1. Introduction
Exposure to potentially harmful ionizing radiation is a common yet often underappreciated public health concern. Individuals may be exposed in everyday contexts, including occupational settings—such as among nuclear workers, medical staff, and radiographers—and as patients undergoing diagnostic or therapeutic procedures for conditions like cancer, orthopedic injuries, or cardiovascular disease. Less frequently, exposure may occur on a larger scale, for example, during nuclear accidents. Under either risk scenario, following a potential (over-)exposure to ionizing radiation in a radiological accident or incident, one needs retrospective dosimetry techniques to estimate the dose of the exposure to inform medical intervention and/or triage of patients for treatment. This is particularly important during mass casualty incidents to inform on appropriate medical interventions and to identify individuals most in need of treatment due to higher dose exposures. Current approaches for retrospective dosimetry can be categorized into physical (such as based on ceramic chips in mobile phones [
1]) and biological dosimetry, also known as biodosimetry, which is commonly considered to include the use of physiological, chemical or biological markers of exposure of human tissues to ionizing radiation for the purpose of reconstructing doses to individuals or populations [
2]. The work presented here applies to a biological dosimetry technique.
Exposure to ionizing radiation induces DNA double-strand breaks (DSBs), which can lead to chromosome aberrations if not correctly repaired during DNA replication [
3]. The dicentric chromosome assay (DCA) is the well-established gold standard for accurate dose estimation, relying on the quantification of dicentric chromosomes in peripheral blood lymphocytes [
4,
5,
6,
7]. These abnormal chromosomes arise predominantly from ionizing radiation and serve as a highly specific biomarker for radiation exposure, which has been shown to be robust to inter-individual [
8] and inter-laboratory variations [
9]. The method is the recommended by the IAEA [
10] which also provides detailed protocols for sample processing, culture, metaphase preparation, and statistical analysis tailored to emergency and routine biodosimetry. The assay has been used to provide evidence in occupational adjudication and regulatory decisions [
11] and is considered robust for use in legal proceedings.
However, there are also some drawbacks of the dicentric assay such as being costly [
12], and rather too slow for emergency scenarios, traditionally requiring four to five days [
13] after the collection of samples to produce the dose estimation. The time taken can be reduced using automatic or semi-automatic evaluation systems; however, the dose estimate provided is less accurate than that from manual scoring, and currently more appropriate for triage than exact dose estimates [
14,
15]. There has also been recent progress in fully automizing the evaluation pipeline including the statistical analysis leading to the dose estimation [
16]; the degree of adoption of such methods by dosimetry labs is yet less clear.
Despite the undisputed advantages and high degree of validation and harmonization of the dicentric assay, continued research into methods which can reliably quantify the degree of exposure within the first one or two days following the incident appears highly desirable. Promising candidates for such alternative biomarkers include protein-based assays that detect the presence of DNA damage response proteins at damage sites, such as
γ-H2AX and 53BP1 [
17]. These assays quantify the cellular response to ionizing radiation by measuring the accumulation of such proteins at sites of DNA double-strand breaks, providing a sensitive indicator of damage recognition and repair activity. In this work, we focus on
γ-H2AX as a radiation biomarker.
When a cell is exposed to ionizing radiation and DSBs occur, a type of protein, the H2AX histone, is expressed to coordinate repair of DNA [
18] and, in this process, is phosphorylated to become
γ-H2AX [
19]. The clusters of
γ-H2AX proteins that form at the location of each DSB break are referred to as foci when visualized under fluorescent microscopy following immunofluorescent staining, and can be detected and counted minutes after ionizing radiation exposure [
20]. The
γ-H2AX foci reach the highest concentration at around 1 h after exposure, and then slowly decay until almost disappearing at around 96 h after exposure [
21,
22].
The
γ-H2AX assay which uses
γ-H2AX foci as the biomarker is still a relatively new method in the biodosimetrical toolbox, but has great potential as it is able to produce a dose estimate much faster than the DCA, which is particularly useful for triage in emergency response scenarios where many individuals may be affected. Common approaches utilizing this biomarker involve collecting a blood sample [
22,
23] from healthy, unexposed individuals and exposing them ex vivo to design doses of ionizing radiation (e.g., 0.5/1/2/4 Gy), then counting the number of
γ-H2AX foci in a fixed number of lymphocyte cells in each sample at specified time points post-exposure, such as 1, 2, 4, 24 h [
13,
24]. We will hence refer to the mean count (which corresponds to the average or the expectation depending on the context) of
γ-H2AX foci in a sample at a time after exposure as ‘yield’, and denote it as
y. Linear calibration curves are fitted that describe the functional relationship between yield and design doses at each time after exposure.
These approaches, while having advantages over DCA such as allowing the dose estimation to take place much sooner (within 4–5 h) after exposure [
25], are, however, still limited by their time dependence. For instance, if samples from a potentially irradiated individual were taken say 6 h after exposure, the lab would have either to resort to sub-optimal calibration curves at non-matching time points, or perhaps take another sample at a later time for which a calibration curve is available. Ref. [
23] described this “a logistic problem difficult to solve”. Dose–time surface models have been posed as a solution to this problem, however, still require time since exposure to be known in order to provide an accurate dose estimate [
23].
The situation would of course be even more difficult if this individual is unsure about the time of the possible exposure. To address such issues, we present here a new method that allows us to estimate ionizing radiation dose without knowing exact time since exposure, as well as estimate the time since exposure if needed. To do this, we take existing calibration curves and generalize them using the decay mechanism of γ-H2AX foci to build a model that describes the functional relationship between yield, dose, and time since exposure. To apply this model, we simply take γ-H2AX foci count measurements twice, i.e., at different time points, to infer dose and time since exposure.
We explain the components of this modeling approach in
Section 2. We demonstrate the efficiency of the proposed approach through simulation studies in
Section 3. We provide two case studies with real data from two different laboratories in
Section 4. We discuss limitations of the proposed approach in
Section 5 before we finish this exposition with a Conclusion in
Section 6. This article is a revised and expanded version of a paper entitled “Estimating dose and time of exposure from a protein-based radiation biomarker”, which was presented at the International Workshop on Statistical Modelling, Durham, UK, 15–19 July 2024 [
26].
5. Limitations
It is clear that the general difficulties and issues with the γ-H2AX biomarker carry over to the presented method.
Among these, one finds several peculiarities relating to this biomarker at very low and high doses, partially already alluded to in the introduction. At very low doses (<100 mGy), the number of gamma-H2AX foci in each cell is very small, typically just 0, 1, or 2, making it hard to distinguish an actual exposure from background irradiation, which typically resides between 0 and 1 foci per cell [
13]. This is exacerbated by a tendency of detection software to detect spurious signals in this dose range [
29]. For high doses (>3 Gy), foci begin overlapping which complicates their detection under both manual and automated scoring. Indeed, when using quadratic calibration curves for the modeling of
γ-H2AX foci, it has been observed that the quadratic terms tends to be negative (unlike for the dicentric assay where it is positive), which is presumably due to omitted foci counts due to the overlap effect. However, it also been found that the inclusion of this quadratic term adds more variance to the dose estimation than it reduces the bias so that the recommendation is still to just use linear calibration curves in practice [
24]. This has also been empirically observed in experiments directly comparing the dicentric assay with the
γ-H2AX assay using data from the same donors in the same study [
36,
37]. Due to the mentioned saturation effect, predictions from such linear curves yielding very high dose estimates should be considered with caution.
Posing further difficulty with the
γ-H2AX assay, it has sometimes been stated that there is substantial inter-individual variation, presumably relating to differing radiosensitivity of the concerned individuals [
38]. Specifically, it has been demonstrated that both control and exposure yields may depend on factors such as age or occupation [
39]. In a study involving 28 individuals [
40], it was shown that, while inter-individual variation in
γ-H2AX foci yield is present, it is less prevalent in exposed than in background foci. Furthermore, this study showed that, after irradiation, the inter-individual variation is on a similar level as the intra-individual variation, which was similarly observed in [
24,
37]. In another study, inter-individual variation at 4 h post-radiation was found insignificant using flow cytometry methods [
38]. It can be concluded that, jointly, the intra- and inter-individual variation just add to the general overdispersion of the
γ-H2AX assay, which is why quasi-Poisson or related models are usually employed for the analysis of this biomarker. In doing so, it needs to be acknowledged that a possible dependency of the overdispersion on dose is ignored [
29]. Since we are not using the estimated dispersion for uncertainty quantification or further inference, this is, however, not a particular area of concern in this present study.
There is a plethora of other experimental factors which impact the calibration and the reliability of the
γ-H2AX assay. These include the type and quality of radiation [
41], laboratory settings [
32], scoring mechanisms [
13], the technician performing the scoring [
38], as well as image and microscope settings [
20]. Further differences can incur due to shipment conditions [
42] which is of particular importance for the
γ-H2AX assay due to the quick foci decay. This point also relates to the temperature at exposure [
37] and shipment [
13], and to the type of blood actually shipped (whole blood or isolated lymphocytes) [
32]. Note that irrespective of the type of blood shipped, the scored cells are almost always lymphocytes, so further discussion on dependencies of foci yield on cell type [
43] is not of concern for us.
In summary, there is still a large number of possible biases and uncertainties associated with this assay. These biases and uncertainties will enter the estimation of the calibration curves which are taken as starting point of our analyses. In this work, no attempt has been made to account for any of these biases and uncertainties, other than those arising due to uncertain or unknown time of exposure. Hence, the conclusions in the paper should be seen as conditional on the presence of such issues which continue to be intrinsic to the
γ-H2AX assay. Or, in other words, any bias and uncertainties which are inherent to the original calibration curves will, by our methodology, be carried forward into our dose–time model and hence may impact the accuracy of the final dose estimates. Having stated all this, despite these potential shortcomings, the
γ-H2AX is assay has established itself as an alternative biomarker for triage situations, and the simulations and real data analyses carried out in this paper do lend support to its applicability for this purpose. For accurate clinical dose estimation, other assays such as the DCA (minimum detection of 100 mGy) or centromere stained micronuclei (detection limit of 50 mGy) may continue to be more appropriate [
8].
A further limitation of this study lies in the considered samples sizes for collecting foci yields. We have considered here samples sizes between
and
, which would be the samples sizes typically used in clinical experiments to establish calibration curves and to validate the general functioning of the biomarker, and this was the mindset with which we have approached this study. For rapid emergency triage, smaller sample sizes of 50 or less scored cells are however preferable [
32]. Hence the performance of the proposed methodology under full ‘emergency triage’ conditions should be further assessed.
The final limitation that needs to be commented on is the requirement to select the decay parameters
u and
v. Here, we have made the decision to keep these parameters as entirely constant, with values extracted from the literature. We believe this is to some extent justified as foci decay is a purely physical property which should have little to do with lab procedures, scorers or scoring systems, etc. This reasoning appears to be in line with the earlier literature on the
γ-H2AX assay which indicated that ‘a single decay’ would be appropriate for describing foci loss until 96h after exposure [
22]. However, statements of this type relate to samples from single individuals and, hence, do not serve to mitigate more recent evidence of inter-individual variation of the foci decay kinetics [
44]. It has also been reported that the speed of foci signal decay is reduced for very low doses [
45]. The choice of constant and fixed values for
u and
v is hence a limitation of the proposed methodology. An approach for possible estimation of
u and
v from calibration data is discussed in the Conclusions.