Abstract
We present some general results for the multi-critical multi-field models in recently obtained using conformal field theory (CFT) and Schwinger–Dyson methods at the perturbative level without assuming any symmetry. Results in the leading non trivial order are derived consistently for several conformal data in full agreement with functional perturbative renormalization group (RG) methods. Mechanisms like emergent (possibly approximate) symmetries can be naturally investigated in this framework.
1. Introduction
Quantum and statistical field theories are important mathematical models which can be used to describe physical systems and their universal behavior approaching criticality. The theoretical paradigm was strongly developed in the last decades starting from modern renormalization group (RG) concepts [1,2,3], under which a critical theory is seen as a scale invariant fixed point of the RG flow [4]. Another line of interesting developments followed the observation and (partial) understanding that Poincaré and scale invariance for unitary theories can be lifted to the larger conformal symmetry. This seems to work not only in four dimensions, since there is strong evidence for it to be true also in three dimensions (where conformal bootstrap methods [5,6] give numerical predictions for the critical exponents with unmatched precision). This enlargement of symmetry seems to be true, at least up to the present investigations, also for non unitary theories and in other dimensionalities, including fractional ones. Indeed the assumption of conformal symmetry leads to correct results at least within the approximations adopted. Many investigations in a conformal field theory (CFT) framework have been carried on with perturbative methods, e.g., in the -expansion, originally developed in RG analysis [7], taking advantage of the knowledge of the equation of motion at criticality [8,9,10,11,12,13,14,15], using the Mellin space approach [16], large N [17] or large spin [18] expansions, conformal block expansion [19], etc. Expecially RG methods have also revealed as a fertile source for applications to other quantitative sciences. Moreover these methods are useful not only for investigating the effective behavior of different physical systems at large distances, but are important in the quest of defining which quantum theories can be considered consistent and fundamental, a question still open in particle physics.
In what follows, we shall illustrate how to conveniently use few basic properties of CFTs in , namely its constraints on the two and three point correlators, following [13,14,20]. Adopting a basis of normalized scalar primary operators1 with scaling dimensions , the two-point correlators have the form
and the three-point correlator for scalar primary operators is also strongly constrained by conformal symmetry and reads
in which are the structure constants of the CFT. The quantities are also known as conformal data and the CFT is completely determined by their knowledge.
Given the set of fields (and eventually symmetries) characterizing the Quantum Field Theory QFT (or the CFT), perturbation theory is a powerful tool to get an idea of the critical points in the theory space. In particular the perturbative -expansion analysis below the upper critical dimension, at which the theory is trivial, is very effective. In this case another useful step, helping in simplifying the extraction of the first non trivial corrections to conformal data, is the adoption of a Lagrangian description () at criticality which allows to use the equation of motion through the Schwinger–Dyson equations (SDE) for correlators. Since at separate points no contact terms are present, one has
It is interesting to consider this CFT-SDE approach in the study of multi-critical theories of N fields characterized by a critical generic potential
with independent monomial interactions (and couplings). The critical dimension is , a fractional number for or . For theories with the simple standard kinetic term the critical action reads
and then all the fields have the same canonical dimension but may start to differ in the anomalous dimension . Introducing , one has .
The other ingredient needed for the perturbative analysis is the knowledge of the free theory correlators, which are defined at the upper critical dimension for . The two-point function is simply given by
where is the dimension of the field in the free theory () and
The two-point function can be put in the canonical form with a normalized coefficient using the rescaled field defined through . Then the two-point function of the composite operators can be computed, e.g.,
in which on the r.h.s the j indices are symmetrized (including the inverse factor of ). We shall also need the expression for the generic three-point function
where the coefficients on the r.h.s are nonvanishing only when the number of propagators
in each edge of the diagram in Figure 1 turns out to be nonnegative.
Figure 1.
Wick contraction counting of a three point correlator. The vertices are labelled by , the order of the i-th vertex is , and there are lines connecting two distinct vertices i and j.
They are obtained from the condition for . In this case the coefficients are
where the parenthesis enclosing the Kronecker deltas indicates that the is the js and the ks are separately symmetrized (including an inverse factor of ) and the first factor is just the single-field counterpart
We shall show that the systematic use of all the relations recalled above can give access to a large set of conformal data in the first non trivial order in the perturbative -expansion [13,14,20]. The results are the same as those obtained with perturbative RG methods, which if treated at functional level give rise to a very compact and effective computational framework. Actually for certain models (unitary multi-critical) one can easily reconstruct the functional perturbative RG (FPRG) equations [21,22,23,24,25] starting from the obtained CFT relations.
Before discussing which relations are implied by assuming the CFTs and the lagrangian description in the general multi-field case, let us illustrate how to deal with the simpler theories with a single scalar field [13]. We shall restrict here to theories with standard kinetic term, but investigations have been carried out also for multi-critical higher derivative theories revealing an unexpected rich structure [20].
2. Review of the Single Scalar Field Case
In this section the field anomalous is denoted by () while for the composite operators the scaling dimension is denoted by (anomalous dimension ). We consider here the critical potential with n integer for a family of multi-critical unitary theories, mostly following [13].
– Field anomalous dimension : it can be obtained by applying to the field two-point function ( reduces to c in the free theory) the SDE twice,
This gives at leading order (LO) the value for :
– Anomalous dimension : for it can be derived applying twice the SDE to the three-point correlator (for SDE are applied once). Starting from one gets
which defines .
– Anomalous dimension : for it can be obtained applying once the SDE to the three-point correlator . The relation gives at LO
which results in the recurrence relation (with boundary condition )
where . One must note that for the SDE imply that , i.e., and that even if is a descendant operator, at leading order three point correlators including this one satisfy the same CFT constraints as for a primary operator.
– Structure constant : it can be obtained for unitary theories with even interactions applying once the SDE to the three-point correlator . The relation gives at LO, removing the space time dependence,
which is valid in the range , and .
Similar results for and for non unitary odd models can be obtained following the same procedure.
– Structure constant : it can be obtained applying twice the SDE to the three-point correlator . The relation becomes, at LO, removing the space time dependence,
from which one can derive the expression for , valid for and .
– Criticality condition: It can be obtained in different equivalent ways. Let us derive it analyzing the correlator , for which the structure constant can be obtained from setting and
Starting from the relation one obtains
which gives
and substituting the LO expression for the anomalous dimension ,
which fixes the dependence in of the critical coupling .
2.1. Relation to the FPRG Approach
We consider here the unitary multi-critical single field scalar theories to LO with marginal interaction . Results obtained in the CFT-SDE approach for the criticality condition and for the anomalous dimensions of the composite operators, which can be written as monomial for to LO, can be conveniently combined together in a single functional relation which is the same obtained in a perturbative RG approach raised at functional level, the FPRG flow equation. The construction goes as follows. First of all it is convenient to redefine the quantities rescaling .
The criticality condition, after rescaling the coupling , reads
Diving by and multiplying by , where the rescaled field , one gets a more suggestive form
so that, on defining the critical multicritical potential as , such that , one can write the criticality condition as
since . This is the LO fixed point equation obtained in a perturbative framework in the scheme where the coupling (critical potential) has been conveniently rescaled. Indeed the term proportional to the anomalous dimension of the field , which would be given by , is negligible at this order, since .
We can now move on and consider the additional information given by the anomalous dimension of the composite operators obtained in Equation (17) to which we apply the rescaling mentioned above,
Therefore the operator has a scaling dimension . To parametrize a deformation around the multi-critical theory along these directions one can introduce the corresponding couplings , which have dimensions . This means that the linearized flow around the fixed point induced by a scale change, must be
Introducing the quantity and substituting the value of the LO anomalous dimension from Equation (25), one can write
and noting that the last term can be rewritten as
where , one can pack the information of the critical condition and of the flow for any power-like deformation at LO in a single equation. Indeed defining the potential and taking into account Equation (24) one can write
This is the so called functional perturbative RG flow equation for the potential [21,22], restricted at LO so that it takes into account only the corrections. It is interesting to note that such parallelism among CFT and perturbation theory is still valid at NLO where the field anomalous dimension start to play an important role. In this case additional information is also given by some special structure constants (OPE coefficients) derived at LO in the CFT+SDE framework which can be also obtained analyzing the expansion of the beta functional for v in the second order in the deformations [22]. We also note that for non unitary theories, with standard kinetic terms but odd potential interactions or higher derivative theories which can have also derivative interactions, results in the -expansion obtained assuming conformal symmetry have been found to be in full agreement with renormalization group analysis [20,24].
2.2. Example: The Universality Class of the Critical Ising Model in
Here we specialize some of the results of this section to a critical field theory with interaction in dimensions. Since the model is known to capture the physics of the universality class of the lattice Ising model at criticality, we will make explicit connections with the language of statistical field theory. We take the potential to be , therefore using and in (29), which means that a rescaling is understood, we find that the flow of the coupling becomes the well-known beta function
Using (14) and (21) (or (14) with a rescaling together with (30)) we find the anomalous dimension of the field which is related to the critical exponent . Explicitly
which is quadratic in as expected, and therefore gives a subleading contribution to the problem. The scaling exponent which corrects the scaling dimension of the composite quadratic operator is obtained using (25) for . By definition is related to the critical exponent governing the scaling of the correlation length , which can be determined using (26) and some standard hyperscaling arguments. We find to the leading order
which completes the determination of the independent (infrared relevant) critical exponents governing the critical point of the Ising universality class. All subsequent thermodynamical exponents can be deduced using the hyperscaling hypothesis.
3. Multiple Scalar Field Case
The analysis for theories with multiple scalar fields goes along the lines of the one briefly recalled in the previous Section, but with some important differences which requires some extesions [14]. One can summarize them
- The scaling scalar fields arise from a mixing which is manifest in general in the splitting induced by different anomalous dimensions , eigenvalues of the anomalous dimension matrix.
- There are many more composite operators (even without derivatives) at LO, defined in general as a superposition of all monomials of the scaling fields with scaling dimension . The analysis leads to recurrence relations which can be solved to give secular equations for the LO anomalous dimensions (eigenvalues) and the tensors (eigenvectors).
- Structure constants (involving some composite operators ) are obtained just as in the single field case.
- For unitary models with even interactions and models with cubic interactions2 () one can obtain as in the single field case the criticality conditions and see that the relation with the FPRG approach.
In the following the main results are illustrated. We refer to [14] for the details of the derivations.
3.1. Field Anomalous Dimensions
For the primary fields the two-point function is constrained by CFT as
where is a constant whose value in the free theory is c. Applying the SDE one finds that the anomalous dimensions are given by the eigenvalues of the matrix
which is valid for both integer (unitary theories) and semi-odd (perturbatively unitary or non unitary theories) values of n. The matrix depends on the particular solution for the critical theory in theory space one considers. Depending on the level of symmetry of the critical theory (the critical potential) anomalous dimensions can be all different or have various levels of degeneracy.
3.2. Anomalous Dimensions for Composite Operators
– Quadratic operators: they can be studied by exploiting the properties of the three-point correlator.
. For consistency by applying the SDE once gives the secular equation
In the other cases one has to apply the SDE twice and obtains
Moreover of there is a family of descendant scaling operator given by with anomalous dimension .
– Higher order operators: the LO anomalous dimensions for the scaling operators with can be extracted from the study of the three-point correlators by applying once the SDE and impose the consistency. The relation gives at LO
leading to the recurrrence relation
where has been defined in the previous section. To solve this recurrence relation one has to find before and then proceed by induction. In doing so some algebraic manipulations are necessary in order to be able to single out, from the secular equation for and , a contraction with the tensor itself, so that the equation becomes linear in the tensor S. Details can be found in [14]. Observing that , for are subleading (depend quadratically in the critical potential) one can find
and for the full infinite tower of this family of composite operators ()
where the round backets stand for the symmetrization of the enclosed indices. One can verify that the LO recurrence relation is valid also for , cases for which in the three-point correlator a descendant operator is present, fact which makes impossible to use the form of Equation (2). This problem can be bypassed using again the SDE and this suggests also a way to find for the unitary theories the criticality condition, which gives the solutions for critical potential (couplings) as functions of .
3.3. Structure Constants
The computation of structure constants for the multi-field case is a straightforward extension of the single-field case described in Section 3.
– Structure constants : for unitary theories with even interactions they can be obtained applying once the SDE to the three-point correlator . Indeed the relation gives at LO
which is valid in the range , and , with , and . The S and tensors are among the solutions of the secular equations of the previous Section.
– Structure constants and : they can be obtained for theories with odd interactions in a similar way. Setting :
which is valid only in the range and and for , , . Making the shift and one finds also
where now fall in the range and , and the integers satisfy the relations , , .
– Structure constants : they can be obtained applying twice the SDE to the three-point correlator . Evaluating one obtains
valid for and .
– Structure constants : for theories with odd interactions, i.e., with odd (we define ), they can be obtained applying three times the SDE to the three-point correlator . The relation becomes at LO
Noting that one obtains
3.4. Criticality Conditions
– or : this case corresponds to theories with cubic interactions. The relation gives at LO
where can be obtained from Equation (42) for . Then one finds the equation
This condition can be obtained from the Functional perturbative RG equation at LO for the potential
adopting the diagonal basis where .
– or : this case corresponds to unitary theories with quartic interactions. The relation can be found applying twice the SDE to the three point correlator and making use of the secular equation for the quadratic primary composite operators (at LO) , which can be obtained setting and in Equation (39). From the SDE equations one obtains
and using twice the secular relation involving this relation becomes
having factored out the dependence in the symmetric tensors, which span the whole space of symmetric objects with two indices.
– Integer n: this case corresponds to unitary multi-critical theories with even interactions. The criticality condition can be obtained applying twice the SDE to the three point correlator and making use of the secular equation given in Equation (39). Evaluating the relation one finds
Then one uses the eigenvalue equation in Equation (39) for and after few algebraic manipulation where we also factorize the dependence in the symmetric tensor one finally obtains
Similarly to the single field case one can show that the criticality condition as well as the secular equations for the composite operators given above can be obtained from the functional perturbative RG equation at LO for the potential [25,26]
3.5. Example: The Universality Class of the Critical Heisenberg Model in
Here we briefly discuss a simple application of the results of this section to the critical Heisenberg model. Like in the example of Section 2.2 we specialize to and therefore to a quartic interaction. We also choose a total of fields . The maximal symmetry that the model can have is , which is the symmetry content of the Heisenberg model at criticality. The potential is constrained to be of the invariant form because it depends on the invariant order parameter . Using (50) the beta function is
Using (34), where se should take into account the rescaling also used for (51), and expressing the derivatives of the potential we can determine the anomalous dimension matrix , which in general must be diagonalized. However in this case is a two-by-two diagonal matrix, so we can evince the anomalous dimension directly from . We find
which is obviously shared by all fields. The spectrum of composite operators containing two copies of the fields is more complicate since it contains operators that violate the model’s symmetry. One operator is however invariant and, in fact, coincides with the order parameter. Using the same logic of Section 2.2 from the scaling of this operator we can determine the scaling exponent of the correlation length
Interestingly our very general approach gives immediate access to all the deformations of the model which are not invariant and which might, consequently, be forgotten in approaches that make more use of symmetry constraints. As to prove this point we briefly mention that the above analysis can be generalized to arbitrary components, and that the corresponding field theory can have both a Heisenberg-type critical point which is maximally -invariant and a “cubic” anisotropic point which is not. In this case it is crucial to understand the role of the symmetry breaking deformations of the potential, in order to answer the question on which of the two is the IR critical point of the theory [27].
4. Discussion
As it has been recalled above, several universal data of the critical theories can be obtained in a perturbative approach at the first non trivial order by assuming the theory to be conformal and making use of the SDE which follow from an available Lagrangian description at criticality (as in the Landau–Ginzburg approach) and in particular this is true also for multi-field theories. In almost all investigations present in the literature, either using CFT or RG methods, perturbative or non perturbative, global symmetries in multi-field theories are assumed from the start, since this greatly constrains the number of possible interactions and therefore of possible critical theories. Such critical theories, not considering effects of symmetry breaking, always have a higher or at least equal symmetry compared to the assumed one. For example, if one considers all possible scalar theories with symmetries a fixed point with symmetry exists. Similarly for theories with scalar and fermions critical theories with an (enhanced) supersymmetric sector can appear [28,29]. For unitary models of this kind critical theories with enhanced symmetry are typically infrared attractive, meaning that these larger symmetries can be interpreted as an emergent phenomena at large distances.
In some past RG investigations of theories with quartic interactions the so called trace property condition for the critical potential, which leads to full degeneracy of the field anomalous dimensions, was assumed therefore reducing the possible number of critical theories [30,31,32]. A general study without assumptions has yet to come. An attempt to systematize this search for all possible theories with two fields has been done in [26]. Also studies of theories with cubic interactions can be interesting. Multi field theories with N fields and symmetry have been studied at large N in [33] showing the appearance of a unitary critical theory at perturbative level. For this is the case also for the three-state Potts model. We have analyzed them up to and found six non trivial novel critical theories, with three real different field anomalous dimensions, or two degenerate or all degenerate. In particular two critical theories, characterized by some specific symmetries, appear to have all positive anomalous dimensions and therefore unitary at perturbative level. Similarly we have analyzed theories with quintic interaction and . In our approach we can also show that there are no other theories with quartic interactions besides the ones already known in the literature. All these results will appear soon in a forthcoming work [34]. We find also non unitary critical theories with not only complex couplings but complex anomalous dimensions. These are related to the idea of complex conformal field theories and can be relevant to describe properties of RG flows [35,36].
Even if certainly a difficult task, it is important to start systematic analysis of theories with several fields not assuming any symmetry and study the full spectrum of possible critical theories characterizing the theory space. In particular we have shown that the knowledge of the scaling dimension of composite operators can give access within a certain approximation, such as in perturbation theory in -expansion, to RG flows properties inside the theory space. We note that a flow trajectory which for any reason pass close to some critical point in theory space, characterized by a certain symmetry, is related to the fact that such a theory spends a large amount of RG-time inside a quasi conformal windows and is characterized by the corresponding approximate global symmetry. One can envisage some interesting cases, which could be of interest in the quest of searching UV completion for the Standard Model (SM) of particle physics. Independently of the UV completed model, which could be related also to an asymptotic safety scenario even not considering gravity as recently suggested [37], having a QFT description at some high but under Planck scale in some theory space, the RG flow could pass at some scale M much larger than the Electroweak one () close to fixed points which could be characterized by certain level of SUSY or even some GUT symmetry. From lower energy scales, having at our disposal experimental scattering data with increasing energies, one could have the impression that the fundamental theory is characterized by such symmetries, even if they were just approximate in a certain energy window. Moreover a renormalizable scenario which fits the asymptotic safety paradigm is related to a fixed point with a finite number of relevant operators (directions) in the theory space, so that it provides dynamically a high degree of predictivity since most of the parameters (couplings) of the theory are not independent along the flow. This shows the importance could have a systematic understanding of the theory space of the SM QFT, which we believe to be just an effective theory, or of some of its extensions, in building a comprehensive picture. All possible tools to characterize all the non trivial critical theories in four (and also other) dimensions would be welcome.
Funding
The research of O.Z. was funded by Deutsche Forschungsgemeinschaft (DFG) under the Grant Za 958/2-1.
Acknowledgments
G.P.V., A.C. and O.Z. are grateful to Martin Reuter and all other partecipants of the workshop Quantum Fields—From Fundamental Concepts to Phenomenological Questions for the interest shown in the topics of this work.
Conflicts of Interest
The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
| RG | Renormalization group |
| FPRG | Functional perturbative renormalization group |
| QFT | Quantum field theory |
| CFT | Conformal field theory |
| SDE | Schwinger–Dyson equations |
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| 1 | An operator is said primary when, taken in the origin, commutes with, or “is annihilated by”, the special conformal generator. |
| 2 | In the multi-field case critical models with cubic interactions can be either unitary or non unitary in perturbation theory. |
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