1. Introduction
Astronomical observations over many length scales support the existence of a number of novel phenomena, which are usually attributed to dark matter (DM) and dark energy (DE). Dark matter was introduced to explain a range of observed phenomena at a galactic scale, such as flat rotation curves, while dark energy is expected to account for cosmological-scale dynamics, such as the accelerating expansion of the Universe. For instance, the
CDM model, which is currently the most popular approach used in cosmology and galaxy-scale astrophysics, makes use of both DE and cold DM concepts [
1]. In spite of being a generally successful framework purporting to explain the large-scale structure of the Universe, it currently faces certain challenges [
2,
3].
There is also growing consensus that a convincing theory of DM- and DE-attributed phenomena cannot be a stand-alone model; but should, instead, be a part of a fundamental theory involving all known interactions. In turn, we contend that formulating this fundamental theory will be impossible without a clear understanding of the dynamical structure of the physical vacuum, which underlies all interactions that we know of. Moreover, this theory must operate at a quantum level, which necessitates us rethinking of the concept of gravity using basic notions of quantum mechanics.
One of the promising candidates for a theory of physical vacuum is superfluid vacuum theory (SVT), a post-relativistic approach to high-energy physics and gravity. Historically, it evolved from Dirac’s idea of viewing the physical vacuum as a nontrivial quantum object, whose phase and derived velocity are non-observable in a quantum-mechanical sense [
4]. The term ‘post-relativistic’, in this context, means that SVT can generally be a non-relativistic theory; which nevertheless contains relativity as a special case, or limit, with respect to some dynamical value such as momentum (akin to general relativity being a superset of the Newton’s theory of gravity). Therefore, underlying three-dimensional space would not be physically observable until an observer goes beyond the above-mentioned limit, as will be discussed in more detail later in this article.
The dynamics and structure of superfluid vacuum are being studied, using various approaches which agree upon the main paradigm (physical vacuum being a background quantum liquid of a certain kind, and elementary particles being excitations thereof), but differ in their physical details, such as an underlying model of the liquid [
5,
6,
7].
It is important to work with a precise definition of superfluid, to ensure that we avoid the most common misconceptions which otherwise might arise when one attempts to apply superfluid models to astrophysics and cosmology, some details can be found in
Appendix A. In fact, some superfluid-like models of dark matter based on classical perfect fluids, scalar field theories or scalar-tensor gravities, turned out to be vulnerable to experimental verification [
8]. Moreover, superfluids are often confused not only with perfect fluids, but also with the concomitant phenomenon of Bose-Einstein condensates (BEC), which is another kind of quantum matter occurring in low-temperature condensed matter [
9]. However, even though BEC’s do share certain features with superfluids, this does not imply that they are superfluidic in general.
In particular, quantum excitations in laboratory superfluids that we know of have dispersion relations of a distinctive shape called the Landau “roton” spectrum. Such a shape of the spectral curve is crucial, as it ensures the suppression of dissipative fluctuations at a quantum level [
10,
11], which results in inviscid flow [
12,
13]. If plotted as an excitation energy versus momentum, the curve starts from the origin, climbs up to a local maximum (called the maxon peak), then slightly descends to a local nontrivial minimum (called the “roton” energy gap); then grows again, this time all the way up, to the boundary of the theory’s applicability range. In fact it is not the roton energy gap alone, but the energy barrier formed by the maxon peak and roton minimum in momentum space, which ensures the above-mentioned suppression of quantum fluctuations in quantum liquid and, ultimately, causes its flow to become inviscid. In other words, it is the global characteristics of the dispersion curve, not just the existence of a nontrivial local minimum and related energy gap, which is important for superfluidity to occur. Obviously, these are non-trivial properties, which cannot possibly occur in all quantum liquids and condensates. Further details and aspects are discussed in
Appendix A.
This paper is organized as follows. Theory of physical vacuum based on the logarithmic superfluid model is outlined in
Section 2, where we also demonstrate how four-dimensional spacetime can emerge from the three-dimensional dynamics of quantum liquid. In
Section 3, we derive the gravitational potential, induced by the logarithmic superfluid vacuum in a given state, using certain simplifying assumptions. Thereafter, in
Section 4, we give a brief physical interpretation of different parts of the derived gravitational potential and estimate their characteristic length scales. In
Section 5, profiles of induced matter density are derived and discussed for the case of spherical symmetry. Galactic scale phenomena are discussed in
Section 6, where the phenomenon of galactic rotation curves is explained without introducing any exotic matter ad hoc. In
Section 7, we discuss the various mechanisms of the accelerating expansion of the Universe, as well as the cosmological singularity, “vacuum catastrophe” and cosmological coincidence problems. Conclusions are drawn in
Section 8.
2. Logarithmic Superfluid Vacuum
Superfluid vacuum theory assumes that the physical vacuum is described, when disregarding quantum fluctuations, by the fluid condensate wavefunction
, which is a three-dimensional Euclidean scalar. The state itself is described by a ray in the corresponding Hilbert space, therefore this wavefunction obeys a normalization condition
where
and
are the total mass and volume of the fluid, respectively, and
is the fluid mass density. The wavefunction’s dynamics is governed by an equation of a
-symmetric Schrödinger form:
where
m is the constituent particles’ mass,
is an external or trapping potential and
is a duly chosen function, which effectively takes into account many-body effects inside the fluid. This wave equation can be formally derived as a minimizing condition of an action functional with the following Lagrangian:
where
equals to a primitive of
up to an additive constant:
; throughout the paper the prime denotes a derivative with respect to the function’s argument.
In this picture, massless excitations, such as photons, are analogous to acoustic waves propagating with velocity
, where fluid pressure
is determined via the equation of state. For the system (
2), both the equation of state and speed of sound can be derived using the fluid-Schrödinger analogy, which was established for a special case in [
14], and generalized for an arbitrary
in works [
7,
15]. In a leading-order approximation with respect to the Planck constant, we obtain
while higher-order corrections would induce Korteweg-type effects, thus significantly complicating the subject matter [
15].
Furthermore, it is natural to require that superfluid vacuum theory must recover Einstein’s theory of relativity at a certain limit. One can show that at a limit of low momenta of quantum excitations, often called a “phononic” limit by analogy with laboratory quantum liquids, Lorentz symmetry does emerge. This can be easily shown by virtue of the fluid/gravity analogy [
16], which was subsequently used to formulate the BEC-spacetime correspondence [
7]; it can also be demonstrated by using dispersion relations [
11,
17], which are generally become deformed in theories with non-exact Lorentz symmetry [
18,
19,
20,
21].
This correspondence states that Lorentz symmetry is approximate, while four-dimensional spacetime is an induced phenomenon, determined by the dynamics of quantum Bose liquid moving in Euclidean three-dimensional space. The latter is only observable by a certain kind of observer, a F(ull)-observer. Other observers, R(elativistic)-observers, perceive this superfluid as a non-removable background, which can be modeled as a four-dimensional pseudo-Riemannian manifold. What is the difference between these types of observers?
F-observers can perform measurements using objects of arbitrary momenta and “see” the fundamental superfluid wavefunction’s evolution in three-dimensional Euclidean space according to Equation (
2) or an analogue thereof. On the other hand, R-observers are restricted to measuring only small-momentum small-amplitude excitations of the background superfluid. This is somewhat analogous to listening to acoustic waves (phonons) in the conventional Bose-Einstein condensates, but being unaware of higher-energy particles such as photons or neutrons.
According to BEC-spacetime correspondence, a R-observer “sees” himself located inside four-dimensional curved spacetime with a pseudo-Riemannian metric. The latter can be written in Cartesian coordinates as [
7]:
where
,
is a phase of the condensate wavefunction written in the Madelung representation,
, and
is a three-dimensional unit matrix. To maintain the correct metric signature in Equation (
5), condition
must be imposed, which indicates that
is the maximum attainable velocity of test particles (i.e., small-amplitude excitations of the condensate), moving along geodesics on this induced spacetime. Therefore,
is the velocity of those excitations of vacuum, which describe massless particles in the low-momentum limit, whereas massive test particles move along geodesics of a pseudo-Riemannian manifold with metric Equation (
5). According to a R-observer, they are freely falling, independently of their properties including their rest mass.
In this approach, we interpret Einstein field equations not as differential equations for an unknown metric; but as a definition for an induced stress-energy tensor, describing some effective matter to which test particles couple. Therefore, this would be the gravitating matter observed by a R-observer. We thus obtain
where
is the Einstein’s gravitational constant. An example of usage of this procedure will be considered in
Section 7.1. While Equation (
6) is in fact an assumption, it should hold not only under the validity of conventional general relativity, but also in other Lorentz-symmetric theories of gravity which are linear with respect to the Riemann tensor, because the form of Einstein equations is quite universal (up to a conformal transform). For other Lorentz-symmetric theories, whose field equations cannot be transformed into this form, definition (
6) can be adjusted accordingly.
Furthermore, one can see from Equation (
4), that
contains an unknown function
. To determine its form, let us recall that one of the relativistic postulates implies that velocity
should not depend on density, at least in the classical limit. More specifically, at low momenta, this velocity should tend to the value
, where
is called the speed of light in vacuum, for historical reasons. Recalling Equation (
4), this requirement can be written as a differential equation [
7]:
where
denotes a function which does not depend on density. The solution of this differential equation is a logarithmic function:
where
b and
are generally real-valued functions of coordinates. The wave Equation (
2) thus narrows down to
where
b is the nonlinear coupling;
in general. Correspondingly, Equation (
4) yields
thus indicating that logarithmic Bose liquid behaves like barotropic perfect fluid; but only when one neglects quantum corrections, and assumes classical averaging. This reaffirms the statement made in the previous Section about the place of perfect-fluid models when it comes to gravitational phenomena. The way gravity emerges in the superfluid vacuum picture is entirely different from those models, as will be demonstrated shortly, after we have specified our working model.
Some special cases of Equation (
9), for example when
const, were extensively studied in the past, although not for reasons related to quantum liquids [
22,
23]. There were also extensive mathematical studies of these equations, to mention just some very recent literature [
24,
25,
26,
27,
28,
29,
30,
31,
32,
33,
34,
35,
36,
37].
Interestingly, wave equations with logarithmic nonlinearity can be also introduced into fundamental physics independently of relativistic arguments [
7,
38,
39]. This nonlinearity readily occurs in the theory of open quantum systems, quantum entropy and information [
40,
41]; as well as in the theory of general condensate-like materials, for which characteristic kinetic energies are significantly smaller than interparticle potentials [
42].
One example of such a material is helium II, the superfluid phase of helium-4. For the latter, the logarithmic superfluid model is known to have been well verified by experimental data [
10,
43]. Among other things, the logarithmic superfluid model does reproduce the sought-after Landau-type spectrum of excitations, discussed in the previous Section; detailed derivations can be found in [
10]. One of underlying reasons for such phenomenological success is that the ground-state wavefunction of free (trapless) logarithmic liquid is not a de Broglie plane wave, but a spatial Gaussian modulated by a de Broglie plane wave. This explains the liquid’s inhomogenization followed by the formation of fluid elements or parcels; which indicates that such models do describe fluids, rather than gaseous matter [
44,
45,
46,
47,
48,
49].
To summarize, a large number of arguments to date, both theoretical and experimental, demonstrate the robustness of logarithmic models in the general theory of superfluidity. In the next Section we shall demonstrate the logarithmic superfluid model’s capabilities when assuming superfluidity of the physical vacuum itself.
In what follows, we shall make use of a minimal inhomogeneous model for the logarithmic superfluid which was proposed in [
42], based on statistical and thermodynamics arguments. In the F-observer’s picture, its wave equation can be written as
where
is a radius-vector’s absolute value, and
and
q are real-valued constants. For definiteness, let us assume that
, because one can always change the overall signs of the nonlinear term
and the corresponding field-theoretical potential
. As always, this wave equation must be supplemented with a normalization condition (
1), boundary and initial conditions of a quantum-mechanical type; which ensure the fluid interpretation of
[
50].
One can show that nonlinear coupling
is a linear function of the quantum temperature
, which is defined as a thermodynamic conjugate of quantum information entropy sometimes dubbed as the Everett-Hirschman information entropy. The latter can be written as
, where a factor
is introduced for the sake of correct dimensionality, and can be absorbed into an additive constant due to the normalization condition (
1). Therefore, one can expect that the thermodynamical parameters
are constant at a fixed temperature
. Thus, for a trapless version of the model (
11) we have four parameters, but only two of them,
m and
, are
a priori fixed, whereas the other two,
and
q, can vary depending on the environment.
3. Induced Gravitational Potential
Invoking model (
11), while neglecting quantum fluctuations, let us assume that physical vacuum is a collective quantum state described by wavefunction
, which forms a self-gravitating configuration with a center at
. Therefore, for this state, the solution of Equation (
11) is equivalent to the solution of the linear Schrödinger equation,
for a particle of mass
m driven by an effective potential
when written in Cartesian coordinates [
42]. If working in curvilinear coordinates, the last formula must be supplemented with terms which arise after separating out the angular variables in the wave equation.
In the absence of quantum excitations and other interactions, it is natural to associate this effective quantum-mechanical potential with the only non-removable fundamental interaction that we know of: gravity. This interpretation will be further justified in
Section 4. Therefore, in Cartesian coordinates one can write the induced gravitational potential as
where we assume that the background superfluid is trapless, i.e., we set
. It should also be remembered that in curvilinear coordinates, this formula must be modified according to the remark after Equation (
14); but for now we shall disregard any anisotropy and rotation.
It should be noticed that if one regards this potential as a multiplication operator then its quantum-mechanical average would be related to the Everett-Hirschman information entropy discussed in the previous Section: . This not only makes theories of entropic gravity (which are essentially based on the ideas of Bekenstein, Hawking, Jacobson and others) a subset of the logarithmic superfluid vacuum approach, but also endows them with an underlying physical meaning and origin of the entropy implied.
We can see that the induced potential maintains its form as long as the physical vacuum stays in the state . If the vacuum were to transition into a different state, then it would change its wavefunction; hence the induced gravitational potential would also change. We expect that our vacuum is currently in a stable state, which is close to a ground state or at least to a metastable state, with a sufficiently large lifetime. It is thus natural to assume that the state is stationary and rotationally invariant.
As we established earlier, the wavefunction describing such a state should be the solution of a quantum wave equation containing logarithmic nonlinearity. In the case of trivial spatial topology and infinite extent, the amplitude of such a solution is known to be the product of a Gaussian function, which was mentioned in the previous Section, and a conventional quantum-mechanical part, which is a product of an exponential function, power function and a polynomial. Thus we can write the amplitude’s general form as:
where
is a polynomial function,
and
a’s are constants, and
is a classical characteristic length scale of the logarithmic nonlinearity (alternatively, one can choose
being equal to the quantum characteristic length,
, which might be more useful for
ℏ-expansion techniques). If quantum liquid occupies an infinite spatial domain then the normalization condition (
1) requires
which is also confirmed by analytical and numerical studies of differential equations with logarithmic nonlinearity of various types [
23,
24,
25,
28,
31,
35,
42].
Both the form of a function and the values of and a’s must be determined by a solution of an eigenvalue problem for the wave equation under normalization and boundary conditions. At this stage, those conditions are not yet precisely known; even if they were, we do not yet know which quantum state our vacuum is currently in. Therefore, these constants’ values remain theoretically unknown at this stage, yet can be determined empirically.
Furthermore, for the sake of simplicity, let us approximate the power-polynomial term
, by the single power function
, where the constant
is the best fitting parameter. Therefore, we can approximately rewrite Equation (
16) as
which is more convenient for further analytical studies than the original expression (
16). From the empirical point of view, the function (
18) can be considered as a trial function, whose parameters can be fixed using experimental data following the procedure we describe below.
For the trial solution (
18), the normalization condition (
1) immediately imposes a constraint for one of its parameters:
where we introduced an auxiliary function
, where
and
are the gamma function and Kummer confluent hypergeometric function, respectively. If values of
a’s and
are determined, e.g., empirically, then this formula can be used to estimate the ratio
.
Furthermore, by substituting the trial solution (
18) into the definition (
15), we derive the induced gravitational potential as a sum of seven terms:
where
and
is the additive constant. Here, and throughout the paper, we denote the sign functions by
’s:
, and use the following notations:
where
G is the Newton’s gravitational constant as per usual.
Furthermore, Lorentz symmetry emerges in the “phononic” low-momentum limit of the theory, as discussed in the previous Section. Therefore, a R-observer would perceive the gravity induced by potential (
20) as curved four-dimensional spacetime, which is a local perturbation (not necessarily small) of the background flow metric, such as the one derived in Section 5.3 of [
7], see
Section 7.1 below. In a rotationally invariant case, the line element of this spacetime can be written in the Newtonian gauge; if
, then it can be approximately rewritten in the form
where
,
is the line element of a unit two-sphere, and a leading-order approximation with respect to the Planck constant is implied, as usual. The mapping (
29) is valid for regions where the induced metric maintains a signature ‘
’, and its matrix is non-singular. In other regions, such as close vicinities of spacetime singularities or horizons, the relativistic approximation is likely to fall outside its applicability range, thus it should be replaced with the F-observer’s description of reality.
The main simplifying assumptions and approximations underlying the derivation of our gravitational potential are summarized and enumerated in the
Appendix B.
6. Galactic Rotation Curves
In this Section, we demonstrate how induced gravitational potential can explain various phenomena, which are usually attributed to dark matter. Let us focus on the terms (
24) and (
25), which were partially discussed in
Section 4.5. Because they become significant at a galactic scale and above (i.e., a kiloparsec to megaparsec scale), it is natural to conform them to astronomical observations; such as those of rotation curves in galaxies.
In a spherically symmetric case, velocity curves of stars orbiting with non-relativistic velocities on a plane in a central gravitational potential
can be estimated using a simple formula
, where
v is the orbital velocity,
is the centripetal acceleration, and
R is the orbit’s radius. The cylindrically symmetric case can be considered by analogy, by assuming various disk models [
55,
56].
Considering the terms (
24) and (
25) in conjunction with the Newtonian term (
23), we thus obtain
where
while the contribution from the term (
26) is disregarded for now, due the assumed smallness of the “local” cosmological constant
; and the contribution from the term (
21) is disregarded due the assumed smallness of the corresponding characteristic length, according to discussion in
Section 4.3.
In the case of a galaxy, the contribution from the Newtonian term
rapidly decreases as
R grows. Correspondingly, the main contribution would then come from the second term in a row,
, and then from the third term,
. From Equation (
65) one can see that the contribution from
is constant, which explains the average flatness of galactic rotation curves.
Notice that the value of velocity
depends on one of the wavefunction parameters
and one of quantum temperature parameters
. Both are not
a priori fixed parameters of the model, cf. Equations (
12) and (
18), but vary depending on the environment and conditions: background superfluid gets affected by the gravitational potential it induces, because this potential acts upon the surrounding conventional matter, thus creating density inhomogeneity. Therefore,
and
should generally be different for each galaxy; and hence should
be.
Similar to the case of
, the parameter
hence a value
at a fixed
R will also be dependent on the gravitating object they refer to. This potential should usually be negligible on the inner scale length of a galaxy, but as
R grows towards the extragalactic length scale,
, rotation curves should start to deviate from flat:
which can be used for estimating the combination of superfluid vacuum parameters
empirically. In cases where the contribution from other terms of the induced potential cannot be neglected, Equation (
63) must be generalized to include those too.
Possible galactic-scale regions, where this non-flat asymptotics should become visible, depending on a value
, are the outer regions of large spiral galaxies, such as M31 or M33 [
57,
58,
59,
60,
61], where
can not only overtake
but also become comparable with
.
8. Conclusions
Working within the framework of the post-relativistic theory of physical vacuum, based on the logarithmic superfluid model, we derived induced gravitational potential, corresponding to a generic quantum wavefunction of the vacuum. This mechanism is radically different from the one used in models of relativistic classical fluids and fields, which are based on modifying the stress-energy tensor in Einstein field equations.
The form of such a wavefunction is motivated by ground-state solutions of quantum wave equations of a logarithmic type. Such equations find fruitful applications in the theory of strongly-interacting quantum fluids, and have been successfully applied to laboratory superfluids [
10,
43,
49]. We note that, in principle, one is not precluded from adding other types of nonlinearity, such as polynomial ones, into the condensate wave equations, but the role of logarithmic nonlinearity is crucial.
Thus, we used a logarithmic superfluid model with variable nonlinear coupling, because it accounts for an effect of the environment in a more realistic way than the logarithmic model with a constant coupling. As a result, for the trapless version of our model, we have four parameters, but only two of them are
a priori fixed, whereas the other two can vary, depending on the quantum thermodynamic properties of the environment under consideration. Additionally, a number of parameters come from the wavefunction solution itself. Those are not independent parameters of the theory, but functions thereof. Because we do not yet know the exact form of the superfluid wavefunction, see remarks at the end of
Section 3, we leave those parameters to be empirically estimated, or bound, at the stage of current knowledge.
It turns out that gravitational interaction has a multiple-scale structure in our theory: induced potential is dominated by different terms at each length scale; such that one can distinguish sub-Newtonian, Newtonian (inverse-law), galactic (logarithmic-law), metagalactic (linear-law), and cosmological (square-law) parts. A relativistic observer, who operates with low-momentum small-amplitude fluctuations of superfluid vacuum, observes this induced potential by measuring the trajectories of probe particles moving along geodesics in induced four-dimensional pseudo-Riemannian spacetime. The metric of the latter is determined by virtue of the BEC-spacetime correspondence and fluid-Schrödinger analogy, applied jointly.
The sub-Newtonian part of the induced gravitational potential is defined as one which grows faster than the inverse law, as distance tends towards zero. It can be naturally divided into the following two parts. One part has an inverse square law behaviour, and thus can be associated with the gravitational field caused by a gauge charge, such as an electric charge. On a relativistic level, it is described by Reissner–Nordström spacetime. The other part has ‘inverse square times logarithm’ law behaviour, which might become substantial at both ultra-short and macroscopic distances, depending on the values of the corresponding parameters. If it “survives” at macroscopic distances, then it upgrades Newton’s gravitational constant to a function of length, such that gravity has both strong and weak regimes.
With the potential or spacetime metric in hand, one can, in principle, assign effective fictitious matter density to our potential, which corresponds to “dark matter” and “dark energy”. This can be done in two ways: either by Einstein field equations in a relativistic case, or the Poisson equation in a non-relativistic one. It should be noted that the resulting density in each of the cases can be modified, depending on whether the gravitational constant is considered to be running or not. This will require more verification from future experimental and theoretical studies.
Furthermore, on a galactic scale and above, the potential is dominated by non-Newtonian terms, which do not vanish at spatial infinity. This explains the non-Keplerian behaviour of rotation curves in galaxies, which is often attributed to dark matter. Our model, not only explains the average flatness of galactic rotation curves, but also makes a number of new predictions. One of them is the approximately linear law behavior of gravitational potential on a metagalactic scale, which is an intermediate scale between galactic distances and the size of the observable universe. This should partially affect galactic rotation curves too: as the distance from the gravitating center grows further towards the metagalactic length scale, a squared velocity’s profile asymptotically changes from being flat towards linear, cf. Equation (
66).
On the other hand, at the largest length scale, the induced potential displays square law behaviour. If the quadratic term is negative-definite, then the corresponding metric describes (asymptotically) de Sitter space, merely written in static coordinates. Taken together with the contribution from the linear potential term, this explains the accelerating expansion of the corresponding spacetime region, which is usually associated with dark energy.
Such expansion could supplement the “global” one, caused by laminar flow of background logarithmic superfluid absent any other matter, which induces a FLRW-type spacetime. The occurrence of more than one type of expansion mechanism, could be responsible for the discrepancy between measurements of the Hubble constant using different methods.
The relevant problems, such as smallness of cosmological constants and cosmological coincidence, were also discussed.
To conclude, we used the BEC-spacetime correspondence and fluid-Schrödinger analogy to argue that the description of reality and fundamental symmetry crucially depend on the choice of an observer. We demonstrated that both dark matter and dark energy are related phenomena, and different manifestations of the same object, superfluid vacuum, which acts by inducing both gravitational potential and spacetime.