This section describes the relevant aspect of Ubuntu philosophy. From the outset, it is essential to state that all African philosophers do not necessarily believe the formulation we provide to be true of Ubuntu. For example, one formulation of this philosophy considers the philosophy as enjoining individuals to exhibit certain virtues. This is view of African philosophers such as Kwasi Wiredu. Equally, the formulation on which this study draws does not exhaust the philosophy itself. A systematic review will be required for such a task. This section focuses on the formulation relevant for its objectives.
Ubuntu is the Nguni term which means humanness (
Metz 2007), and to exhibit Ubuntu is to live a human way of life sincerely or to display human excellence, while to lack Ubuntu is to be devoid of human excellence (
Metz 2016). The more an individual showcases human excellence, the more of an Ubuntu they become, that is, the more of a human they become (
Ewuoso and Hall 2019). Since displaying Ubuntu entails developing one’s humanness, moral status, personhood, and dignity are found in doing so. Hence, the maxim
a person is a person through other persons (
Ewuoso and Hall 2019). It is said that to lack Ubuntu is, then, not to be a person but to be an animal. This means the individual fails to display what is most valuable about human nature (
Ramose 1999).
The existence of several formulations of Ubuntu implies that there are many ideas regarding how to showcase humanity. Suppose one formulation of Ubuntu is that it enjoins individuals to exhibit certain virtues. In that case, the right way to showcase humanity is to act virtuously. Specifically, it implies being hospitable and honest, amongst other virtues. However, many scholars of Ubuntu, as supported by this systematic review, believe that relating communally is the appropriate way to showcase humanity. In fact,
Augustine Shutte (
2001, p. 30) states, “our deepest [ethical imperative] is to become more fully human by entering more… deeply into community [or harmony] with others”. Equally, consider the following remark by
Desmond Tutu (
1999), “Harmony, friendliness, community are great goods. Social harmony is, for us, the
summum bonum—the greatest good. Anything that subverts or undermines this sought-after good is to be avoided like the plague. Anger, resentment, lust for revenge, even success through aggressive competitiveness, are corrosive of this good”.
Communal relationship tends to entail a combination of identifying with others and exhibiting solidarity. To identify with others is to share a way of life with them, whilst exhibiting solidarity often entails acting with goodwill. Precisely, to identify with each other, people must perceive themselves as part of a group. Subsequently, in thinking of themselves as ‘we’, people would feel ashamed or feel proud of each other’s actions, collaborate in communal projects and coordinate to achieve the common good (
Metz 2019b). Exhibiting solidarity entails participating in caring and considerate manners, to behave in a way that would be fairly presumed to benefit others. The motive or attitude of this behaviour is of caring for the well-being of others (
Metz 2019b). This ethical imperative of Ubuntu gives rise to the following principle of right of action:
An action is right just insofar as it is a way of living harmoniously or prizing communal relationships, ones in which people identify with each other and exhibit solidarity with one another; otherwise, an action is wrong.
The display of Ubuntu is achieved by promoting and respecting the value of harmonious relationships and community with others above most else. It is important to note that this above interpretation of Ubuntu as an ethical philosophy is a broad one and represents one common conception of how to showcase humanity; that is, it is a combination of exhibiting solidarity and identifying with others. Accordingly, many other things can be said about this philosophy. Nonetheless, we provide this broad overview to inform other scholars and readers who might not have a knowledge or full understanding of the Afro-communitarian ethic of Ubuntu and what it entails. One scholar describes the combination of exhibiting solidarity and identifying with others as friendliness. This is our prime focus. Specifically, we draw on this formulation to justify our thesis, after having provided further explanation on friendliness in the next section.
2.1. Friendliness and Ubuntu Philosophy
To reiterate, friendliness is how one African moral philosopher, Thaddeus Metz, describes (
Metz 2011) the combination of both displaying solidarity and identifying with someone (or communal relationships). Notice that this view does not exhaust the many ways Ubuntu has been interpreted. Specifically, friendliness is, then, to respect people who possess the ability to harmoniously commune with others (
Metz 2012b). Accordingly, unfriendliness is a failure to relate communally, that is, to share a way of life with others or act with goodwill. It is to act in one’s interests and, in so doing, fail to act for the good of others (
Metz 2011).
How Africans conceptualize friendliness ought to be differentiated from how others understand the same. What the preceding implies is that the concept of friendliness is not unique to the African philosophy of Ubuntu. But, the intuitions that inform the conception of friendliness in the Global South match the moral intuitions (such as communal relationships) that are more dominant there and have not come to the continent from elsewhere. For example, Aristotle defines friendship as a relationship of benefit that traverses all denominations, ages, and statuses. As Aristotle explains, “[T]he young need it to keep from error. The old need it to care for them and support the actions that fail because of weakness. And those in their prime need it to do [re]fine actions; for when ‘two go together …’ they are more capable of understanding and acting” (
Aristotle 1999). In Aristotelian philosophy, there are three types of friendships: of utility, of pleasure, of the good (
UKEssays 2018). Friendships of utility exist when the relationship has merely instrumental value with no sense of care between people but usually a facile relationship of business (
UKEssays 2018). Friendships of pleasure exist between people who enjoy each other’s company, but usually, these relationships terminate once the common pleasurable activity no longer brings participants enjoyment when shared (
UKEssays 2018). Friendships of the good are commonly understood in English as a true friendship, one in which friends care for each other, and this friendship is maintained for so long as the participants’ shared characters are preserved (
UKEssays 2018). Aristotle’s friendship of the good seems the closest depiction of the sense of ‘friendship’ in Ubuntu philosophy, where one shares a way of life with others and sympathizes with and cares for them for their sake. Aristotle believed that good friendships constitute a good life (much like African ethics). But, while the three main virtues Aristotle advocates to live a good life (temperance, continence, and toughness) are indeed praiseworthy characteristics, they tend to be
self-regarding and individualistic, unlike Ubuntu norms (solidarity and identifying with others), which are
other-regarding and relational (
Metz 2012c).
Converse to Aristotelian philosophy, which prizes friendships to bolster justice, Utilitarians prize impartiality as a form of justice (
UKEssays 2018). Utilitarian values are embedded in impartial and calculated perceptions where values such as friendships and love are not prioritized and may even be diminished by decisions directed by Utilitarian norms (
Prevos 2005). Specifically, Act-Utilitarianism could ground friendly acts, but only on a superficial level where motives and reasons are at odds, which Michael Stocker terms moral schizophrenia (
Stocker 1976). Moral schizophrenia can only be overcome if the reason and motivation for the actions align with one another. This moral schizophrenia occurs because there is a dissonance between the motivation to act, which is out of friendship, and the reason for which is the consequential goodness of the act. This superficial reason ultimately undermines the essence of friendship itself (
Stocker 1976). Similarly, Rule-Utilitarianism and Deontology (both moral theories which are bound by a set of rules or principles) find right actions from superficial reasons (to increase the good and out of duty, respectively). They are not necessarily guided by maintenance of the friendship even though the motive may be (
Helm 2021). Suppose the rule that motivates the action is to benefit friends, that is, to advance their good in some way. In that case, friendship would still be undermined by the unsentimental rule (Utilitarian) or duty (Deontological) to act since it is not for the friend’s sake. Instead, it is because that rule promotes goodness or because one has a duty to abide by them (
Stocker 1976). In other words, it is because advancing the good of the
friend promotes overall well-being. All the above courses of action for the motivation of friendship are guided by objective reasoning. These reasonings behind the actions demonstrate an unsentimental detachment which starkly contrasts with the potential sentiment of the motivation to benefit friends.
Contrastingly, Ubuntu philosophy overcomes this dissonance between motivations and reasons by providing a subjective reasoning of maintaining harmonious relationships or friendships with the motivation to act for the benefit of communal good or for the concern of friends, that is, to act for their sake. Ubuntu ties together goodness and friendship in a way that does not cause moral schizophrenia, which Utilitarianism and Deontology fail to do. In Utilitarianism, prizing impartiality with an objective perspective fails to acknowledge the true value of friendships since friendships sometimes require partiality and require one to act for the sake of a friend and not just for the good outcomes of that act. Concepts such as love and care, which are essential aspects of preserving friendships, are not valued in this ethic. In contrast, Ubuntu philosophy prizes friendships with a subjective perspective and promotes aspects such as care and love, two essential proponents in maintaining friendships. Similarly, Deontology also fails to account for the value of friendships due to impersonal actions being ruled by a set of duties or moral rules. Acting by these duties forgoes the motivation of caring for a friend or acting for the friend’s sake. Instead, it is merely to fulfil a moral obligation which posits a superficial value of friendships.
The preceding gives rise to an African ethic of friendliness that states that we ought to be friendly to those who have been friendly and unfriendly in a proportional way to those who have been unfriendly. Generally, unfriendliness should be avoided. However, it (unfriendliness) may be necessary to end proportional unfriendliness or protect victims of comparable unfriendliness (
Metz 2011).
But what does it mean to value friendliness and to respect one’s capacity for friendliness? Ubuntu philosophy, then, does not consider an action wrong solely if it harms others, such as from a Utilitarian perspective or if it violates a person’s autonomy like a Kantian Deontological notion, but instead insofar as it “fail[s] to respect friendship or the capacity for it” (
Metz 2011). From this view, if exercising one’s right to freedom of autonomy displays unfriendliness, it is ethically justified to violate the individual’s right, if only to protect the victim(s) of the individual’s comparable unfriendliness. Since respecting an individual’s capacity for friendship entails locating one’s interactions in the way in which that individual has exercised it, being unfriendly to the above-mentioned unfriendly individual is acting with the motivation to restore their capacity for friendship or to end unfriendliness on their part. So, this conception of the ethic of friendliness grounded in Ubuntu that we utilize prioritizes ending unfriendliness over promoting friendliness in the instance that one must choose between the two (
Ewuoso and Hall 2019). We acknowledge that this is only one interpretation of how friendliness can be conceived and of how it can be applied as an ethical principle. Consequently, some may dispute this interpretation since they agree with the premise that unfriendliness is always a morally wrong act without exception (
Cordeiro-Rodrigues 2018). However, we maintain that showcasing corresponding unfriendliness to an individual is only ethically permissible if it is in effort to restore communal capacity to the individual’s victim of the primary unfriendliness (
Ewuoso 2021). Specifically, we assert the moral wrongness is located in the individual’s unfriendly act of disrespecting the victim’s capacity to commune harmoniously with others. Showing corresponding unfriendliness, if only in an effort to end the primary unfriendliness and restore the victim’s capacity to commune, is preventing or terminating the morally wrong act (
Ewuoso and Hall 2019). In subsequent sections, we explore the concrete implications of the Ubuntu ethics of friendliness for measles vaccine mandates.
2.2. Measles Vaccine Mandates and Friendliness
The norm that requires us to be friendly to those who have been friendly and unfriendly in a comparable way to those who have been unfriendly may imply that forms of coercion are justified (
Ewuoso 2021). The reader would be correct to observe that coercion, manipulation, and force are forms of unfriendliness. Vaccine mandates are equally other forms of unfriendliness. Unfriendliness is not always immoral (
Chasi 2017). Vaccine hesitancy and refusal undermine the global effort to end—within this context—measles transmission and achieve herd immunity and are forms of unfriendliness. Suppose herd immunity would protect the whole population from measles infections. Suppose herd immunity is required for the 90% measles vaccine coverage and vaccinating children below 6 years old is critical to realizing this goal. In that case, refusing to vaccinate children under 6 years old is unfriendly. In doing this, individuals undermine the common good by refusing to collaborate on the 90% measles vaccine coverage project. Specifically, those who do not live harmoniously with others by choosing not to collaborate in the communal project neither identify with others nor exhibit solidarity. They fail to reciprocate friendliness to those who have showcased friendliness. That is, they act in an unfriendly manner toward those who voluntarily vaccinate to collaborate harmoniously by contributing to the communal project of 90% measles vaccination coverage. In this way, they act in ways which are less than human. By being unfriendly (through forced vaccination) to those who have refused to vaccinate, one acts in ways that will likely restore their humanity and is proportional to the unfriendliness on their part (
Ewuoso 2021). It is proportional because we do only what is necessary to counter comparative unfriendliness on their part.
There are many justifications for refusing measles vaccination. Some individuals refuse measles vaccines for their children because measles vaccine mandates unjustly violate individual parents’/guardians’ rights to freedom of choice (
Durbach 2004). We argue that the reason behind this claim typifies an attitude of unfriendliness because it undermines communal efforts to reach herd immunity and indirectly brings harm to vulnerable populations. Notably, the reader should notice that an individual’s exercise of freedom may be restricted (against their will) to prevent harm to others (
Baum 1998). Given the two-tiered vulnerabilities of children, which we explained above, we are justified in compelling parents and guardians to act in specific ways to prevent harm to children (at least from the point of view of friendliness which we articulate in this paper) (
Chasi 2017). Preventing harm to vulnerable populations is not an unjust violation of individual rights but rather an appropriate response by concerned individuals to protect the humanity of those who cannot make this decision alone. Firstly, refusing to vaccinate children under 6 years undermines our collective effort to stop measles transmission. Herd immunity will play a key role in realizing this goal. Additionally, herd immunity requires 95% measles vaccine coverage, implying that those who refuse vaccination threaten our and their lives. In doing so, they are being unfriendly to those who have been friendly in vaccinating against measles for the common good.
Furthermore, there are already vulnerable individuals who cannot vaccinate against measles due to existing health impediments, regardless of their will to collaborate in the communal project. These vulnerable people do not have a choice as to whether they would like to vaccinate against measles, and this dilemma already impedes the goal of herd immunity. So, every able body needs to vaccinate against measles if we are to reach this goal successfully. Refusal to vaccinate against measles for an egocentric impetus of individual freedom is selfish and demonstrates an unwillingness to share a way of life with others. Individuals who fail to vaccinate their children against measles fail to identify with others in the community. This aversion to relate communally is an exhibition of unfriendliness on their part.
Secondly, whilst freedom is a good thing in some contexts, it is unethical to exercise freedoms that violate the well-being of others. Coercive means such as mandates are proportional means of protecting the well-being of those who are vulnerable and could be harmed by individuals who exercise their freedom to refuse measles vaccines for their children. These mandates are not set in place to be unfair to those whose rights are limited but rather to bring systemic justice to those who require extra protection from measles or cannot afford to vaccinate due to health conditions. While we agree that mandates restrict individual rights in some way, this is a reasonable, appropriate, and necessary response that seeks justice for those most in need, the vulnerable populations. Herein, at least from the point of view of the African thinking about friendliness, the benefit of herd immunity is not to afford protection to selfish individuals who jeopardize communal efforts by refusing measles vaccines on the grounds of their rights. The benefit is intended for those who would intend to collaborate by being vaccinated but may be unable to participate solely because of their health status. The more significant duty of care is for those with a greater need (
Metz 2019a). The refusal of measles vaccines on the grounds of exercising individual rights showcases acting in one’s interests, failing to act for the good of others, and, subsequently, failing to exhibit solidarity, which is a classic form of unfriendliness.
Another main reason people refuse to vaccinate children under the age of 6 years against measles is that vaccine mandates undermine an individual’s respect for autonomy, and these parents have a duty to make health decisions on their children’s behalf. This reasoning is similar to the preceding in that this impetus stems from an individualistic and subjective perspective. The previous reason is grounded in rights-based ethics, where parents have the right to make health decisions for their children with the corresponding responsibility of making these decisions in their child’s best interests. However, the impetus for this claim is grounded in Kant’s Theory of Deontology, where parents have a duty to make health decisions for their children and the health system and personnel have a duty to respect these informed decisions made freely and voluntarily by the parents. These individuals act in their interests by refusing to vaccinate their children against measles. In doing so, they fail to share a way of life with others or exhibit solidarity to others. They refuse measles vaccination for their children merely because they have the freedom to choose so without considering vulnerable individuals at a higher risk of measles infection who cannot vaccinate against measles due to health conditions. They fail to exhibit solidarity in their failure to act for the good of others by undermining the goal of herd immunity against measles and efforts to reduce measles transmissions.
Furthermore, these individuals demonstrate that they are incapable of identifying with others since their decision to refuse measles vaccinations for their children is based on self-interest and not the interest of the greater good of the community. In doing so, these individuals are showing unfriendliness even towards those who are friendly. Individuals who vaccinate their children against measles participate in the goal of protecting the community’s health and showcasing friendliness, under the assumptions that vaccination remains the best means of preventing measles transmission and children below 6 years old are critical for realizing the 90% measles vaccine coverage. Notice that the preceding statement does not imply that vaccines are absolutely safe, implying that no adverse effect has been recorded. And, there are parents who have heard of cases where a child had a severe adverse reaction to a vaccine and refuse vaccination for their child for the sake of protecting the welfare of the child. Rather, statistics tend to support that these adverse effects are rare, and in most cases, measles vaccines are likely safe for children. Suppose this is true. In that case, individuals who refuse to vaccinate children under the age of 6 against measles are exhibiting unfriendliness by refusing to share a way of life with others and failing to act with goodwill.
Some individuals claim measles vaccinations for their children go against their personal or religious beliefs and that vaccine mandates violate their right to practice their religious beliefs. We argue that subjecting one’s child to harmful religious practices or personal beliefs in refusing measles vaccinations is not ethically justifiable. Many countries have established laws to protect children from their parents’ harmful religious or personal beliefs. Specifically, (the Republic of South Africa, the Children’s Act 38 of 2005 (s12, 1(a)) aims to prevent children from being subjected to any cultural, social, or religious practices which may be detrimental to their well-being. Though the relationship between ethics and religion is complex and religion can form the foundation of ethical beliefs, nonetheless, ethics ought to, and can, guide religious beliefs. Suppose there are religious norms that undermine the public good. In that case, there is an obligation to identify and eliminate those norms. At its core, religion seeks ways for individuals to interact well in society. Non-vaccinated children risk infection and measles complications, including sickness and death. Sick individuals can hardly interact well with others. In this regard, it seems intuitive that vaccinating children will advance religious goals by increasing children’s opportunities to interact well in society. A refusal to vaccinate undermines the goal of religion to increase opportunities for both their children and other vulnerable populations in the community to interact. Suppose, as we have argued, that acts of unfriendliness should be met with corresponding unfriendliness to end unfriendliness. In that case, we are justified in limiting practices, including religious ones, that undermine the well-being of others.
Several means may be used to force children to vaccinate. As an example, unvaccinated children may be prevented from entering schools. This would be a corresponding unfriendly act and would effectively end the unfriendliness of parents refusing to vaccinate their children for any reason other than if a child’s health condition does not allow it.