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Article

Stability Analysis for Linear Systems with a Differentiable Time-Varying Delay via Auxiliary Equation-Based Method

1
School of Mechanical Engineering, Guizhou University of Engineering Science, Bijie 551700, China
2
School of Automation, Hangzhou Dianzi University, Hangzhou 310018, China
*
Author to whom correspondence should be addressed.
Electronics 2022, 11(21), 3492; https://doi.org/10.3390/electronics11213492
Submission received: 16 September 2022 / Revised: 24 October 2022 / Accepted: 25 October 2022 / Published: 27 October 2022
(This article belongs to the Topic Advanced Systems Engineering: Theory and Applications)

Abstract

:
This paper concentrates on the stability problem for linear systems with a differentiable time-varying delay via an auxiliary equation-based method. By supposing that the second-order derivative of the system state is available, an auxiliary equation is obtained. On the basis of the system equation and the auxiliary equation, we define a suitable delay-product-type augmented Lyapunov-Krasovskii functional (LKF), under which more delay and system state information can be exploited. Based on the LKF, by utilizing some vital lemmas, adding zero terms, and the convex analysis method, we propose a new stability condition that is less conservative. Finally, to illustrate the merit of the obtained stability condition, two typical numerical examples are given.

1. Introduction

In many practical application systems, such as rolling mills, chemical processes, power systems, neural networks, manufacturing systems, and networked control systems, a time-varying delay is known to widely exist [1,2,3,4]. The existence of a time-varying delay in a system often causes the oscillation, degradation of system performance, and even instability [5,6]. Therefore, stability analysis for the systems with time-varying delays is of great significance. Over the past two decades, the Lyapunov-Krasovskii functional (LKF) has been a powerful tool to analyze the systems since it can achieve delay-dependent stability criteria [7,8,9,10,11]. However, these criteria are only sufficient. There exists some inevitable conservatism. A stability theorem for the systems with time-varying delay is less conservative than another one if the stability theorem can achieve a greater delay upper bound than that of another one for a specific example. This notion has been introduced in [12,13,14,15]. It is hence a field of research that of introducing enhanced stability theorems to reduce conservatism. Generally speaking, it is very difficult, in theory, to prove the degree of conservatism of these stability criteria that are obtained by the LKF method. Therefore, the conservatism of these stability criteria is usually illustrated by the maximum delay upper bounds (MDUBs), which are obtained in some well-known numerical examples via different stability conditions formulated by different methods. For example, we can compare h A obtained by Theorem A with h B obtained by Theorem B in a well-known example, where h A and h B are the constant bounds of the time-varying delay, known as MDUBs. If Theorem A could have h A larger than h B of Theorem B, then we understand that Theorem A has less conservative compared with Theorem B for this example. In general, a conservative approach implies a reduced/limited/lower value of h, and a relaxed approach means a higher value of h, which corresponds to a non-conservative approach. Consequently, the MDUB has been a vital index to evaluate the conservatism of these stability conditions that are derived by various methods.
In general, there are several ways to reduce the conservatism of the obtained stability criteria. The first one is to define a suitable LKF involving more delay and system state information [14]. For example, by constructing an augmented type LKF in [16,17,18], a delay-product-type augmented LKF in [19,20], and a containing multiple integral terms LKF in [2,21,22], the conservatism of the stability conditions proposed by this literature has been significantly reduced. The second one is to estimate the integral terms from the derivative of LKF [17,23]. Many integral inequalities, such as, Jensen integral inequality [1], Wirtinger-based integral inequality [24], Bessel-Legendre integral inequality [25] and so on (see references [2,12,15,26,27,28,29,30]), have been formulated to directly estimate the integral terms. These integral inequalities play an important role to reduce the conservatism of stability criteria. The third one is the convex analysis method [5,19]. When the time-varying delay and its derivative belongs to a given interval, respectively, this method can obtain the sufficient and necessary condition such that a matrix is less than zero, and thus some considerable terms in the derivative of LKF can be effectively used. The fourth one is the method of adding zero terms in the derivative of LKF [17,21,31,32]. This method can also effectively reduce the conservatism of the obtained stability criteria by introducing some free matrices. By studying the literature mentioned above, and references therein, although many excellent methods and stability conditions have been proposed, there is still room for improvement.
In this paper, the stability problem for linear systems with a differentiable time-varying delay is concerned with an auxiliary equation-based method. The main contributions of this work are summarized as
(1)
Motivated by the method in [33], the auxiliary equation x ¨ ( t ) = A x ˙ ( t ) + ( 1 h ˙ ( t ) ) A d x ˙ ( t h ( t ) ) is utilized to investigate the stability of the systems with a differentiable time-varying delay, and thus the information of delay derivative can be captured well and be used to derive a less conservative stability condition.
(2)
Inspired by the fact that 2 b a x ˙ T ( s ) U x ¨ ( s ) d s = x ˙ T ( a ) U x ˙ ( a ) x ˙ T ( b ) U x ˙ ( b ) , two state augmented zero equalities are introduced, which can help reduce the conservatism of the obtained stability condition.
(3)
On the basis of the system equation and the auxiliary equation, a new delay-product-type augmented LKF is constructed, which can utilize more system information, such as x ¨ ( t ) , x ¨ ( t h ( t ) ) and x ¨ ( t h ) . Then, based on the LKF and by employing some vital lemmas, adding zero terms, and the convex analysis method, a relaxed stability condition is proposed. Finally, to illustrate the merit of the obtained stability condition, two typical numerical examples are given.
Notations. 
The notation diag { · } is the block diagonal matrix, and adiag { · } is anti-block diagonal matrix, i.e., adiag { U 1 , U 2 } = 0 U 1 U 2 0 . R n represents the n-dimensional Euclidean space and the set of real n × m matrices is denoted by R n × m . The other notations are standard.

2. Problem Statement and Preliminaries

Consider one class of linear systems with a differentiable time-varying delay as
x ˙ ( t ) = A x ( t ) + A d x ( t h ( t ) ) x ( t ) = ε ( t ) , t [ h , 0 ]
where x ( t ) R n is the state vector; ε ( t ) is the initial condition. To obtain the main results of this work, the following assumptions are necessary.
Assumption 1. 
The matrices A R n × n and A d R n × n in (1) are constant-coefficient matrices, and the time-varying delay h ( t ) in (1) satisfies
0 h ( t ) h , | h ˙ ( t ) | μ 1
where h and μ are known constant scalars.
Assumption 2. 
The second-order derivative of the system state is supposed to be available.
Remark 1. 
The Assumption 1 has been conducted in [33] to investigate the stability problem of systems with time-varying for the first time. And then the same issue is concerned in [34] by using new inequality based on the second-order derivative of x ( t ) . In addition, the second-order linear systems, in which the second-order derivative of x ( t ) is available, have been studied in [35,36]. Above all, it is reasonable that the second-order derivative of x ( t ) is supposed to be available.
Based on Assumption 1, and according to the system dynamic Equation (1), the second order derivative of x ( t ) is
x ¨ ( t ) = A x ˙ ( t ) + ( 1 h ˙ ( t ) ) A d x ˙ ( t h ( t ) )
where Equation (3) is called auxiliary equation.
Remark 2. 
It can be found that the coefficient matrix of the delay-dependent term in the auxiliary Equation (3) is ( 1 h ˙ ( t ) ) A d , which can effectively reflected the rate of change of delay. Moreover, some system states, such as x ¨ ( t ) , x ¨ ( t h ( t ) ) and x ¨ ( t h ) , also can be utilized to analyze the stability of system (1) with the help of the auxiliary Equation (3). Therefore, a less conservative stability criterion can be expected.
Lemma 1. 
([24]) For any positive definite matrix R R n × n , scalars τ 1 and τ 2 with τ 1 < τ 2 , and a differentiable function γ ( s ) : [ τ 1 , τ 2 ] R n , the following inequality holds
( τ 2 τ 1 ) τ 1 τ 2 γ ˙ T ( s ) R γ ˙ ( s ) d s Φ 1 T R Φ 1 + 3 Φ 2 T R Φ 2
where Φ 1 = γ ( τ 2 ) γ ( τ 1 ) , Φ 2 = γ ( τ 2 ) + γ ( τ 1 ) 2 τ 2 τ 1 τ 1 τ 2 γ ( s ) d s .
Lemma 2. 
([37]) For any vectors Λ 1 , Λ 2 , and symmetric matrices R 1 > 0 , R 2 > 0 , free matrix M, satisfying R 1 M M T R 2 > 0 , and a real scalar α ( 0 , 1 ) , the following inequality holds
1 α Λ 1 T R 1 Λ 1 + 1 1 α Λ 2 T R 2 Λ 2 Λ 1 Λ 2 T R 1 M M T R 2 Λ 1 Λ 2 .
Lemma 3. 
([38]) For an appropriate dimensional symmetric matrix R > 0 , and matrices Ψ, Λ, Σ, the following (I) and (II) are equivalent
( I ) Ψ Λ T R Λ < 0 , ( II ) Ψ + Λ T Σ + Σ T Λ Σ T Σ R < 0 .

3. Stability Conditions

In this section, with the help of the auxiliary Equation (3), our main aim is to utilize more system information to obtain a new stability criterion for the system (1), which can provide a larger MDUB compared with that of some existing ones in two well-known examples.
Theorem 1. 
For given integer n, scalars h > 0 , μ 1 , matrices A R n × n , A d R n × n , the system (1) subject to (2) is asymptotically stable if there exists a symmetric positive definite matrices P 1 R 8 n × 8 n , P 2 R 8 n × 8 n , Q 1 R 3 n × 3 n , Q 2 R 3 n × 3 n , R 1 R 2 n × 2 n , R 2 R 2 n × 2 n , and free matrices S R 4 n × 4 n , M R 11 n × n , N R 11 n × n , Σ R 8 n × 11 n , U 1 R n × n , U 2 R n × n , such that    
Ψ ( 0 , μ ) + Λ ( 0 ) Σ + Σ T Λ T ( 0 ) Σ T Σ R ˜ < 0
Ψ ( 0 , μ ) + Λ ( 0 ) Σ + Σ T Λ T ( 0 ) Σ T Σ R ˜ < 0
Ψ ( h , μ ) + Λ ( h ) Σ + Σ T Λ T ( h ) Σ T Σ R ˜ < 0
Ψ ( h , μ ) + Λ ( h ) Σ + Σ T Λ T ( h ) Σ T Σ R ˜ < 0
where
Ψ ( h ( t ) , h ˙ ( t ) ) = Ψ 1 ( h ( t ) , h ˙ ( t ) ) + Ψ 2 ( h ˙ ( t ) ) , Λ ( h ( t ) ) = [ Λ 1 ( h ( t ) ) Λ 2 ( h ( t ) ) ] , Ψ 1 ( h ( t ) , h ˙ ( t ) ) = 2 T 1 [ h ( t ) P 1 + ( h h ( t ) ) P 2 ] T 2 T ( h ˙ ( t ) ) + T 1 h ˙ ( t ) ( P 1 P 2 ) T 1 T + T 3 Q 1 T 3 T T 4 ( 1 h ˙ ( t ) ) ( Q 1 Q 2 ) T 4 T T 5 Q 2 T 5 T + T 6 h ( 1 h ˙ ( t ) ) ( h h ( t ) ) ( R 2 R 1 ) T 6 T + T 7 h 2 R 1 T 7 T + e 4 T h U 1 e 4 e 5 T h ( U 1 U 2 ) e 5 e 6 T h U 2 e 6 , Ψ 2 ( h ˙ ( t ) ) = 2 e M Γ 1 + 2 e N Γ 2 ( h ˙ ( t ) ) , Λ 1 ( h ( t ) ) = [ e 1 T e 2 T e 4 T e 5 T h ( t ) ( e 1 T + e 2 T ) 2 e 10 T h ( t ) ( e 4 T + e 5 T ) 2 ( e 1 T e 2 T ) ] , Λ 2 ( h ( t ) ) = [ e 2 T e 3 T e 5 T e 6 T ( h h ( t ) ) ( e 2 T + e 3 T ) 2 e 11 T ( h h ( t ) ) ( e 5 T + e 6 T ) 2 ( e 2 T e 3 T ) ] , e = [ e 1 T e 2 T e 3 T e 4 T e 5 T e 6 T e 7 T e 8 T e 9 T e 10 T e 11 T ] , Γ 1 = A e 1 + A d e 2 e 4 , Γ 2 ( h ˙ ( t ) ) = A e 4 + ( 1 h ˙ ( t ) ) A d e 5 e 7 , T 1 = [ e 1 T e 2 T e 3 T e 4 T e 5 T e 6 T e 10 T e 11 T ] , T 2 ( h ˙ ( t ) ) = [ e 4 T ( 1 h ˙ ( t ) ) e 5 T e 6 T e 7 T ( 1 h ˙ ( t ) ) e 8 T e 9 T e 1 T ( 1 h ˙ ( t ) ) e 2 T ( 1 h ˙ ( t ) ) e 2 T e 3 T ] , T 3 = [ e 1 T e 4 T e 7 T ] , T 4 = [ e 2 T e 5 T e 8 T ] , T 5 = [ e 3 T e 6 T e 9 T ] , T 6 = [ e 5 T e 8 T ] , T 7 = [ e 4 T e 7 T ] , R ¯ 1 = R 1 + U ¯ 1 , U ¯ 1 = adiag { U 1 , U 1 } , R ¯ 2 = R 2 + U ¯ 2 , U ¯ 2 = adiag { U 2 , U 2 } , R 1 = diag R ¯ 1 , 3 R ¯ 1 h 2 , R 2 = diag R ¯ 2 , 3 R ¯ 2 h 2 , R ˜ = R 1 S S T R 2 , e i = [ 0 n · ( i 1 ) n , I n , 0 n · ( 11 i ) n ] R n × 11 n , i = 1 , 2 , , 11 .
Proof. 
For the simplicity, let us first define
θ T ( t ) = [ x T ( t ) x T ( t h ( t ) ) x T ( t h ) x ˙ T ( t ) x ˙ T ( t h ( t ) ) x ˙ T ( t h ) x ¨ T ( t ) x ¨ T ( t h ( t ) ) x ¨ T ( t h ) t h ( t ) t x T ( s ) d s t h t h ( t ) x T ( s ) d s ] . χ 1 T ( t ) = [ x T ( t ) x T ( t h ( t ) ) x T ( t h ) x ˙ T ( t ) x ˙ T ( t h ( t ) ) x ˙ T ( t h ) t h ( t ) t x T ( s ) d s t h t h ( t ) x T ( s ) d s ] , χ 2 T ( t ) = [ x T ( t ) x ˙ T ( t ) x ¨ T ( t ) ] , κ ˙ T ( t ) = [ x ˙ T ( t ) x ¨ T ( t ) ] .
Then, we choose a delay-product-type augmented LKF candidate as
V ( t ) = V 1 ( t ) + V 2 ( t ) + V 3 ( t )
where
V 1 ( t ) = χ 1 T ( t ) ( h ( t ) P 1 + ( h h ( t ) ) P 2 ) χ 1 ( t )
V 2 ( t ) = t h ( t ) t χ 2 T ( s ) Q 1 χ 2 ( s ) d s + t h t h ( t ) χ 2 T ( s ) Q 2 χ 2 ( s ) d s
V 3 ( t ) = h t h ( t ) t ( h t + s ) κ ˙ T ( s ) R 1 κ ˙ ( s ) d s + h t h t h ( t ) ( h t + s ) κ ˙ T ( s ) R 2 κ ˙ ( s ) d s
Along the trajectories of system (1), the derivative of V ( t ) on time t is
V ˙ ( t ) = V ˙ 1 ( t ) + V ˙ 2 ( t ) + V ˙ 3 ( t )
where
V ˙ 1 ( t ) = θ T ( t ) [ 2 h ( t ) T 1 P 1 T 2 T ( h ˙ ( t ) ) + 2 ( h h ( t ) ) T 1 P 2 T 2 T ( h ˙ ( t ) ) + T 1 h ˙ ( t ) ( P 1 P 2 ) T 1 T ] θ ( t )
V ˙ 2 ( t ) = θ T ( t ) [ T 3 Q 1 T 3 T ( 1 h ˙ ( t ) ) T 4 ( Q 1 Q 2 ) T 4 T T 5 Q 2 T 5 T ] θ ( t )
V ˙ 3 ( t ) = θ T ( t ) Δ ( h ( t ) , h ˙ ( t ) ) θ ( t ) h t h ( t ) t κ ˙ T ( s ) R 1 κ ˙ ( s ) d s h t h t h ( t ) κ ˙ T ( s ) R 2 κ ˙ ( s ) d s
with Δ ( h ( t ) , h ˙ ( t ) ) = T 6 h ( 1 h ˙ ( t ) ) ( h h ( t ) ) ( R 2 R 1 ) T 6 T + T 7 h 2 R 1 T 7 T . Then, let us consider the following two zero equalities
0 = h x ˙ T ( t ) U 1 x ˙ ( t ) x ˙ T ( t h ( t ) ) U 1 x ˙ ( t h ( t ) ) 2 h t h ( t ) t x ˙ T ( s ) U 1 x ¨ ( s ) d s
0 = h x ˙ T ( t h ( t ) ) U 2 x ˙ ( t h ( t ) ) x ˙ T ( t h ) U 2 x ˙ ( t h ) 2 h t h t h ( t ) x ˙ T ( s ) U 2 x ¨ ( s ) d s
where U 1 R n × n and U 2 R n × n are free matrices. Summing (16) and (17) yields
0 = θ T ( t ) h e 4 T U 1 e 4 e 5 T ( U 1 U 2 ) e 5 e 6 T U 2 e 6 θ ( t ) h t h ( t ) t κ ˙ T ( s ) U ¯ 1 κ ˙ ( s ) d s h t h t h ( t ) κ ˙ T ( s ) U ¯ 2 κ ˙ ( s ) d s
Adding (18) into (15), one has
V ˙ 3 ( t ) = θ T ( t ) Δ ( h ( t ) , h ˙ ( t ) ) + e 4 T h U 1 e 4 e 5 T h ( U 1 U 2 ) e 5 e 6 T h U 2 e 6 θ ( t ) h t h ( t ) t κ ˙ T ( s ) R ¯ 1 κ ˙ ( s ) d s h t h t h ( t ) κ ˙ T ( s ) R ¯ 2 κ ˙ ( s ) d s
By employing Lemma 1, if R ¯ 1 > 0 , based on h ( t ) h , one gets that
h t h ( t ) t κ ˙ T ( s ) R ¯ 1 κ ˙ ( s ) d s h h ( t ) Φ 1 R ¯ 1 Φ 1 T + Φ 2 3 R ¯ 1 Φ 2 T h h ( t ) Φ 1 R ¯ 1 Φ 1 T + Φ 2 3 R ¯ 1 h 2 h 2 ( t ) Φ 2 T = h h ( t ) θ T ( t ) Λ 1 ( h ( t ) ) R 1 Λ 1 T ( h ( t ) ) θ ( t )
where
Φ 1 = x ( t ) x ( t h ( t ) ) x ˙ ( t ) x ˙ ( t h ( t ) ) T , Φ 2 = x ( t ) + x ( t h ( t ) ) 2 h ( t ) t h ( t ) t x ( s ) d s x ˙ ( t ) + x ˙ ( t h ( t ) ) 2 h ( t ) ( x ( t ) x ( t h ( t ) ) ) T .
Similarly, if R ¯ 2 > 0 , based on h ( t ) 0 , we obtain
h t h t h ( t ) κ ˙ T ( s ) R ¯ 2 κ ˙ ( s ) d s h h h ( t ) Φ 3 R ¯ 2 Φ 3 T + Φ 4 3 R ¯ 2 Φ 4 T h h h ( t ) Φ 3 R ¯ 2 Φ 3 T + Φ 4 3 R ¯ 2 h 2 ( h h ( t ) ) 2 Φ 4 T = h h h ( t ) θ T ( t ) Λ 2 ( h ( t ) ) R 2 Λ 2 T θ ( t )
where
Φ 3 = x ( t h ( t ) ) x ( t h ) x ˙ ( t h ( t ) ) x ˙ ( t h ) T , Φ 4 = x ( t h ( t ) ) + x ( t h ) 2 h h ( t ) t h t h ( t ) x ( s ) d s x ˙ ( t h ( t ) ) + x ˙ ( t h ) 2 h h ( t ) ( x ( t h ( t ) x ( t h ) ) T .
Combining (20) and (21), for arbitrary matrix S R 4 n × 4 n , if R ˜ = R 1 S S T R 2 > 0 , by Lemma 2, we obtain
θ T ( t ) h h ( t ) Λ 1 ( h ( t ) ) R 1 Λ 1 T ( h ( t ) ) + h h h ( t ) Λ 2 ( h ( t ) ) R 2 Λ 2 T ( h ( t ) ) θ ( t ) θ T ( t ) Λ ( h ( t ) ) R ˜ Λ T ( h ( t ) ) θ ( t )
Moreover, when h ( t ) = 0 , we have t h ( t ) t κ ˙ T ( s ) d s = t h ( t ) t θ t κ ˙ T ( s ) d s d θ = 0 . when h ( t ) = h , we obtain t h t h ( t ) κ ˙ T ( s ) d s = t h t h ( t ) θ t h ( t ) κ ˙ T ( s ) d s d θ = 0 . Therefore, the inequality (22) still holds. From (13) to (22), we get an upper bound of V ˙ ( t ) as
V ˙ ( t ) = i = 1 3 V ˙ i ( t ) θ T ( t ) Ψ 1 ( h ( t ) , h ˙ ( t ) ) Λ ( h ( t ) ) R ˜ Λ T ( h ( t ) ) θ ( t )
Now, we further rewrite the system (1) and the auxiliary Equation (3) as
0 = A x ( t ) + A d x ( t h ( t ) ) x ˙ ( t )
0 = A x ˙ ( t ) + A d ( 1 h ˙ ( t ) ) x ˙ ( t h ( t ) ) x ¨ ( t )
As the zero equalities in (24) and (25) can be defined by the elements of θ ( t ) , respectively, we get that Γ 1 θ ( t ) = 0 and Γ 2 ( h ˙ ( t ) ) θ ( t ) = 0 . As a result, the following two zero equalities hold
0 = 2 θ T ( t ) e M Γ 1 θ ( t )
0 = 2 θ T ( t ) e N Γ 2 ( h ˙ ( t ) ) θ ( t )
for any matrices M R 11 n × n , N R 11 n × n . Taking (26) and (27) into (23), one gets that
V ˙ ( t ) θ T ( t ) Ψ ( h ( t ) , h ˙ ( t ) ) Λ ( h ( t ) ) R ˜ Λ T ( h ( t ) ) θ ( t )
For θ ( t ) 0 , h ( t ) [ 0 , h ] , h ˙ ( t ) [ μ , μ ] , if
Ψ ( h ( t ) , h ˙ ( t ) ) Λ ( h ( t ) ) R ˜ Λ T ( h ( t ) ) < 0
then V ˙ ( t ) < 0 . By utilizing Lemma 3, the inequality (29) is equivalent to
Θ ( h ( t ) , h ˙ ( t ) ) = Ψ ( h ( t ) , h ˙ ( t ) ) + Λ ( h ( t ) ) Σ + Σ T Λ T ( h ( t ) ) Σ T Σ R ˜ < 0
for any matrix Σ R 8 n × 11 n . Since Θ ( h ( t ) , h ˙ ( t ) ) is affine on h ( t ) [ 0 , h ] and h ˙ ( t ) [ μ , μ ] , by the convex property, Θ ( h ( t ) , h ˙ ( t ) ) < 0 for h ( t ) [ 0 , h ] and h ˙ ( t ) [ μ , μ ] if and only if inequalities (4)–(7) hold. In addition, if inequality (30) is satisfied, then the condition R ˜ = R 1 S S T R 2 > 0 also holds. It can be further seen that R j = R ¯ j 0 0 3 R ¯ j h 2 > 0 , then, R ¯ j > 0 , j = 1 , 2 . As a result, if the matrix inequalities (4)–(7) are satisfied, based on Lyapunov stability theory, the system (1) subject to (2) is asymptotically stable. This completes the proof.   □
Remark 3. 
Theorem 1 includes h ( t ) and h ˙ ( t ) , but it does not include the second order derivative x ¨ ( t ) , The proof of Theorem 1 uses it in Equations (16), (17) and (25), but the result stated in Theorem 1 does not use x ¨ ( t ) . Then, it is necessary for the accomplishment of the model (1), but the application of Theorem 1 would not need the knowledge on x ¨ ( t ) . Above all, it seems that Assumption 1 is not necessary. The question comes from the reviewer. In fact, if we do not make an assumption, then the auxiliary Equation (3) may not be obtained. Without the help of (3), the obtained stability condition based on the LKF (8) is infeasible, which can be checked by the LMI toolbox in Matlab. Above all, the Assumption 1 is necessary.
Remark 4. 
It has been proved that Lemma 1 can get a tighter lower bound compared with Jensen integral inequality [24]. However, when we use Lemma 1 to derive Theorem 1, quadratic or higher order terms on h ( t ) and ( h h ( t ) ) will be encountered inevitably. Since the quadratic or higher-order terms are non-convex, the solving of non-convex matrix inequalities is not easy. To obtain an affine stability criterion on h ( t ) and h ˙ ( t ) , we need to avoid the emergence of quadratic or higher order terms on h ( t ) and h ˙ ( t ) in Theorem 1. Therefore, based on h ( t ) h , Φ 2 3 R ¯ 1 Φ 2 T is estimated as h ( t ) Φ 2 3 R ¯ 1 h 2 Φ 2 T h ( t ) in (20). And based on h ( t ) 0 , Φ 4 3 R ¯ 2 Φ 4 T is estimated as ( h h ( t ) ) Φ 4 3 R ¯ 2 h 2 Φ 4 T ( h h ( t ) ) in (21). In addition, the method of adding zero terms is adopted to avoid directly calculating x ¨ T ( t ) R 1 x ¨ ( t ) in V ˙ 3 ( t ) , and thus avoid the emergence of quadratic or higher order terms on h ˙ ( t ) in Theorem 1. Finally, a new stability criterion (Theorem 1), which is affine on h ( t ) and h ˙ ( t ) and can be directly solved by the LMI toolbox, has been achieved by Lemma 3.
Remark 5. 
The LKF (8) is different from some existing ones. States vectors x ˙ T ( t ) , x ˙ T ( t h ( t ) ) , x ˙ T ( t h ) are included in χ 1 T ( t ) , and x ¨ T ( t ) is introduced in χ 2 T ( t ) and κ ˙ T ( t ) , which bring more helpful information on h ˙ ( t ) and system states into the derivative of the LKF. Moreover, the derivative of V 3 ( t ) includes the terms of h ( t ) and h ˙ ( t ) and thus it can reflect the rate of change of delay well. Therefore, the relaxed stability condition (Theorem 1) has been achieved by the LKF (8).
Remark 6. 
Two new state augmented zero equalities i.e., (16) and (17), are introduced for the first time, which can help reduce the conservatism of the obtained stability condition.
To further illustrate the function of the auxiliary Equation (3), the following Corollary 1 without the help of the auxiliary Equation (3) is provided.
Corollary 1. 
For given integer n, scalars h > 0 , μ 1 , matrices A R n × n , A d R n × n , the system (1) subject to (2) is asymptotically stable if there exist symmetric positive definite matrices P ¯ 1 R 5 n × 5 n , P ¯ 2 R 5 n × 5 n , Q ¯ 1 R 2 n × 2 n , Q ¯ 2 R 2 n × 2 n , X 1 R n × n , X 2 R n × n , and free matrices S ¯ R 2 n × 2 n , M ¯ R 8 n × n , Σ ¯ R 4 n × 8 n , such that
Ψ ¯ ( 0 , μ ) + Λ ¯ ( 0 ) Σ ¯ + Σ ¯ T Λ ¯ T ( 0 ) Σ ¯ T Σ ¯ X ˜ < 0
Ψ ¯ ( 0 , μ ) + Λ ¯ ( 0 ) Σ ¯ + Σ ¯ T Λ ¯ T ( 0 ) Σ ¯ T Σ ¯ X ˜ < 0
Ψ ¯ ( h , μ ) + Λ ¯ ( h ) Σ ¯ + Σ ¯ T Λ ¯ T ( h ) Σ ¯ T Σ ¯ X ˜ < 0
Ψ ¯ ( h , μ ) + Λ ¯ ( h ) Σ ¯ + Σ ¯ T Λ ¯ T ( h ) Σ ¯ T Σ ¯ X ˜ < 0
where
Ψ ¯ ( h ( t ) , h ˙ ( t ) ) = 2 T ¯ 1 [ h ( t ) P ¯ 1 + ( h h ( t ) ) P ¯ 2 ] T ¯ 2 T ( h ˙ ( t ) ) + T ¯ 1 h ˙ ( t ) ( P ¯ 1 P ¯ 2 ) T ¯ 1 T + T ¯ 3 Q ¯ 1 T ¯ 3 T T ¯ 4 ( 1 h ˙ ( t ) ) ( Q ¯ 1 Q ¯ 2 ) T ¯ 4 T T ¯ 5 Q ¯ 2 T ¯ 5 T + e 5 T h ( 1 h ˙ ( t ) ) ( h h ( t ) ) ( X 2 X 1 ) e 5 + e 4 T h 2 X 1 e 4 + 2 e ¯ M ¯ ( A e 1 + A d e 2 e 4 ) , Λ ¯ ( h ( t ) ) = [ Λ ¯ 1 ( h ( t ) ) Λ ¯ 2 ( h ( t ) ) ] , Λ ¯ 1 ( h ( t ) ) = [ e 1 T e 2 T h ( t ) ( e 1 T + e 2 T ) 2 e 7 T ] , Λ ¯ 2 ( h ( t ) ) = [ e 2 T e 3 T ( h h ( t ) ) ( e 2 T + e 3 T ) 2 e 8 T ] , e ¯ = [ e 1 T e 2 T e 3 T e 4 T e 5 T e 6 T e 7 T e 8 T ] , T ¯ 1 = [ e 1 T e 2 T e 3 T e 7 T e 8 T ] , T ¯ 2 ( h ˙ ( t ) ) = [ e 4 T ( 1 h ˙ ( t ) ) e 5 T e 6 T e 1 T ( 1 h ˙ ( t ) ) e 2 T ( 1 h ˙ ( t ) ) e 2 T e 3 T ] , T ¯ 3 = [ e 1 T e 4 T ] , T ¯ 4 = [ e 2 T e 5 T ] , T ¯ 5 = [ e 3 T e 6 T ] ,
X ¯ 1 = diag X 1 , 3 X 1 h 2 , X ¯ 2 = diag X 2 , 3 X 2 h 2 , X ˜ = X ¯ 1 S ¯ S ¯ T X ¯ 2 , e i = [ 0 n · ( i 1 ) n , I n , 0 n · ( 8 i ) n ] R n × 8 n , i = 1 , 2 , , 8 .
Proof. 
The LKF candidate is chosen as
V ¯ ( t ) = V ¯ 1 ( t ) + V ¯ 2 ( t ) + V ¯ 3 ( t )
where
V ¯ 1 ( t ) = χ ¯ 1 T ( t ) ( h ( t ) P ¯ 1 + ( h h ( t ) ) P ¯ 2 ) χ ¯ 1 ( t )
V ¯ 2 ( t ) = t h ( t ) t χ ¯ 2 T ( s ) Q ¯ 1 χ ¯ 2 ( s ) d s + t h t h ( t ) χ ¯ 2 T ( s ) Q ¯ 2 χ ¯ 2 ( s ) d s
V ¯ 3 ( t ) = h t h ( t ) t ( h t + s ) x ˙ T ( s ) X 1 x ˙ ( s ) d s + h t h t h ( t ) ( h t + s ) x ˙ T ( s ) X 2 x ˙ ( s ) d s χ ¯ 1 T ( t ) = [ x T ( t ) x T ( t h ( t ) ) x T ( t h ) t h ( t ) t x T ( s ) d s t h t h ( t ) x T ( s ) d s ] , χ ¯ 2 T ( t ) = [ x T ( t ) x ˙ T ( t ) ] .
Then, we define
θ ¯ T ( t ) = [ x T ( t ) x T ( t h ( t ) ) x T ( t h ) x ˙ T ( t ) x ˙ T ( t h ( t ) ) x ˙ T ( t h ) t h ( t ) t x T ( s ) d s t h t h ( t ) x T ( s ) d s ] ,
The rest of the proof processes are similar to that of Theorem 1. This completes the proof.    □
Remark 7. 
As stated in Remark 3, the obtained stability condition based on the LKF (8) is infeasible without the help of (3). To further illustrate the function of the auxiliary Equation (3), we provide Corollary 1, which is derived based on the LKF (35). The LKF (35) is obtained by removing the x ¨ ( t ) dependent terms in LKF (8). In this case, the zero equalities in (16) and (17) are not suitable for LKF (35) due to the system state x ¨ ( t ) is not included.
Remark 8. 
On the one hand, for the case that the upper bound of the delay derivative is unknown, the auxiliary Equation (3) cannot be employed to analyze the systems. The reason is that one cannot effectively handle the function h ˙ ( t ) that appears in the auxiliary equation. Thus, the system state x ¨ ( t ) also cannot be included in the LKF (8). Otherwise, the obtained stability condition based on the LKF (8) is infeasible, which can be checked by the LMI toolbox in Matlab. In other words, the obtained stability conditions in this manuscript are just suitable for the case that the upper bound of the delay derivative is available, but not for the case that the upper bound of the delay derivative is unknown. On the other hand, for the case that the upper bound μ of the delay derivative is larger than 1, the obtained stability condition is equivalent to the ones, which are obtained under μ = 1 . The proof can be found in Theorem 2.8 in Section 2.2.3 of Chapter 2 in [39].
Remark 9. 
The stabilization problem of system is not considered in this paper. As we all know, to achieve a less conservative stabilization condition, it is very important to first achieve improved stability conditions for the systems with time-varying delays. In fact, if system states are available for the state feedback control, the stabilization conditions can be easily derived based on the obtained stability conditions, and the method of designing a controller gain is similar to the ones in [40,41].
In the next section, we will use two numerical examples that have been extensively studied in the literature to illustrate the effectiveness of the new stability conditions. The goal is to compute the MDUB h, under which the system is still stable. Based on Theorem 1 and Corollary 1, the Algorithm 1 is given.
Algorithm 1: Obtaining the optimal value of h based on Theorem 1 or Corollary 1.
Step 1.
   Given an integer n > 0 , constants μ 1 , h > 0 and a smaller ϵ > 0 , where ϵ is one step increment of h, and input the known constant coefficient matrices A R n × n and A d R n × n .
Step 2.
   Solve the LMIs in Theorem 1 or Corollary 1 by using the feasp solver in the Matlab/LMI Toolbox. If the LMIs are feasible, go to Step 3, else go to Step 4.
Step 3.
   Set h = h + ϵ , and solve the LMIs again. If the LMIs are feasible, repeat Step 3, else go to Step 5.
Step 4.
    Set h = h ϵ , and solve the LMIs again. If the LMIs are infeasible, repeat Step 4, else go to Step 5.
Step 5.
    Output the MDUB h and exit.

4. Numerical Examples

Example 1. 
Consider the system (1) with
Ex 1 : A = 2 0 0 0.9 , A d = 1 0 1 1 .
Ex 2 : A = 0 1 1 2 , A d = 0 0 1 1 .
and suppose that the second-order derivatives of system states are available.
For different μ, based on Algorithm 1, Table 1 and Table 2 list, respectively, the maximum delay upper bound(MDUB) h obtained by various methods and the number of decision variables(NoDVs) of these methods are also calculated in the last column, where if a matrix is a symmetric matrix, then the NoDV of the matrix is n ( n + 1 ) 2 , and if a matrix is a free matrix, then the NoDV of the matrix is n 2 . The n represents the dimension of the system.
For the two well-known examples, as can be seen in Table 1 and Table 2, the MDUB h obtained by Theorem 1 are larger than those of the existing ones listed in Table 1 and Table 2, respectively. Moreover, the larger the μ is, the more obvious the improvement (see μ = 0.5 or μ = 0.8 ) is. Therefore, compared with these stability conditions proposed by the literature listed in Table 1 and Table 2, in this work, a less conservative stability criterion (Theorem 1) has been obtained. Especially, the MAUB h obtained by Theorem 1 is larger than that of Corollary 1 for these two examples, which illustrates that taking the auxiliary Equation (3) into consideration is very important and efficient for the stability analysis of the systems with a differentiable time-varying delay.
Remark 10. 
It should be pointed out that Theorem 1 involves a larger number of NoDVs. In other words, it is time-consuming to solve the matrix inequalities in Theorem 1. Fortunately, the high-performance computer can easily make up for this shortcoming in the rapid development of technology.
To system (39) and system (40), we set the initial condition ε ( t ) = [ 1 , 1 ] T , the time-varying delay h ( t ) = h 2 ( 1 + sin ( 2 μ t h ) ) . The state responses of system (39) with h = 5.0213 and μ = 0.1 are plotted in Figure 1, and of system (40) with h = 5.1073 and μ = 0.2 are depicted in Figure 2. From Figure 1 and Figure 2, we can clearly see that the two systems with given parameters are stable at their respective equilibrium point.
Remark 11. 
The auxiliary equation may be complex when the original systems have uncertainties. For this case, how to deal with the uncertainties in the auxiliary equation is a difficult task, and it will be a work in our future study.

5. Conclusions

The stability problem for the linear systems with a differentiable time-varying delay has been considered by an auxiliary equation-based method in this paper. According to the system (1) and the auxiliary Equation (3), an appropriate delay-product-type augmented LKF has been constructed, which can utilize more delay and system state information, Then, based on the LKF, a relaxed stability condition has been derived by employing Lemmas 1–3, adding new zero terms and convex analysis method. Finally, two typical numerical examples have been given to illustrate the usefulness of the proposed method.
The stability condition proposed in this paper has some limitations. For example, the coefficient matrices A R n × n and A d R n × n in (1) are needed to be assumed to be known, and the time-varying delay h ( t ) in (1) need to be assumed to satisfies 0 h ( t ) h , | h ˙ ( t ) | μ 1 , where h and μ are known constants. On the other hand, without the help of an auxiliary Equation (3), the obtained result is infeasible by the LKF (8). Therefore, some future works are to solve these problems mentioned above.

Author Contributions

Z.Y. constructed the LKF, introduced the state-augmented zeroequalities, proposed the stability criteria, designed the experiments, and wrote the paper; X.J. constructed the LKF, introduced the state-augmented zero equalities, designed the experiments, examined and approved the paper; N.Z. and W.Z. analyzed the data and designed the program code. All authors have read and agreed to the published version of the manuscript.

Funding

The research work was partially supported by the National Natural Science Foundation of the People’s Republic of China (Grant No. 61673148) and the Youth Science and Technology Growth Project of Guizhou Province of China (Grant No. qianjiaoheKYzi[2022]125, 134).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. The trajectories of the system states in Ex1.
Figure 1. The trajectories of the system states in Ex1.
Electronics 11 03492 g001
Figure 2. The trajectories of the system states in Ex2.
Figure 2. The trajectories of the system states in Ex2.
Electronics 11 03492 g002
Table 1. The MDUB h for different μ in Ex1.
Table 1. The MDUB h for different μ in Ex1.
Methods/ μ 0.10.50.8NoDVs
Theorem 3 [23]4.85623.18312.7391 59.5 n 2 + 14.5 n
Theorem 1 [14]4.8673.12 53.5 n 2 + 8.5 n
Theorem 2(C1) [42]4.9403.3042.877 69 n 2 + 12 n
Theorem 1 [43]4.9453.3142.882 100.5 n 2 + 8.5 n
Corollary 1(II) [44]4.9663.3952.983 85 n 2 + 15 n
Theorem 1 [15]4.9963.2512.867 38 n 2 + 9 n
Theorem 8 (N = 4) [45]5.013.192.70 146.5 n 2 + 9.5 n
Corollary 14.86623.33492.9886 66 n 2 + 8 n
Theorem 15.02133.60323.2235 205 n 2 + 13 n
Table 2. The MDUB h for different μ in Ex2.
Table 2. The MDUB h for different μ in Ex2.
Methods/ μ 0.20.50.8NoDVs
Theorem 1 [46]4.51792.41581.8384 142 n 2 + 18 n
Theorem 3 [23]4.63802.58982.0060 59.5 n 2 + 14.5 n
Corollary 1(II) [44]4.9472.8012.137 85 n 2 + 15 n
Corollary 2 [3]4.9692.7742.117 235 n 2 + 34 n
Theorem 2 (N = 5) [8]4.9852.8062.148 103.5 n 2 + 15.5 n
Theorem 2 [17]4.9972.8142.149 307 n 2 + 13 n
Theorem 1 [2]5.00352.80962.1499 249.5 n 2 + 15.5 n
Corollary 14.94813.15312.7024 66 n 2 + 8 n
Theorem 15.10733.39842.9053 205 n 2 + 13 n
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Yin, Z.; Jiang, X.; Zhang, N.; Zhang, W. Stability Analysis for Linear Systems with a Differentiable Time-Varying Delay via Auxiliary Equation-Based Method. Electronics 2022, 11, 3492. https://doi.org/10.3390/electronics11213492

AMA Style

Yin Z, Jiang X, Zhang N, Zhang W. Stability Analysis for Linear Systems with a Differentiable Time-Varying Delay via Auxiliary Equation-Based Method. Electronics. 2022; 11(21):3492. https://doi.org/10.3390/electronics11213492

Chicago/Turabian Style

Yin, Zongming, Xiefu Jiang, Ning Zhang, and Weihua Zhang. 2022. "Stability Analysis for Linear Systems with a Differentiable Time-Varying Delay via Auxiliary Equation-Based Method" Electronics 11, no. 21: 3492. https://doi.org/10.3390/electronics11213492

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