Optimal Control for On-Load Tap-Changers and Inverters in Photovoltaic Plants Applying Teaching Learning Based Optimization
Abstract
1. Introduction
- Formulating the governing equations for inverter P/Q control and DC-link dynamics;
- Deriving the corresponding equations for EMS;
- Embedding both subsystems into a unified optimization framework.
1.1. State of the Art and Research Gap
1.2. Comparative Analysis of Control Strategies
- Integrated OLTC-inverter optimization: An optimal EMS using a new Teaching Learning-Based Optimization (TLBO) algorithm determines optimal tap positions and active/reactive power setpoints, reducing mechanical wear on OLTCs.
- Enhanced MPPT with dynamic active power limiting: The main novelty of the proposed MPPT algorithm lies in the incorporation of an active power reference loop directly into the incremental maximum power tracking logic, allowing a smooth transition between MPP operation and power limiting according to the needs of the network. Additionally, filtering blocks are used to smooth the measurements and avoid excessive oscillations in the duty cycle calculation, guaranteeing more robust and stable control.
- Optimized TLBO for dynamic EMS: The proposed TLBO introduces adaptive learning rates and feasibility correction mechanisms, achieving faster convergence (0.0040 s average runtime) and superior solution quality compared to traditional methods and the base line incorporated with the sensitivity analysis from Monte Carlo.
- Priority-based multi-loop inverter control: A dq-axis current controller prioritizes active power dispatch while dynamically allocating residual capacity for reactive support, ensuring compliance with PV inverter’s PQ capability curves.
2. System Under Study
2.1. PV Power Plants
2.2. OLTC
3. Control System
3.1. Control of PV Power Plants
3.2. OLTC Control
- Indices and horizon:
- Term 1—Voltage regulation:
- Term 2—OLTC operation penalty:
- Term 3—Inverter loading/thermal margin:
4. Energy Management System
4.1. Optimization Problem Description
- : Cost of injecting real power into the grid.
- : Cost of injecting reactive power into the grid.
- : Real power from each PV power plant.
- models’ performance dependent on active power.
- : Efficiency of each inverter.
- : Reactive power from PV power plant 1.
- : Reactive power from PV power plant 2.
- : Models the cost for tap changes.
- : Number of tap changes.
- : Panel acquisition cost.
- : Panel lifespan.
- : Nominal power of the panel.
- : Aging and cooling modelling, as defined in Equation (3).
4.2. Monte Carlo Algorithm
4.3. fmincon Nonlinear Optimization Algorithm
4.4. Traditional TLBO Algorithm
4.5. Optimized TLBO Algorithm
- Adaptive learning rates: These rates vary dynamically with the number of iterations, reinforcing exploration in early stages and intensification (exploitation) in later stages.
- Fast feasibility correction: Projections and iterative adjustments are included to satisfy nonlinear and equality constraints, ensuring the population remains within the feasible region without excessive penalties.
- Balance between teacher phase and learner phase: The teacher’s contribution is regulated based on the iteration and the relative performance of the learners, preventing stagnation.
5. Results and Discussion
5.1. Comparative Study of Solution Methods
5.2. Statistical Validation and Sensitivity Analysis
5.3. Dynamic Performance of PV Power Plants and OLTC
- Scenario 1—Rapid irradiance change (“cloud-edge”)
- Scenario 2—Grid voltage fault (system disturbance)
5.4. Experimental Results
5.5. Discussion
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
PV Plant | Photovoltaic Plant |
OLTC | On-Load Tap-Changer |
MPPT | Maximum Power Point Tracking |
TLBO | Teaching Learning-Based Optimization |
VSC | Voltage Source Controller |
GA | Genetic Algorithm |
PSO | Particle Swarm Optimization |
P&O | Perturb and Observe |
IncCond | Incremental Conductance |
CV | Constant Voltage |
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Strategy (Ref.) | Control Architecture | Optimization Regulation Technique | Advantages | Limitations |
---|---|---|---|---|
Fixed Volt-Var + OLTC [5] | Decentralized | Static Volt-Var control | Simple implementation: no communication links required | Lacks coordination; risk of over-compensation |
Adaptive droop + OLTC [6,7] | Semi- decentralized | Droop control with slope tuning | Fast response; robust under irradiance swings | Gain-sensitive; needs periodic calibration |
Centralized MPC [8,10] | Centralized | Finite-horizon Model Predictive Control | Handles multiple constraints; minimizes losses | High computational cost; relies on telemetry |
Meta-heuristics (PSO/GA) + OLTC [9,13] | Centralized | Evolutionary algorithms (online/offline) | Global search capability; easy to hybridize | Slow convergence in real time; parameter tuning required |
AI (ANN/ANFIS) + OLTC [11,14] | Hybrid | Neural networks/fuzzy inference | Captures nonlinearities; self-learning | Needs large training sets; risk of overfitting |
Model-free reinforcement + OLTC [15] | Centralized | Deep Reinforcement Learning | Learns optimal policies without explicit model | Data-hungry; stability still under investigation |
Distributed hierarchical control [16] | Distributed | Multi-agent consensus | Scalable; resilient to communication faults | Design complexity; multiple latencies |
Robust control + OLTC [17] | Centralized | H∞/μ-synthesis | Guaranteed performance under uncertainty | Mathematically complex; high-precision sensors |
Dynamic tap coordinated with ESS [18] | Hybrid | Heuristics + linear optimization | Cuts OLTC tap cycles; enhances voltage support | Requires battery storage; higher CAPEX |
Hybrid inverter–OLTC–V2G control [19] | Multi-level | Heuristic + integer programming | Integrates EVs as ancillary support | High variability; depends on V2G participation |
Variable-gain adaptive strategy [20] | Decentralized | Volt-Var regulation with adaptive K-droop | Low communication load; rapid local response | Limited under severe perturbations; manual tuning |
FCL-assisted LCC + OLTC [12] | Centralized | Thyristor Fault-Current-Limiter control with ride-through logic | Limits commutation-failure currents; improves DC-fault ride-through; lower CAPEX than DC breakers | Requires additional FCL hardware; coordination complexity; limited field validation |
Optimized TLBO (this work) | Centralized | Teaching–Learning-Based Optimization | Fast convergence; few parameters; increase active and reactive injection and reduce OLTC wear. | Tested with 2 PV plants + OLTC it is advisable to expand to ≥4 plants in future work. |
PV1 Panel Characteristics | PV1 Array Characteristics | ||
400.221 (W) | 99.9 (kW) | ||
85.3 (V) | 6 | ||
5.85 (A) | 42 | ||
72.9 (V) | 1000 () | ||
5.49 (A) | 25 °C | ||
PV2 panel characteristics | PV2 array characteristics | ||
450.229 (W) | 100 (kW) | ||
90.5 (V) | 6 | ||
6.26 (A) | 37 | ||
76.7 (V) | 1000 () | ||
5.87 (A) | 25 °C |
Method | Algorithm Nature & Search Strategy | Constraint Handling Approach | Mean Comp Time * (s) | Key Strengths | Main Limitations |
---|---|---|---|---|---|
Monte Carlo [15,16] | Exhaustive random or systematic sampling of discretized (P,Q) space | Feasibility is checked a posteriori; infeasible points discarded | 0.028 | Very easy to implement; useful for sensitivity studies | Extremely high number of evaluations; no directed search ⇒ poor real-time suitability and scalability |
fmincon [29] | Gradient-based nonlinear programming (interior-point solver) | Handles linear & nonlinear equalities/inequalities natively | 0.401 | High accuracy near a good initial guess; built-in constraint handling | Highest runtime; sensitive to starting point; risk of local minima in highly nonlinear landscapes |
Traditional TLBO [30,31,32,33] | Parameter-free meta-heuristic with Teacher and Learner phases | Feasibility enforced at each iteration via solution repair | 0.0064 | Faster than MC & fmincon; no algorithm-specific tuning required; good global search | Greater variability in objective value; slower than Optimised TLBO |
Optimised TLBO (this work) | TLBO enhanced with adaptive learning rates & fast feasibility correction | Explicit feasibility projection each phase; tap-change penalty embedded | 0.0036 | Best trade-off between speed and solution quality; robust convergence; minimizes tap changes and balances P/QP/Q | Requires EMS implementation and modest PLC/IPC hardware (≈US $500–2000) |
fmincon | Monte Carlo | Traditional TLBO | Optimized TLBO | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Scenarios | #1 | #2 | #3 | #1 | #2 | #3 | #1 | #2 | #3 | #1 | #2 | #3 | ||||
PV1 (W) | 30,000.00 | 40,000.00 | 0.000321 | 30,232.55 | 40,287.76 | 0 | 32,594.63 | 42,072.82 | 4820.71 | 35,233.13 | 46,491.24 | 1264.48 | ||||
PV2 (W) | 99,999.99 | 99,999.99 | 99,999.99 | 99,767.44 | 99,712.23 | 100,000 | 97,405.36 | 97,927.17 | 95,179.28 | 94,766.86 | 93,508.75 | 98,735.51 | ||||
Q1 (VAr) | 79,982.31 | 39,993.57 | 59,999.88 | 73,924.05 | 32,820.51 | 60,000 | 61,042.75 | 22,376.70 | 30,274.41 | 61,971.59 | 39,311.52 | 44,953.02 | ||||
Q2 (VAr) | 17.68186 | 6.429896 | 0.118149 | 6075.94 | 7179.48 | 0 | 18,957.24 | 17,623.29 | 29,725.58 | 18,028.40 | 688.47 | 15,046.97 | ||||
S1 (VA) | 85,423.48 | 56,563.99 | 59,999.88 | 79,867.22 | 51,964.31 | 60,000 | 69,199.90 | 47,653.32 | 30,655.82 | 71,287.10 | 60,883.76 | 44,970.80 | ||||
S2 (VA) | 99,999.99 | 99,999.99 | 99,999.99 | 99,952.28 | 99,970.36 | 100,000 | 99,232.97 | 99,500.31 | 99,713.12 | 96,466.48 | 93,511.28 | 99,875.48 | ||||
Tap | −2 | −2 | −1 | −2 | −2 | −1 | −2 | −2 | −1 | −2 | −2 | −1 | ||||
Processing time (s) | 0.095755 | 0.096992 | 0.093005 | 0.674186 | 0.240232 | 0.484907 | 0.0056015 | 0.006816 | 0.008710 | 0.004663 | 0.005614 | 0.003653 | ||||
Obj Function | −2817.23 | −2943.46 | −2418.95 | −2814.69 | −2940.32 | −2418.95 | −2590.47 | −2491.19 | −1729.58 | −2359.54 | −2141.65 | −1614.43 | ||||
Total Processing Time & Obj Function | 0.285752 segs | −8179.64 U | 1.399325 segs | −8173.96 U | 0.021127 segs | −6811.24 U | 0.01393 segs | −6115.62 U |
Scenario P = 130 kW and Q = 80 kVAr | ||||
Method | Convergence | Mean Fun Obj | Std Dev | Mean Time (s) |
Monte Carlo | 100% | −2814.6988 | 0 | 0.02800602 |
fmincon | 100% | −2817.2379 | 4.793 × 10−13 | 0.40130034 |
Traditional TLBO | 100% | −2743.1773 | 81.0809 | 0.00639659 |
Optimized TLBO | 100% | −2655.2824 | 75.8300 | 0.00362205 |
Scenario P = 100 kW and Q = 120 kVAr | ||||
Method | Convergence | Mean Fun Obj | Std Dev | Mean Time (s) |
Monte Carlo | 100% | −2394.2518 | 4.793 × 10−13 | 0.0383021 |
fmincon | 100% | −2405.2366 | 4.793 × 10−13 | 0.22283676 |
Traditional TLBO | 100% | −2269.6364 | 127.1299 | 0.00884271 |
Optimized TLBO | 100% | −2229.2308 | 120.3994 | 0.00714089 |
Scenario P = 130 kW and Q = 80 kVAr | ||||||||
Methods | PV1 (W) | PV2(W) | Q1(VAr) | Q2(VAr) | S1(VA) | S2(VA) | Tap Pos | Tap Changes |
Monte Carlo | 30,232.558 | 99,767.442 | 73,924.051 | 6075.949 | 79,867.220 | 99,952.286 | −2 | 1 |
fmincon | 30,000.001 | 99,999.999 | 79,982.318 | 17.682 | 85,423.482 | 99,999.998 | −2 | 1 |
Trad_TLBO | 30,448.255 | 99,551.745 | 70,687.901 | 9312.099 | 76,966.717 | 99,986.325 | −2 | 1 |
Opt_TLBO | 32,022.166 | 97,977.834 | 68,434.279 | 11,565.720 | 75,555.739 | 98,658.106 | −2 | 1 |
Scenario P = 100 kW and Q = 120 kVAr | ||||||||
Methods | PV1 (W) | PV2(W) | Q1(VAr) | Q2(VAr) | S1(VA) | S2(VA) | Tap Pos | Tap Changes |
Monte Carlo | 3030.30 | 96,969.69 | 95,798.31 | 24,201.68 | 95,846.23 | 99,944.20 | −3 | 2 |
fmincon | 2024.59 | 97,975.40 | 99,979.50 | 20,020.49 | 99,999.99 | 99,999.99 | −3 | 2 |
Trad_TLBO | 4395.75 | 95,604.24 | 99,471.07 | 20,528.92 | 99,568.15 | 97,783.48 | −3 | 2 |
Opt_TLBO | 9017.50 | 90,982.49 | 81,880.47 | 38,119.52 | 82,375.53 | 98,645.38 | −3 | 2 |
Scenarios | #1 P_Total = 40 kW Q_Total = 90 kVAr 0 s < t < 30.0 s | #2 P_Total = 153 kW Q_Total = 128 kVAr 30.0 s < t < 60.0 s | #3 P_Total = 65 kW Q_Total = 76 kVAr 60.0 s < t < 90.0 s |
---|---|---|---|
PV1 (kW) | 0.097105 | 71.88634 | 3.61781 |
PV2 (kW) | 39.90289 | 81.11365 | 61.38218 |
Q1 (kVAr) | 43.96548 | 69.51512 | 69.13130 |
Q2 (kVAr) | 46.03451 | 58.48487 | 6.86869 |
S1 (kVA) | 43.69559 | 100 | 69.22590 |
S2 (kVA) | 60.92140 | 99.9 | 61.76529 |
Tap Position | 0 | −1 | 0 |
Scenarios | #1 P_Total = 120 kW Q_Total = 20 kVAr 0 s < t < 30.0 s | #2 P_Total = 40 kW Q_Total = 150 kVAr 30.0 s < t < 60.0 s | #3 P_Total = 140 kW Q_Total = 40 kVAr 60.0 s < t < 90 s |
---|---|---|---|
PV1 (kW) | 21.58892 | 0.0569696 | 41.07821 |
PV2 (kW) | 98.41108 | 39.94303 | 98.92179 |
Q1 (kVAr) | 5.26193 | 99.99998 | 26.84401 |
Q2 (kVAr) | 14.73806 | 50.00002 | 13.15598 |
S1 (kVA) | 22.22092 | 100.00 | 49.07158 |
S2 (kVA) | 99.50855 | 63.99568 | 99.79279 |
Tap Position | 0 | −1 | −1 |
Scenarios | #1 P_Total = 80 kW 0 s < t < 30.0 s | #2 P_Total = 160 kW 30.0 s < t < 60.0 s | #3 P_Total = 100 kW 60.0 s < t < 90 s |
---|---|---|---|
0 | 62.678 | 12.367 | |
80 | 97.322 | 87.632 | |
4.22 | 0.65674 | 4.062 | |
0 | 0 | 0 | |
4.22 | 62,681.78 | 13.023 | |
80 | 97,321.65 | 87.632 | |
80.11 | 160.001 | 100.082 | |
260 | 260 | 260 |
Scenarios | #1 P_Total = 80 kW 0 s < t < 30.0 s | #2 P_Total = 160 kW 30.0 s < t < 60.0 s | #3 P_Total = 100 kW 60.0 s < t < 90 s |
---|---|---|---|
0 | 62.678 | 12.367 | |
80 | 97.322 | 87.632 | |
25.122 | 21.408 | 24.977 | |
19.058 | 16.123 | 17.838 | |
25.122 | 66.233 | 27.872 | |
82.238 | 98.648 | 89.429 | |
91.389 | 164.343 | 108.78 | |
249.6 | 249.6 | 249.6 | |
Tap | 0 | −1 | −1 |
Scenarios | #1 P_Total = 120 kW Q_Total = 20 kVAr 0 s < t < 30.0 s | #2 P_Total = 40 kW Q_Total = 150 kVAr 30.0 s < t < 60.0 s | #3 P_Total = 140 kW Q_Total = 40 kVAr 60.0 s < t < 90 s |
---|---|---|---|
PV1 (kW) | 21.58347 | 0.05814 | 41.07483 |
PV2 (kW) | 98.41629 | 39.94186 | 98.92514 |
Q1 (kVAr) | 5.26391 | 99.99872 | 26.84243 |
Q2 (kVAr) | 14.73628 | 50.00191 | 13.15758 |
S1 (kVA) | 22.21610 | 99.99874 | 49.06789 |
S2 (kVA) | 99.51344 | 63.99643 | 99.79632 |
Tap Position | 0 | −1 | −2 |
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Share and Cite
Silva-Quiñonez, R.A.; Sánchez-Sainz, H.; Garcia-Triviño, P.; Sarrias-Mena, R.; Carrasco-González, D.; Fernández-Ramírez, L.M. Optimal Control for On-Load Tap-Changers and Inverters in Photovoltaic Plants Applying Teaching Learning Based Optimization. Electronics 2025, 14, 3989. https://doi.org/10.3390/electronics14203989
Silva-Quiñonez RA, Sánchez-Sainz H, Garcia-Triviño P, Sarrias-Mena R, Carrasco-González D, Fernández-Ramírez LM. Optimal Control for On-Load Tap-Changers and Inverters in Photovoltaic Plants Applying Teaching Learning Based Optimization. Electronics. 2025; 14(20):3989. https://doi.org/10.3390/electronics14203989
Chicago/Turabian StyleSilva-Quiñonez, Rolando A., Higinio Sánchez-Sainz, Pablo Garcia-Triviño, Raúl Sarrias-Mena, David Carrasco-González, and Luis M. Fernández-Ramírez. 2025. "Optimal Control for On-Load Tap-Changers and Inverters in Photovoltaic Plants Applying Teaching Learning Based Optimization" Electronics 14, no. 20: 3989. https://doi.org/10.3390/electronics14203989
APA StyleSilva-Quiñonez, R. A., Sánchez-Sainz, H., Garcia-Triviño, P., Sarrias-Mena, R., Carrasco-González, D., & Fernández-Ramírez, L. M. (2025). Optimal Control for On-Load Tap-Changers and Inverters in Photovoltaic Plants Applying Teaching Learning Based Optimization. Electronics, 14(20), 3989. https://doi.org/10.3390/electronics14203989