1. Introduction
One traditional avenue to the quantization of gravity is the geometrodynamical one, represented by the infamous Wheeler–DeWitt (WDW) equation [
1,
2]. The equation is expected to describe the quantum evolution of the spatial components of the metric tensor of General Relativity (GR), but its solution and interpretation are long-standing problems [
3]. In particular, a problem with time occurs when we try to interpret the WDW equation as a Schrödinger-type equation for gravity, because the state it describes appears to be stationary.
To begin with, the absence of time from the WDW equation is a consequence of the fact that the first-class Hamiltonian constraint of GR, of which the WDW equation intends to be the quantization, specifically enforces time diffeomorphism. In other words, it ensures its dynamical laws are valid independently of our choice of time coordinate. When we consider the so-called Hamilton–Jacobi–Einstein (HJE) equation developed by Peres [
4], which expresses the constraint on the 00 component of the Einstein field equations in the Hamilton–Jacobi formalism, it is clear that in the classical case, time is absent where it should appear, even though the theory is classical. We know, however, that the HJE equation does not describe a timeless geometry. The reason that the HJE equation is not problematic can be traced back to the fact that a notion of time exists for the evolution of the spatial geometry, as long as the classical notion of trajectory in superspace holds. In that sense, it appears that the actual problem with time is not that it is absent in the Schrödinger-type equation itself, but that we cannot introduce it as we do in the classical case, since space no longer evolves along classical trajectories. It is not clear what becomes of this time beyond the semi-classical level, when gravity does not act as a stage for matter fields, but rather partakes in the quantum dance.
The absence of an external time in the description of GR, which is inherited by its quantization, is sometimes referred to as the “frozen formalism problem”, and constitutes only one among other difficulties in the definition of time in classical and quantum physics [
5]. In the present work, we will address only this particular aspect of the problem, ignoring its relations to others (a strictly related one being the definition of time-evolving observables for quantum gravity). Two classic reviews on this subject are Isham’s [
6] and Kuchař’s [
7]. We invite the reader to read these reviews for detailed references, and to gain a general idea of the large extent of variable approaches. The study of this aspect of the problem of time has certainly evolved significantly since the time of these reviews, with some issues of each approach being successfully addressed, but it ultimately remains open. Faced by the menace represented by the loss of a useful notion of time, three alternative reactions have been adopted by researchers:
flight,
fight, or
freeze (corresponding to Isham’s
tempus ante quantum,
tempus post quantum, and
tempus nihil est).
Flight: Time is recognized as a fundamental element of our description of physical phenomena, and attempts are made to define it before quantization, as a functional of the canonical variables. This is a conservative approach that tries to obtain an “external” notion of time as that appearing in Schrödinger’s equation.
Fight: Time is recognized as a fundamental element of our description of physical phenomena, but it is retrieved only after the quantization. This type of approach fights against the interpretative problems presented by the quantum theory to obtain a novel definition of time.
Freeze: Timelessness is accepted, time is forsaken as a fundamental notion for the description of quantum gravity, and attempts are made to provide a complete quantum theory otherwise.
The present work adopts a definition of time resulting from the semi-classical approximation of the WDW equation, an approach falling within the second category above. However, we do not limit to the semi-classical regime the definition of time identified by the semi-classical approximation. The point of the present note is in fact to suggest that the “frozen formalism” could be avoided by retaining the use of a classical notion of time suggested by the semi-classical approximation of the theory, even though quantum space does not evolve along classical trajectories. Therefore, our proposal belongs to the first category, in that it carries over to the quantum regime the definition of time justified by the semi-classical approximation.
The definition of time that we adopt as a starting point is that naturally resulting from the semi-classical approximation of canonical quantum gravity obtained by expanding the total wave functional in inverse squares of the Planck mass [
8,
9,
10]. Classical GR and the Schrödinger equation for non-gravitational fields straightforwardly recovered this approximation. Time, for the matter fields, is a multi-fingered (i.e., space dependent) functional generated by the classical evolution of background geometry along its trajectory in superspace. The operation has formal analogies with the Wentzel–Kramers–Brillouin (WKB) approximations of quantum mechanics, and the Born–Oppenheimer approximation from molecular physics [
11,
12,
13]. In recent years, special attention was drawn to the problem of re-establishing the unitarity of time evolution in this approach (see, for example, [
14,
15,
16,
17]). For a recent work by this author which is related to the present one, see [
18].
One key observation that motivated this approach was that this multi-fingered (or “WKB”) functional time can be applied to the HJE equation itself, and we can make the presence of that classical time explicit in the HJE equation, which is the timeless form. This alone was the starting point of Wheeler and DeWitt, as the following memoir by one of the authors recalls.
One day in 1965, John Wheeler had a two-hour stopover between flights at the Raleigh–Durham airport in North Carolina. He called Bryce DeWitt, then at the University of North Carolina in Chapel Hill, proposing to meet at the airport during the wait. Bryce showed up with the Hamilton–Jacobi equation of general relativity, published by Asher Peres not long before [
…] Bryce mumbled the idea of repeating what Schröedinger did for the hydrogen atom: obtaining a wave equation by replacing the square of derivatives with (i times) a second derivative—a manner for undoing the optical approximation. [
…] Wheeler was tremendously excited (he was often enthusiastic) and declared on the spot that the equation for quantum gravity had been found. [
19,
20]
What if DeWitt had presented Wheeler with the HJE equation together with the notion of multi-fingered time? The resulting equation does present the functional time variable just as time appears in the Schrödinger equation, and preserves the correct classical limit for gravity.
In
Section 2, we briefly review the definition of this multi-fingered time. In
Section 3, we rewrite the HJE equation, allowing an explicit local dependence of Hamilton’s principal function on that time, and write the associated WDW equation with time. Finally, in
Section 4, we discuss a simple realization in the de Sitter minisuperspace that is of special interest to quantum cosmology.
2. Classical Time Evolution from the Hamiltonian Constraint
For a straightforward introduction to the emergence of time in the semi-classical approximation of canonical quantum gravity, we refer the reader to the mentioned work by Isham [
6], Section 5.4 and references therein. Here, we follow, with some variation, the notation adopted by Kiefer [
9]. Consider a generic spacetime with line element
Here,
is the spatial metric, with Latin indices
,
is the shift function, and
is the lapse function. In the Hamiltonian formalism of GR, time parametrization invariance is enforced by a first-class Hamiltonian constraint (i.e., a constraint imposed on the Hamiltonian only after the equations of motion are satisfied).
(This constraint can be obtained from the variation of the super-Hamiltonian of GR with respect to the lapse function
N in the Arnowitt–Deser–Misner (ADM) formalism [
21]. Here, we intend to recall only the elements strictly necessary to follow our discussion.)
In Equation (
2), the capital indices,
represent pairs of Latin indices, and
is the DeWitt metric
underlying superspace, i.e., the space of spatial metrics up to differeomorphism invariance.
The physical scale (we have set
) of quantum gravity is set by the “geometrodynamical mass”
M, which is proportional to the square of the Planck mass
The geometrodynamical potential density
is
where
h and
are the determinant and the Ricci scalar of the spatial metric, respectively. The Hamiltonian density operator
is taken to describe bosonic matter.
The WDW equation results from an attempt to quantize the Hamiltonian constraint (
2) straightforwardly, applying it to the “wave functional of the universe”,
, thus obtaining
where all variables are promoted to the respective operators. For the sake of simplicity, in this section, we have adopted the trivial ordering, and the symbols
are used to indicate functional derivatives with respect to the metric component indicated by the double index.
The evolution of bosonic quantum fields in classical curved spacetime is obtained by making the ansatz
for the total wave functional, and considering a WKB-like expansion in inverse powers of
M [
9,
10]. In doing so, one aims at wave functionals
and
that describe the “heavy” (i.e., the spatial metric components) and “light” degrees of freedom (i.e., matter), respectively. Notice that
depends on the geometry only parametrically, which is indicated by the use of the semicolon. The method consists of substituting the expansion
in the WDW equation, and equating contributions to equal powers of
M.
To order
, one obtains
: the leading contribution is purely geometrodynamical. To order
, one obtains the vacuum HJE equation
being the leading contribution to the phase of the wave functional (
8). The HJE Equation (
9) appears to be timeless due to the vanishing of the RHS. However, the time evolution of space can still be obtained from the Hamiltonian constraint (
2) by expressing the canonical momenta (defined by the Lagrangian as
, and identified with
in the Hamilton–Jacobi formalism) in terms of the geometrodynamical velocities. From the Hamiltonian equations of motion in the ADM formalism, these are given by
being a shorthand for . The fact that time evolution is retrieved by such substitution, as the Hamiltonian is constrained, is an important point.
At this point, define
and require conservation of the current associated with
. Then, to order
, one gets the following functional equation for matter
By using as time the local “multi-fingered” time
of the parametrization generated by the classical momenta along the classical trajectory in superspace
Equation (
11) gives the Schrödinger-type functional equation
where we employ a circle over the variable to indicate the functional derivative with respect to
Notice that in normal coordinates (
,
), the Equation (
13) reduces to the functional Schrödinger equation for bosonic fields. In this case, the passage to the partial derivative with respect to time is granted by the fact that the matter wave functional
depends explicitly on time only through the background metric, which appears as a set of local parameters, and employing the resulting relation between momenta and velocities (
10), (
3) reduces to an application of the chain rule.
3. The Time Evolution of Quantum Space
The functional derivative with respect to
of a metric component, intended as the functional
gives the relation between velocities and momenta,
Putting the relation (
16) back into the Hamiltonian equation gives the equations of motion with respect to
. In other words, we can use
not only to describe the evolution of quantum fields with respect to the background metric, but also to describe the evolution of the background metric itself. It is a favorable parametrization in that it makes the form of the equations of motion simpler and not explicitly dependent on the coordinate choice (
1). Incidentally, notice that, in Peres’ HJE equation, the spatial metric components are defined as functions of space alone. How they become a function of time seems to be a problem that is not addressed in the literature. In the present treatment, they become functions of time precisely by
defining their dependence on time according to (
16).
The main objection in extending the use of multi-fingered time to the quantum evolution is that classical trajectories are lost in that regime. While this is true, we still know what the classical trajectory is, and we can use the “natural” parametrization (i.e., the parametrization in which all equations of motion appear simple as (
16)) along it to describe evolution along non-classical trajectories between wave fronts of constant multi-fingered time.
Working with the vacuum model, we can make multi-fingered time explicit in the HJE Equation (
9) by rewriting it as
and requiring that
Notice that the derivative with respect to
is partial. As we previously observed, WKB time (
3) only takes into account the dependency on
through the geometrodynamical degrees of freedom, but
could, in principle, also be explicitly dependent on it. What we are doing is simply allowing for this possibility. Adding and subtracting the
-derivative of
, and substituting the velocities (
16), integration of the HJE Equation (
17) tells us that
is indeed Hamilton’s principal function, defined as a functional integral of the Lagrangian.
Notwithstanding the fact that the condition (
18) ensures that the Hamiltonian constraint still holds, it allows for the action to remain dependent explicitly on
locally. We may then try to quantize the HJE Equation (
17) à la Schrödinger, and require the global condition (
18) to be true only in the classical limit. What we obtain is a WDW equation with time
Both the introduction of the coordinate independent functional time derivative and the (classically redundant) condition (
18) are necessary to obtain Equation (
19). The second condition is somehow reminiscent of another approach [
22], where time is recovered by weakening the classical Hamiltonian constraint, required to hold only on average in the quantum regime. In that work, the problem of which time to use to describe the evolution is not addressed, and the condition on time dependence is stricter than ours (see (6) in the referenced paper), resulting in a wave function whose phase does not depend on time even locally.
4. The de Sitter Minisuperspace
The results of the previous section, i.e., the time evolution Equation (
19) combined with the global condition (
18), are only formal. Equation (
19) still presents the same issues as the “timeless” WDW Equation (
6). Besides that, using a spatial-dependent
to parametrize the spatial geometry is more easily said than done. In the following, we will consider, by way of example, the solution for the spatially flat de Sitter universe, described by the line element
Here, is the scale factor. We will set .
As a geometrodynamical variable, rather than the scale factor itself. It will be convenient to adopt
which is proportional to the square root of the co-moving spatial volume considered.
The Ricci scalar of the spatial metric vanishes in this model, and the Hilbert–Einstein action Lagrangian, reads simply
Here, we have defined the constant
. The canonical momentum is
, and the Hamiltonian is
The Hamiltonian constraint then gives the Friedmann equation
This allows us to obtain the classical time evolution of spatial volume
The HJE Equation (
9) reduces to
Classically, Hamilton’s principal function depends on time only implicitly, and is of the form
Using Equation (
25), one can check that the (one-fingered) time associated with this action indeed coincides with forward coordinate time when we choose the negative sign.
Moving onto the quantization, notice that with our choice of variable, the DeWitt metric, that in terms of the scale factor reads
, is now
This simplifies the measure
and, adopting the Laplace–Beltrami operator ordering for the kinetic operator, we have
Then, in this minisuperspace, the WDW Equation (
19) reads
which is essentially the one-dimensional Schrödinger equation for the so-called inverted harmonic oscillator. See [
23] for a recent review, and [
24] for an application to the study of a scalar field in slow-roll inflation. The difference in our case is that the variable is constrained to the positive axis only, and time appears with the opposite sign. As in [
24], we require the Gaussian ansatz
The equality in (
31) of the terms of null and second order in
q imposes
and
From the evolution Equation (
34), we have
Here is the real part of the constant of integration. The imaginary part of the constant is merged into the choice of initial time, instead, so that the width of the state is minimized at . The value of determines the greater (</4) or lesser (>/4) peaking of the distribution in q, rather than the conjugate momentum at time .
Substituting
in Equation (
33), for a normalized solution, we obtain
The expectation value for
q is
At late times, we correctly recover the classical inflationary expansion
of Equation (
25). In this limit, the phase of
approximates the classical action (
27) (up to a global phase, which fixes the initial value) and loses its explicit dependence on time, thus reducing to the classical action (
18). On the other hand, when we approach the time
, where the state is maximally contracted for the given value of
, the expectation value of the scale variable deviates from the classical one, which is directed at asymptotic convergence to zero: we observe instead the state of the de Sitter universe bouncing back from an earlier phase of contraction (see
Figure 1).
5. Conclusions
In this short note, we have proposed to extend to the quantum regime the use of the multi-fingered time originating from the semi-classical WKB approximation of geometrodynamics. We have done so by rewriting the classical HJE equation for vacuum space to include an explicit time dependency on Hamilton’s principal function, and requiring this dependency to vanish globally. The quantization provides a WDW equation that describes the evolution of the state with respect to classical multi-fingered time. Quantum matter fields can be included by appropriately augmenting the Hamiltonian operator. The classical limit will still be granted.
The main purpose of this work was to provide a formal WDW equation, (
19), with a clear and working notion of time. This result, however, does not help with the original mathematical difficulties of the WDW equation, such as the indefiniteness of the superspace metric, or the divergence of functional derivatives in the full theory. However, we showed by example of a minisuperspace model of flat de Sitter universe that exact normalizable solutions can be easily found and interpreted. In particular, for the de Sitter universe, we found a well-behaved Gaussian solution, which shows a state that bounces back at the time of maximal contraction, thus avoiding the classical asymptotic regression to
nihil.
The next step along this line of research could be the formalization of our heuristic approach both in the Hamiltonian and the Lagrangian formalism, where the wave functional could be constructed in terms of a path integral over foliations of constant multi-fingered time. On the side of application, it would be fundamental to work out exact solutions that include quantum matter degrees of freedom. Expanding on the de Sitter model introduced here by adding perturbations could be relevant for early inflationary cosmology. Furthermore, beyond cosmology, an application to time evolution during the last stage of gravitational collapse could be of interest.