1. Introduction
Gauge-invariant fields of the Frohlich–Morchio–Strocchi (FMS) type [
1,
2] provide a consistent and gauge-invariant description of spontaneously broken gauge theories [
3]. They are related to the original fields via an invertible field redefinition [
4]. This ensures physical equivalence with the standard formulation in terms of elementary non-gauge-invariant fields, since the physical observables, including the S-matrix elements, do not depend on the specific field parameterization chosen, provided that the asymptotic states are left unaffected. This is a general result of Quantum Field Theory known as the Equivalence Theorem [
5,
6,
7,
8,
9]. Physical equivalence can also be proven directly by cohomological arguments [
10].
Gauge-invariant fields exhibit several desirable properties. They are associated with positive spectral density [
11,
12], as should be expected for a physical description of these excitations. This is in contrast with the ordinary scalar field used to describe the Higgs mode, whose Källén–Lehmann representation is not gauge-invariant and exhibits a non-positive spectral density.
Unfortunately, power-counting renormalizability is, in general, not manifest when using gauge-invariant fields [
4], due to their composite nature. However, it turns out that power-counting renormalizability can be retained provided one uses appropriate Lagrange multipliers embedded into the so-called BRST doublets [
13,
14] in order to enforce a field change in the variables, as discussed in [
10,
15,
16].
Moreover, gauge-invariant fields allow for the effective control of the physical content of the Slavnov–Taylor (ST) [
17,
18,
19] identities, a crucial set of functional relations for the vertex functional
that generate the one-particle irreducible (1-PI) amplitudes of the model, which ensures the cancellation of unphysical intermediate states associated with the quartet mechanism [
20,
21,
22].
In fact, each 1-PI amplitude can be expanded according to the number of internal Higgs fields and the number of vector meson gauge-invariant fields. It turns out that separate ST identities hold for the different sectors , i.e., physical unitarity cancellations occur independently in each sector.
This natural yet technically non-trivial property has been proven in ref. [
15] with the Algebraic Renormalization approach [
23,
24]. Explicit examples were presented for ST identities involving two-point 1-PI amplitudes in the Abelian Higgs–Kibble model with chiral fermions.
In the present paper we take one step further and extend the diagrammatic analysis of the FMS gauge-invariant formalism to ST identities involving three-point 1-PI amplitudes.
In particular we check the fulfillment of the sector-by-sector ST identities for the UV-divergent parts of the fermionic amplitudes in an Abelian chiral model.
The main motivation for this is that for chiral theories, no symmetric regularization scheme is known to preserve the ST identities at the regularized level, due to the presence of the
matrix, and so one has to work out finite symmetry-restoring counter-terms order by order in the loop expansion [
25].
One may hope that the FMS gauge-invariant formalism can provide some guidance to identify a general strategy in order to obtain these finite counter-terms.
As a preliminary step toward this goal, we check, in the present paper, the fulfillment of the ST identities for the UV-divergent parts of the 1-PI amplitudes and describe in detail the underlying cancellation mechanism.
As is well-known, at one loop order, UV divergences have to fulfill the ST identities, with the ambiguities in the regularization procedure only affecting finite one-loop counter-terms. Thus, the UV-divergent parts of the amplitudes provide a very clean basis to understand the sector decomposition holding true in the FMS formalism.
First of all let us consider amplitudes without external fermion legs. For these amplitudes it is clear that fermion loops always contribute to the -sectors, while -sectors, where either or is greater than zero, are unaffected by fermionic contributions. So for those sectors, one can safely use naive Dimensional Regularization with an anticommuting matrix in order to ensure the fulfillment of the ST identities already at the regularized level.
On the other hand, one-loop amplitudes involving external fermion legs contain one fermionic chain. Therefore, one in general obtains contributions from those chains to all -sectors due to insertions on the chain of scalar, ghost and gauge propagators.
In this case several new aspects arise. Cancellations among unphysical states in these latter sectors can be analytically traced and display an interesting structure, as will be explicitly shown.
Moreover, the relevant set of one-loop ST identities involves both three-point and two-point 1-PI functions. However, their projection on the sectors yields a set of algebraic relations where the two-point functions only appear in sectors with . This is because at one loop, there are obviously at most two internal lines in a two-point 1-PI amplitude, so these amplitudes cannot simply contribute to sectors with (at one loop order, three point functions have at most three internal lines).
This seemingly obvious fact has deep implications in the problem of the restoration of the ST identities broken by intermediate regularization and is tied to the locality properties of the theory.
In fact, finite counter-terms, required to restore the ST identities, can also be decomposed according to the -grading. Therefore, finite counter-terms, modifying the two-point 1-PI amplitudes, will only affect the relevant ST identities’ projections to which two-point amplitudes actually contribute. In the sector , one has to work out finite counter-terms affecting the three point functions directly.
We will present explicit results for the full set of finite symmetry-restoring counter-terms, derived by exploiting such a decomposition, in a separate publication. The present paper is devoted to describing the sector decomposition structure of UV divergences.
The paper is organized as follows. In
Section 2 we review the FMS gauge-invariant formalism in its BRST version and describe the ST identity decomposition on separately invariant sectors. In
Section 3 we make a connection with the standard formalism and establish a dictionary between the FMS and the conventional amplitudes. In
Section 4 we consider two-point ST identities.
Section 5 contains a detailed analysis of selected fermionic three-point ST identities and their substructure, while
Section 6 presents an analysis of ST identities involving three-point bosonic amplitudes. Finally, our conclusions are presented in
Section 7. The appendices contain the tree-level vertex functional and the propagators (
Appendix A), the functional identities of the theory (
Appendix B) and the explicit results for the UV-divergent part of the relevant amplitudes involved (
Appendix C).
2. The Model
We consider an Abelian Higgs–Kibble model with chiral fermions in the gauge-invariant formalism of [
15].
The Frohlich–Morchio–Strocchi (FMS) gauge-invariant fields are denoted by
h and
:
where ∼ denotes on-shell equivalence when the equations of motions for the Lagrange multipliers
X and
,
enforcing the relevant constraints on the fields
, are imposed [
15]. The operator
is defined in Equation (
A2).
In the above equations
is the Higgs complex field,
represents the physical scalar mode and
represents the Goldstone field.
v is the vacuum expectation value (v.e.v.). Moreover,
is the covariant derivative, with
e being the coupling constant and
the Abelian gauge field. The fields
are on-shell equivalents to the FMS gauge-invariant fields originally proposed in [
1,
2].
A comment is in order here. The most general solution to Equation (
2) is
where
are free fields satisfying the equations
Perturbatively, one can safely choose the solution
. This can be easily seen by integrating out the auxiliary fields and noticing that the determinant of the differential operators drops out upon integration over the antighost and ghost fields:
i.e., the determinants arising from the
-function are exactly compensated (modulo inessential multiplicative factors) by the integration over the Grassmann variables
and
. A formal proof of these results has been given in [
16].
At variance with the approach discussed in [
4], power-counting renormalizability remains manifest. The technical reason can be ascribed to the presence of suitable derivative operators multiplying the Lagrange multipliers once the latter are embedded into BRST doublets [
13,
14]. In perturbation theory they do not affect the equivalence to the original theory, as can be seen both formally in the path-integral formalism by integrating out the Lagrange multipliers and in a mathematically rigorous approach using BRST techniques [
15,
16,
23].
In cohomological language, this is to say that the Lagrange multipliers only enter via a BRST-exact term [
14].
It turns out that the only dim.5 and dim.6 interaction terms in the classical vertex functional
in Equation (
A1) are those proportional to the Lagrange multipliers
X and
. The propagators
and
are, however, vanishing, so power-counting violating interaction vertices involving
are harmless. Moreover, the potentially dangerous interaction term
still does not violate power-counting renormalizabilty, due to the fact that the propagators
and
fall off as
, as one can see from Equation (
A7).
Thus, the model offers a power-counting renormalizable version of the FMS construction.
The 1-PI vertex functional
obeys the following Slavnov–Taylor (ST) identity:
This functional identity holds as a consequence of the classicalBRST symmetry of the gauge-fixed classical action
where
is the ghost field, and
the antighost.
b is the Nakanishi–Lautrup field, while
are chiral fermions.
The BRST transformations of
, being non-linear in the quantized fields, have to be defined by coupling them in the tree-level vertex functional
to the antifields
[
19,
26]. The complete classical vertex functional
, including the antifield-dependent terms and external sources required to define the functional equations of motion for the Lagrange multipliers, is given in Equation (
A1).
is the generating functional of the 1-PI amplitudes of the theory, namely
where
represents a field or an external source, the sum is over the loop index
n and all
r-tuples
of length
, and
is a combinatorial factor (for instance, in the case of three fields
of the same type,
).
is the 1-PI generating functional of 1-PI amplitudes at order
n in the loop expansion.
One can further expand the 1-PI Green’s functions according to the number of gauge-invariant fields
h and the combination
given by Equation (
A12), i.e.,
In the above equation we have denoted the functional derivative as
and have suppressed, for notation simplicity, the space–time dependence of the fields and external sources
.
is the sum of n-loop diagrams contributing to the 1-PI amplitude with external legs and containing internal h-propagators and internal -propagators. is the sum of n-loop diagrams contributing to the 1-PI amplitude without internal h- and -propagators.
One could in fact also choose not to use the combination
in Equation (
A12), but instead use
in Equation (
A8) and again achieve the decomposition of amplitudes according to
. We choose
, since Feynman rules on the diagonal basis are simplified with this choice.
The crucial result of [
15] is that the ST identities in Equation (
6) do not actually hold only for the full 1-PI amplitudes
, but also hold separately for each
-sector, namely
In the present paper we will specialize to the one-loop order so that there are no contributions from the bilinear terms in the last two lines of Equation (
11).
Moreover, we will consider the Landau gauge
and set the additional mass parameter
m in Equation (
A1) to zero. There is no loss in generality in making such a choice.
m is an additional parameter allowed by the symmetries of the theory and the power-counting, yet it is unphysical and will disappear once one recovers the amplitudes in the standard formalism, as has been extensively checked in [
27].
Thus, one can conveniently set for the purpose of studying the sector-by-sector ST identity fulfillment in the simplest-possible setting.
In the Landau gauge, ghosts are free, so there are no one-loop corrections to the BRST transformations of the fields of the theory, i.e.,
where the dots stand for any number of internal fields and external sources of the model.
Thus, the tower of
-ST identities simplifies to
4. ST Identities for Two-Point Amplitudes
We review here the analysis of the ST identities for two-point amplitudes. Unlike in the computations presented in [
15], where use is made of internal off-diagonal propagators on a symmetric basis, we recover here the same results by using the mass eigenstate propagators.
The reason is that mass eigenstate propagators are more suited to the automation of one- and higher-loop computations via tools like FeynArts/FormCalc [
28,
29]. Of course both bases are equivalent. In order to switch from the mass eigenstate basis to the symmetric one, Equations (
A6) and (
A12) are used. One sees from these equations that the symmetric Green functions involving only
,
and
coincide with those with external legs
,
and
.
In the present paper we will explicitly check the fulfillment of the ST identities sector-by-sector for the UV-divergent part of the relevant 1-PI amplitudes. We will work in Dimensional Regularization with anticommuting
. While this regularization scheme is known to be inconsistent (for a recent review see [
25]), it gives the correct results for UV divergences in the one-loop order. In a separate publication we will discuss the renormalization of the model in the Breitenlohner–Maison–’t Hooft’–Veltman (BMHV) scheme and the construction of sector-by-sector finite counter-terms for restoring the ST identities broken by the intermediate regularization.
The ST identities to be considered for two-point 1-PI functions are obtained by taking one derivative with respect to the ghost
and then with respect to
and
, respectively, and then setting all fields and external sources to zero. We obtain the two identities
to be verified in each
-sector. Since they involve two-point amplitudes,
.
As a preliminary remark, we notice that in order to study the contributions from diagrams involving
and
, it is useful to move to the variables
From Equation (
A5) one sees that the diagonal propagators
and
are vanishing, while the off-diagonal propagator reads
Therefore non-vanishing contributions from diagrams involving
can only arise through interaction vertices involving both
and
. Now the field
obviously depends only on
and
h. Through direct inspection, one therefore sees that in the tree-level vertex functional Equation (
A1), all interaction vertices only depend on
(and thus on
), with the exception of the vertex (we specialize here to the case of interest
).
Therefore, all diagrams involving
and
cancel each other out with the exception of those involving the vertex in Equation (
24).
We now discuss each identity in turn, labeled according to the fields over which functional differentiation is taken.
4.1. -STI
There are four sectors to be considered, namely , , and .
Sector
The -sector is spanned by diagrams with no internal h and -lines.
Diagrams involving internal
and
-lines and no vertices of the type used in Equation (
24) cancel each other out, and thus, they can be safely dropped in the subsequent analysis. For instance, the diagrams in
Figure 1 cancel out since the interaction vertices are the same, while the propagators of
(dashed red line) and
(dashed blue line) have opposite signs.
Moreover, since we are in Landau gauge and the Goldstone fields are massless, in Dimensional Regularization there are no contributions from Goldstone tadpoles.
In Dimensional Regularization the only non-vanishing diagrams in
and
are the fermionic bubbles depicted in
Figure 2.
In momentum space the first of the ST identities in Equation (
21) in the
-sector can be written for the UV-divergent parts of the 1-PI amplitudes, denoted by a bar, as
Through the direct inspection of Equations (
A26) and (
A27), one can easily checkthat the above relation is satisfied.
4.2. Sectors , and
The analysis of sectors
,
and
proceeds in a similar way. No fermions are involved in these sectors. By using (
A26) and (
A27), one can easily verify that Equation (
21) is fulfilled.
4.3. -STI
As in the case of
-STI, there are four sectors to be considered, namely
,
,
and
. Fermion contributions appear only in the sector
via the diagrams depicted in
Figure 3.
Again, cancellations between diagrams involving
,
and no vertices in Equation (
24) are at work.
By repeating the analysis and through the direct inspection of Equations (
A23), (
A24) and (
A26), one can check that the ST identities
are verified for each relevant
-sector.
We notice that, being a tadpole with just one internal line,
does not contribute to the sector
. This means that in this sector, the ST identity reduces to
i.e., the highest-order sector only involves amplitudes with the same greatest number of external legs.
A comment is in order here. The components and of and , respectively, contain dimension 3 terms and dimension 4 terms that violate power-counting renormalizability.
However, in the sums and , they cancel each other out. This is a consequence of the fact that power-counting renormalizability is violated in each sector, yet the sum of all sectors must obey bounds imposed by power-counting renormalizability, since the full theory is power-counting renormalizable.
6. Slavnov–Taylor Identities for Bosonic Amplitudes
We list here the set of Slavnov–Taylor identities involving the trilinear interaction vertices obtained by taking one derivative with respect to
,
,
and
,
,
, respectively:
Each Slavnov–Taylor identity in Equation (
42) can be further decomposedinto the sectors
The various contributions can be classified according to the value of the sum . Since the ST identities involve trilinear amplitudes, this sum can be at most 3. In this latter case the possible contributions are classified according to the sectors , , and .
One sees, according to the Feynman rules of the theory, that there are no contributions from the sectors and . Moreover, there are no contributions from the two-point amplitudes to the sectors where (because obviously the two-point amplitudes at one loop can have at most two internal lines).
When
, the relevant sectors are
,
and
. There are contributions to all of the amplitudes, as can be seen from the explicit computations of the UV-divergent part of these amplitudes reported in
Appendix C.
When , the sectors to be considered are and . Finally there is the -sector, containing all amplitudes without any internal h and -lines, including the fermion bubbles.
In momentum space the first part of Equation (
43) is given by
Equation (
43) reads
Momentum conservation implies that
(all momenta are consideredto be incoming) and that the support of the two-point functions is restricted to the hyperplane
for the two-point
amplitude and
amplitude, and to the hyperplane
for the two-point
amplitude. We have explicitly verified all of the relevant ST identities in each
sector through direct computations.
The results for the UV-divergent terms are reported in Equations (
A24)–(
A26), (
A32), (
A34) and (
A35).
As far as finite symmetry-restoring counter-terms are concerned, the above remarks imply that if the highest value of the sum
equals 3, only trilinear amplitudes must be corrected. This fact is not manifest in the full ST identity; see Equation (
42).
Similarly, when it comes to sectors with , no tadpole contributions can enter.
By exploiting this fact one can arrange finite counter-terms in layers and have guidance in order to evaluate them sector-by-sector. Detailed results will be presented in a separate publication.
7. Conclusions
In this paper we have illustrated the fulfillment of ST identities sector-by-sector in gauge-invariant variables by focusing on the UV-divergent terms of the relevant amplitudes at one loop order. We have investigated the simplest non-trivial ST identities involving trilinear vertices both for bosonic and for fermionic amplitudes.
The explicit evaluation of the UV divergences of the theory shows that power-counting renormalizability is lost within each sector, due to the presence of higher-derivative interactions, yet the model remains power-counting renormalizable, so the sum of the different sector decompositions yields a manifestly power-counting renormalizable amplitude.
This is a very advantageous and peculiar property of the gauge-invariant formalism proposed in [
15], which does not hold in general for models implementing gauge-invariant FMS fields [
4].
Since the ST identities hold true sector-by-sector, one can renormalize each sector independently. In particular, sectors without fermions do not suffer from the absence of a consistent invariant regularization scheme in chiral theories. Notice that the notion of gauge-invariant sectors holds true to all orders in perturbation theory and provides the appropriate mathematical framework to discuss separately invariant subsets of diagrams.
We have also shown that for ST identities only involving external bosonic legs (and possibly ghosts, in gauges different from Landau), the fermionic contributions are restricted to the -sector. On the other hand, amplitudes with external fermion legs present contributions to all admissible sectors.
Therefore, a consistent regularization scheme, fulfilling the ST identities in chiral gauge theory, can be defined by using naive Dimensional Regularization in all sectors unaffected by the presence of fermions and by adopting, e.g., the BMHV scheme in the remaining sectors plus the corrections due to finite symmetry-restoring counter-terms.
The explicit evaluation of such counter-terms will be presented in a separate publication, as will the extension of the formalism to non-Abelian gauge theories.