2.1. Nanoparticles Characteristics
The nanoparticles containing the surfactants were obtained successfully. They were found to be spherical, uniform, monodispersed, and stable at room temperature. The main characteristics are displayed in
Table 1. All formulations presented pdI values < 0.3, indicating a monodisperse system. The zeta potential of the blank zein nanoparticles (BZNps) was found positive, agreeing with our previous studies [
3,
4]. Moreover, the nanoparticles containing the surfactants presented higher zeta potential values than BZNps, while those containing the surfactant with two positive charges (NpPANHC
12) presented even higher zeta potential values.
The microscopic appreciation of the colloidal systems showed a different aggregation behavior after the incorporation of the surfactants to zein nanoparticles. While the BZNp was found to be monodisperse and presented a spherical, smooth, and uniform surface, the nanoparticles containing the surfactants presented a covering layer uniformly dispersed in their surface (
Figure 2). This aspect can affect directly in the system stability and also on the resulting biological aspects discussed ahead.
The physicochemical characteristics aspects (
Table 1), together with the microscopic appreciation indicate that the surfactants may have followed different chemical conformations while loading to zein and to the nanometric structures obtained, such as illustrated in
Figure 3. Zein, due to its amphiphilic characteristics, presents self-assembly properties. Self-assembly is a process where a disordered system forms an organized structure without support or orientation from external agents. It depends on weak chemical bonds, such as van der Waals, capilar, π-stacking, and hydrogen bonds [
7]. Wang et al. [
8] studied the microphase formation of zein in ethanol/water. Both spheres and lamellar phases were observed after the increment of zein concentration in the samples analyzed. Surfactants, as amphiphilic molecules, tend to form micelles or coating surfaces, according to their structure or associated charge. In view of the mono- or di-cationic molecules used in the nanoparticles’ formations, and the possibilities to bind through one or two of these charges, the surfactants can present different conformation possibilities, such as those proposed and demonstrated in previous studies [
5]. These molecules can attach directly over zein nanoparticles, or blebs may grow and attach around the nanostructures. In both cases, they may interact through the hydrophilic or hydrophobic portions, considering, for instance, the predilection affinity of zein through aromatic rings [
9], which are more likely to bind directly to the aromatic amino acids, such as phenyalanine, as previously described [
3]. For the non-aromatic surfactants (such as LAM), the blebbing effect is more likely to occur with high accumulation of molecular aggregates. Higher zein concentrations resulted in a lamellar phase and film formation. In contrast, lower concentrations resulted in spherical formations, similar to those obtained in the present work.
2.2. Antimicrobial Activity
The minimum bactericidal/fungicide (MBC/MFC) concentrations for the surfactants and their respective nanoparticles against representative Gram-positive, Gram-negative bacteria and yeasts are displayed in
Figure 4 and
Figure 5, respectively. The surfactants showed good bactericidal and fungicidal activity against a wide range of microorganisms. The MBC/MFC values are similar to the MIC values recently reported [
3]. The activity depended greatly on their molecular structure, specifically their polar head. Our results indicate that these amino acid-based surfactants exhibited a superior activity against the Gram-positive bacteria, a common behavior for antimicrobials exhibiting a detergent-like mechanism [
2], where they attack primarily the microbial membranes. The composition of the bacterial membrane of the Gram-negative bacteria hampers the interaction of surfactants with the cellular membranes [
10]. Previous studies showed that the mechanism of action of cationic surfactants involves the electrostatic interaction between the charges of the protonated cationic groups and the negative charges located in the microbial membranes, followed by the hydrophobic interaction of the alkyl chains in the intramembrane region [
1]. Therefore, the development of a resistance mechanism is more unlikely. The high pKa values of the guanidine group ensure that these compounds carry at least one cationic charge at physiological pH, a key feature for damaging bacterial membranes [
2]. The LAM solution was the most effective formulation against all tested bacteria and fungi, demonstrating strong activity against both Gram-positive and Gram-negative planktonic bacteria, including some problematic pathogens such as
L. monocytogenes and
P. aeruginosa (
Figure 4) and
C. auris (
Figure 5) that are commonly resistant to several antimicrobial agents. Its good solubility and the presence of arginine group may have played an important role in the result obtained. In contrast, while the PNHC
12 surfactant was found to be very active in solution, its nanoencapsulation in zein nanoparticles abolished its activity over bacteria and yeasts (
Figure 4 and
Figure 5, respectively). One of the possible reasons for this phenomenon is the affinity of the aromatic phenylalanine groups to zein, such as reported in our previous study [
3]. Therefore, considering this affinity together with its small molecular size, it may have been unavailable to act properly over the microorganisms. Moreover, the surfactants containing the two amino acids, i.e., arginine and phenylalanine (PANHC
12 and C
12PAM), presented a moderate antimicrobial activity, which was maintained after their nanoencapsulation in zein nanoparticles (
Figure 4 and
Figure 5).
2.3. Antibiofilm Activity
Nowadays, bacterial and fungal biofilms are implicated in most hospital-acquired infections and are one of the key virulence factors promoting the growth of resistant bacteria and fungi [
11]. Once the biofilm is formed and matured, it becomes very difficult to eliminate due to the presence of a polysaccharide-based matrix [
5]. Sessile cells are 10- to 1000-fold more resistant than their planktonic counterparts. Therefore, it is essential to develop effective antimicrobial and antibiofilm strategies
In view of the favorable biocide results over the microorganisms in suspension, the surfactants solutions and nanoparticles were tested over MRSA and
C. albicans biofilms, two of the most common strains found in chronic wounds. Preformed biofilms of these two microorganisms were treated with different concentrations of both the surfactants (256–16 µg/mL) in the ethanol/water solutions and nanoparticles (64–8 µg/mL) with and without surfactants. After 24 h, the percentage of biofilm eradication was measured by MTT staining assay (
Figure 6 and
Figure 7). The susceptibility of MRSA to pure surfactant solutions depends on the amino acids present on their polar head. Surfactants with a single amino acid exhibited the best ability to disperse the MRSA biofilms. For instance, LAM and PNHC
12 were able to fully eradicate the biofilms at 64 µg/mL while, at this concentration, C
12PAM and PANHC
12 only removed around 60%.
Figure 6 also shows the antibiofilm activity of the blank NPs; it can be observed that these formulations also dispersed a high percentage of biofilm, around 70% at 64 µg/mL. The antibiofilm efficiency of the NPs containing these surfactants seem to be the sum of the pure surfactants with that of the blank NPs (
Figure 6 and
Figure 7) except for the C
12PAM NPs; this formulation did not show antibiofilm activity. These results are consistent with the tendencies observed in the MBC/MFC values, except for NpPNHC
12, which presented a good antibiofilm activity, unlike the biocide tests.
Notice that in this work we have evaluated biofilm eradication and not biofilm inhibition. Usually, higher concentrations are needed to eradicate mature biofilms because the required mechanism is more complicated, given that surfactants have to disrupt the extracellular polymeric matrix and kill the bacteria. For NP formulations, their physicochemical properties (particle size, zeta potential) are critical for biofilm eradication. The size affects the diffusion of the antimicrobial through the exopolysaccharide matrix. It seems that NPs with a size between 10 and 500 nm can better penetrate through the water channels and biofilm pores [
12,
13]. The average diameter of the NPs used in this work ranged from 194 to 312 nm, as such, it is expected that they can easily penetrate into the biofilms. Moreover, these NPs exhibited a high positive zeta potential, between +25 and +44 mV. This is another important parameter that can improve the biofilm penetration, given that positively charged aggregates are more attracted to negatively charged biofilm surfaces [
14]. Furthermore, it is very interesting that the biofilm disruptors also have antimicrobial properties, as they can both detach the bacteria from the polymeric matrix and eliminate them. Given the good properties of zein, several works regarding the preparation of NPs with antimicrobial compounds can be found in the literature: (1) ZNPs containing ceftazidime and tobramycin showed very good inhibition and eradication of biofilms [
15], (2) the antibiofilm and anti-virulence activities of phytochemicals, such as curcumin [
16] and anacardic and ellagic acids were improved by its encapsulation in zein nanoparticles, and (3) the co-encapsulation of ceftazidime and tobramycin in zein nanoparticles coated with chitosan showed enhanced antibacterial and antibiofilm activities compared to the individual formulations [
17]. However, to our knowledge, only our group has recently studied zein nanoparticles containing antimicrobial biocompatible amino acid-based surfactants [
3,
4].
The results concerning the antibiofilm activity against
C. albicans are shown in
Figure 7. The ratio between the activity of free solution/encapsulated NPs follows a similar pattern to that observed against MRSA. The most active surfactant was PNHC
12, which was found to almost remove totally the biofilm at 64 µg/mL. In contrast, the least active surfactant was C
12PAM, which at the same concentration did not cause any disruption to the biofilm. LAM and PANHC
12 exhibited a similar effectiveness. The activity of C
12PAM was significantly improved after its nanoencapsulation in zein nanoparticles; this surfactant did not removed biofilm at any of the tested concentrations, while its NPs were able to disperse around the 70% of biofilm. The efficiency of LAM also improved slightly, while for the other two surfactants, the activity of the NPs was found to be similar to that shown by the solutions.
2.4. Antioxidant Activity
The imbalance of the equilibrium between ROS (reactive oxygen species) generation and the antioxidant systems can raise the aging processes and cause several diseases. In this work the free radicals’ scavenging ability of the surfactant solutions and the loaded NPs have been evaluated using the DPPH scavenging radical test (
Figure 8). This test is widely used to evaluate the antioxidant activity of organic compounds. The formulations were mixed with DPPH and checked after 30 min and 24 h. The surfactants solely presented a limited antioxidant activity, which was abolished after 24 h (
Figure 8), while at 30 min blank NPs scavenged the 30% of free radicals. The presence of leucine, proline, and histidine in the zein structure permits proton donation to radicals that are deficient in electrons and, thus, it can enhance the inhibition of free radicals [
18]. After 30 min, the antioxidant effect of the loaded NPs seems to be the sum of the antioxidant effect of NPs and the amino acid-based surfactants loaded to zein. However, after 24 h, the antioxidant activity of zein nanoparticles containing the surfactants was clearly superior to the sum of the of both components individually. Therefore, nanoencapsulation of the surfactants is a promising strategy to combine the stabilization of zein nanoparticles and reach a synergic antioxidant effect. In some cases, a sustained antioxidant activity can be observed, especially when controlled release systems are assayed. For instance, zein nanoparticles have demonstrated this aspect before when polyphenols were nanoencapsulated. It may come from the fast antioxidant activity of the solutions in contrast to the nanoparticles, which can possibly inhibit the DPPH radical in a more sustainable manner. The long-term antioxidant activity of these NPs can help to maintain the balance between ROS production and the antioxidant system and if so, reduce the skin damage by aging. This aspect is also important to formulate novel products containing these formulations as they could extend the time of application considering the sustained activity found.
Due to its biocompatibility and their intrinsic antioxidant activity, zein has been widely used to encapsulate antioxidant active molecules. In some cases, the nanoencapsulation of these active molecules reduces their radical inhibition capacity. For example, it has been reported that free resveratrol presented a higher ability in the inhibition of ABTS radicals than nanoencapsulated RVT [
19] and zein nanoparticles containing resveratrol, and tocopherol also showed this behavior [
20]. However, other studies showed that the nanoencapsulation procedure enhanced the antioxidant efficiency of the bioactive molecules [
21].
2.5. Anti-Enzymatic Inhibitory Activities
The inhibitory activities of the surfactants and the loaded NPs over collagenase, elastase, tyrosinase, and lipoxygenase, key enzymes enrolled in the tissue repairing processes, were evaluated. Collagen, elastin, and tyrosine are some of the proteins affected by aging [
22]. Collagen is responsible for skin elasticity, elastin contributes to the elasticity of connective tissues, and tyrosine is mainly responsible for skin pigmentation.
Pure surfactants showed good anti-collagenase activity, especially C
12PAM and LAM. At the tested concentration (35.6 µg/mL), their enzymatic inhibition (
Figure 4a), ranged from 50 to 61.1%, similar to that found for the positive control EGCG (54.2%). This result is similar to that found in our previous study, where Gemini-arginine surfactants reached collagenase inhibition between 40 and 50% [
5]. Blank zein nanoparticles (BZNps) did not show any activity against this enzyme, and the loaded nanoparticles presented similar values to the surfactants in solution (
p > 0.05), indicating that they kept their inhibitory effect. This aspect can be important, for instance, during the second phase of wound healing to regulate the deposition of proteins during the fibroblast proliferation phase, promoting its modeling. This is also another important aspect to be explored in alternative wound care applications.
The inhibition of elastase was far more evident. For all the surfactants, the nanoencapsulation boosted its inhibitory effect. For instance, the nanoparticles containing PNHC
12 doubled its inhibitory effect (62.5%) compared to its solution (28.5%) (
Figure 9b). C
12PAM presented the most similar activity between its solution and nanoparticles. The positive control (EGCG) reached 67.3% of elastase inhibition (
Figure 9b), comparable to LAM and PNHC
12 loaded-zein nanoparticles. This result is far different from that found over the Gemini-arginine surfactants, where the elastase inhibition was limited in the best case to 17% [
5].
Tyrosinase inhibition was also evident. Both surfactants´ solutions and nanoparticles were found to have a moderate effect over this enzyme, with inhibition ranging between 44.7 and 52.8%, similar to the inhibition obtained with the positive control EGCG (45.4%) (
Figure 9c).
Finally, lipoxygenase was the least affected enzyme, with inhibition values ranging from 16.1 to 20.1% for the solutions and 26.5 to 33.8% for the nanoparticles containing the surfactants (
Figure 9d). Therefore, despite the limited activity, the nanoparticles improved the anti-inflammatory response of the surfactants upon the inhibition of lipoxygenase.
Hence, anti-enzymatic activities were identified to support the use of surfactants in the treatment of infectious diseases, where tissue disorders are commonly found. While collagenase and elastase inhibition may be helpful in maintaining and stimulating the resistance and elasticity of the skin and also in the repairing of skin, tyrosinase modulation is important to uniform the skin pigmentation, while the inhibition of lipoxygenase may control the inflammatory response. The activities found may be useful in repairing connective tissue or during the skin remodeling stages, for instance, treating hypertrophic and keloid lesions, based on their anti-inflammatory properties.
2.6. Molecular Docking Results
The molecular docking experiments with surfactants (LAM, C
12PAM, PNHC
12) for four enzymes, lipoxygenase, collagenase, elastase, and tyrosinase, are really useful for their binding affinities and possible inhibitory mechanisms. It is an insight that allows us to specifically link this theory to experimental data and, thus, to realize the impact of molecular structure, docking scores, and enzyme inhibition relationship (
Figure 1 and
Figure 10).
For lipoxygenase, it was observed that C12PAM contributed with a strong binding strength of −9.4 kcal/mol. The high affinity is due to hydrophobic and hydrogen bonding interactions. PNHC12 also exhibited strong inhibitory effects, with a binding energy of −8.5 kcal/mol. The binding energies of LAM were also significant but weaker, −8.0 kcal/mol. The correlation between the experimental findings and the scores yielded from the docking studies indicates that C12PAM might serve as a better inhibitor, even though the variances in activity are not much pronounced.
Docking studies for collagenase indicate that C12PAM also exhibited the highest binding affinity, with a docking score of −10 kcal/mol followed by LAM with −9.4 kcal/mol. This strong binding is probably attributed to the guanidine groups, which exert strong electrostatic forces. The interaction energy calculated for PNHC12 was −7.8 kcal/mol, still enough to suggest standard binding. These observations are reinforced by the experimental results; it was observed that, in solution, C12PAM has a slightly stronger inhibition of the enzyme than LAM and PNHC12 (61%, 50%, and 44%, respectively). The agreement of the molecular docking and the in vitro results indicates that C12PAM and LAM are effective inhibitors of this enzyme in an aqueous solution, while PNHC12 is less effective for collagenase.
The binding affinities for elastase indicated by the docking scores showed that LAM has the strongest interaction at −9.5 kcal/mol, followed by C12PAM at −9.1 kcal/mol and PNHC12 at −7.9 kcal/mol. These values suggest that these surfactants interact with this enzyme. Experimental results also indicate that LAM is the surfactant with the highest inhibitory activity; however, it was observed that the inhibition percentage of PNHC12 was higher than that of C12PAM.
According to the tyrosinase docking study, C12PAM is the surfactant that exhibited the strongest binding affinity at −6.6 kcal/mol, primarily due to hydrogen bonding and several hydrophobic interactions with the enzyme. LAM showed a lower binding affinity at −5.5 kcal/mol, while PNHC12 had the weakest interaction at −5.1 kcal/mol, likely forming weak noncovalent bonds. Despite these differences in binding affinities, the experimental data revealed that all three surfactants exhibited similar inhibitory activity (55%). In general, experimental data generally align with molecular docking results, as seen in the case of lipoxygenase, collagenase, and elastase. This correlation suggests that stronger binding interactions, such as hydrogen bonding and hydrophobic interactions enhance enzyme inhibition. However, somewhat unexpectedly, experimental results did not agree with the docking scores. This discrepancy suggests that inhibition is not solely dependent on binding affinity. Other factors, such as enzyme conformation changes or indirect interactions, may also play a role in the inhibition mechanism, explaining why the experimental results do not directly correlate with docking predictions. Some aspects of enzyme–ligand interactions might not be fully captured in the docking model, accounting for the observed paradox.
The study highlights the importance of molecular structure, specifically the head group type and alkyl chain length, in the enzyme inhibition ability of surfactants. C12PAM is the most effective enzyme inhibitor due to its strong electrostatic, hydrogen bonding due to the guanidine group and the two amide bonds and hydrophobic interactions. LAM also shows good potential for enzyme inhibition and performs well in practical applications. In contrast, PNHC12, while showing some inhibitory potential, may require structural modifications to improve its effectiveness. Notice that this last compound does not have a guanidine group in their chemical structure.
The obtained results highlight that formulating surfactants into nanoparticles can significantly affect their inhibitory activity against enzymes. For elastase and lipoxygenase, the nanoencapsulation of these surfactants in zein NPs increases their enzymatic activity, while for collagenase the encapsulation reduced their activity, and for tyrosinase both Nps and pure surfactants showed similar anti-enzymatic activity.
In our previous publication, we demonstrated that surfactants like LAM, C
12PAM, and PNHC
12 interact with zein to form nanoparticles through various interactions, including hydrogen bonding and hydrophobic interactions [
3]. The hydrophobic alkyl chain of PNHC
12 in nanoparticles is strongly involved with the zein protein, limiting its availability for hydrophobic interactions with the enzyme’s active site. Moreover, some functional groups in the molecular structures of these surfactants, such as the guanidine group in LAM and C
12PAM and the primary amine in PNHC
12, may become less available for enzyme interactions as they are involved in stabilizing the nanoparticle structure. Despite its guanidine head group, the amine and the hydrophobic groups remain somewhat available for enzyme interactions; the strong involvement of these are functional groups in stabilizing the nanoparticles, giving rise to a reduction in the activity against some enzymes. These features can explain the cases in which the enzymatic activity of surfactants decreases when encapsulating in NPs.
2.7. Cytotoxicity
The surfactants tested were found to be very potent in the biological activities aforementioned. However, the potential applications of these cationic molecules depend on their toxicity against mammalian cells. Recently we have demonstrated that nanoencapsulation was a suitable strategy to reduce the hemolytic activity of these compounds, leaving the antimicrobial activities unaltered [
3]. To complete this study, in this work, the cytotoxicity of surfactants in solution and loaded to zein nanoparticles against two representative skin cell lines associated at the epidermis and dermis layers of the skin was determined. In addition, the effect of blank nanoparticles and the vehicle (solution of water/ethanol used to prepare both the pure surfactants and the NPs) was also compared.
The cytotoxicity was assessed by the colorimetric methods (MTT and NRU assays) over murine fibroblasts (3T3 cell line) and immortal human keratinocytes (HaCaT cell line) (
Figure 11). Cells in the absence of any treatment were considered the negative control (100% of viability). The cytotoxic responses were very similar between the used methods, despite the different mechanisms of action, either upon the retention of the dye in the lysosomes for lives cells (NRU method) [
23] or the measurement of the reduction of MTT to formazan crystals by metabolically active cells (MTT method) [
24]. When fibroblasts were considered (3T3 cell line), cell viabilities higher than 100% were found for all the surfactants in solution, except for the PNHC12 derivative, with cell viabilities of 26% (MTT) and 15% (NRU). A similar trend was found using keratinocytes (HaCaT cell line), although this epithelial cell line seems to be more sensitive to the endpoint method, with MTT values always lower to those obtained with the NRU method (cell viability values around 75 and 100%, respectively). The PNHC12 derivative reported cell viabilities of 25% (MTT) and 20% (NRU) on this cell line.
The surfactants in solution presented acceptable cytotoxic levels, while its nanoencapsulation did not alter this pattern, except for PNHC
12 in which the cytotoxic effect was found very evident in both solution and nanoencapsulated forms (
Figure 11). This aspect might be related to its aggregation behavior, such as that observed in the microbiological results when it lost its activity after nanoencapsulation (
Figure 4 and
Figure 5). This aspect, together with the high cytotoxicity found, discourages its usage in some pharmaceutical applications. However, the other systems, LAM, PANHC
12, C
12PAM and their NPs, exert antimicrobial activity against some of the microorganisms tested at limited and acceptable cytotoxicity levels (
Figure 10).
2.8. Ecotoxicity Assessment
In order to assess the environmental safety of the investigated cationic surfactants, both in aqueous solution and encapsulated in zein nanoparticles, the standard aquatic toxicity test against
Vibrio fisheri luminescent bacteria was applied. The comparison between the aquatic toxicity of the surfactant in solution and encapsulated in zein nanoparticles allows one to determine the effect of the incorporation in the NPs on their ecotoxicity. The results of aquatic toxicity expressed as EC
50 values, i.e., the amount of surfactant necessary to reduce the light emission of bacteria by 50%, are given in
Table 2.
The concentration values of these amino acid-based surfactants that reduced bacterial luminescence to 50% in an aqueous solution are very similar between them, ranging from 0.9 to 2.3 mg/L (
Table 2). These findings suggest that the common hydrophobic group present in all compounds, i.e., a 12-C aliphatic chain, plays an essential role in aquatic toxicity. In contrast, the nature of the polar group appears to exert a relatively minor influence. The surfactant with an arginine amino acid in the polar head, LAM, is slightly less toxic than the phenylalanine derivative, PNHC
12, due to the greater hydrophobicity of the amino acid phenylalanine compared to arginine. In the case of surfactants with two amino acids in the polar group, the double-charged surfactant, PANHC
12, was found to be more toxic than the single-charged surfactant, C
12PAM. This can be attributed to greater solubility and adsorption capacity within the bacterial membrane of the former. The toxicity values of these surfactants in solution are consistent with previously published values for amphiphilic compounds with the same alkyl chain length as choline-derived amphiphilic ionic liquids [
25]. Furthermore, these values align with data previously obtained for LAM. A comparison of the EC
50 values of surfactants in solution with those of surfactants formulated in zein nanoparticles indicates that the aquatic toxicity of amino acid-based surfactants tends to decrease when incorporated into the nanoparticles. The extent of toxicity reduction is determined by the specific type of surfactant in question. The reduction in toxicity for surfactants comprising a single amino acid in the polar group, namely LAM and PNHC
12, has been observed to be in the range of 2.5 to 3 times. In the case of the surfactant with two amino acids and two positive charges in the polar head, PANHC
12, the reduction was relatively minor. This could be attributed to the higher positive charge density of the nanoparticle, as evidenced by the zeta potential data (
Table 1), which results in less charge shielding and a higher capacity to exert a toxic effect. However, in the case of the surfactant with two amino acids in the polar group and a single charge, C
12PAM, the reduction is highly significant, and no toxic effects were observed at the maximum concentration tested. Therefore, it is evident that encapsulation of surfactants in zein nanoparticles results in a notable reduction in their ecotoxicity. Similar results were obtained by Luis et al., as these authors found that when eugenol or/and gallic acid were encapsulated into zein nanoparticles, a significant increase in the LC 50 values against the aquatic biomarker (
Artemia salina) was observed [
26]. These findings indicate that zein nanoparticles can have a protective effect against the ecotoxicity of antimicrobial compounds, such as cationic surfactants.