 5 and Table 6.
Table 3.
Parameters and required by Sunko’s method in the case for to 10.
Table 4.
Parameters and required by Sunko’s method in the case for to 20.
Table 5.
Distribution in the case for to 10.
Table 6.
Distribution in the case for to 20.
The last example corresponds to and
yielding the and parameters of Table 7, Table 8 and Table 9. The values are in Table 10 and Table 11.
Table 7.
Parameters and required by Sunko’s method in the case for to 10.
Table 8.
Parameters and required by Sunko’s method in the case for to 15.
Table 9.
Parameters and required by Sunko’s method in the case for to 21.
Table 10.
Distribution in the case for to 21/2.
Table 11.
Distribution in the case for to 43/2.
This algorithm does not yield an analytic expression of or , but is used as our reference calculation.
2.3. Connection with Elementary Symmetric Functions
Since we have
where is the kth elementary symmetric function, e.g.,
and
we obtain
i.e., is the coefficient of in
2.4. Link with Cyclotomic Polynomials
The binomial coefficient can be expressed in terms of cyclotomic polynomials as
where denotes the integer part of x and
where means that k and n are relatively prime to each other. One also has
where represents the Möbius function:
Using the formula for the multiple derivative of a product, we have
where
is the usual multinomial coefficient. We can write
with
One has in particular
yielding for instance .
3. Expressions Involving Multinomial Coefficients
3.1. Integral Representation from Group Theory
Let us consider a representation of dimension of the group , and an element of corresponding to the rotation of angle around axis (Oz). The quantity
where is the Wigner function, is called the characteristic function or the character of the irreducible representation of rank j [42,43,44,45]. In contrast to , the function is invariant under rotations of the coordinate system. is entirely determined by the rotation angle and is independent of the rotation axis: . is related to the Euler angles by
There are many possible expressions for the latter quantity (by an integral representation, etc.); in particular, it can be formulated in terms of , the Gauss hypergeometric function, and Jacobi [46,47], Gegenbauger [48,49] or Chebyshev polynomials of the second kind [50]:
where . One has
and the characters obey the orthogonality relation
where represents the Kroneckers symbol and
where if is an integer and , and 0 otherwise. Among particular values, one has , and if J is a half-integer and if J is an integer. It is worth noting that the three coordinates of one vector span the irreducible representation (1) of and the coordinates of the N vectors span the reducible representation N times. In fact, the group acts diagonally on the direct sum of the various symmetric tensor powers of this representation or, equivalently, on polynomials in the coordinates. The Molien generating function associated with a given irreducible representation j is the power series in a variable where the coefficient of is the multiplicity of j in the -module of n-degree polynomials in the coordinates (see Appendix D and references therein).
In contrast to the , the characters are real. The characters which depend on the combined rotations do not change under cyclic permutations of the rotations ), and therefore in spite of the non-commutativity of and .
For n non-equivalent fermions in shells j (i.e., a configuration as defined in the introduction), let us consider the representation
According to a property of the tensorial product,
and the character of such a representation is therefore
All rotations through the same angle about different axes through the same center have the same character. From a group theory point of view, they belong to the same class. The characters of different irreducible representations (called the irreducible characters) are orthogonal over the range with the weight function . Indeed,
The multiplicity which we wish to determine appears in the decomposition
where = 0 or 1/2 depending upon whether is an integer or half-integer and J moves in steps of 1 from to . denotes the distribution for n non-equivalent fermions in single-j shells, i.e., for a configuration
The orthogonality (Equation (13)) of the irreducible characters then results in an integral representation for the multiplicity. Mikhailov has given an analytic expression for the multiplicity of occurrence of any angular momentum J in the decomposition of the direct product of n identical angular momenta j [42]. He guessed the expression by examining special cases for low values of n. However, a proof based on combinatorics has been published, to our knowledge, only for . In the following, we shall present another method of arriving at this expression which does not distinguish between the two cases and .
The Haar measure enables one to integrate over the elements of the group , which enables one to extend to a compact Lie group the notion, usual for finite groups, of summation over elements of that group. Such a measure reads
where is the integration measure over unit sphere . varies between 0 and . One finds then that the volume of the group is . One can show that
or
In order to obtain , one has to project such a character on the character of , which yields
or, setting ,
which is also equal to
and the integral representation of the distribution of angular momentum projection M reads
where denotes the distribution for n non-equivalent electrons in single-j shells, i.e., for a configuration of Equation (14). Thus, for the simple case , one has
which is in fact equal to
We also have a connection to the Vilenkin function [51,52,53]:
related to the Jacobi polynomials through
3.2. Expression Using Multinomial Coefficients: A New Sum Rule
Using the Moivre formula, it can be easily proven that
Following the above-mentioned procedure, it is possible to derive a general formula for , involving multinomial coefficients. One also has
i.e.,
with
We also have
where if J is a half-integer and if J is an integer, i.e.,
We can therefore write
i.e.,
We then use
where is the usual Gamma function, with
and
We have
because . In the same way,
We obtain therefore finally
and a similar formula can of course be derived for .
4. Expression in Terms of Pascal Triangles
For the simple configuration , we have
In a general way, the so-called generalized Pascal triangle coefficients are given by [54]:
and since
we obtain
In the framework of the one-dimensional isotropic Heisenberg magnet, the quantum inverse scattering method has led to an algebraic version of the classical substitution method of Bethe (the so-called Bethe ansatz) for the determination of the trace of the monodromy matrix. These eigenvectors were referred to as Bethe vectors [55]. The completeness of the multiplet system constructed from the Bethe vectors was proven by Kirrilov for the Heisenberg model of arbitrary spin. Kirrilov [56] found that the number of Bethe vectors with fixed ℓ for the Heisenberg model of spin S reads (N being the total number of possible states):
which is also a generalized Pascal triangle coefficient. Therefore, in the case of a configuration made of n shells (i.e., n non-equivalent j fermions), then
and in that case, we obtain
Using
one finds, for ,
Such coefficients were also encountered in multiphoton processes, for the proportion of neutral atoms in a statistical description of multiple ionization [57], or in the determination of the number of configurations in atomic physics [58].
Case of Different Angular Momenta
Let us consider a system of n non-equivalent fermions [59,60], each in a single- shell (of degeneracy , ). In the following, such a configuration
will be denoted: (abbreviated in the following). The number of J levels of such a configuration can be obtained as [61]
where represents the distribution of the angular momentum projection M, i.e., the number of states of a given value of M. The number of such states for a configuration is equal to the number of times that a given representation appears in the product [51,52]. Such a quantity reads
where is a relevant measure (such as the Haar measure; see Equation (15)). The latter expression can be put in the form
For a configuration made of n non-equivalent fermions with respective angular momenta , one has
i.e.,
and
In a more general case of a configuration made of non-equivalent fermions, non-equivalent fermions, …, non-equivalent fermions, we have, with ,
and
where the notation means .
5. Special Cases
The formulas for obtained above can be simplified in particular cases. Making the change of variables , one has
which enables one to express in terms of roots of Chebyshev polynomials [62]. For a half-integer j,
with
Similarly, for a half-integer J (corresponding to an odd number n of j shells),
and for integer J (corresponding to an even number n of j shells):
Therefore, one has, in the case of an even number of fermions ,
with the usual convention that the empty product is 1. It is possible, using these formulas, to obtain analytical expressions of for and , , and where m is an integer. For , the distribution of J values reads
which is equal to (see Equation (16))
In the case , one has
and specifically for ,
or also
which turns out to be equal to, using a computer algebra system,
As an example, for , we obtain
For higher values of J, the Computer Algebra System Mathematica [63] can give expressions involving hypergeometric functions , but the latter become more and more cumbersome as J increases.
6. Sum Rules
The total number of states yields the following trivial sum rule:
It is instructive to study the so-called odd–even staggering [27], i.e., the difference between the number of odd values of J minus the number of even values of J. Such a study can be easily performed using the sum rule
where
yielding
if it is an integer, and 0 otherwise. Polychronakos and Sfetsos derived the following sum [64]:
Other sum rules can be obtained by differentiating Relation (22) with respect to x and taking the limit . The odd derivative of the order gives the same result as the even derivative of order k. The first sum rules are
and
In addition, knowing the distribution and evaluating it at the minimum value of M gives the total number of J levels (see Appendix C).
7. Conclusions
We have presented analytical formulas for the number of levels in the case of an arbitrary number of non-equivalent fermions in single-j orbits. We obtained expressions in terms of Gaussian polynomials, symmetric functions, and cyclotomic polynomials. From integral representations, derived within the framework of group theory and using irreducible representations of , we deduced exact expressions of and involving multinomial coefficients. We also obtained expressions in terms of generalized Pascal triangle coefficients, and presented special cases for in terms of hypergeometric functions, as well as sum rules for . Formulas for the total number of levels in a configuration were also given, and the possibilities offered by the Molien functions were evoked. The formulas presented here apply to both atomic and nuclear physics. This also illustrates that the two disciplines can benefit greatly from each other.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Data are contained within the article.
Acknowledgments
I would like to thank P. Mandelbaum for helpful discussions.
Conflicts of Interest
The author declares no conflicts of interest.
Appendix A. Distributions P(M) and Q(J) for a j Shell with N = 4 Fermions
We found in Ref. [32] that for can be expressed as
where is the usual Heaviside function, ,
if , respectively,
and
if , respectively. In this formula, must be non-negative, and n may be negative. Explicitly, n must be such that . The fundamental relation (3), together with the expression (A1) of the M distribution for a four-fermion system, gives the distribution of the total momentum J for . One has to evaluate which can be expressed as . The quantity consists of the contribution of the first two terms of (A1), which is obtained noticing that :
The quantity reads
with
for , respectively. Finally the -dependent term is
for , respectively. The complete formula therefore reads
Appendix B. SO(3) and SU(2)
In this article, we used the notations and indifferently. This is due to the fact that there is a connection between and [65]. is the set of all complex matrices of determinant equal to and satisfying :
where . There are three independent parameters required to specify an element of . One of them is
where , and . The objects that transform under elements like this are called “spinors”. They are analogous to vectors in the three-dimensional rotation group . Actually, there is a two-to-one homomorphic mapping of the group onto the group . If maps onto a representation , then and the mapping is chosen so that
where
are the Pauli spin matrices. This implies that the representations of are also representations of . In addition, there are spinor representations of that have no analog in .
Appendix C. Total Number of J Levels, Restricted Partitions and q−Binomial Coefficients
We are interested in the following quantity:
which plays an important role in the determination of the sizes of the blocks of the Hamiltonian matrix in atomic and nuclear physics. For instance, as concerns the example of of Appendix A, we found in Ref. [32] that the total number of levels for four fermions of spin j reads
Setting
the determination, of , which can be inferred through the constraint (4), consists also of determining the number of N−vectors satisfying
where
One has therefore
where is the number of partitions of in at most n positive integers, each one being lower than or equal to k, In the Computer Algebra System Mathematica [63], this reads
- Pt[n_,k_]:=Length[IntegerPartitions[Floor[n*k/2],n,Range[k]]];
- j = …;
- Flatten[Table[Pt[2j+1-k,k],{k,0,2j+1}]]
Thus, represents the number of partitions of in at most positive integers, each one being lower than or equal to N. In fact, is the coefficient of in the expansion of
with
The generating function of the number of partitions of m in at most r positive integers, each one being lower than or equal to s, can be found in Ref. [66], p. 127. Thus, is the coefficient of in the expansion of
with given by Equation (5).
Table A1 and Table A2 represent the total number of levels for configurations with and , respectively. The total number of levels for configurations , with different values of j and n, is given in Table A3. It is worth mentioning that, for , the values in the row correspond to the number of integers in whose sums of digits are equal to the most common value, which is for even n and for odd (e.g., the most common value of sums of digits of numbers from 0 to 9999 is , so there are 670 numbers in this range whose sums of digits are 18). In the case of , the values in the row of Table A3 correspond to the greatest multiplicity of one- or two-dimensional standard representation of Lie algebras in the decomposition of tensor power , where is the standard 6−dimensional irreducible representation of .
Table A1.
Maximum number of J levels in configuration .
Table A2.
Maximum number of J levels in configuration .
Table A3.
Values of the total number of spin-J states () for a configuration for different values of j and n.
Appendix D. Deriving Multiplicities from the Knowledge of Molien Functions
It is worth mentioning that Molien functions can help in finding the multiplicities. Let be a representation (irreducible or reducible) of a group G and the anti-symmetrized Kronecker product ( represents the anti-symmetrization operator).
is normally reducible and can be expressed as a direct sum of representations of G, i.e.,
where is the multiplicity of , i.e., the number of times it appears in the decomposition of as a direct sum of . The Molien function is the generating function of , which reads
where d is the dimension of . If , then , an irreducible representation of the three-dimensional rotation group with the highest weight j. Its character reads
with . It can be shown, in particular using
that the Molien function reads [67,68,69], for half-integer j:
which can be obtained using the method of residues. The associated generating function is
where d is the number of anti-symmetrized Kronecker products. The quantity represents the number of tensors of rank J which can be found in the anti-symmetrized Kronecker product of the representation of . Since
we obtain
i.e.,
from which can be deduced.
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