Adaptive Sliding Window–Dynamic Time Warping-Based Fluctuation Series Prediction for the Capacity of Lithium-Ion Batteries
Abstract
:1. Introduction
- Employing EMD to decompose the LIB capacity sequence into the main trend component and local fluctuation component.
- Introducing DTW for local fluctuation sequence prediction, enabling matching with other battery fluctuation sequences. This approach reduces the dependence on extensive early-stage data, enhances computational efficiency, and eliminates the necessity for model training and parameter tuning.
- Developing a feature-based ASW strategy to improve model prediction accuracy in conjunction with DTW, without adding significant computational burden, thereby enhancing model adaptability and transferability.
2. Proposed Method
2.1. The Definition of SOH and RUL
2.2. Structure of the Proposed Method
Algorithm 1 ASW-DTW |
- Adaptively adjust the size of the sliding window based on the features of the input sequence . The details of the adjustment strategy will be elaborated on in Section 2.4.
- Frame the input sequence using the selected size of the sliding window to obtain each subsequence . Use DTW to match the most similar sample data subsequence . The predicted value will be the subsequent value of the matched sequence.
- By repeating the above steps, the model incrementally constructs the prediction sequence, which, after inverse normalization, produces the final prediction result .
2.3. Dynamic Time Warping
2.4. Adaptive Sliding Window–Dynamic Time Warping
2.5. Evaluation Metrics
3. Experiment
3.1. Dataset
3.2. Extraction of Fluctuation Sequences via EMD
3.3. Parameter Determination
3.3.1. Determination of
3.3.2. Determination of
3.3.3. Determination of
3.4. Fluctuation Series Prediction for Capacity
4. Results and Discussion
4.1. Analysis of Results
4.2. Comparison with the Other Models
4.3. Verification of the Generalization Ability of the Model
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
Symbol | Definition |
The i-th subsequence of the original LIB SOH sequence | |
The value of the fluctuation sequence obtained via decomposition for the t-th time | |
Normalized fluctuation sequence | |
Predicted fluctuation sequence | |
Main trend sequence | |
T | Sample sequence |
P | The known sequence to be predicted |
W(t) | Sliding window size for the t-th time |
Peak time | |
Trough time | |
Rising threshold | |
Window expansion rate coefficient | |
Default sliding window size. |
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Index | RMSE | MAE | ||
---|---|---|---|---|
1 | 3 | 1 | 9.77% | 6.50% |
2 | 7 | 1 | 9.71% | 6.96% |
3 | 8 | 1 | 8.34% | 6.33% |
4 | 3 | 5 | 10.79% | 6.64% |
5 | 7 | 5 | 10.16% | 6.65% |
6 | 8 | 5 | 8.97% | 6.11% |
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© 2024 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
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Sun, S.; Gu, M.; Liu, T. Adaptive Sliding Window–Dynamic Time Warping-Based Fluctuation Series Prediction for the Capacity of Lithium-Ion Batteries. Electronics 2024, 13, 2501. https://doi.org/10.3390/electronics13132501
Sun S, Gu M, Liu T. Adaptive Sliding Window–Dynamic Time Warping-Based Fluctuation Series Prediction for the Capacity of Lithium-Ion Batteries. Electronics. 2024; 13(13):2501. https://doi.org/10.3390/electronics13132501
Chicago/Turabian StyleSun, Sihan, Minming Gu, and Tuoqi Liu. 2024. "Adaptive Sliding Window–Dynamic Time Warping-Based Fluctuation Series Prediction for the Capacity of Lithium-Ion Batteries" Electronics 13, no. 13: 2501. https://doi.org/10.3390/electronics13132501
APA StyleSun, S., Gu, M., & Liu, T. (2024). Adaptive Sliding Window–Dynamic Time Warping-Based Fluctuation Series Prediction for the Capacity of Lithium-Ion Batteries. Electronics, 13(13), 2501. https://doi.org/10.3390/electronics13132501