1. Introduction
The increasing volume of global maritime trade has led to a significant rise in container transport, with millions of containers being shipped across the world’s oceans each year. However, the loss of containers at sea remains a critical challenge, posing severe economic, environmental, and navigational risks. Container loss incidents not only result in substantial financial damage for shipping companies and cargo owners but also contribute to extensive marine pollution and hazards for maritime traffic [
1]. Lost containers can float for extended periods, creating collision risks for other vessels, while those that sink release pollutants disrupt marine ecosystems, and contribute to the growing problem of underwater debris. Several high-profile container loss incidents highlight the severity of this issue. The MOL COMFORT disaster (2013) resulted in the loss of 4293 containers after structural failure in rough seas, as shown in
Figure 1. The ONE APUS incident (2020) led to the loss of over 1800 containers due to adverse weather conditions. More recently, in July 2024, a CMA CGM vessel lost 44 containers due to rough sea conditions, reinforcing the persistent threat posed by extreme weather events. The frequency and scale of such incidents demonstrate the urgent need for comprehensive risk assessment and preventive strategies.
Beyond the economic losses, the environmental impact of lost containers is alarming. Many containers carry hazardous or plastic-based materials that, when submerged or broken open, release toxins into the marine environment, threatening marine biodiversity. The International Maritime Organization (IMO) and the Marine Environment Protection Committee (MEPC) have recognized this growing issue and proposed measures to mitigate marine pollution caused by lost containers [
2,
3]. Regulatory amendments, such as MSC 108, have been introduced to establish clearer reporting and recovery responsibilities for shipowners and operators. However, effective enforcement and the development of predictive risk models remain key challenges.
To address these issues, this study employs a data-driven approach to analyze the causes and risk factors associated with container loss incidents, utilizing historical data from 2011 to 2023 [
4]. Through advanced statistical analysis, machine-learning techniques, and clustering algorithms, this research aims to identify critical variables influencing container loss, such as vessel size, incident locations, and prevailing environmental conditions. By integrating decision-tree-based predictive modeling and K-means clustering, the study seeks to enhance risk assessment capabilities, enabling shipowners, regulators, and insurers to implement more effective safety measures and loss prevention strategies. Given that adverse weather conditions account for 57.14% of container loss incidents, there is a pressing need to incorporate real-time environmental data into maritime risk assessment frameworks. This study not only highlights the correlation between vessel characteristics and incident severity but also underscores the potential for AI-driven predictive analytics to mitigate container loss risks.
The findings aim to support the development of enhanced cargo-securing protocols, real-time monitoring solutions and updated maritime safety regulations to minimize future incidents. By leveraging machine learning and statistical methodologies, this research contributes to the ongoing efforts to improve maritime safety, protect marine ecosystems, and reduce economic losses associated with container loss incidents. Future work will focus on integrating real-time vessel tracking and environmental monitoring systems to further refine predictive models and develop proactive risk mitigation strategies.
Various studies have been conducted on container accident analysis, risk assessment, and data mining.
Recent related studies focus on enhancing maritime navigation safety and ship trajectory analysis using advanced computational techniques. Liu et al. [
5] propose a novel approach for evaluating the navigational safety of inland waterway ships under uncertain conditions, while Chen et al. [
6] develop an ensemble instance segmentation framework to improve ship visual trajectory exploitation, contributing to more accurate vessel tracking and situational awareness in ocean environments.
Yeun et al. [
7] analyze accident risks in container terminals using a Risk Assessment Matrix (RAM) to systematically evaluate accident frequency and severity. The primary objective is to classify accident types based on operational areas within container terminals and to assess their relative risk levels. By applying quantitative risk assessment techniques, the study aims to propose a structured approach to improving safety measures in terminal operations. The study directly applies to container terminal safety improvements, offering actionable recommendations for reducing accidents. The use of the Risk Assessment Matrix (RAM) helps prioritize safety investments, ensuring cost-effective accident prevention. However, future research should integrate technological advancements, conduct cost-benefit analyses of safety interventions, and expand geographic comparisons to validate the findings across different container terminals. Additionally, addressing climate-related risks would provide a more comprehensive safety framework for the future of containerized freight transportation. Overall, this study serves as an essential reference for container terminal safety management, offering a structured risk evaluation model that can help reduce accidents, improve efficiency, and enhance maritime safety.
Lee [
8] makes a valuable contribution to freight transportation risk management by systematically categorizing physical risks and analyzing their impact on cargo security, operational efficiency, and supply chain stability. It offers practical recommendations for minimizing freight damage through better handling, improved cargo-securing, and enhanced monitoring systems. The findings are directly applicable to shipping companies, freight forwarders, and insurers, helping them develop better cargo handling protocols. By identifying major causes of cargo damage, the study helps reduce financial losses associated with freight damage. It highlights best practices that can enhance operational efficiency and cargo security. However, further research is needed to incorporate modern risk mitigation technologies, financial impact assessments, and policy frameworks. By addressing these gaps, future studies can provide a more comprehensive approach to reducing freight transportation risks in an evolving global trade landscape. Overall, this study serves as an important reference for logistics professionals, policymakers, and researchers seeking to improve cargo safety and risk management strategies in global freight transportation.
Kim et al. [
9] analyze the accident factors associated with steel cargo handling in ports, which accounts for the highest accident rate (26.3%) among all bulk cargo types. The research aims to identify key safety factors, prioritize them using the Fuzzy Analytical Hierarchy Process (Fuzzy-AHP), and propose measures to enhance port safety. The study quantifies qualitative safety factors, providing a structured, hierarchical prioritization of risks. Ensures that safety concerns reflect real-world experience rather than theoretical assumptions. The study does not analyze the cost-effectiveness of implementing safety improvements. The study prioritizes accident factors but does not propose specific prevention mechanisms. Future research should explore design improvements, cargo-securing technologies, and real-time risk alerts. This research lays a strong foundation for safety prioritization in bulk cargo handling, but future studies should integrate real-world accident analysis, automation solutions, and regulatory frameworks to enhance its practical application.
Jo [
10] examines the growing problem of marine plastic pollution caused by lost shipping containers and highlights the urgent need for international policies and regulations to mitigate its environmental impact. The research directly addresses an emerging environmental crisis, aligning with global discussions on marine plastic pollution. It effectively links lost containers to plastic waste and highlights their role in long-term marine pollution. The study not only proposes regulatory changes but also suggests technological improvements, including tracking systems, retrieval strategies, and ship stability enhancements. The study does not include quantitative field data on the actual impact of container loss on microplastic pollution. Future research should analyze contamination levels in affected marine areas. The study focuses on IMO-level solutions but does not explore regional or national initiatives that could be more immediately implementable. The study’s main contribution lies in its detailed policy recommendations, including mandatory container loss reporting, tracking system integration, and retrieval incentives. However, further empirical research is needed to quantify the pollution impact, and a cost-benefit analysis would enhance the practical feasibility of proposed solutions.
Chang et al. [
11] evaluate the risks associated with Maritime Autonomous Surface Ships (MASS) and aim to quantify the risk levels of major hazards. The research employs Failure Modes and Effects Analysis (FMEA) combined with Evidential Reasoning (ER) and a Rule-Based Bayesian Network (RBN) to assess the hazards. Unlike many previous studies that assume autonomous systems eliminate human error, this research highlights that software design and programming decisions introduce new types of human error. This insight is crucial for improving the safety and reliability of AI-based ship operations. The findings can be used by ship designers, operators, and regulators to improve safety measures before MASS is widely deployed. The study relies on expert opinions and literature reviews rather than real operational data from autonomous ships. Future research should validate the model using case studies or real-world MASS trial data. MASS implementation involves high initial costs for new infrastructure, training, and cybersecurity. The study does not compare these costs against the expected benefits (e.g., reduced labor costs, lower accident rates, environmental gains).
Hwang [
12] investigates the causes and responses to container loss accidents during ship voyages, emphasizing the environmental and operational impacts of such incidents. The study provides detailed case studies of major container loss accidents, making it a valuable resource for maritime safety professionals. It effectively identifies common patterns and contributing factors in container loss accidents. The study acknowledges the marine pollution risks posed by lost containers and stresses the importance of strengthening recovery efforts. While the study references existing reports, it does not present statistical analysis or trend modeling of container loss over time. Future research should incorporate data analytics to predict high-risk scenarios. While the study discusses storm-related container loss, it does not analyze how climate change is increasing extreme weather events, which may heighten container loss risks in the future. Overall, this study is a valuable contribution to maritime safety research, advocating for enhanced regulatory compliance, improved ship design, and stronger cargo-securing measures to reduce container loss incidents and their environmental impact.
Oterkus et al. [
13] investigate the structural integrity of shipping containers lost at sea using the Finite Element Method (FEM), with a focus on their ability to withstand hydrostatic pressure at varying depths. The analysis demonstrates that standard ISO containers fail structurally even at shallow depths due to excessive hydrostatic pressure. At depths beyond 50 m, container deformation becomes catastrophic, leading to rapid failure. Given that an estimated 1382 containers are lost at sea annually, understanding their structural behavior is crucial for marine safety, environmental impact assessment, and cargo security. The findings confirm that conventional containers cannot withstand deep-sea conditions, posing risks of structural failure, cargo loss, and environmental damage. By introducing a thicker-walled container design, the research offers a practical engineering solution that could reduce container failures and mitigate marine hazards. Overall, this research significantly advances the understanding of container integrity at sea, providing actionable insights for maritime engineers, regulators, and policymakers. Its findings emphasize the importance of improving container designs to enhance safety, prevent cargo spills, and minimize long-term environmental impacts in oceanic environments.
Kim and Shin [
14] investigate the causes of marine accidents related to the weight of container cargo and examine potential solutions to mitigate such risks. The research highlights that overloaded or misreported container weights contribute significantly to structural failures, cargo loss, and vessel instability, leading to serious maritime accidents. The study reviews accident case studies and emphasizes the importance of the Verified Gross Mass (VGM) system, implemented under the International Convention for the Safety of Life at Sea (SOLAS), as a regulatory measure to improve cargo weight verification and enhance maritime safety. Through an analysis of historical container loss incidents, including the Deneb, MSC Napoli, MV Limari, and P&O Nedlloyd Genoa cases, the research demonstrates how inaccurate cargo weight declarations and improper stowage practices have led to container collapses, vessel instability, and even ship capsizing. The study proposes improving weight verification procedures, strengthening regulations, and enhancing industry-wide compliance with the VGM system to reduce maritime accidents caused by overweight containers.
Park [
15] examines the importance of cargo-securing in containerized transportation and the need for legal and institutional improvements to enhance maritime safety. While containerization has significantly improved transport efficiency, improper cargo-securing within containers has become a leading cause of marine accidents, cargo damage, and financial losses. The study analyzes current domestic and international regulations on cargo-securing and highlights regulatory gaps that fail to address containerized cargo stability adequately. The study does not include quantitative data on the frequency of cargo-securing failures in different ports or shipping lines. Future research should incorporate statistical data on non-compliance rates and accident trends. The research mainly focuses on South Korean regulations, with limited comparison to global best practices. A more in-depth analysis of European, U.S., and IMO standards would provide stronger policy recommendations. By reviewing case studies of past cargo-related accidents, including the 2014 Sewol ferry disaster, the study argues that better enforcement of cargo-securing regulations is essential to prevent accidents, improve liability assessment, and reduce economic losses in global shipping operations.
NMSCS (National Marine Sanctuaries Conservation Series) [
16] provides critical insights into the long-term ecological effects of lost shipping containers in deep-sea environments, highlighting their potential role as artificial hard substrates and stepping stones for species migration. By documenting species succession and faunal community changes over 17 years, the study contributes valuable data to marine conservation and policy discussions regarding container loss and its environmental implications. The study provides one of the longest time-series analyses of a lost shipping container in the deep sea, offering rare and valuable ecological insights. However, further research is needed to address some of the study’s limitations, particularly in understanding chemical pollution, large-scale ecosystem impacts, and container degradation rates. Future studies should also explore replicated cases in different marine environments to assess whether similar ecological patterns emerge across multiple lost containers. Overall, this study is a significant contribution to deep-sea ecology and marine policy discussions, emphasizing the need for improved container tracking, recovery strategies, and long-term environmental monitoring of lost cargo.
Orkun Burak Öztürk [
17] investigates the causes and risks associated with container loss at sea, a growing concern due to its financial, operational, and environmental implications. The study develops a Fuzzy Bayesian Network (FBN) model to assess the risk of container loss and identify key contributing factors. The study estimates that 1629 containers are lost at sea annually, with a significant increase in recent years. The study highlights that container losses are highly correlated with the ship’s stability and the effectiveness of lashing and securing processes. While the FBN model provides a strong theoretical framework, the study does not incorporate real-world case studies to validate its accuracy. The model primarily focuses on human and operational factors but does not extensively assess the impact of extreme weather events or dynamic sea conditions. This study is valuable as a benchmark for risk assessment methodologies but leaves room for further innovation through technological and regulatory advancements.
Nicolás Molina-Padrón et al. [
18] investigate the increasing issue of container losses in maritime transport, which pose significant risks to marine ecosystems, navigational safety, and supply chain efficiency. Given that an estimated 1566 containers are lost at sea annually, the research highlights the urgent need for technological solutions to track and monitor these lost containers in real time. The study systematically evaluates existing detection and surveillance methods, including radar, sonar, thermal imaging, and communication-based tracking systems, with the ultimate goal of proposing a global container monitoring network. However, practical implementation, cost feasibility, and real-world validation remain open challenges that need to be addressed in future research. By incorporating empirical testing, cost-benefit analysis, and AI-based tracking enhancements, this study could serve as a foundational reference for the development of a truly effective global surveillance system for lost containers at sea. This study offers valuable insights into maritime safety and environmental protection but needs further empirical validation, economic analysis, and AI integration for practical deployment.
The current study makes a significant contribution to maritime risk analysis by moving beyond descriptive risk assessment methods and introducing predictive analytics, advanced data handling, and enhanced severity classification models. These improvements bridge critical gaps in prior research by:
- [1]
Shifting from qualitative to quantitative risk modeling through machine learning.
- [2]
Addressing missing data limitations using advanced imputation techniques.
- [3]
Introducing a structured risk classification system that enables proactive decision-making.
These advancements position the study as a practical tool for industry stakeholders, offering a data-driven approach to reducing container loss incidents and enhancing global maritime safety protocols. Future research could further build upon this foundation by integrating real-time vessel monitoring systems and AI-driven risk prediction algorithms to develop next-generation maritime safety solutions.
5. Conclusions Remarks
This study provides a comprehensive analysis of container loss at sea, leveraging advanced statistical methods and machine-learning techniques to identify critical risk factors and develop predictive models for risk assessment. By analyzing incident data from 2011 to 2023, the research highlights the significant impact of adverse weather conditions, vessel size, and operational factors on container loss incidents. The integration of machine-learning algorithms, such as K-means clustering and decision trees, along with advanced data preprocessing techniques, has enabled the development of a robust framework for predicting and classifying container loss risks. The findings offer valuable insights for maritime stakeholders, including ship operators, regulators, and insurers, to enhance safety measures and mitigate the economic and environmental impacts of container loss.
The study reveals that adverse weather conditions are the predominant cause of container loss, accounting for 57.14% of incidents. This underscores the urgent need for improved weather monitoring systems and proactive safety protocols to mitigate the risks associated with extreme weather events. Furthermore, the analysis demonstrates that vessel size and capacity play a crucial role in determining the severity of container loss incidents. Larger vessels, despite experiencing fewer incidents, tend to suffer more severe losses, while smaller vessels are more prone to frequent but less severe incidents. This finding suggests that risk management strategies should be tailored to the specific characteristics of vessels, with a focus on enhancing the structural resilience of larger ships and improving operational practices for smaller vessels. The decision-tree model developed in this study demonstrates high accuracy in predicting low-risk incidents, with a precision of 86% and a recall of 95% for Class 1 (low risk). However, the model faces challenges in accurately classifying moderate- and high-risk incidents, particularly for Class 2 (moderate risk), where both precision and recall are relatively low. This indicates a need for further refinement of the model, particularly through the incorporation of more comprehensive environmental data, such as wave height and wind speed, which were often missing in the dataset. Despite these limitations, the decision-tree model provides a valuable tool for assessing the severity of container loss incidents based on vessel characteristics, incident location, and cause. The application of K-means clustering has enabled the classification of container loss incidents into 11 distinct geographical zones, providing a clear mapping of high-risk areas. This geographical clustering allows maritime authorities to prioritize safety measures in regions with higher incident frequencies, thereby enhancing targeted risk mitigation strategies. Additionally, the study introduces a structured risk classification system based on the loss ratio, which quantifies the severity of incidents by comparing the number of lost or damaged containers to the vessel’s capacity. This classification system, which categorizes incidents into low, moderate, and high-risk levels, offers a standardized approach for assessing and managing container loss risks across different vessel sizes and operational conditions. The study also highlights the importance of advanced data preprocessing techniques, such as regression-based imputation and deep learning, in handling missing data and improving the reliability of predictive models. By addressing the challenges posed by incomplete datasets, these techniques enhance the accuracy and robustness of the analysis, ensuring that the findings are based on a comprehensive and reliable dataset.
In conclusion, this study makes a significant contribution to maritime safety research by providing a data-driven framework for understanding and mitigating container loss risks. The findings underscore the importance of integrating advanced weather monitoring, enhancing vessel design, and improving operational practices to reduce the frequency and severity of container loss incidents. Future research should focus on expanding the dataset to include more complete environmental variables, exploring advanced modeling techniques, and incorporating real-time data to further refine predictive models. By leveraging these insights, maritime stakeholders can develop more effective risk management strategies, ultimately contributing to the safety, resilience, and sustainability of global maritime logistics operations.