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Nanomaterials 2018, 8(11), 912;

Acid Free Oxidation and Simple Dispersion Method of MWCNT for High-Performance CFRP
Institute of Physics and Materials Science, University of Natural Resources and Life Sciences Vienna, Peter-Jordan-Straße 82, 1190 Vienna, Austria
Slovak Academy of Sciences, Polymer Institute, Dúbravská cesta 9, 845 41 Bratislava 45, Slovak Republic
Institute of Materials Chemistry, Technische Universität Wien, Getreidemarkt 9/165, 1060 Vienna, Austria
Institute of Applied Synthetic Chemistry, Technische Universität Wien, Getreidemarkt 9/163, 1060 Vienna, Austria
Electronic Properties of Materials, Universität Wien, Boltzmanngasse 5, 1090 Vienna, Austria
Author to whom correspondence should be addressed.
Received: 21 October 2018 / Accepted: 1 November 2018 / Published: 6 November 2018


Carbon nanotubes (CNT) provide an outstanding property spectrum which can be used to improve a wide range of materials. However, the transfer of properties from the nanoscale to a macroscopic material is a limiting factor. Different approaches of functionalizing the surface of a CNT can improve the interaction with the surrounding matrix but is connected to difficult and expensive treatments, which are usually inconvenient for industrial applications. Here, a simple and eco-friendly method is presented for the oxidation of CNT, where hydrogen peroxide (H2O2) is the only chemical needed and no toxic emissions are released. Also, the extensive step of the incorporation of CNT to an epoxy matrix is simplified to an ultrasonic dispersion in the liquid hardener component. The effectiveness is proven by mechanical tests of produced CNT/CFRP and compared to a conventional processing route. The combination of those simple and cost efficient strategies can be utilized to produce multiscale composites with improved mechanical performance in an ecological and economical way.
oxidation; functionalization; eco-friendly; dispersion; carbon fiber reinforced polymer (CFRP); mechanical properties

1. Introduction

The use of carbon nanotubes (CNT) as a 1-dimensional filler material in modern composite materials opens up unprecedented opportunities in terms of their mechanical, optical, thermal, and electrical properties. Especially in lightweight construction of mechanically highly stressed structural elements in space and aviation, CNT have been studied intensively as unique reinforcement phase. Due to their structural design, CNT are known as the strongest material with a Young’s modulus of 1 TPa [1] and tensile strength of more than 60 GPa [2]. However, the usability of these mechanical properties in composites strongly depends on the transferability of forces between matrix and CNT at the interface and thus is limited by the connection to the matrix. The chemical surface modification of CNT (functionalization) has emerged as an excellent way to establish this connection [3,4,5]. However, current procedures for surface functionalization of CNT are rather expensive and time consuming and therefore hardly commercially lucrative for industrial use.
In research, many different methods have been studied in order to functionalize single-walled (SWCNT) or multi-walled (MWCNT) carbon nanotubes [6,7,8]. In general, these approaches can be divided into two large categories: Firstly, covalent modifications, providing a strong connection to the graphitic surface of the CNT by a chemical (covalent) binding and secondly, non-covalent modifications, exhibiting weaker interaction to the CNT, mainly due to van-der-Waals forces and π-π interactions. Non-covalent functionalization processes are primarily in use when it comes to electrical, thermal, or catalytic applications of CNT. Another non-covalent method involves helical wrapping of the CNT with a polymer [9]. Applications in mechanically stressed structural parts usually benefit from the covalent modification approach. A proper load transfer between matrix and CNT during mechanical stresses of the nanocomposite can be ensured by a chemical linkage due to functionalization, resulting in covalent binding of side-groups from the CNT to the matrix [3]. Hence, functional groups have to be introduced, providing sufficient reactivity to interact with the surrounding matrix.

1.1. Oxidation of CNT

Oxidative treatments of CNT usually generate hydroxyl (-OH), carbonyl (-C=O), or carboxyl groups (-COOH) on the surface, which can further react in order to introduce amine functionalities (-NH2) for example. Generally, many approaches and syntheses known in chemistry may be used, depending on desired properties of the CNT.
A widely used method is a wet-chemical reaction with oxidizing agents. HNO3 [10] or mixes of HNO3/H2SO4 [11] have been studied to generate a reactive surface of the CNT. From graphite chemistry, other chemicals are known for the oxidation of graphitic structures as mixtures with KMnO4 [12,13] or KClO3 [14,15]. Acidic and basic piranha solutions of sulfuric acid or ammonium hydroxide with hydrogen peroxide (H2SO4/H2O2 and NH4OH/H2O2) revealed less oxidation potential for MWCNT compared to HNO3 [16]. It was shown that H2O2 can also be used to oxidize MWCNT by continuous addition of fresh H2O2 solution over several days [17]. Furthermore, H2O2 is commonly used for the production of activated carbon (AC) in catalysis [18]. Although, there are certain similarities to carbon black, the procedures cannot be transferred directly to CNT, since they are optimized to achieve controlled microporosity [19] and preservation of mechanical properties is not intended.
One disadvantage of wet-chemical oxidation methods is the related introduction of contaminants, which must be removed afterwards by time intensive washing and filtration steps. However, on the positive side, impurities as amorphous carbon or metal catalyst particles, which occur as byproducts in the synthesis of CNT, are also removed. Therefore, an additional cleaning effect can be achieved due to this treatment. One drawback of covalent functionalization in general is the generation of defects in the graphitic structure of the CNT that means a reduction in its physical properties, such as bulk-, shear-, and Young’s modulus, tensile strength, or electrical and thermal conductivity [20,21,22,23].
As an alternative to wet-chemical processes, CNT can be oxidized via gas phase reactions. Therefore, oxygen has to be transformed into a sufficiently reactive state considering several options. For example, a stream of air or pure oxygen at higher temperatures (>700 °C) may be used for this purpose. However, the yield of CNT is limited due to the formation of CO2 and CO [24,25]. Initial studies have been carried out to achieve purification of CNT.
A successful approach of gas phase oxidation of CNT at room temperature is to use ozone (O3) as reactive species [26]. Further developments of this method apply a combination of ozone and water vapor (O3/H2O) [27], indicating that the formation of radical species increases the effectiveness of the reaction by the presence of water vapor. Further, it is possible to combine UV radiation and ozone (UV/O3) to generate reactive groups on the surface of a CNT [28]. The absorption of short-wave UV light leads to dissociation of oxygen molecules and thus increases reactivity significantly.
Another approach is to utilize the plasma state in which gas is in an ionized state. First attempts to oxidize MWCNT with an oxygen-plasma were performed to examine changes of the electronic density of states (DOS) of CNT by different oxidation processes [29].
Ozone oxidation reactions of CNT can be performed under atmospheric pressure and room temperature in contrast to plasma processes, which commonly need vacuum conditions and high temperatures. Generally, gas phase oxidation reactions do not require any kind of washing, filtration, or separation steps at all. However, drawbacks of those methods are the poor scalability and low yields, leading to higher product prices.
In summary, the oxidation methods mentioned include several challenges and disadvantages. Low yields, expensive equipment, extensive reactions with high amounts of chemicals, or further steps of purification represent just some of them.

1.2. CNT-Reinforced Composites

Nanocomposites of epoxy resin and different amine-functionalized CNT have been investigated as reinforced matrix material [30] for the production of fiber reinforced polymers that are based on carbon fibers [31,32] and glass fibers [33]. Primary amino groups, attached to the CNT, may react with epoxy groups of the resin similar to the curing reaction with amine hardeners [3,34]. However, it was also shown that for polymer nanocomposites, containing CNT concentrations below 1 wt%, the enhancement of tensile strength and Young’s modulus is very similar for oxidized and amine-functionalized CNT [35]. Improvements of different properties of CNT-reinforced composites are still challenging and sometimes limited in comparison to theoretical predictions [36]. Good dispersion of CNT plays a key role, as well as proper functionalization, generating a minimum of structural defects [37].
The ease of dispersion of CNT in various matrices can also be greatly affected by functionalization, thus potentially yielding a combined advantage or disadvantage for composite production. This is particular important for epoxy matrices, where CNT dispersion is typically a great challenge and is often done on a calender, commonly known as three-roll mill (TRM), in a time consuming process, involving several repeat steps. A facile, inexpensive CNT functionalization route combined with an easy to use dispersion approach would therefore greatly impact the possibilities of industrial use.
In the present study, an oxidation treatment of MWCNT is presented that is based only on H2O2 used in a facile, environmentally benign and inexpensive process. XPS measurements show the effectiveness of different oxidation conditions in comparison to a conventional approach using HNO3. Benefits of the oxidation with H2O2 are subsequently demonstrated by including them in CFRP. In order to avoid time consuming dispersion of CNT in resin on a TRM, an alternative approach of dispersing oxidized CNT in the liquid hardener component by sonication was tested. We show that our simple functionalization and dispersion method yields superior mechanical properties of the composite when adding H2O2 oxidized MWCNT to the hardener of epoxy matrix as compared to adding untreated MWCNT to the resin by calendering. Our alternative route provides a novel method for effective, eco-friendly oxidation and less elaborative processing of MWCNT for composite applications, besides already existing and more conventional approaches.

2. Materials and Methods

2.1. Oxidation of CNT

An industrial grade of CVD grown MWCNT obtained from Nanocyl (NC7000, Nanocyl SA., Sambreville, Belgium) was used for the oxidation experiments. According to the datasheet of the supplier, they are characterized by an average diameter of 9.5 nm and 1.5 µm length with a purity of 90% carbon from thermogravimetric analysis [38] and 98.5 at% C analyzed by XPS measurement in a characterization study [39], respectively. SEM images in Figure 1 give a general idea of the dimensions of the used MWCNT.
Two different oxidation treatments for MWCNT, one based on H2O2 and the other based on HNO3, were investigated for comparison purposes (Figure 2).
The MWCNT were treated in a stabilized 30 wt% aqueous H2O2 solution (obtained from Carl Roth GmbH + Co. KG, Karlsruhe, Germany) at 80 °C (“CNT-H2O2, 80 °C”) and 120 °C (“CNT-H2O2, 120 °C”), respectively. For 200 mg MWCNT, 170 mL H2O2 solution was used in order to provide an excess of oxidant. The oxidation treatments were carried out for 4 h in a 400 mL round bottom flask under reflux cooling. For a separated amount of MWCNT that were oxidized at 120 °C for 4 h, an ultrasonic treatment in 30 wt% H2O2 solution was applied for additional 4 h (“CNT-H2O2, 120 °C + US”). For this purpose, an Elmasonic S10 device (Elma Schmidbauer GmbH, Singen, Germany) with a frequency of 37 kHz was used. For comparison with a conventional method, 150 mg MWCNT were oxidized in 300 mL of a 68 wt% HNO3 solution (obtained from Carl Roth GmbH + Co. KG, Karlsruhe, Germany) for 3 h at 120 °C (“CNT-HNO3, 120 °C”) in the same equipment.
After the oxidation step, the MWCNT suspension was filtered with a Teflon filter (Zitex G110, retention range: 1–3 µm, thickness: 200–300 µm, diameter: 90 mm, obtained from Carl Roth GmbH + Co. KG, Karlsruhe, Germany) and washed with distilled water. The product was then dried at 70 °C and 80 mbar in a vacuum oven for 24 h.

2.2. X-ray Photoelectron Spectroscopy (XPS)

XPS signals were recorded using a Thermo Scientific K-Alpha XPS system (Thermo Fisher Scientific Inc., East Grinstead, UK) equipped with a microfocused, monochromatic Al Kα X-ray source (1486.68 eV). An X-ray beam of 400 µm size was used at 6 mA × 12 kV. The spectra were acquired in the constant analyzer energy mode with pass energy of 200 eV for the survey. Narrow regions were collected with pass energy of 50 eV. Charge compensation was achieved with the system flood gun that provides low energy electrons (~0 eV) and low energy argon ions (20 eV) from a single source. The Thermo Scientific Avantage software, version 5.981 (Thermo Fisher Scientific Inc., East Grinstead, UK), was used for digital acquisition and data processing. Spectral calibration was achieved by using the automated calibration routine and the internal Au, Ag and Cu standards supplied with the K-Alpha system. The surface compositions (in at%) were determined by considering the integrated peak areas of the detected atoms and the respective sensitivity factors. The fractional concentration of a particular element A was computed using:
%   A = I A / s A ( I n / s n ) × 100 %
where I n and s n are the integrated peak areas and the Scofield sensitivity factors corrected for the analyzer transmission, respectively. For the Al Kα source, we used Scofield factors according to Table 1.
The fitting algorithm of Powell was used to fit the XPS peaks. The line shapes were product of Lorentz/Gauss mix and was fixed at L/G = 90%. This value was taken from the fit of C1s peak of pure MWCNT, where we leave to vary also the parameters of shape asymmetry by Powel algorithm. These asymmetry parameters (tail mix, tail height, tail exponent) were then used for sp2 signal fitting.
For the measurement, samples were poured on double-sided Cu tape and placed on Al foil. The surface was smoothened by pressing with cleaned Al foil in order to get the surface as smooth as possible without any additional surface contamination. There was no additional cleaning of the sample surface applied (no etching) to ensure the sample was not altered.

2.3. Raman Spectroscopy

Raman spectra were measured with a Horiba Jobin Yvon LabRAM HR800 Raman spectrometer (Horiba Europe GmbH, Dresden, Germany) under ambient conditions using a laser with a wavelength of 632.8 nm at 0.75 mW power and a spectral resolution of ~2 cm−1. A 50× objective lens of an Olympus optical microscope (Olympus Austria GmbH, Vienna, Austria) was used to focus the beam and collect the signal. For each Raman spectrum, 10 measurements were collected for 30 s from 1000–3000 cm−1. Experimental data was smoothed using a cubic spline function.

2.4. Dispersion

The used epoxy resin was based on BADGE (Biresin CR170, component A, Sika GmbH, Stuttgart, Germany) with an amine hardener (Biresin CH170-3, component B, Sika GmbH, Stuttgart, Germany). The mass ratio for a mixture of both components is 100:16 (A:B). The MWCNT were dispersed in two different ways, described in the sections below.

2.4.1. Three-Roll Mill

The dispersion of neat MWCNT in epoxy resin was done on a three-roll mill (TRM, Exakt 80E, Exakt Advanced Technologies GmbH, Norderstedt, Germany). Pre-dispersed material of 0.7 wt% CNT in epoxy resin (component A) from a mechanical stirrer was processed within four steps starting from the biggest gap size of 120 µm. In each step, the gap size of both gaps was reduced in order to increase the dispersion quality. Finally, the minimum gap size was applied by setting a line pressure of 10 N/mm between two adjacent rolls.

2.4.2. Ultrasonic

The required amount of filler material was dispersed in the liquid hardener (component B) in order to achieve a concentration of 0.7 wt% oxidized MWCNT (“CNT-H2O2, 120 °C”), based on the necessary amount of resin, according to the mixing ratio. Hardener and fillers were sonicated in a 400 mL beaker for 30 min.

2.5. Preparation of CNT-Reinforced Composites

In order to assess the effectiveness of our H2O2 treatment, we prepared composites with neat MWCNT and H2O2-oxidized MWCNT. The HNO3-oxidized MWCNT were not used because of the higher defect density and this method has already been investigated extensively in other studies [40,41,42,43].
Resin and hardener were mixed under vacuum conditions of around 100 mbar in a closed glass vessel to avoid the introduction of air bubbles. An electrically driven stirrer with a Teflon blade was used at a rotation speed of 400 rpm for 5 min. For the production of composites, neat MWCNT and only one type of oxidized MWCNT (“CNT-H2O2, 120 °C”) was used. In case of dispersion on a TRM, the resin contained neat MWCNT (component A + CNT) and the hardener was pure, whereas for ultrasonic dispersion, the hardener contained the mentioned type of oxidized MWCNT (component B + CNT) and the resin was pure.
Carbon fiber reinforced composites (CFRP) were prepared using a plain weave with an areal weight of 245 g/m² and a yarn fineness of 200 tex (3k) warp/weft from high tenacity (HT) carbon fibers (SGL CARBON SE, Wiesbaden, Germany). The CFRP was cured in a heated press at 140 °C for 1 h at 30 bar. Plates with a final thickness of 4 mm were produced using 20 layers of plain weave. Three different mixes for the production of CFRP plates were prepared (Figure 3): a reference that contains no CNT (1), a “conventional” route, using a dispersion of neat MWCNT/epoxy from the TRM (2) and the “alternative” route, using ultrasonic dispersion of oxidized MWCNT in hardener (3).
Testing specimens were cut out of the CFRP plates with a water jet. For the four-point-bending test the geometry of the specimen was 80 × 15 × 4 (mm³) according to DIN EN ISO 14125 and the tensile test specimen had a “dog-bone” shape (type 1B) with a total lengths of 170 mm and 20 mm maximal width with a thickness of 4 mm (DIN EN ISO 527-4). The fiber volume content of tested specimens was between 61–63 vol%.

2.6. Mechanical Characterization of CNT-Reinforced Composites

The four-point-bending tests were performed on a spindle-driven frame universal testing machine (10 kN, ZwickRoell GmbH & Co. KG, Ulm, Germany). The support span of the fixture had a distance of 66 mm and the loading span distance was 22 mm. Rolls with a diameter of 10 mm were used and the loading speed was set constant to 0.5 mm/min. A digital image correlation (DIC) system was used (Q400, Dantec Dynamics A/S, Skovlunde, Denmark) in order to monitor the deformation of the specimen. For image processing, Istra 4D (V4.4.4.694) was used to determine the flexural modulus.
For tensile tests, the specimens were fixed in hydraulic grips of a Zwick/Roell (100 kN, ZwickRoell GmbH & Co. KG, Ulm, Germany) testing machine. The loading speed was set 2 mm/min and a mechanical extensometer was used for strain recording. Separately, a laser extensometer was used for the evaluation of the Poisson’s ratio. According to the standard, at least five specimens were tested for each series for all tests; except for tensile tests of CFRP that contained pristine MWCNT, only four specimens were tested.

3. Results and Discussion

3.1. XPS Measurements

All oxidative treated MWCNT samples were analyzed by XPS in order to compare resulting oxidation degrees. The neat MWCNT were used as reference to oxidized samples. Figure 4 shows the XPS survey of all studied samples. One oxidation strategy was based on H2O2 at different temperatures (80 °C/120 °C). A separated batch was first oxidized at 120 °C and additionally treated in H2O2 solution under sonication at room temperature (120 °C + US). In the second approach, HNO3 was used as oxidant, which is a well-established method [10,40,44,45].
Apparent surface chemical compositions of studied samples are summarized in Table 2. Neat MWCNT only show a negligible amount of oxygen on the surface of about 0.1 at%. C1s signal of neat MWCNT exhibits strong asymmetry because of the sp2 peak and the presence of delocalized π-electrons (conduction electrons), available for shake-up like events following core electron photoemission [46]. As was mentioned in the experimental section, we have identified these asymmetry parameters during fitting of neat MWCNT and we used them for fitting of sp2 signal for all samples. C1s fit of neat MWCNT sample is shown in Figure 5a and the associated quantification is displayed in Table 2. For oxidized samples, signals of sp2 carbon (centered at ~284.4 eV), sp3 carbon (~285.0 eV), C–O (~286.4 eV), C=O (~287.1 eV), OC=O (~ 289.2 eV), and π–π* shake-up (~291.2 eV) were detected. The highest oxygen content (~8.5 at%) was detected in the case of MWCNT treated with HNO3 at 120 °C. In this case, a certain amount of sp3 carbon was also present, indicating some defects in sp2. In the case of H2O2 at 80 °C treatment, the oxygen content was the lowest ca. 3.2 at%. At higher temperature of 120 °C the oxygen content was slightly higher ca. 4.7 at% (sample H2O2, 120 °C). After ultrasonication of the H2O2, 120 °C sample, the oxygen slightly decreased to 4.3 at%, which can be consequence of some cleaning of the surface by this procedure, but the decrease is only marginal and practically within the accuracy of XPS (ca. ±10% of particular signal). The chemistry of oxygen species is similar in all cases of oxidized samples, where carbonyls (C=O at ~531.6 eV), carboxyls/esters (OC=O at ~532.5 eV), hydroxyls/ethers (C–O at ~533.5 eV) and some more complicated structures such as O2C=O at ~534.8 eV were detected [47]. In the case of the H2O2-treated samples, there was no sp3 carbon fitted, indicating very low amount of defects in sp2 structure.
In some samples, a small amount of certain impurities were detected (SnO2:Sn3d at ~487.8 eV, phosphates:P2p at ~ 134.5 eV, Al2O3:Al2p at ~ 75.3 eV, Teflon:F1s at ~ 689.3 eV) coming probably from the processing of the samples. The Al2O3 could be residues of catalyst from the CVD process and Teflon was used as filter material. Other impurities may come from the H2O2 solution or water from the washing step but cannot be assigned clearly.
Since there was no beneficial effect from the ultrasonic treatment, the oxidized MWCNT treated at 120 °C without additional ultrasonic were used for further processing in composites. Detailed C1s and O1s fits are presented in Figure 5b,c. Oxidation of the MWCNT was achieved with almost 5 at%, which was desired in order to prevent damage of the structure and retain most of the mechanical properties. The amount of defects that corresponds to sp3 carbon is even negliglible in this case. It is well known that the defect density of CNT has a direct influence on their mechanical properties. It is therefore important to keep the balance between functionality from reactive side groups and mechanical properties, given by the intact structure. The critical concentration of carboxylation, which was found to be in the range of 5–6% for a SWCNT, should not be exceeded [20].
A comparison of O1s scans is shown in Figure 5d. A higher degree of oxidation was observed at higher temperatures for H2O2. However, the oxidation effect of HNO3 was more pronounced than for H2O2 at the same tempertature (120 °C). The oxidation potential of CNT in water was found to be ~0.80 V [48] and the standard potentials of used oxidants are 0.96 V and 1.77 V for HNO3 and H2O2, respectively [49]. That means that, thermodynamically, the oxidation reaction of CNT should be possible with both oxidants, according to the following reactions:
4 CNT (reduced) + O2 + 4 H+ → 4 CNT+ (oxidized) + 2 H2O; 0.80 V
H2O2 + 2 H+ + 2e → 2 H2O; 1.77 V
HNO3 + 3 H+ + 3e → NO + 2 H2O; 0.96 V
According to the Nernst equation, the potential also depends on temperature and the ratio of concentrations of oxidized to reduced species, which means an increased oxidation potential at higher temperature and oxidant excess.
For H2O2, there is also an autocatalytic decomposition reaction involved that is accelerated at increased temperature.
2 H2O2 → 2 H2O + O2
At higher temperatures around 110–120 °C, H2O2 becomes unstable and decomposes spontaneously to hydroxyl radicals and perhydroxy radicals [50].
H2O2 → 2 HO
H2O2 → HOO + H
These radicals are considered to react with the surface of CNT in aqueous solution (radical scavenging), leading to their oxidation [51,52].
2 CNT + 2 HO → 2 CNT+ + O2 + H2
The type of appearing functional groups on the surface of the CNT by a H2O2 oxidation depends on the detailed conditions of the treatment. For example, only hydroxyl functionalization was detected by FTIR measurements after autoclaving and sonication of CNT in 30% H2O2 solution [53]. Another study reports about highly oxidized MWCNT by 30% H2O2 over several days at 65 °C by adding fresh H2O2 in certain intervals that led to the presence of hydroxyl, carbonyl, and carboxyl functionalization in XPS analysis [17]. A quite long reaction time was necessary because of the low temperature that was applied. In contrast, we used elevated temperature in order to minimize oxidation time and effort of the functionalization treatment, by generating higher amounts of radicals. Further, the reaction conditions were optimized for a final oxygen content of around 5 at% to avoid excessive structure damage on the one hand and provide functioinal goups that reduce agglomeration and interact with the matix on the other hand.

3.2. Raman Spectroscopy

In Figure 6, the Raman spectra of pristine and oxidized MWCNT are shown. The D band (disorder) is located at ~1325 cm−1 and the G band (graphitic) at ~1580 cm−1. Further, a D’ band is present at higher frequency next to the G band at ~1620 cm−1.
Covalent functionalization of graphitic structure corresponds to an increase in defect density due to the generation of sp3 carbon. Hence, the ratio between intensity of the D band and the G band (ID/IG) was used to indicate structural damage by the oxidation. For pristine MWCNT, the ratio ID/IG was 1.61, increasing to 1.72 and 1.81 for H2O2 oxidation at 80 °C and 120 °C, respectively. After applying additional ultrasonic treatment in H2O2 after oxidation the ratio increased to 2.21 and the oxidation with HNO3 at 120 °C led to an ID/IG ratio of 2.08.
Comparing the ID/IG ratios shows that oxidation with H2O2 at both temperatures only slightly increased the amount of defects/disorder compared to pristine MWCNT. In contrast, ultrasonic treatment and HNO3 oxidation damaged the graphitic structure significantly. In XPS measurements, additional sp3 carbon was detected after HNO3 oxidation and also the amount of oxygen was higher (8.5 at%), indicating that structural damage was mainly caused by covalent attachment of functional groups. For additional ultrasonication after H2O2 oxidation of MWCNT, the oxygen content did not further increase. However, the amount of defects is clearly more pronounced in Raman measurements. This could be explained by the shortening effect of MWCNT due to ultrasonic treatment, which generates open edge sites. Amorphous carbon from the inside of the tube could be released in this way or directly generated on the surface of the outer wall, which was reported in the literature [54]. Especially, this is relevant for relatively long sonication time of 1 h in H2O2 solution, in our case.
In general, the D band in the Raman spectra of sp2 carbon is attributed to disordered carbon, namely hetero-atoms, vacancies, grain boundaries, amorphous carbon, or any other finite size structures which lower the crystalline symmetry [55]. In fact, for MWCNT, an exact correlation between individual contributions of specific defects and the corresponding Raman signal has not been established yet [56].

3.3. Dispersion of MWCNT

As a first evaluation of the successful oxidation of CNT, their dispersion behavior in distilled water can be investigated. A higher degree of oxidation will lead to improved dispersion due to repulsive forces by dissociated groups. In Figure 7, dispersions of MWCNT, neat and after different oxidative treatments, in water are shown after 30 min of sonication and 1 h sedimentation. It can be observed that after constant sedimentation time the oxidation with HNO3 and H2O2 at 120 °C led to improved dispersion behavior, whereas neat MWCNT separated on bottom and top. Oxidation with H2O2 at 80 °C only slightly increased the dispersibility of treated MWCNT in water. These results also indicate that dispersion in the polar hardener component is possible for oxidized CNT but not for neat CNT, which naturally exhibit an entire hydrophobic surface.
The dispersion of cured CNT/epoxy nanocomposites was compared by investigation of light microscope images of section cuts (Figure 8). The “conventional” route involved dispersing neat MWCNT by a calender (three-roll mill, TRM), while our more straightforward “alternative” route was based on ultrasonic mixing of H2O2 oxidized MWCNT into the hardener (no TRM step required) In general, the calender dispersion technique led to more homogenous distribution and smaller agglomerates of MWCNT with a maximum of approximately 5–10 µm in diameter (Figure 8a,b). In this case, the neat MWCNT were directly dispersed in epoxy resin (component A) which makes up the main part of the mixture. Dispersing oxidized MWCNT in the amine hardener (component B) with ultrasonic shows a larger variety of agglomerate size from several microns up to around 100 µm (Figure 8c). However, most of the large agglomerates are composed of small ones which are located close to each other (Figure 8d).
To ensure the successful reinforcement of the epoxy matrix by oxidized MWCNT, tensile tests were performed. The results showed an enhancement of Young’s modulus from 2750 MPa to 3700 MPa and increase of tensile strength from 41 MPa to 48 MPa for neat epoxy and MWCNT/epoxy nanocomposites, respectively. It should be mentioned that some properties of the matrix are changing due to the addition of MWCNT, which were not investigated in this study. The electronical and thermal conductivities usually increase [57], while the glass transition temperature (Tg) drops compared to unfilled epoxy resin [58].

3.4. Mechanical Testing of CNT-Reinforced CFRP

In four-point-bending tests of CFRP, the addition of both types, neat MWCNT and oxidized MWCNT, to the epoxy matrix led to improvements of flexural modulus and strength compared to the reference that was produced without CNT (Table 3). Neat MWCNT that were dispersed in the resin with a TRM increased the modulus and strength of CFRP by +10% and +12%, respectively. Significantly higher results were achieved by the dispersion of oxidized MWCNT in the hardener component, increasing the modulus of tested CFRP specimens by +22% and by +56% in flexural strength. This is particularly remarkable, since our oxidized MWCNT were—due to the simpler dispersion approach—less perfectly dispersed. Nevertheless, this fact was obviously outweighed by the better interaction of matrix and filler, which led to higher mechanical performance.
The results of tensile tests are presented in Figure 9. A reduction in the Young’s modulus for CFRP that were modified with neat MWCNT was found, whereas the modulus did not change for oxidized MWCNT modification within a statistical significance, compared to the reference (Figure 9a). Obviously, a different failure mechanism of the tensile specimens occurred when MWCNT were added, as it is shown in Figure 9b. Strong delamination was observed for specimens with unmodified matrix. In contrast, tensile specimens that were modified with neat or oxidized MWCNT stayed compact after failure. Figure 9c shows that the tensile strength was slightly improved by adding neat MWCNT (+7%) but much more effectively by oxidized MWCNT (+38%). Mean values for the Poisson’s ratio, measured in thickness dimension of the specimen (4 mm), were different for each series of tested CFRP specimens (Figure 9d). The reference showed the highest Poisson’s ratio and a reduction was observed by adding neat MWCNT (−16%) and oxidized MWCNT (−40%).
Less transversal contraction of the composite under tensile load—which is expressed by the Poisson’s ratio—could be the reason for different delamination behavior, since the CNT stiffen the matrix. Due to a reduced delamination of the specimen, increased values for strength under tensile and bending load could be derived.
The results also underline the importance of surface functionalization of CNT for efficient improvement of mechanical properties of nanomodified composites. In case of ultrasonic dispersion of oxidized MWCNT in the hardener, covalent bonding between amine groups (-NH2) of the hardener and carboxylic groups (-COOH) can be assumed (amidation reaction) during the curing reaction. A connection of the second amine group of the bifunctional hardener molecule to the epoxy resin could establish a direct linkage, creating a network with much more efficient stress transfer from the cured composite to the CNT under mechanical load. Improved stress distribution is expected to be the underlying mechanism for the enhanced mechanical performance of the composites. Figure 10 shows SEM images of neat epoxy and MWCNT/epoxy nanocomposites after tensile failure. The fracture surface of unfilled resin (Figure 10a) is very smooth, whereas the addition of CNT increased the roughness and thereby the specific fracture energy. Individual MWCNT can be identified in Figure 10b,c. Several reinforcement mechanisms have been already reported extensively in the literature, including pull-out, fracture, and crack bridging of CNT [59,60]. Due to enhanced chemical affinity of oxidized MWCNT to the epoxy matrix, a stronger interfacial bonding was achieved, resulting in less CNT pull-out and more efficient crack bridging, which was observed in Figure 10c.
Compared to other studies (see Table 4) we demonstrate a very simple approach for the functionalization and dispersion of MWCNT for the mechanical improvement of CNT-modified carbon fiber/epoxy composites. Besides the eco-friendly aspect of the oxidation treatment, our processing method has proven to be productive and effective. Except for the Young’s modulus, which is dominated by the carbon fibers, tensile and flexural strength as well as flexural modulus were increased significantly. Especially, the flexural strength shows the highest increase in this comparison table, which may be attributed to the very effective improvement of the matrix modulus that stabilized the carbon fibers under bending load and thus reduced the fiber buckling.
Taking into account twice the standard deviation as the lower limit when comparing our alternative route with the reference, the improvement of tested mechanical properties is still of statistical significance, e.g., +9% flexural modulus, +34% flexural strength, and +20% tensile strength, respectively.

4. Conclusions

In this study, it was shown that MWCNT can be oxidized efficiently by hydrogen peroxide (H2O2) at elevated temperature in order to obtain functionalized CNT for composite materials. A functionalization degree of around 5 at% oxygen was found in XPS measurements, without creating substantial amounts of defects, in contrast to oxidation with HNO3. Mainly hydroxyl (-OH), carbonyl (-C=O), and carboxyl (-COOH) groups were present after the oxidation treatments. Therefore, the oxidation of CNT with H2O2 can be considered as a “green” and effective process. An alternative dispersion route of oxidized MWCNT in amine hardener via sonication was presented, revealing a sufficient dispersion quality in cured epoxy resin. However, dispersing untreated MWCNT in the resin on a three-roll mill (TRM) led to a more homogenous distribution. Both dispersion techniques were used for the production of CNT-modified CFRP and their mechanical properties were tested in four-point-bending and tensile tests. Substantial improvements in mechanical performance were obtained by adding oxidized MWCNT using US dispersion in our “alternative” approach and only minor increases by the “conventional” route involving neat MWCNT dispersed on the TRM.
In general, our approach of eco-friendly oxidation of CNT and simple ultrasonic dispersion in hardener could be applied to various CNT/polymer nanocomposites consisting of two-component matrix systems and not only for carbon fiber reinforced composites.

Author Contributions

Conceptualization: G.S. (Gerald Singer), P.S.; methodology: H.C.L., G.S. (Gerhard~Sinn), H.R.; validation: G.S. (Gerald Singer), P.S., M.M., V.M., F.F.; formal analysis: G.S. (Gerald Singer), P.S., G.S. (Gerhard~Sinn); investigation: G.S. (Gerald Singer), P.S., M.M., V.M.; data curation: G.S. (Gerald Singer); writing—original draft preparation: G.S. (Gerald Singer); writing—review and editing: H.R., M.M.U., J.W., M.O., T.P.; visualization: G.S. (Gerald Singer); supervision: H.C.L.; project administration: H.C.L., H.R.; funding acquisition: H.C.L.


This research was funded by the Austrian Research Promotion Agency (FFG) under grant no. 850447.


We would like to thank Karl Heinz Semlitsch, Werner Stöger and Peter Peyrer from Secar Technologie GmbH for producing the composite samples. We are grateful to Johannes Konnerth for his assistance with the tensile tests. We also thank our technicians Reinhard Schuller and Daniel Irrasch for their great assistance. Supported by BOKU Vienna Open Access Publishing Fund.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.


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Figure 1. SEM images of used multi-walled carbon nanotubes (MWCNT).
Figure 1. SEM images of used multi-walled carbon nanotubes (MWCNT).
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Figure 2. Different oxidation treatments for MWCNT based on H2O2 or HNO3.
Figure 2. Different oxidation treatments for MWCNT based on H2O2 or HNO3.
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Figure 3. Scheme of different mixes of resin and hardener for the production of carbon fiber reinforced polymer (CFRP).
Figure 3. Scheme of different mixes of resin and hardener for the production of carbon fiber reinforced polymer (CFRP).
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Figure 4. XPS survey of studied samples.
Figure 4. XPS survey of studied samples.
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Figure 5. XPS of the (a) C1s region of pure MWCNT; (b) C1s region of H2O2, 120 °C; (c) O1s region of H2O2, 120 °C; and (d) O1s comparison of prepared samples.
Figure 5. XPS of the (a) C1s region of pure MWCNT; (b) C1s region of H2O2, 120 °C; (c) O1s region of H2O2, 120 °C; and (d) O1s comparison of prepared samples.
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Figure 6. Raman spectra of pristine and oxidized MWCNT using different oxidative treatments.
Figure 6. Raman spectra of pristine and oxidized MWCNT using different oxidative treatments.
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Figure 7. Dispersion of different CNT in water (from left to right): neat MWCNT, oxidized MWCNT in HNO3 (120 °C), H2O2 (80 °C), H2O2 (120 °C), and H2O2 (120 °C + US treatment), respectively.
Figure 7. Dispersion of different CNT in water (from left to right): neat MWCNT, oxidized MWCNT in HNO3 (120 °C), H2O2 (80 °C), H2O2 (120 °C), and H2O2 (120 °C + US treatment), respectively.
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Figure 8. Light microscope images of section cuts of cured CNT/epoxy samples containing 0.7 wt% CNT related to the resin: (a,b) show neat MWCNT, dispersed in the resin with a three-roll mill (TRM) and mixed with the hardener by a mechanical stirrer. (c,d) show oxidized MWCNT, which were dispersed with ultrasonic (US) in the hardener first and mixed with the epoxy resin using a mechanical stirrer.
Figure 8. Light microscope images of section cuts of cured CNT/epoxy samples containing 0.7 wt% CNT related to the resin: (a,b) show neat MWCNT, dispersed in the resin with a three-roll mill (TRM) and mixed with the hardener by a mechanical stirrer. (c,d) show oxidized MWCNT, which were dispersed with ultrasonic (US) in the hardener first and mixed with the epoxy resin using a mechanical stirrer.
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Figure 9. Results of tensile tests of CFRP: (a) Young’s modulus, (b) images of tested CFRP (reference, filled with MWCNT, filled with oxidized MWCNT) with their typical fracture behavior, (c) tensile strength and (d) Poisson’s ratio.
Figure 9. Results of tensile tests of CFRP: (a) Young’s modulus, (b) images of tested CFRP (reference, filled with MWCNT, filled with oxidized MWCNT) with their typical fracture behavior, (c) tensile strength and (d) Poisson’s ratio.
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Figure 10. SEM images of fracture surface of (a) neat epoxy and epoxy/CNT nanocomposites containing (b) pristine MWCNT and (c) oxidized MWCNT.
Figure 10. SEM images of fracture surface of (a) neat epoxy and epoxy/CNT nanocomposites containing (b) pristine MWCNT and (c) oxidized MWCNT.
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Table 1. Scofield factors used for XPS analysis.
Table 1. Scofield factors used for XPS analysis.
Table 2. Apparent surface chemical composition of prepared MWCNT samples as determined by XPS measurements.
Table 2. Apparent surface chemical composition of prepared MWCNT samples as determined by XPS measurements.
SampleSurface Chemical Composition [at%]
(Peak Positions in eV)
HNO3, 120 °C91.58.5
H2O2, 80 °C96.
H2O2, 120 °C95.
H2O2, 120 °C + US95.
Table 3. Results from four-point-bending tests of CFRP specimens with different fillers and dispersion techniques. The numbers are mean values and the standard deviation is given in brackets. Improvements are related to reference specimens that do not contain any filler.
Table 3. Results from four-point-bending tests of CFRP specimens with different fillers and dispersion techniques. The numbers are mean values and the standard deviation is given in brackets. Improvements are related to reference specimens that do not contain any filler.
Filler TypeFiller ContentDispersionFlexural Modulus [GPa]Change [%]Flexural Strength [MPa]Change [%]
Reference--40.2 (±1.8)-520 (±20)-
MWCNT0.7 wt%TRM in resin44.1 (±2.7)+10580 (±45)+12
oxidized MWCNT0.7 wt%US in hardener49.0 (±0.7)+22810 (±30)+56
Table 4. Comparison of different functionalization and dispersion approaches and the resulting improvement of mechanical properties of CNT-modified carbon fiber/epoxy composites. (Young’s modulus, E; tensile strength, σ; flexural modulus, Ef and flexural strength, σf; three-roll mill, TRM).
Table 4. Comparison of different functionalization and dispersion approaches and the resulting improvement of mechanical properties of CNT-modified carbon fiber/epoxy composites. (Young’s modulus, E; tensile strength, σ; flexural modulus, Ef and flexural strength, σf; three-roll mill, TRM).
Filler TypeFunctionalizationFiller ContentDispersionPropertyChangeReference
oxidized MWCNTH2O20.7 wt%sonication in hardenerE+4%this study
oxidized MWCNTno information0.3 wt%sonication and TRM in resinEf+15%[61]
oxidized MWCNTH2SO4/HNO31.0 wt%magnetic stirring in mixture of resin and hardenerE+16%[62]
silanized MWCNT3-aminopropyl-triethoxysilane1.0 wt%E+34%
MWCNT-NH2no information0.7 wt%TRM in resinEf+13%[63]
MWCNT-NH2H2SO4/HNO3, SOCl2, Diethylamine1.0 wt%sonication and ball milling in resinE+49%[31]
MWCNT-NH2oxidation, SOCl2, 1,2-ethylene-diamine0.5 wt%mechanical stirring and sonication in resinEf+6%[32]
MWCNT-NH2oxidation, SOCl2, diethyltoluene-diamine0.5 wt%Ef+18%

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