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Electronics
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13 September 2023

Bandwidth Density Analysis of Coded Free-Space Optical Interconnects

,
and
1
Department of Telecommunications Engineering, Yarmouk University, Irbid 21163, Jordan
2
Department of Electrical Engineering, Jordan University of Science and Technology, Irbid 22110, Jordan
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Advanced Applications in Wireless Optical Communications

Abstract

The performance of free-space optical interconnects (FSOIs) system is significantly influenced by noise, similar to any wireless communication system. This noise has a notable impact on both the bandwidth density and data rate of FSOIs system. To address these challenges, this study proposes the utilization of vertical-cavity-surface-emitting laser (VCSEL) arrays on the transmitter side and photodetector arrays on the receiver side for FSOIs. The study investigates the bandwidth density of the system with and without coding while maintaining a specific bit error rate. An analysis is conducted in the presence of higher-order modes in the laser beams of the FSOIs system and a fundamental Gaussian operating mode. The presence of the higher-order modes leads to degradation in the performance of the FSOIs system in terms of bandwidth density. In addition, we examine the impact of the signal-to-noise ratio (SNR) on the system’s bandwidth density for each considered operating mode. The provided simulation results clearly demonstrate that coding significantly enhances the bandwidth density of the systems, with the extent of improvement being closely tied to the employed code rate and codeword length.

1. Introduction

Free-space optical interconnects (FSOIs) systems were developed to cope with recent progress in supercomputing systems, making them a highly desirable choice for various applications in the era of big data []. One significant advantage of FSOIs systems is the high bandwidth capacity. They provide wide bandwidth capabilities, allowing for the transmission of large volumes of data at exceptionally fast speeds. This makes the systems particularly suitable for applications that demand rapid and efficient data communication, such as high-performance computing, cloud computing, and data centers. By leveraging FSOIs, organizations can effectively handle the increasing data requirements of the modern digital landscape []. Another advantage of FSOIs is the low interference susceptibility. Unlike traditional wired interconnects, FSOIs operate through free space; therefore, the potential for electromagnetic interference (EMI) and radio frequency interference (RFI) is minimized. The absence of physical cables and the utilization of optical signals mitigate the impact of electrical noise, resulting in improved signal quality and reduced transmission errors. This interference immunity is crucial in environments where reliable and high-quality data communication is essential, such as in mission-critical applications, financial transactions, and sensitive data transfers. Scalability is another key benefit of FSOIs. These interconnects offer the capability to expand the interconnect capacity by incorporating additional optical channels. This scalability is particularly valuable in scenarios where the demand for data transfer capacity can rapidly increase, such as in large-scale data centers or communication networks. By leveraging FSOIs, organizations can seamlessly accommodate growing data requirements and adapt to evolving business needs without significant infrastructure overhauls [,]. FSOIs are also known for their lower power consumption compared to traditional wired interconnects. By utilizing optical signals through free space, FSOIs significantly reduce the power requirements associated with data transmission. This translates to lower energy consumption and reduced operational costs; therefore, FSOI systems can be considered to be environmentally friendly and cost-effective solutions for data-intensive applications. Furthermore, the reduced power consumption contributes to improved energy efficiency and sustainability, aligning with organizations’ green initiatives and overall environmental responsibility. Flexibility and mobility are additional advantages of FSOIs. These interconnects offer unparalleled flexibility in terms of positioning and alignment. Unlike physical cables, FSOIs can be easily adjusted, realigned, or repositioned; this provides greater flexibility in network configurations and layouts. This adaptability is particularly valuable in scenarios where dynamic network setups are required, such as in wireless communication between mobile devices, satellite communication, or unmanned aerial vehicles (UAVs). FSOIs enable efficient and reliable communication in environments where physical connections are impractical or challenging to implement. Enhanced security is yet another benefit of FSOIs. Due to the highly directional nature of the optical beam used in FSOIs, the chances of eavesdropping or interception are significantly reduced. The narrow beam confines the transmission within a specific path, minimizing the risk of data breaches or unauthorized access. This makes FSOIs an attractive choice for secure communication in sensitive environments, including military applications, government communications, and financial institutions, where data confidentiality is of utmost importance [,].
Various technologies of optical interconnects—to include FSOIs, waveguides, and fibers, which can be compared across many aspects, as demonstrated in Table 1—can be assessed in terms of bandwidth density. That is identified as the time–space density product assessed at a fixed value of the operating power [,]. A considerably large optical capacity can be realized upon using an array of parallel spatial channels of FSOIs [,]. Therefore, the use of FSOI arrays has witnessed large growth in many technologies, including optical sensing, illumination, data communications, and laser printing [,,,]. However, there are some limiting factors, including noise sources, that affect the performance of FSOIs.
Table 1. Properties of FSOIs and waveguides and fibers.
FSOI channels, like other wireless communication channels, are not immune to the detrimental effects of noise. Noise can degrade the performance of FSOIs systems and limit their data transmission capabilities []. Two primary sources of noise impact FSOI channels: channel-to-channel crosstalk and thermal noise associated with the detector amplifier. Channel-to-channel crosstalk occurs when there is an overlapping or interference of signals between adjacent channels in FSOIs systems. This phenomenon is primarily caused by light diffraction, which leads to signal leakage and interference among neighboring links. Crosstalk noise can result in a decrease in signal quality, increased bit errors, and a reduction in the achievable data rate. Managing and mitigating channel-to-channel crosstalk is crucial for ensuring reliable and high-performance FSOI communication. Thermal noise is another significant source of noise in FSOI channels and is associated with the presence of detector amplifiers. Thermal noise occurs due to the random thermal energy present in the system that leads to fluctuations in the electrical signal generated by the detector. This noise contributes to the overall noise floor of FSOI systems. Therefore, it limits the FSOIs systems’ ability to discern and accurately detect low-level optical signals. The presence of thermal noise can impact the sensitivity and signal-to-noise ratio (SNR) of the FSOIs systems, affecting the achievable data rate and overall system performance. Both channel-to-channel crosstalk and thermal noise impose limitations on the data rate and capacity of FSOI interconnects. These noise sources introduce errors, decrease the reliability of the transmitted data, and may require additional resources for error correction and mitigation [,]. Managing and reducing these noise sources are critical considerations in the design and implementation of FSOI systems.
By understanding and effectively managing noise sources, FSOI systems can achieve higher data rates, improved signal quality, and increased reliability, enabling their successful deployment in a wide range of applications that require fast and reliable wireless optical communication. Therefore, we investigate in this article the performance of FSOI systems employing the fundamental and higher-order transverse modes of operation with and without coding. In particular, the effect of using Reed–Solomon codes (RSCs) on improving the bandwidth density of free-space optical channels is discussed. We analyze the optimum coding gain capability for reducing the signal-to-noise (SNR) ratio required to achieve a desired bit error rate in the model operation. Section 2 presents a summary of the work related to the study of this article. In Section 3, we include both a design description for the used FSOI system model and a mathematical derivation for the normalized optical intensity of the considered modes of operation. Bandwidth density simulation results of an uncoded FSOI system are presented in Section 4. We provide in Section 5 the coding impact on the bandwidth density of the investigated modes along with numerical results. Finally, the conclusion and some ideas for future work are stated in Section 6.

3. System Model

In this section, we provide a design description of the FSOI system and a definition of the bandwidth density (BD) in terms of data rate and channel spacing. The data rate depends mainly on both the optical power received by the intended receiver and the optical crosstalk noise; hence, clear mathematical definitions of both of them are provided.
The FSOI system is composed of two arrays—one as a transmitter and the other as a receiver—with a given interconnect distance of D between the arrays; see Figure 1a. The transmitter array contains nine identical transmitters of vertical-cavity-surface-emitting lasers (VCSELs) arranged as demonstrated in Figure 1b. Likewise, the receiver array contains nine identical photodetectors (PDs) arranged as shown in Figure 1c. The design parameters X, Y, and Δ marked on the figures represent the VCSEL’s and photodetector’s diameters and the channel spacing, respectively.
Figure 1. (a) Cross-sectional view of the FSOI system model and two-dimensional schematic representations of (b) nine-VCSEL array and (c) nine-photodetector array.
In fact, the exact number of channels, the distance between the source and detector arrays, and the other parameters of the FSOI system model depend on the application for which the system would be deployed. For example, in this study, we particularly used nine channels within a rectangular array shape to demonstrate the ability of using the rotational symmetry of the photodetector distribution to simplify the mathematical calculations of the crosstalk noise. From Figure 1c, it is clear that the crosstalk noise received by photodetectors 1, 3, 5, and 7 is the same, and the crosstalk noise received by photodetectors 2, 4, 6, and 8 is also the same. In addition, it should be mentioned that we used rectangular source and detector arrays—not other possibly used shapes such as hexagonal or circular shapes—for many reasons. These include that rectangular arrays are simple and easy to fabricate, align, and scale to any size. Moreover, when it comes to processing the data received by each photodetector in the array, many signal processing and optimization techniques are naturally aligned with rectangular arrays [,,].
The proposed FSOI system does not utilize lenses in its design. Actually, using or not using lenses completely depends on the application and the FSOI system design parameters. For example, if we try to employ the system on small printed circuit boards, such as the ones used in smart phones, where the distance between the source and the detector arrays is in the range of millimeters, the laser beam diffraction could be negligible, and using lenses in such cases would be just a waste of resources. However, if the distance between the source and the detector arrays is large, like the one mentioned in [] where the distance between the arrays is in the range of 3 m, lenses might be used to mitigate the effect of optical interference.
The BD of an FSOI channel is defined as the ratio of the data rate ( R ) and channel spacing squared, which is written as []
BD = R Δ 2 .
The relationship between the BD and the used SNR as well as the FSOI model parameters can be seen from the definition of R, which is given by []
R = P t × P s SNR × P t × N 2 SNR × NEP 2 ,
where P t represents the channel’s transmitted power, P s is the optical power received by the intended receiver, N is the crosstalk noise, and NEP is the noise equivalent power that characterizes the amplifier thermal noise.
From (1) and (2), the BD of an FSOI channel can be determined by calculating P s and N for designated P t , NEP , SNR, and Δ values. For example, the amount of P s received by PD9 shown in Figure 1c from VCSEL9 shown in Figure 1b is computed by integrating the two-dimensional normalized optical intensity ( I ) at the surface of photodetector 9, which is placed at a distance D from the transmitter. Assuming that the operating mode is the transverse electromagnetic m n mode (TEM m n ), where m is an integer that represents the radial mode order and n is another integer that represents the angular mode order, then P s can be formulated as
P s , m n = P D 9 I m n ( r , θ , D ) r d r d θ = 0 2 π 0 Δ / 2 I m n ( r , θ , D ) r d r d θ .
As in [], the optical intensity ( I ) of an operating mode TEM m n at a plane located at Z = D from a transmitter can be written as
I m n ( r , θ , D ) = 4 m ! π × W D 2 × ( m + n ) ! × ( δ 0 n + 1 ) × 2 r W D 2 n × L m n 2 r 2 W D 2 2 × exp 2 r 2 W D 2 × cos 2 ( n θ ) ,
where W D is the spot size of the laser beam at the PD array located at a distance D from the VCSEL array and is given by []
W D = W i 2 π × λ × D A 2 2 + 1 ,
where W i is the beam waist at the transmitting laser, which is equal to X / ( 2 π ) , and λ is the wavelength of operation. The
δ 0 n = 1 , n = 1 0 , otherwise
and L m n ( α ) is the Laguerre polynomial of order ( m , n ) and is defined as []
L m n ( α ) = α n m ! × exp ( α ) × d m d α m α m + n × exp ( α ) ,
Herein, we consider a laser beam with four modes of operation, which are the TEM 00 , TEM 01 , TEM 10 , and TEM 20 modes. In addition, we assume that the coupling among the laser modes is negligible. The normalized optical intensity of each mode, respectively, can be written as
I 00 = 2 π × W D 2 × exp 2 r 2 W D 2 × L 0 0 2 r 2 W D 2 2 ,
I 01 = 8 r 2 π × W D 4 × exp 2 r 2 W D 2 × cos ( θ ) × L 0 1 2 r 2 W D 2 2 ,
I 10 = 2 π × W D 2 × exp 2 r 2 W D 2 × L 1 0 2 r 2 W D 2 2 ,
and
I 20 = 2 π × W D 2 × exp 2 r 2 W D 2 × L 2 0 2 r 2 W D 2 2 ,
where L 0 0 ( α ) = 1 , L 0 1 ( α ) = 1 , L 1 0 ( α ) = 1 α , and L 2 0 ( α ) = 1 2 α + ( 1 / 2 ) α 2 .
Upon substituting the optical intensities found in (5)–(8) into (3), we can find the P s received by the intended photodetector, which is in this case PD9, due to each mode separately.
The crosstalk noise ( N ) shown in Figure 1c can be evaluated by finding the amount of incident power on the photodetectors that are not intended to receive the power from VCSEL9. The noise of the fundamental mode TEM 00 is defined as
N 00 = 2 π × W D 2 j = 1 8 P D j exp 2 r 2 W D 2 r d r d θ = 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 1 2 W D 2 r d r d θ + 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 2 2 W D 2 r d r d θ .
where r 1 2 = ( r cos ( θ ) Δ ) 2 + ( r sin ( θ ) ) 2 and r 2 2 = ( r cos ( θ ) Δ ) 2 + ( r sin ( θ ) + Δ ) 2 . It should be mentioned that in (9), we exploited the photodetectors’ distribution symmetry and the rotational symmetry of the laser beam. Therefore, the noise amount received by photodetectors 1, 3, 5, and 7 is the same, and the amount received by photodetectors 2, 4, 6, and 8 is the same as well.
For the other considered modes of operation—TEM 01 , TEM 10 , and TEM 20 , respectively—the noises of each are defined as follows
N 01 = 8 π × W D 4 j = 1 8 P D j r 2 × exp 2 r 2 W D 2 × cos ( θ ) r d r d θ = 4 × 8 π × W D 4 0 2 π 0 Δ / 2 r 1 2 × exp 2 r 1 2 W D 2 × cos ( θ ) r d r d θ + 4 × 8 π × W D 4 0 2 π 0 Δ / 2 r 2 2 × exp 2 r 2 2 W D 2 × cos ( θ ) r d r d θ ,
N 10 = 2 π × W D 2 j = 1 8 P D j exp 2 r 2 W D 2 × 1 2 r 2 W D 2 2 r d r d θ = 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 1 2 W D 2 × 1 2 r 1 2 W D 2 2 r d r d θ + 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 2 2 W D 2 × 1 2 r 2 2 W D 2 2 r d r d θ ,
and
N 20 = 2 π × W D 2 j = 1 8 P D j exp 2 r 2 W D 2 × 1 4 2 r 2 W D 2 + 0.5 2 r 2 W D 2 2 2 r d r d θ = 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 1 2 W D 2 × 1 4 2 r 1 2 W D 2 + 0.5 2 r 1 2 W D 2 2 2 r d r d θ + 4 × 2 π × W D 2 0 2 π 0 Δ / 2 exp 2 r 2 2 W D 2 × 1 4 2 r 2 2 W D 2 + 0.5 2 r 2 2 W D 2 2 2 r d r d θ ,
Upon calculating the values of P s and N for each of the aforementioned modes, the BD can be determined for any given SNR, P t , and NEP , as demonstrated numerically in the following section.

4. Bandwidth Density of Uncoded FSOI System

Herein, we demonstrate how the FSOI systems’ design parameters affect the bandwidth density (BD) without the use of coding. Particularly, we illustrate the channel spacing ( Δ ) and signal-to-noise ratio (SNR) effects on the bandwidth density under the operation of the fundamental-order Gaussian mode of the laser beam and the investigated higher-order modes. For all simulation results provided in this manuscript, we set the design parameters to be as follows: transmitted power per channel ( P t ) of 50 μ W, operating wavelength ( λ ) of 0.85 μ m, interconnect distance (D) of 20 mm, VCSEL diameter (X) of 0.03 mm, noise equivalent power ( NEP ) of 0.1 nW/ Hz , and PD diameter (Y) of 0.8 of the channel spacing ( Δ ) distance. It should be mentioned that the used design parameter values represent typical approximate values for the operation of VCSELs and photodetectors at room temperature [,,].
In Figure 2, we illustrate the effect of Δ on the BD using the TEM 00 , TEM 01 , TEM 10 , and TEM 20 operating modes. These results were generated using a SNR of 10 dB. It is clear that each considered operating mode of the laser beam has an optimal channel spacing ( Δ o p t ) value. For the fundamental-order Gaussian mode (TEM 00 ), the Δ o p t that achieves the maximum bandwidth density is 0.4 mm. At relatively small values of Δ (< 2.6 × 10 4 m), the BD of the system is quite small in comparison to the optimal BD; hence, it is not depicted on Figure 2. For TEM 01 , TEM 10 , and TEM 20 modes, the Δ o p t s are 0.54 mm, 0.66 mm, and 0.9 mm, respectively.
Figure 2. Bandwidth density of the FSOI system.
Figure 3 shows a relationship between the BD and the SNR of the studied operating modes. Herein, we consider the Δ of each mode of the FSOI system equal to its Δ o p t s shown in Figure 2. One can clearly see from the results that the BD is strongly correlated to the utilized SNR, and the relationship can be estimated as BD 1 / SNR 2 . This suggests the employment of coding in order to enhance the BD, as demonstrated in the following section.
Figure 3. Bandwidth density versus SNR in dB.

5. Bandwidth Density of Coded FSOI System

Error correction codes (ECCs) can be exploited in the FSOI systems’ design to introduce correction capability and enhance the operational BD. The system correction capability reduces the SNR level needed to obtain a desired bit error rate ( B E R ). Therefore, this capability of the system can be perceived in terms of SNR coding gain (G), which is defined as the ratio of the SNR needed without coding over the one with coding ( G = SNR u n c o d e d / SNR c o d e d ) for a given BER []. A variety of ECCs are available in the literature [,,], and they are characterized by the G, where a high G means good error correction capability. In this paper, we exploit Reed–Solomon (RS) ECCs of different codeword lengths to illustrate the effect of coding on the FSOI system BD. The characteristics of this type of codes are widely investigated in the literature, and the codes are exploited in many storage and communication systems [,,]. To demonstrate the consequence of RS codes on the BD of optical interconnects, we analyze their G for a range of code rates, as shown in Figure 4. The figure is generated based on the following formulations of B E R [,].
B E R u n c o d e d = 1 2 1 erf 1 2 SNR u n c o d e d 2 ,
B E R c o d e d = 1 2 1 erf 1 2 SNR c o d e d 2 ,
and
B E R s = 1 1 B E R c o d e d m ,
where erf in (13) and (14) represents the Gauss error function, which is given by erf ( α ) = 2 π 0 α exp ( ν 2 ) d ν .
Figure 4. Coding gain for six distinct codeword lengths (n) of RS-ECC at B E R of 10 12 .
The idea of using the G curves to enhance the bandwidth density can be explained as follows: If we consider a codeword length (n) of 127 with a code rate of 0.64, then from Figure 4, we find out that G is 2.7. This indicates that the signal-to-noise ratio level utilized to obtain the findings of Figure 2 can be decreased from 10 to 3.7 ( 10 ÷ 2.7 ) while keeping the B E R without any change. This reduction in the level of SNR is converted into a gain in the BD ( G B D ) , which is given by []
G B D = B D e B D u B D u c ,
where B D u c and B D e , respectively, are the uncoded BD and the effective BD (defined as the code rate multiplied by the coded bandwidth density ( B D c ) ). Figure 5 demonstrates the relationship between the G B D and the code rate for six different codeword lengths—7, 15, 31, 63, 127, and 255—with S N R u n c o d e d = 10 dB. It is clear that the coding rate is a crucial parameter that influences the G B D upon coding and should be considered carefully in the design process. Low values of code rates provide a lot of redundancy, which in turn reduces the G B D . On the other hand, high values of code rates introduce inadequate error correction capability, which also limits the G B D . Therefore, a trade-off between high and low values of code rates should be considered. From Figure 5, each codeword length has an optimum code rate that needs to be selected in the design of optical interconnects to achieve the optimal G B D . For example, when the codeword length is 31, the optimum code rate is about 0.6, and it is about 0.68 for a codeword length of 255. One more observation from Figure 4 and Figure 5 is that as the length of the codewords increases, the coding power improves in terms of both optimum coding gain and G B D .
Figure 5. Bandwidth density gain for six distinct codeword lengths (n) of RS-ECC.
In the following, we consider the dependence of the BD of the fundamental-order Gaussian mode (TEM 00 ) of the laser beam and the other investigated higher-order transverse modes on coding. Figure 6a demonstrates the BD of the TEM 00 mode before and after using Reed–Solomon error correction codes (RS-ECCs). The codes are used at the optimum data rates of each codeword length that is demonstrated in Figure 5. From the figure, the optimum data rates of the codeword lengths 15, 31, 63, 127, and 255 are 0.59, 0.61, 0.62, 0.65, and 0.68, respectively. At the optimum data rates, RS-ECCs achieve the best possible improvement to the BD of optical interconnects. This improvement is due to the ability of coding to reduce the SNR required to obtain a given B E R , and in turn, this increases the BD of interconnects. In the simulation results presented in this paper, we used S N R u n c o d e d = 10 dB, which means the S N R u n c o d e d for codeword lengths of 15, 31, 63, 127, and 255 at their designated optimum data rates would be 5.4, 4.6, 4.0, 3.6, and 3.5 dB, respectively. Figure 6b–d demonstrate the effect of using RS-ECC on the higher-order transverse modes TEM 01 , TEM 10 , and TEM 20 , respectively. It is clear from the results that increasing the length of the codewords leads to a direct increase in the BD. In addition, the optimal channel spacing that achieves the maximum BD is the same with and without coding for all investigated modes.
Figure 6. BD versus channel spacing without and with using RS-ECC of codeword lengths (n) 15, 31, 63, 127, and 255 for (a) TEM 00 , (b) TEM 01 , (c) TEM 10 , and (d) TEM 20 modes.

6. Conclusions

In this paper, we have analyzed the bandwidth density (BD) of an FSOI system employing arrays of laser sources and detectors with and without coding. Moreover, the effect of reducing the SNR for a given bit error rate via coding to improve the BD has been demonstrated. Particularly, we have studied the impact of utilizing Reed–Solomon error correction codes to improve the BD of the FSOI system model under the operation of the fundamental- and higher-order modes of the laser beam. The BD performance has been analyzed in the presence of both crosstalk and thermal noise sources. The provided numerical results have shown that the BD was significantly improved due to coding at the optimum code rate of each different investigated codeword length. The ideas presented in this paper can be expanded to comprise microlenses in the FSOI system’s design in order to mitigate the crosstalk noise. Moreover, other kinds of coding schemes can be investigated.

Author Contributions

Conceptualization, H.A.A. and N.K.A.-A.; Formal analysis, H.A.A., N.K.A.-A. and A.A.A.; Investigation, H.A.A., N.K.A.-A. and A.A.A.; Methodology, H.A.A., N.K.A.-A. and A.A.A.; Project administration, H.A.A. and N.K.A.-A.; Software, H.A.A., N.K.A.-A. and A.A.A.; Supervision, N.K.A.-A.; Validation, H.A.A., N.K.A.-A. and A.A.A.; Writing—original draft, H.A.A.; Writing—review and editing, H.A.A., N.K.A.-A. and A.A.A. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Conflicts of Interest

The authors declare no conflict of interest.

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